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What Is Load Balancing?

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The entire intent of load balancing is to create a system that virtualizes the “service” from the physical servers that actually run that service. A more basic definition is to balance the load across a bunch of physical servers and make those servers look like one great big server to the outside world. There are many reasons to do this, but the primary drivers can be summarized as “scalability,” “high availability,” and “predictability.”

Scalability is the capability of dynamically, or easily, adapting to increased load without impacting existing performance. Service virtualization presented an interesting opportunity for scalability; if the service, or the point of user contact, was separated from the actual servers, scaling of the application would simply mean adding more servers or cloud resources which would not be visible to the end user.

High Availability (HA) is the capability of a site to remain available and accessible even during the failure of one or more systems. Service virtualization also presented an opportunity for HA; if the point of user contact was separated from the actual servers, the failure of an individual server would not render the entire application unavailable. Predictability is a little less clear as it represents pieces of HA as well as some lessons learned along the way. However, predictability can best be described as the capability of having confidence and control in how the services are being delivered and when they are being delivered in regards to availability, performance, and so on.

A Little Background

Back in the early days of the commercial Internet, many would-be dot-com millionaires discovered a serious problem in their plans. Mainframes didn’t have web server software (not until the AS/400e, anyway) and even if they did, they couldn’t afford them on their start-up budgets. What they could afford was standard, off-the-shelf server hardware from one of the ubiquitous PC manufacturers. The problem for most of them? There was no way that a single PC-based server was ever going to handle the amount of traffic their idea would generate and if it went down, they were offline and out of business. Fortunately, some of those folks actually had plans to make their millions by solving that particular problem; thus was born the load balancing market.

In the Beginning, There Was DNS

Before there were any commercially available, purpose-built load balancing devices, there were many attempts to utilize existing technology to achieve the goals of scalability and HA. The most prevalent, and still used, technology was DNS round-robin. Domain name system (DNS) is the service that translates human-readable names ( into machine recognized IP addresses. DNS also provided a way in which each request for name resolution could be answered with multiple IP addresses in different order.

Figure 1: Basic DNS response for redundancy

The first time a user requested resolution for, the DNS server would hand back multiple addresses (one for each server that hosted the application) in order, say 1, 2, and 3. The next time, the DNS server would give back the same addresses, but this time as 2, 3, and 1. This solution was simple and provided the basic characteristics of what customer were looking for by distributing users sequentially across multiple physical machines using the name as the virtualization point.

From a scalability standpoint, this solution worked remarkable well; probably the reason why derivatives of this method are still in use today particularly in regards to global load balancing or the distribution of load to different service points around the world. As the service needed to grow, all the business owner needed to do was add a new server, include its IP address in the DNS records, and voila, increased capacity. One note, however, is that DNS responses do have a maximum length that is typically allowed, so there is a potential to outgrow or scale beyond this solution.

This solution did little to improve HA. First off, DNS has no capability of knowing if the servers listed are actually working or not, so if a server became unavailable and a user tried to access it before the DNS administrators knew of the failure and removed it from the DNS list, they might get an IP address for a server that didn’t work.

Proprietary Load Balancing in Software

One of the first purpose-built solutions to the load balancing problem was the development of load balancing capabilities built directly into the application software or the operating system (OS) of the application server. While there were as many different implementations as there were companies who developed them, most of the solutions revolved around basic network trickery. For example, one such solution had all of the servers in a cluster listen to a “cluster IP” in addition to their own physical IP address.

Figure 2: Proprietary cluster IP load balancing

When the user attempted to connect to the service, they connected to the cluster IP instead of to the physical IP of the server. Whichever server in the cluster responded to the connection request first would redirect them to a physical IP address (either their own or another system in the cluster) and the service session would start. One of the key benefits of this solution is that the application developers could use a variety of information to determine which physical IP address the client should connect to. For instance, they could have each server in the cluster maintain a count of how many sessions each clustered member was already servicing and have any new requests directed to the least utilized server.

Initially, the scalability of this solution was readily apparent. All you had to do was build a new server, add it to the cluster, and you grew the capacity of your application. Over time, however, the scalability of application-based load balancing came into question. Because the clustered members needed to stay in constant contact with each other concerning who the next connection should go to, the network traffic between the clustered members increased exponentially with each new server added to the cluster. The scalability was great as long as you didn’t need to exceed a small number of servers.

HA was dramatically increased with these solutions. However, since each iteration of intelligence-enabling HA characteristics had a corresponding server and network utilization impact, this also limited scalability. The other negative HA impact was in the realm of reliability.

Network-Based Load balancing Hardware

The second iteration of purpose-built load balancing came about as network-based appliances. These are the true founding fathers of today’s Application Delivery Controllers. Because these boxes were application-neutral and resided outside of the application servers themselves, they could achieve their load balancing using much more straight-forward network techniques. In essence, these devices would present a virtual server address to the outside world and when users attempted to connect, it would forward the connection on the most appropriate real server doing bi-directional network address translation (NAT).

Figure 3: Load balancing with network-based hardware

The load balancer could control exactly which server received which connection and employed “health monitors” of increasing complexity to ensure that the application server (a real, physical server) was responding as needed; if not, it would automatically stop sending traffic to that server until it produced the desired response (indicating that the server was functioning properly). Although the health monitors were rarely as comprehensive as the ones built by the application developers themselves, the network-based hardware approach could provide at least basic load balancing services to nearly every application in a uniform, consistent manner—finally creating a truly virtualized service entry point unique to the application servers serving it.

Scalability with this solution was only limited by the throughput of the load balancing equipment and the networks attached to it. It was not uncommon for organization replacing software-based load balancing with a hardware-based solution to see a dramatic drop in the utilization of their servers. HA was also dramatically reinforced with a hardware-based solution. Predictability was a core component added by the network-based load balancing hardware since it was much easier to predict where a new connection would be directed and much easier to manipulate.

The advent of the network-based load balancer ushered in a whole new era in the architecture of applications. HA discussions that once revolved around “uptime” quickly became arguments about the meaning of “available” (if a user has to wait 30 seconds for a response, is it available? What about one minute?).

This is the basis from which Application Delivery Controllers (ADCs) originated.


Simply put, ADCs are what all good load balancers grew up to be. While most ADC conversations rarely mention load balancing, without the capabilities of the network-based hardware load balancer, they would be unable to affect application delivery at all. Today, we talk about security, availability, and performance, but the underlying load balancing technology is critical to the execution of all.

Next Steps

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What Is Load Balancing?