Evolution Basics: An Introduction to Homoplasy and Convergent Evolution

| By on Letters to the Duchess

This series of posts is intended as a basic introduction to the science of evolution for non-specialists. You can see the introduction to this series here. In this post we examine how evidence for repeated evolutionary events can be found by searching for characteristics in a phylogeny at odds with a species tree.

In the last few posts in this series, we introduced the concept that individual characteristics (such as individual gene sequences) may not always match the phylogeny, or species tree for a group of related organisms. Incomplete lineage sorting is one way for this to occur, but another is for similarities to arise through independent events. Such features would have the superficial appearance of being inherited from a common ancestor, but in fact would be examples of homoplasies (singular = homoplasy): features shared between species that were not inherited from a common ancestor.

Birds of a feather

One classic example of a homoplasy is powered flight in birds and (some) mammals (i.e. bats). The species tree for birds, bats and non-flying mammals (for example, mice) places all mammals together as more closely related to each other than any is to birds. In order to explain the shared feature of powered flight for bats and birds, then, one needs to model it as a homoplasy – as independent events arising on two separate lineages:

The alternate explanation – that powered flight is homologous between bats and birds (and thus present in their last common ancestor) – would require that all mammals except for bats have lost this ability (to say nothing of the reams of DNA sequence data that support the above species tree). Beyond this evidence, there is also good reason from comparative anatomy to think that powered flight arose independently in bats and birds. Birds use feathers attached along the length of their forelimbs to provide lift. In contrast, bats use a membrane to form their wings, and this membrane is attached between their digits as well as to their body: 

Image sources: Bat | Bird

Both solutions work well, but when we break down the larger trait of “powered flight” into its component parts, we see that though the trait as a whole is convergent, the underlying components are not. This observation further supports the conclusion that powered flight in birds and mammals arose separately.

Homoplasy vs. homology

We can illustrate an example of how a simple DNA sequence homoplasy arises using a phylogeny. Suppose three species have the following sequence for a portion of the same gene:







Based on these data alone, the simplest (most parsimonious) phylogeny would be as follows:

Based on these data, the ancestral sequence would be inferred to be “TCATCC”, and the branch of the phylogeny leading to Species A would have one mutation to explain the observed sequence difference. In the absence of other evidence, this phylogeny would be the best fit for the data.

This tidy picture, however, could be upset by more data – data that demonstrates that the simple species tree we have drawn above is in fact incorrect. If so, then we need to fit the above sequences into a different species tree – meaning that we will need to explain the pattern using more than one mutation event. Let’s work through a hypothetical example to show the process.

Let’s suppose that sequence data for several hundred additional genes are compared for these three species, as well as for a number of other related species not shown in our species tree. Let’s also suppose that these data strongly support a different species tree than the one we just generated – in the vast, vast majority of cases, the data supports a tree with Species A and B as closest relatives, with Species C as more distantly related. This would “force” us to redraw the species tree as follows, placing our original short sequences into a different pattern along with their species:







Let’s also suppose that the DNA sequence data for this particular gene sequence from the additional species not shown on the species tree indicate that the ancestral sequence actually had a “T” in the second position rather than a “C”: 

Now we have to account for all three species in our species tree having a non-ancestral sequence at the second position, as well as try to make sense of the mutation events that led to the pattern we see here. Note that we are still constrained to make the most parsimonious explanation for the whole of the data, but for this particular gene, we are forced to invoke multiple mutation events to fit the pattern to the species tree. We make this choice, however, because it would be even more unlikely for multiple mutation events to have shaped the pattern of the hundreds of other gene sequences in a coordinated fashion – and those other sequences support this version of the species tree.

If you take the time to try “solving” the gene tree by adding mutation events to the species tree you’ll soon realize that at least three mutation events are needed to produce the observed pattern. There are also solutions that use more than three mutation events, but they are less likely explanations. One of the possible solutions is shown below:

In the branch of the phylogeny leading to Species A and Species B, a (T to G) mutation occurs prior to the A / B divergence (represented by the red bar). A second mutation then occurs on the lineage leading to Species B that changes the G at the same position to a C (represented with a blue bar). Independently, the lineage leading to Species C also has a mutation at this position, changing the ancestral T to a C (also represented with a blue bar). The end result is that two of the sequences (in Species B and C) have become identical – but neither inherited the “C” at the second position from their common ancestor. In other words, they have arrived at the same “destination” from different starting points, or “converged” on a common sequence. Not surprisingly, this phenomenon is known as convergent evolution. For these two species, the “C” at the second position is not homologous (a similarity inherited from a common ancestor), but rather a homoplasy – a similarity that resulted from independent events on two lineages.

Homoplasies can be as simple as single DNA monomer changes (as in this example), or as complex as the independent reorganization of multiple systems with numerous genes and body parts to converge on a solution (as in the case for powered flight in birds and bats). In both cases, however, we can determine that they arose as independent events on separate lineages because these features do not fit onto the species tree as unique events.  

The power of convergence

Since homoplasies act as markers that flag repeated evolutionary events, looking for homoplasies in species trees is a useful way to test hypotheses about the reproducibility of evolution, or how often species converge on similar solutions.  As it turns out, evolution is remarkably repeatable for many general traits. There are numerous examples of repeated, independent innovations over evolutionary history, some of which we will examine in more detail in upcoming posts:

  • Streamlined body shape: the streamlined body form of aquatic life such as fish, ichthyosaurs, whales, seals and diving birds (e.g. penguins) are all independent, convergent adaptations to an aquatic lifestyle.
  • Powered flight: in addition to birds and bats, powered flight also evolved independently in insects and pterodactyls.
  • Echolocation: some mammals, such as bats and whales, have independently developed systems that allow them to locate food through detecting how sound that they generate echoes off structures and prey in their environment.
  • Camera eyes: the repeated evolution of camera eyes (i.e. eyes that use a lens) is one of the most striking examples of convergent evolution. Camera eyes have independently evolved in cnidarians (certain jellyfish), cephalopods (such as squid and octopus) and vertebrates (birds, mammals).

One thing to note is that these widespread examples of convergence are all shaped by the physical environment of the organisms in question – the perception of light (eyes), the ability to fly through air (wings), or move efficiently through water (streamlined body).  The fixed presence of these environmental features would be expected to shape the adaptation of many species.

Digging deeper

In the next post in this series, we’ll look more closely at some examples of convergent evolution at the molecular level, and see evidence that in some cases, there is in fact homology lurking deep beneath some convergent events. 




Venema, Dennis. "Evolution Basics: An Introduction to Homoplasy and Convergent Evolution"
https://biologos.org/. N.p., 2 Aug. 2013. Web. 19 September 2018.


Venema, D. (2013, August 2). Evolution Basics: An Introduction to Homoplasy and Convergent Evolution
Retrieved September 19, 2018, from /blogs/dennis-venema-letters-to-the-duchess/evolution-basics-an-introduction-to-homoplasy-and-convergent-evolution

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