Auction Rate Securities  Reuters  Dec 28  Comment  An
arbitration panel has ordered Wells Fargo & Co's brokerage unit
to buy back about $94 million of auction-rate securities from
investors. Wall Street Journal  Dec 27  Comment  Reuters  Aug
27  Comment  A New York state appeals court has revived a
lawsuit brought by the state attorney general's office against
Charles Schwab & Co Inc over claims that the brokerage firm
fraudulently marketed auction-rate securities. Wall Street
Journal  Mar 26  Comment  Reuters  Feb 12  Comment  UBS AG has
lost a bid to block a securities arbitration by a Minnesota
healthcare organization asserting claims arising out of $125
million in auction-rate securities it issued in 2007. Forbes 
May 16  Comment  In a Financial Industry Regulatory Authority
(?FINRA?) Arbitration Statement of Claim filed in December 2010,
customer Claimant Najdzin asserted damages arising from breach
of fiduciary duty, misrepresentation, omission of facts and
unsuitability...   Auction Rate Securities are