item 14 principal accounting fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information mortgaged property securing park city center loan constitutes significant obligor within meaning 1101k2 regulation ab recent unaudited net operating income significant obligor 2012 fiscal year 2128112500 item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows pending legal proceeding legal proceeding contemplated governmental authorities sponsors depositor trustee issuing entity servicers originators parties contemplated item 1100d1 regulation ab property foregoing subject material security holders described item 1117 regulation ab item 1119 regulation ab affiliations certain relationships related transactions information regarding item disclosed prospectus issuing entity filed 424b5 filing dated september 30 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 14 principal accounting fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information mortgaged property securing park city center loan constitutes significant obligor within meaning 1101k2 regulation ab recent unaudited net operating income significant obligor 2018 calendar year 22555119 item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows legal proceeding pending sponsors depositor trustee issuing entity servicer contemplated item 1108a3 regulation ab originator contemplated item 1110b regulation ab party contemplated item 1100d1 regulation ab property foregoing subject material security holders disclosed prospectus issuing entity filed 424b5 filing dated october 3 2011 follows since june 18 2014 group institutional investors filed civil complaints supreme court state new york new york county later us district court southern district new york wells fargo bank na “wells fargo bank” capacity trustee certain residential mortgage backed securities “rmbs” trusts complaints wells fargo bank alleged trustee caused losses investors asserted causes action based upon among things trustees alleged failure notify enforce repurchase obligations mortgage loan sellers purported breaches representations warranties ii notify investors alleged events default iii abide appropriate standards care following alleged events default relief sought included money damages unspecified amount reimbursement expenses equitable relief wells fargo bank reached agreement denies wrongdoing resolve claims classwide basis 271 rmbs trusts currently issue settlement agreement subject court approval separate lawsuits wells fargo bank making similar allegations filed certain institutional investors concerning 57 rmbs trusts new york federal state court covered agreement respect foregoing litigations wells fargo bank believes plaintiffs claims without merit intends contest claims vigorously assurances outcome litigations possible impact litigations wells fargo bank rmbs trusts since 2014 various plaintiffs groups plaintiffs primarily investors filed claims us bank national association “us bank” capacity trustee successor trustee case may certain residential mortgage backed securities rmbs trusts plaintiffs plaintiff groups filed substantially similar complaints rmbs trustees including deutsche bank citibank hsbc bank new york mellon wells fargo complaints us bank allege trustee caused losses investors result alleged failures sponsors mortgage loan sellers servicers rmbs trusts assert causes action based upon trustees purported failure enforce repurchase obligations mortgage loan sellers alleged breaches representations warranties concerning loan quality complaints also assert trustee failed notify securityholders purported events default allegedly caused breaches servicing standards mortgage loan servicers trustee purportedly failed abide heightened standard care following alleged events default currently us bank defendant multiple actions alleging individual class action claims trustee respect multiple trusts described previously us bank disclosed substantial case blackrock balanced capital portfolio et al v us bank national association 6052042015 ny sup ct class action alleging claims respect approximately 770 trusts companion case blackrock core bond portfolio et al v us bank national association 14cv9401 sdny collectively “blackrock cases” us bank entered settlement agreement resolve blackrock cases following approval dismissals applicable court trusts implicated aforementioned blackrock cases well trusts involved actions brought separate groups plaintiffs related 100 trusts per case us bank cannot assure outcome litigation possible impact litigations trustee rmbs trusts however us bank denies liability believes performed obligations rmbs trusts good faith actions cause losses investors meritorious defenses intends contest plaintiffs’ claims vigorously item 1119 regulation ab affiliations certain relationships related transactions information regarding item disclosed prospectus issuing entity filed 424b5 filing dated october 3 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 14 principal accounting fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information mortgaged property securing park city center loan constitutes significant obligor within meaning 1101k2 regulation ab recent unaudited net operating income significant obligor 2014 calendar year 24074619 item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows legal proceeding pending sponsors depositor trustee issuing entity servicer contemplated item 1108a3 regulation ab originator contemplated item 1110b regulation ab party contemplated item 1100d1 regulation ab property foregoing subject material security holders disclosed prospectus issuing entity filed 424b5 filing dated september 30 2011 following june 18 2014 group institutional investors filed civil complaint supreme court state new york new york county wells fargo bank na capacity trustee 276 residential mortgage backed securities rmbs trusts later amended july 18 2014 increase number trusts 284 rmbs trusts november 24 2014 plaintiffs filed motion voluntarily dismiss state court action without prejudice day group institutional investors filed civil complaint united states district court southern district new york wells fargo bank na alleging claims bank capacity trustee 274 residential mortgage backed securities rmbs trusts “complaint” december 2014 plaintiffs’ motion voluntarily dismiss original state court action granted prior state court action complaint one six similar complaints filed contemporaneously rmbs trustees deutsche bank citibank hsbc bank new york mellon us bank group institutional investor plaintiffs complaint wells fargo bank na alleges trustee caused losses investors asserts causes action based upon among things trustees alleged failure enforce repurchase obligations mortgage loan sellers purported breaches representations warranties ii notify investors alleged events default purportedly caused breaches mortgage loan servicers iii abide appropriate standards care following alleged events default relief sought includes money damages unspecified amount reimbursement expenses equitable relief cases alleging similar causes action filed wells fargo bank na trustees rmbs investors transactions assurances outcome litigation possible impact litigation trustee rmbs trusts however wells fargo bank na denies liability believes performed obligations rmbs trusts good faith actions cause losses investors meritorious defenses intends contest plaintiffs’ claims vigorously june 2014 civil complaint filed supreme court state new york new york county group institutional investors us bank national association “us bank” capacity trustee successor trustee case may certain residential mortgage backed securities rmbs trusts plaintiffs investment funds formed nine investment advisors aegon blackrock brookfield dz bank kore pimco prudential sealink tiaa purport bringing suit derivatively behalf 841 rmbs trusts issued 771 billion original principal amount securities 2004 2008 according plaintiffs cumulative losses rmbs trusts equal 924 billion date complaint one six similar complaints filed rmbs trustees deutsche bank citibank hsbc bank new york mellon wells fargo certain plaintiffs complaint us bank alleges trustee caused losses investors result alleged failures sponsors mortgage loan sellers servicers rmbs trusts asserts causes action based upon trustees purported failure enforce repurchase obligations mortgage loan sellers alleged breaches representations warranties concerning loan quality complaint also asserts trustee failed notify securityholders purported events default allegedly caused breaches mortgage loan servicers trustee purportedly failed abide appropriate standards care following events default relief sought includes money damages unspecified amount equitable relief november 2014 plaintiffs sought leave voluntarily dismiss original state court complaint filed substantially similar complaint united states district court southern district new york federal civil complaint added class action allegation change total number named trusts 843 rmbs trusts december 2014 plaintiffs’ motion voluntarily dismiss original state court complaint granted cases alleging similar causes action previously filed us bank trustees rmbs investors transactions assurances outcome litigation possible impact litigation trustee rmbs trusts however us bank denies liability believes performed obligations rmbs trusts good faith actions cause losses investors meritorious defenses intends contest plaintiffs’ claims vigorously item 1119 regulation ab affiliations certain relationships related transactions information regarding item disclosed prospectus issuing entity filed 424b5 filing dated september 30 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 14 principal accounting fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information mortgaged property securing park city center loan constitutes significant obligor within meaning 1101k2 regulation ab recent unaudited net operating income significant obligor 2015 calendar year 24626408 item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows legal proceeding pending sponsors depositor trustee issuing entity servicer contemplated item 1108a3 regulation ab originator contemplated item 1110b regulation ab party contemplated item 1100d1 regulation ab property foregoing subject material security holders disclosed prospectus issuing entity filed 424b5 filing dated september 30 2011 follows june 18 2014 group institutional investors filed civil complaint supreme court state new york new york county wells fargo bank na capacity trustee 276 residential mortgage backed securities “rmbs” trusts later amended july 18 2014 increase number trusts 284 rmbs trusts november 24 2014 plaintiffs filed motion voluntarily dismiss state court action without prejudice day group institutional investors filed civil complaint united states district court southern district new york “district court” wells fargo bank alleging claims bank capacity trustee 274 rmbs trusts “complaint” december 2014 plaintiffs’ motion voluntarily dismiss original state court action granted prior state court action complaint one six similar complaints filed contemporaneously rmbs trustees deutsche bank citibank hsbc bank new york mellon us bank group institutional investor plaintiffs complaint wells fargo bank alleges trustee caused losses investors asserts causes action based upon among things trustees alleged failure enforce repurchase obligations mortgage loan sellers purported breaches representations warranties ii notify investors alleged events default purportedly caused breaches mortgage loan servicers iii abide appropriate standards care following alleged events default relief sought includes money damages unspecified amount reimbursement expenses equitable relief cases collectively “additional complaints” alleging similar causes action filed wells fargo bank trustees court rmbs investors transactions cases consolidated judge january 19 2016 order entered connection complaint district court declined exercise jurisdiction 261 trusts issue complaint district court also allowed plaintiffs file amended complaints chose three amended complaints filed assurances outcome litigation possible impact litigation trustee rmbs trusts however wells fargo bank denies liability believes performed obligations rmbs trusts good faith actions cause losses investors meritorious defenses intends contest plaintiffs’ claims vigorously since 2014 various plaintiffs groups plaintiffs primarily investors filed claims us bank national association “us bank” capacity trustee successor trustee case may certain residential mortgage backed securities rmbs trusts plaintiffs plaintiff groups filed substantially similar complaints rmbs trustees including deutsche bank citibank hsbc bank new york mellon wells fargo complaints us bank allege trustee caused losses investors result alleged failures sponsors mortgage loan sellers servicers rmbs trusts assert causes action based upon trustees purported failure enforce repurchase obligations mortgage loan sellers alleged breaches representations warranties concerning loan quality complaints also assert trustee failed notify securityholders purported events default allegedly caused breaches servicing standards mortgage loan servicers trustee purportedly failed abide heightened standard care following alleged events default currently us bank defendant multiple actions alleging individual class action claims trustee respect multiple trusts described substantial case blackrock balanced capital portfolio et al v us bank national association 6052042015 ny sup ct class action alleging claims respect approximately 794 trusts companion case blackrock core bond portfolio et al v us bank national association 14cv9401 sdny trusts implicated aforementioned blackrock cases well trusts involved actions brought separate groups plaintiffs related 100 trusts per case assurance outcome litigation possible impact litigations trustee rmbs trusts however us bank denies liability believes performed obligations rmbs trusts good faith actions cause losses investors meritorious defenses intends contest plaintiffs’ claims vigorously item 1119 regulation ab affiliations certain relationships related transactions information regarding item disclosed prospectus issuing entity filed 424b5 filing dated september 30 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 14 principal accounting fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information mortgaged property securing park city center loan constitutes significant obligor within meaning 1101k2 regulation ab recent unaudited net operating income significant obligor 2017 calendar year 23864442 item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows legal proceeding pending sponsors depositor trustee issuing entity servicer contemplated item 1108a3 regulation ab originator contemplated item 1110b regulation ab party contemplated item 1100d1 regulation ab property foregoing subject material security holders disclosed prospectus issuing entity filed 424b5 filing dated october 3 2011 follows june 18 2014 group institutional investors filed civil complaint supreme court state new york new york county wells fargo bank na “wells fargo bank” capacity trustee 276 residential mortgage backed securities “rmbs” trusts later amended july 18 2014 increase number trusts 284 rmbs trusts november 24 2014 plaintiffs filed motion voluntarily dismiss state court action without prejudice day group institutional investors filed putative class action complaint united states district court southern district new york “district court” wells fargo bank alleging claims bank capacity trustee 274 rmbs trusts “federal court complaint” december 2014 plaintiffs’ motion voluntarily dismiss original state court action granted prior state court action federal court complaint one six similar complaints filed contemporaneously rmbs trustees deutsche bank citibank hsbc bank new york mellon us bank group institutional investor plaintiffs federal court complaint wells fargo bank alleges trustee caused losses investors asserts causes action based upon among things trustees alleged failure notify enforce repurchase obligations mortgage loan sellers purported breaches representations warranties ii notify investors alleged events default iii abide appropriate standards care following alleged events default relief sought includes money damages unspecified amount reimbursement expenses equitable relief cases alleging similar causes action filed wells fargo bank trustees district court rmbs investors transactions cases wells fargo bank proceeding district court judge similar complaint also filed may 27 2016 new york state court different plaintiff investor january 19 2016 order entered connection federal court complaint district court declined exercise jurisdiction 261 trusts issue federal court complaint district court also allowed plaintiffs file amended complaints remaining nondismissed trusts chose three amended complaints filed december 17 2016 investor plaintiffs 261 trusts dismissed federal court complaint filed new complaint new york state court “state court complaint” september 2017 royal park investments sanv “royal park” one plaintiffs district court cases wells fargo bank filed putative class action complaint relating two trusts seeking declaratory injunctive relief money damages based wells fargo bank’s indemnification trust funds legal fees expenses wells fargo bank incurs incurred defending district court case filed royal park respect foregoing litigations wells fargo bank believes plaintiffs claims without merit intends contest claims vigorously assurances outcome litigations possible impact litigations wells fargo bank rmbs trusts since 2014 various plaintiffs groups plaintiffs primarily investors filed claims us bank national association “us bank” capacity trustee successor trustee case may certain residential mortgage backed securities rmbs trusts plaintiffs plaintiff groups filed substantially similar complaints rmbs trustees including deutsche bank citibank hsbc bank new york mellon wells fargo complaints us bank allege trustee caused losses investors result alleged failures sponsors mortgage loan sellers servicers rmbs trusts assert causes action based upon trustees purported failure enforce repurchase obligations mortgage loan sellers alleged breaches representations warranties concerning loan quality complaints also assert trustee failed notify securityholders purported events default allegedly caused breaches servicing standards mortgage loan servicers trustee purportedly failed abide heightened standard care following alleged events default currently us bank defendant multiple actions alleging individual class action claims trustee respect multiple trusts described substantial case blackrock balanced capital portfolio et al v us bank national association 6052042015 ny sup ct class action alleging claims respect approximately 770 trusts companion case blackrock core bond portfolio et al v us bank national association 14cv9401 sdny trusts implicated aforementioned blackrock cases well trusts involved actions brought separate groups plaintiffs related 100 trusts per case us bank cannot assure outcome litigation possible impact litigations trustee rmbs trusts however us bank denies liability believes performed obligations rmbs trusts good faith actions cause losses investors meritorious defenses intends contest plaintiffs’ claims vigorously item 1119 regulation ab affiliations certain relationships related transactions information regarding item disclosed prospectus issuing entity filed 424b5 filing dated october 3 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 14 principal accounting fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information mortgaged property securing park city center loan constitutes significant obligor within meaning 1101k2 regulation ab recent unaudited net operating income significant obligor 2013 calendar year 22603041 item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows pending legal proceeding legal proceeding contemplated governmental authorities sponsors depositor trustee issuing entity servicers originators parties contemplated item 1100d1 regulation ab property foregoing subject material security holders described item 1117 regulation ab item 1119 regulation ab affiliations certain relationships related transactions information regarding item disclosed prospectus issuing entity filed 424b5 filing dated september 30 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 14 principal accounting fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information mortgaged property securing park city center loan constitutes significant obligor within meaning 1101k2 regulation ab recent unaudited net operating income significant obligor calendar quarter ending june 30 2019 1024785400 park city center mortgage loan paid full september 9 2019 item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows legal proceeding pending sponsors depositor trustee issuing entity servicer contemplated item 1108a3 regulation ab originator contemplated item 1110b regulation ab party contemplated item 1100d1 regulation ab property foregoing subject material security holders disclosed prospectus issuing entity filed 424b5 filing dated october 3 2011 follows beginning june 18 2014 group institutional investors filed civil complaints supreme court state new york new york county later us district court southern district new york wells fargo bank na “wells fargo bank” capacity trustee certain residential mortgage backed securities “rmbs” trusts complaints wells fargo bank alleged trustee caused losses investors asserted causes action based upon among things trustees alleged failure notify enforce repurchase obligations mortgage loan sellers purported breaches representations warranties ii notify investors alleged events default iii abide appropriate standards care following alleged events default relief sought included money damages unspecified amount reimbursement expenses equitable relief november 2018 wells fargo bank reached agreement denied wrongdoing resolve claims classwide basis 271 rmbs trusts issue may 6 2019 court entered order approving settlement agreement separate lawsuits wells fargo bank making similar allegations filed certain institutional investors concerning several rmbs trusts new york federal state court covered agreement respect litigations wells fargo bank believes plaintiffs claims without merit intends contest claims vigorously assurances outcome litigations possible impact litigations wells fargo bank rmbs trusts last several years us bank national association “us bank” large financial institutions sued capacity trustee successor trustee certain residential mortgage backed securities rmbs trusts complaints primarily filed investors investor groups us bank similar institutions allege trustees caused losses investors result alleged failures sponsors mortgage loan sellers servicers comply governing agreements rmbs trusts plaintiffs generally assert causes action based upon trustees’ purported failures enforce repurchase obligations mortgage loan sellers alleged breaches representations warranties notify securityholders purported events default allegedly caused breaches servicing standards mortgage loan servicers abide heightened standard care following alleged events default currently us bank defendant multiple actions alleging individual class action claims us bank denies liability believes performed obligations rmbs trusts good faith actions cause losses investors meritorious defenses contested intends continue contesting plaintiffs’ claims vigorously however us bank cannot assure outcome litigation possible impact litigations trustee rmbs trusts march 9 2018 law firm purporting represent fifteen delaware statutory trusts “dsts” issued securities backed student loans “student loans” filed lawsuit delaware court chancery us bank national association “us bank” capacities indenture trustee successor special servicer three institutions respective transaction capacities respect dsts student loans lawsuit captioned national collegiate student loan master trust et al v us bank national association et al ca 20180167jrs del ch complaint later amended june 15 2018 alleged dsts harmed result purported misconduct omissions defendants concerning administration trusts servicing student loans us bank believes performed obligations indenture trustee special servicer good faith compliance material respects terms agreements governing dsts “governing agreements” accordingly claims lawsuit without merit us bank filed motion seeking dismissal operative complaint entirety prejudice pursuant chancery court rules 12b1 12b6 alternative us bank requested stay case prior filed disputes involving dsts student loans litigated november 7 2018 court ruled case stayed entirety pending resolution firstfiled cases item 1119 regulation ab affiliations certain relationships related transactions information regarding item disclosed prospectus issuing entity filed 424b5 filing dated october 3 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 14 principal accounting fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information mortgaged property securing park city center loan constitutes significant obligor within meaning 1101k2 regulation ab recent unaudited net operating income significant obligor 2011 fiscal year 1986537000 item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows pending legal proceeding legal proceeding contemplated governmental authorities sponsors depositor trustee issuing entity servicers originators parties contemplated item 1100d1 regulation ab property foregoing subject material security holders described item 1117 regulation ab item 1119 regulation ab affiliations certain relationships related transactions information regarding item disclosed prospectus issuing entity filed 424b5 filing dated september 30 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 14 principal accountant fees services omitted additional disclosure items regulation ab item 1112b regulation ab significant obligor financial information applicable item 1114b2 regulation ab significant enhancement provider financial information entity group affiliated entities provides enhancement support certificates described item 1114a regulation ab item 1115b regulation ab certain derivatives instruments financial information entity group affiliated entities provides derivative instruments certificates described item 1115 regulation ab item 1117 regulation ab legal proceedings registrant knows legal proceeding pending sponsors depositor trustee issuing entity servicer contemplated item 1108a3 regulation ab originator contemplated item 1110b regulation ab party contemplated item 1100d1 regulation ab property foregoing subject material security holders follows beginning june 18 2014 group institutional investors filed civil complaints supreme court state new york new york county later us district court southern district new york wells fargo bank na “wells fargo bank” capacity trustee certain residential mortgage backed securities “rmbs” trusts complaints wells fargo bank alleged trustee caused losses investors asserted causes action based upon among things trustees alleged failure notify enforce repurchase obligations mortgage loan sellers purported breaches representations warranties ii notify investors alleged events default iii abide appropriate standards care following alleged events default relief sought included money damages unspecified amount reimbursement expenses equitable relief november 2018 wells fargo bank reached agreement denied wrongdoing resolve claims classwide basis 271 rmbs trusts issue may 6 2019 court entered order approving settlement agreement separate lawsuits wells fargo bank making similar allegations filed certain institutional investors concerning several rmbs trusts new york federal state court covered settlement agreement addition foregoing cases august 2014 august 2015 nomura credit capital inc “nomura” natixis real estate holdings llc “natixis” filed total seven thirdparty complaints wells fargo bank new york state court underlying firstparty actions nomura natixis sued alleged breaches representations warranties made connection residential mortgagebacked securities sponsored thirdparty actions nomura natixis allege wells fargo bank master servicer primary servicer securities administrator failed notify nomura natixis breaches failed properly oversee primary servicers failed adhere accepted servicing practices natixis additionally alleges wells fargo bank failed perform default oversight duties wells fargo bank asserted counterclaims alleging nomura natixis failed provide wells fargo bank notice representation warranty breaches respect foregoing litigations wells fargo bank believes plaintiffs claims without merit intends contest claims vigorously assurances outcome litigations possible impact litigations wells fargo bank related rmbs trusts last several years us bank national association “us bank” large financial institutions sued capacity trustee successor trustee certain residential mortgage backed securities rmbs trusts complaints primarily filed investors investor groups us bank similar institutions allege trustees caused losses investors result alleged failures sponsors mortgage loan sellers servicers comply governing agreements rmbs trusts plaintiffs generally assert causes action based upon trustees’ purported failures enforce repurchase obligations mortgage loan sellers alleged breaches representations warranties notify securityholders purported events default allegedly caused breaches servicing standards mortgage loan servicers abide heightened standard care following alleged events default us bank denies liability believes performed obligations rmbs trusts good faith actions cause losses investors meritorious defenses contested intends continue contesting plaintiffs’ claims vigorously however us bank cannot assure outcome litigation possible impact litigations trustee rmbs trusts march 9 2018 law firm purporting represent fifteen delaware statutory trusts “dsts” issued securities backed student loans “student loans” filed lawsuit delaware court chancery us bank national association “us bank” capacities indenture trustee successor special servicer three institutions respective transaction capacities respect dsts student loans lawsuit captioned national collegiate student loan master trust et al v us bank national association et al ca 20180167jrs del ch “ncmslt action” complaint amended june 15 2018 alleged dsts harmed result purported misconduct omissions defendants concerning administration trusts special servicing student loans since filing ncmslt action certain student loan borrowers made assertions us bank concerning special servicing appear based certain allegations made behalf dsts ncmslt action us bank believes performed obligations indenture trustee special servicer good faith compliance material respects terms agreements governing dsts “governing agreements” accordingly claims ncmslt action without merit us bank filed motion seeking dismissal operative complaint entirety prejudice pursuant chancery court rules 12b1 12 b6 alternative stay case prior filed disputes involving dsts student loans litigated november 7 2018 court ruled case stayed entirety pending resolution firstfiled cases january 21 2020 court entered order consolidating pretrial purposes ncmslt action three lawsuits pending delaware court chancery concerning dsts student loans “consolidated action” us bank parties consolidated action briefed argued motions judgment pleadings pursuant chancery court rule 12c regarding disputed issues contractual interpretation issue one cases comprising consolidated action including ncmslt action court yet ruled motions us bank’s dismissal motion ncmslt action us bank intends continue defend ncmslt action vigorously item 1119 regulation ab affiliations certain relationships related transactions information regarding item provided previously annual report form 10k issuing entity prospectus issuing entity filed 424b5 filing dated october 3 2011 item 1122 regulation ab compliance applicable servicing criteria reports assessment compliance servicing criteria assetbacked securities related attestation reports assessments compliance attached hereto item 15 item 7 managements discussion analysis financial condition results operations omitted item 7a item 7 managements discussion analysis financial condition results operations omitted item 7a item 7 managements discussion analysis financial condition results operations omitted item 7a item 7 managements discussion analysis financial condition results operations omitted item 7a item 7 managements discussion analysis financial condition results operations omitted item 7a item 7 managements discussion analysis financial condition results operations omitted item 7a item 7 managements discussion analysis financial condition results operations omitted item 7a item 7 managements discussion analysis financial condition results operations omitted item 7a item 7 managements discussion analysis financial condition results operations omitted item 7a item 7a quantitative qualitative disclosures market risk omitted item 8 item 7a quantitative qualitative disclosures market risk omitted item 8 item 7a quantitative qualitative disclosures market risk omitted item 8 item 7a quantitative qualitative disclosures market risk omitted item 8 item 7a quantitative qualitative disclosures market risk omitted item 8 item 7a quantitative qualitative disclosures market risk omitted item 8 item 7a quantitative qualitative disclosures market risk omitted item 8 item 7a quantitative qualitative disclosures market risk omitted item 8 item 7a quantitative qualitative disclosures market risk omitted item 8 item 8 financial statements supplementary data omitted item 9 item 8 financial statements supplementary data omitted item 9 item 8 financial statements supplementary data omitted item 9 item 8 financial statements supplementary data omitted item 9 item 8 financial statements supplementary data omitted item 9 item 8 financial statements supplementary data omitted item 9 item 8 financial statements supplementary data omitted item 9 item 8 financial statements supplementary data omitted item 9 item 8 financial statements supplementary data omitted item 9 item 15 exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 among morgan stanley capital inc depositor wells fargo bank national association master servicer midland loan services division pnc bank national association special servicer us bank national association trustee trimont real estate advisors inc trust advisor wells fargo bank national association custodian certificate administrator certificate registrar authenticating agent filed exhibit 41 registrants current report form 8k filed october 11 2011 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 34 attestation reports assessment compliance servicing criteria assetbacked securities 35 servicer compliance statement 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 11 2011 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 11 2011 incorporated reference herein 993 primary servicing agreement dated october 1 2011 wells fargo bank national association master servicer bank america national association primary servicer filed exhibit 993 registrants current report form 8k filed october 11 2011 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor steven stern steven stern president senior officer charge securitization depositor date march 28 2013 exhibit index exhibit 41 pooling servicing agreement dated october 1 2011 among morgan stanley capital inc depositor wells fargo bank national association master servicer midland loan services division pnc bank national association special servicer us bank national association trustee trimont real estate advisors inc trust advisor wells fargo bank national association custodian certificate administrator certificate registrar authenticating agent filed exhibit 41 registrants current report form 8k filed october 11 2011 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 34 attestation reports assessment compliance servicing criteria assetbacked securities 35 servicer compliance statement 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 11 2011 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 11 2011 incorporated reference herein 993 primary servicing agreement dated october 1 2011 wells fargo bank national association master servicer bank america national association primary servicer filed exhibit 993 registrants current report form 8k filed october 11 2011 incorporated reference herein item 15 exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer custodian certificate administrator authenticating agent midland loan services division pnc bank national association special servicer trimont real estate advisors inc trust advisor us bank national association trustee filed exhibit 41 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 331 wells fargo bank national association certificate administrator 332 wells fargo bank national association custodian 333 wells fargo bank national association master servicer 334 midland loan services division pnc bank national association special servicer 335 trimont real estate advisors inc operating advisor 336 corelogic commercial real estate services inc servicing function participant 337 national tax search llc servicing function participant 34 attestation reports assessment compliance servicing criteria assetbacked securities 341 wells fargo bank national association certificate administrator 342 wells fargo bank national association custodian 343 wells fargo bank national association master servicer 344 midland loan services division pnc bank national association special servicer 345 trimont real estate advisors inc operating advisor 346 corelogic commercial real estate services inc servicing function participant 347 national tax search llc servicing function participant 35 servicer compliance statement 351 wells fargo bank national association certificate administrator 352 wells fargo bank national association custodian 353 wells fargo bank national association master servicer 354 midland loan services division pnc bank national association special servicer 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor george kok george kok president senior officer charge securitization depositor date march 29 2019 item 15exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer midland loan services division pnc bank national association special servicer us bank national association trustee trimont real estate advisors inc trust advisor wells fargo bank national association custodian certificate administrator certificate registrar authenticating agent filed exhibit 41 registrant’s current report form 8k filed october 11 2011 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 34 attestation reports assessment compliance servicing criteria assetbacked securities 35 servicer compliance statement 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrant’s current report form 8k filed october 11 2011 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrant’s current report form 8k filed october 11 2011 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor kevin ng kevin ng president senior officer charge securitization depositor date march 25 2015 exhibit index exhibit 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer midland loan services division pnc bank national association special servicer us bank national association trustee trimont real estate advisors inc trust advisor wells fargo bank national association custodian certificate administrator certificate registrar authenticating agent filed exhibit 41 registrant’s current report form 8k filed october 11 2011 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 34 attestation reports assessment compliance servicing criteria assetbacked securities 35 servicer compliance statement 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrant’s current report form 8k filed october 11 2011 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrant’s current report form 8k filed october 11 2011 incorporated reference herein item 15 exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer custodian certificate administrator authenticating agent midland loan services division pnc bank national association special servicer trimont real estate advisors inc trust advisor us bank national association trustee filed exhibit 41 registrants current report form 8k filed october 11 2011 sec file 33316776401 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 331 wells fargo bank national association certificate administrator 332 wells fargo bank national association custodian 333 wells fargo bank national association master servicer 334 midland loan services division pnc bank national association special servicer 335 trimont real estate advisors inc trust advisor 336 corelogic commercial real estate services inc servicing function participant 337 national tax search llc servicing function participant 34 attestation reports assessment compliance servicing criteria assetbacked securities 341 wells fargo bank national association certificate administrator 342 wells fargo bank national association custodian 343 wells fargo bank national association master servicer 344 midland loan services division pnc bank national association special servicer 345 trimont real estate advisors inc trust advisor 346 corelogic commercial real estate services inc servicing function participant 347 national tax search llc servicing function participant 35 servicer compliance statement 351 wells fargo bank national association certificate administrator 352 wells fargo bank national association custodian 353 wells fargo bank national association master servicer 354 midland loan services division pnc bank national association special servicer 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 11 2011 sec file 33316776401 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 11 2011 sec file 33316776401 incorporated reference herein 993 primary servicing agreement dated october 1 2011 wells fargo bank national association master servicer bank america national association primary servicer filed exhibit 993 registrants current report form 8k filed october 11 2011 sec file 33316776401 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor george kok george kok president senior officer charge securitization depositor date march 29 2016 exhibit index exhibit 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer custodian certificate administrator authenticating agent midland loan services division pnc bank national association special servicer trimont real estate advisors inc trust advisor us bank national association trustee filed exhibit 41 registrants current report form 8k filed october 11 2011 sec file 33316776401 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 331 wells fargo bank national association certificate administrator 332 wells fargo bank national association custodian 333 wells fargo bank national association master servicer 334 midland loan services division pnc bank national association special servicer 335 trimont real estate advisors inc trust advisor 336 corelogic commercial real estate services inc servicing function participant 337 national tax search llc servicing function participant 34 attestation reports assessment compliance servicing criteria assetbacked securities 341 wells fargo bank national association certificate administrator 342 wells fargo bank national association custodian 343 wells fargo bank national association master servicer 344 midland loan services division pnc bank national association special servicer 345 trimont real estate advisors inc trust advisor 346 corelogic commercial real estate services inc servicing function participant 347 national tax search llc servicing function participant 35 servicer compliance statement 351 wells fargo bank national association certificate administrator 352 wells fargo bank national association custodian 353 wells fargo bank national association master servicer 354 midland loan services division pnc bank national association special servicer 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 11 2011 sec file 33316776401 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 11 2011 sec file 33316776401 incorporated reference herein 993 primary servicing agreement dated october 1 2011 wells fargo bank national association master servicer bank america national association primary servicer filed exhibit 993 registrants current report form 8k filed october 11 2011 sec file 33316776401 incorporated reference herein item 15 exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer custodian certificate administrator authenticating agent midland loan services division pnc bank national association special servicer trimont real estate advisors inc trust advisor us bank national association trustee filed exhibit 41 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 331 wells fargo bank national association certificate administrator 332 wells fargo bank national association custodian 333 wells fargo bank national association master servicer 334 midland loan services division pnc bank national association special servicer 335 trimont real estate advisors inc operating advisor 336 corelogic commercial real estate services inc servicing function participant 337 national tax search llc servicing function participant 34 attestation reports assessment compliance servicing criteria assetbacked securities 341 wells fargo bank national association certificate administrator 342 wells fargo bank national association custodian 343 wells fargo bank national association master servicer 344 midland loan services division pnc bank national association special servicer 345 trimont real estate advisors inc operating advisor 346 corelogic commercial real estate services inc servicing function participant 347 national tax search llc servicing function participant 35 servicer compliance statement 351 wells fargo bank national association certificate administrator 352 wells fargo bank national association custodian 353 wells fargo bank national association master servicer 354 midland loan services division pnc bank national association special servicer 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor george kok george kok president senior officer charge securitization depositor date april 2 2018 exhibit index exhibit 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer custodian certificate administrator authenticating agent midland loan services division pnc bank national association special servicer trimont real estate advisors inc trust advisor us bank national association trustee filed exhibit 41 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 331 wells fargo bank national association certificate administrator 332 wells fargo bank national association custodian 333 wells fargo bank national association master servicer 334 midland loan services division pnc bank national association special servicer 335 trimont real estate advisors inc operating advisor 336 corelogic commercial real estate services inc servicing function participant 337 national tax search llc servicing function participant 34 attestation reports assessment compliance servicing criteria assetbacked securities 341 wells fargo bank national association certificate administrator 342 wells fargo bank national association custodian 343 wells fargo bank national association master servicer 344 midland loan services division pnc bank national association special servicer 345 trimont real estate advisors inc operating advisor 346 corelogic commercial real estate services inc servicing function participant 347 national tax search llc servicing function participant 35 servicer compliance statement 351 wells fargo bank national association certificate administrator 352 wells fargo bank national association custodian 353 wells fargo bank national association master servicer 354 midland loan services division pnc bank national association special servicer 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein item 15 exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer midland loan services division pnc bank national association special servicer us bank national association trustee trimont real estate advisors inc trust advisor wells fargo bank national association custodian certificate administrator certificate registrar authenticating agent filed exhibit 41 registrants current report form 8k filed october 11 2011 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 34 attestation reports assessment compliance servicing criteria assetbacked securities 35 servicer compliance statement 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 11 2011 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 11 2011 incorporated reference herein 993 primary servicing agreement dated october 1 2011 wells fargo bank national association master servicer bank america national association primary servicer filed exhibit 993 registrants current report form 8k filed october 11 2011 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor steven stern steven stern president senior officer charge securitization depositor date april 14 2014 exhibit index exhibit 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer midland loan services division pnc bank national association special servicer us bank national association trustee trimont real estate advisors inc trust advisor wells fargo bank national association custodian certificate administrator certificate registrar authenticating agent filed exhibit 41 registrants current report form 8k filed october 11 2011 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 34 attestation reports assessment compliance servicing criteria assetbacked securities 35 servicer compliance statement 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 11 2011 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 11 2011 incorporated reference herein 993 primary servicing agreement dated october 1 2011 wells fargo bank national association master servicer bank america national association primary servicer filed exhibit 993 registrants current report form 8k filed october 11 2011 incorporated reference herein item 15 exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer custodian certificate administrator authenticating agent midland loan services division pnc bank national association special servicer trimont real estate advisors inc trust advisor us bank national association trustee filed exhibit 41 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 331 wells fargo bank national association certificate administrator 332 wells fargo bank national association custodian 333 wells fargo bank national association master servicer 334 midland loan services division pnc bank national association special servicer 335 trimont real estate advisors inc operating advisor 336 corelogic commercial real estate services inc servicing function participant 337 national tax search llc servicing function participant 34 attestation reports assessment compliance servicing criteria assetbacked securities 341 wells fargo bank national association certificate administrator 342 wells fargo bank national association custodian 343 wells fargo bank national association master servicer 344 midland loan services division pnc bank national association special servicer 345 trimont real estate advisors inc operating advisor 346 corelogic commercial real estate services inc servicing function participant 347 national tax search llc servicing function participant 35 servicer compliance statement 351 wells fargo bank national association certificate administrator 352 wells fargo bank national association custodian 353 wells fargo bank national association master servicer 354 midland loan services division pnc bank national association special servicer 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor jane lam jane lam director president senior officer charge securitization depositor date march 26 2020 item 15 exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 among morgan stanley capital inc depositor wells fargo bank national association master servicer midland loan services division pnc bank national association special servicer us bank national association trustee trimont real estate advisors inc trust advisor wells fargo bank national association custodian certificate administrator certificate registrar authenticating agent filed exhibit 41 registrants current report form 8k filed october 11 2011 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 34 attestation reports assessment compliance servicing criteria assetbacked securities 35 servicer compliance statement 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 11 2011 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 11 2011 incorporated reference herein 993 primary servicing agreement dated october 1 2011 wells fargo bank national association master servicer bank america national association primary servicer filed exhibit 993 registrants current report form 8k filed october 11 2011 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor steven stern steven stern president senior officer charge securitization depositor date march 30 2012 exhibit index exhibit 41 pooling servicing agreement dated october 1 2011 among morgan stanley capital inc depositor wells fargo bank national association master servicer midland loan services division pnc bank national association special servicer us bank national association trustee trimont real estate advisors inc trust advisor wells fargo bank national association custodian certificate administrator certificate registrar authenticating agent filed exhibit 41 registrants current report form 8k filed october 11 2011 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 34 attestation reports assessment compliance servicing criteria assetbacked securities 35 servicer compliance statement 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 11 2011 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 11 2011 incorporated reference herein 993 primary servicing agreement dated october 1 2011 wells fargo bank national association master servicer bank america national association primary servicer filed exhibit 993 registrants current report form 8k filed october 11 2011 incorporated reference herein item 15 exhibits financial statement schedules exhibits 41 pooling servicing agreement dated october 1 2011 morgan stanley capital inc depositor wells fargo bank national association master servicer custodian certificate administrator authenticating agent midland loan services division pnc bank national association special servicer trimont real estate advisors inc trust advisor us bank national association trustee filed exhibit 41 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 31 rule 13a14d15d14d certification 33 reports assessment compliance servicing criteria assetbacked securities 331 wells fargo bank national association certificate administrator 332 wells fargo bank national association custodian 333 wells fargo bank national association master servicer 334 midland loan services division pnc bank national association special servicer 335 trimont real estate advisors inc operating advisor 336 corelogic commercial real estate services inc servicing function participant 337 national tax search llc servicing function participant 34 attestation reports assessment compliance servicing criteria assetbacked securities 341 wells fargo bank national association certificate administrator 342 wells fargo bank national association custodian 343 wells fargo bank national association master servicer 344 midland loan services division pnc bank national association special servicer 345 trimont real estate advisors inc operating advisor 346 corelogic commercial real estate services inc servicing function participant 347 national tax search llc servicing function participant 35 servicer compliance statement 351 wells fargo bank national association certificate administrator 352 wells fargo bank national association custodian 353 wells fargo bank national association master servicer 354 midland loan services division pnc bank national association special servicer 991 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc morgan stanley mortgage capital holdings llc filed exhibit 991 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein 992 mortgage loan purchase agreement dated september 14 2011 morgan stanley capital inc bank america national association filed exhibit 992 registrants current report form 8k filed october 12 2011 sec file 33316776401 incorporated reference herein b see c applicable signatures pursuant requirements section 13 15d securities exchange act 1934 registrant duly caused report signed behalf undersigned thereunto duly authorized morgan stanley capital inc depositor jane lam jane lam director president senior officer charge securitization depositor date march 29 2021