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New Computational Technique Allows Comparison Of Whole Genomes As Easily As Whole Books

January 29, 2009
University of California - Berkeley
When comparing the genomes of different organisms to create an evolutionary tree, scientists have been restricted to using a few dozen genes common to all of them. No longer. Scientists have discovered a way to compare entire genomes across a range of sizes. The method, which treats the genome as a book without spaces or punctuation, works equally well for comparing written texts to detect plagiarism or authorship.

FFP comparison of mammalian genomes produces the same phylogenetic tree whether using whole genomes or just introns, which supposedly carry no genetic information.
Credit: Sung-Hou Kim lab/UC Berkeley








Whole-genome vs. gene-centric methods

Current methods for comparing the genomes of different organisms focus on a small set of genes that the organisms being compared have in common. The genomes are then lined up in order to count the sequence similarities and differences, from which a computer program constructs a family tree, with near relatives assumed to have more similar sequences than distant relatives.

This technique assumes organisms have genes in common, however, or that these "homologous" genes can be identified. When comparing distantly related species - such as bacteria that live in vastly different environments - this gene-centric method may not work, Kim said.

"What do you do when one gene tells you the organisms are closely related, and another gene tells you they're distantly related?" he asked. "It happens."

Kim, who in the past focused on creating three-dimensional demographic maps of all known protein structures, wanted a technique that could be used to compare genomes of all sizes, and even genomes only partially sequenced. He also wanted a method that would compare all regions of the genome, not just the exons - that is, the DNA transcribed into mRNA, the blueprint for proteins. Exons make up only 1 percent of the human genome, with the remainder being non-coding "introns," regulatory DNA, duplicate or redundant DNA and transposons - genes that have jumped from other places in the genome.

Kim thought that traditional text comparison - used, for example, to assess the authorship of a work of literature or to identify plagiarized text - might provide a model for whole genome comparison and a way to test comparison methods. But while text comparison involves looking at word frequency; genomes cannot be broken down into words.

"I can compare two books in two different ways. I can pick a few sentences, say a hundred that I subjectively decided are important, and compare them, but some are very similar and some very different in the two books," he explained. "So, how can I decide? I need a second method to compare some features representing one whole book to those of the other whole book."

A different vocabulary

Teaming up with biophysicist Gregory E. Sims, statistical mathematician Se-Ran Jun and theoretical physicist Guohong A. Wu, Kim decided to try a simple variant of the word frequency technique. They eliminated all punctuation and spaces from a text, created a dictionary of all the two-letter, three-letter, and other word combinations in the books, and counted the variety of each fixed-length "word" or feature. The features were not consecutive letter combinations, but overlapping sequences obtained by sliding a two-, three- or more-letter window along the text, advancing one letter at a time.

In a test of free online books obtained through Project Gutenberg, they found that this method, which they called the feature frequency profile (FFP) method, was more successful at identifying related books - books by the same author, books of the same genre, books from the same historical era - than word frequency profile analysis. In fact, a good tree can be constructed by looking at a single "optimal" feature length, such as nine letters, where the "vocabulary" is very large, instead of looking at all possible lengths.

"I was just stunned when I saw this," Kim said. One of the reasons this method works better, he said, may be that, while word frequency analysis treats each word independently, feature frequency analysis picks up syntax.

"Here, if I take a 9-letter window and slide it along the text," he said, "I am actually picking up the relationship between the first and second words - the local syntax - which was impossible to pick up from the word frequency method. Apparently, that is very important."

Mammalian and bacterial genomes

Buoyed by this success, the researchers applied the technique to whole genomes of mammals, where there is the least controversy in evolutionary relationship. "We treat the genome like a book without spaces," Kim said.

Since these genomes are very large, the researchers translated the genome sequences using a reduced, two-letter alphabet - R for the purine nucleic acids, adenine and guanine, and Y for the pyrimidine nucleic acids, thymine and cytosine - to reduce the complexity of calculation. Using an optimal feature length of 18 base pairs, this test created a family tree identical to the phylogenetic trees constructed by scientists using genetic, morphological, anatomical, fossil and behavioral information. This was surprising, especially since the overwhelming majority of the mammalian genomes do not code for genes, Kim said.

Next, they tried the FFP method on 518 genomes, the bulk of them bacteria and Archaea, but also six eukaryotes of varying complexity and two random sequences. The eurkaryotic genomes used were as much as 1,000 times longer than the bacterial and Archaeal genomes. Because most of the bacterial and Archaeal genomes code for genes, as opposed to very little of the genomes of higher eukaryotes, the researchers used a different alphabet and vocabulary for the FFP method: short strings of amino acids, the building blocks of proteins, with a 20-word alphabet representing the 20 possible amino acids.

"The question is: Can we then group all living organisms based on the whole proteome, that is, the assembly of all proteins, instead of using just a selection of a small set of proteins, which is equivalent to using a small set of genes?" said Kim.

The researchers found that the FFP method clearly segregates whole proteomes of all bacteria, archaea, eukaryotes and random sequences into separate groups or domains. Most of the phylum groups within each domain and class groups in each phylum also were well segregated, with some interesting discrepancies compared to the currently accepted groupings.

In most of the cases where the FFP grouping disagreed with an accepted phylogenetic grouping, the problem organism had been the subject of debate among biologists because of conflicting conclusions from genetics, behavior and morphology, Kim said. The new method did classify several so-far unclassified bacteria, however.

The major differences are found not in how the organisms are grouped, but in the relative position of these groups in the organism trees, he said.

Viral genomes

Finally, Kim and his colleagues analyzed the genomes of several hundred viruses, including several that could not be classified.

"Some viruses have no or few highly conserved common genes to other viruses, thus, the gene alignment-based method cannot find relationship among such groups, but we think we can," he said.

Because of the vast amount of whole genome sequence data, all of Kim's analyses monopolized a computer cluster of 320 CPUs (central processing units) for over a year.

Kim stressed the major difference between FFP and gene-centric comparisons of genomes: FFP takes into account all or most of the DNA or protein sequences in the genome, while gene alignment analysis chooses a small set of genes out of large number of genes in each organisms, and uses that to represent the organism.

"The fallacy of the view that organisms can be represented by a small set of their genes is really due to our prejudice that genes are us," Kim said. "We know now, more and more, that this is oversimplification.

"It is likely that some of the observations we come up with will turn out to be wrong, but the method will evolve and get better and better as experts come in and tell us where we have gone wrong. The math is there, now we have to remove the human bias as much as possible."

In addition to applying the method to comparative genomics, Kim expects it will help in grouping and finding relationships among sets of other information, such as electronic information encoding text, sounds and images. It may also help in tracing human ancestry and disease demography using whole genome sequences, and in grouping of metagenomic data - the sequences of genome fragments from many organisms, most of which are unknown species, found in a given environmental niche or body organ.

Kim hopes someday to return to Shakespearean texts and sort out their provenance as well.

The work was funded by the National Institutes of Health and by a grant from the Korean Ministry of Education, Science and Technology.

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University of California - Berkeley. "New Computational Technique Allows Comparison Of Whole Genomes As Easily As Whole Books." ScienceDaily. ScienceDaily, 29 January 2009. <>.
University of California - Berkeley. (2009, January 29). New Computational Technique Allows Comparison Of Whole Genomes As Easily As Whole Books. ScienceDaily. Retrieved March 29, 2017 from
University of California - Berkeley. "New Computational Technique Allows Comparison Of Whole Genomes As Easily As Whole Books." ScienceDaily. (accessed March 29, 2017).