c0e205a4_d_Questions___Data___FINRA_org__Field_Name
[Description] The number of options transactions in customer accounts, regardless of where the execution took place, that the correspondent or self-clearing firm had on the "processed date." [Questions & Responses] If a clearing firm executes and clears options transactions for other broker-dealers on an omnibus basis, how are these handled? The underlying principal of Rule 3150 is reporting at the correspondent level. Omnibus Accounts are aggregate accounts and do not disclose the firms. The correspondents will have to report on their own behalf in the instance where they clear on an omnibus basis. Are futures options included? Futures Options are not included since the CFTC regulates the Futures market and not the SEC. Does Options Transactions refer to listed options? All Options Transactions are included, regardless of the execution venue. Should private transactions be included? Yes. [Field Name] 
Options Transactions Count
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