c0e205a4_d_Questions___Data___FINRA_org__Field_Name
[Description] The total dollar value of sales credits and/or commissions generated by equity trades in customer accounts executed on a National Securities Exchange, that the correspondent or self-clearing firm had on the "processed date." [Questions & Responses] Are postage/handling charges excluded from this data element? Yes. This data element is strictly credits and commissions. Should fee-based payments be included under the Sales Credits and Commissions reporting requirement? Our definition of a fee-based account is one where there is an annual fee regardless of activity. In this context, exclude the fees for the customer accounts. Include the sales credits / commissions. The purpose is to relate compensation to transaction activity. Fee-based compensation is not transaction dependent. [Field Name] 
Exchange Equity Sales Credits / Commissions
Insite Frequently Asked Questions - Data | FINRA.org