[Federal Register Volume 85, Number 34 (Thursday, February 20, 2020)]
[Notices]
[Pages 9891-9892]
[FR Doc No: 2020-03325]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-88190; File No. SR-NYSE-2019-67]

Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Designation of a Longer Period for Commission Action on a
Proposed Rule Change, as Modified by Amendment No. 1, To Amend Chapter
One of the Listed Company Manual To Modify the Provisions Relating to
Direct Listings

February 13, 2020.
    On December 11, 2019, New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to amend Chapter One of the Listed Company Manual
to modify the provisions relating to direct listings. On December 13,
2019, the Exchange filed Amendment No. 1 to the proposed rule change,
which amended and replaced the proposed rule change in its entirety.
The proposed rule change, as modified by Amendment No. 1, was published
for comment in the Federal Register on December 30, 2019.\3\ The
Commission has received eight comment letters on the proposed rule
change.\4\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 87821 (December 20,
2019), 84 FR 72065 (December 30, 2019).
    \4\ See Letter from Allan Rosenbalm (December 4, 2019); Letter
from Anonymous (December 4, 2019); Letter from Tina Rosenbalm
(December 5, 2019); Letter from Christopher J. Iacovella, Chief
Executive Officer, ACA (December 12, 2019); Letter from Anonymous
(January 3, 2020); Letter from Jeffrey P. Mahoney, General Counsel,
Council of Institutional Investors (January 16, 2020); Matthew B.
Venturi, Founder & CEO, ClearingBid, Inc. (January 21, 2020); David
Ludwig, Head of Americas Equity Capital Markets, Goldman Sachs
Group, Inc. (February 7, 2020).
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    Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this

proposed rule change is February 13, 2020. The Commission is extending
this 45-day time period.
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    \5\ 15 U.S.C. 78s(b)(2).
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    The Commission finds it appropriate to designate a longer period
within which to take action on the proposed rule change so that it has
sufficient time to consider the proposed rule change and the comments
received. Accordingly, the Commission, pursuant to Section 19(b)(2) of
the Act,\6\ designates March 29, 2020 as the date by which the
Commission shall either approve or disapprove, or institute proceedings
to determine whether to disapprove, the proposed rule change (File No.
SR-NYSE-2019-67).
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    \6\ Id.
    \7\ 17 CFR 200.30-3(a)(31).

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2020-03325 Filed 2-19-20; 8:45 am]
 BILLING CODE 8011-01-P


[Federal Register Volume 88, Number 165 (Monday, August 28, 2023)]
[Notices]
[Pages 58620-58621]
[FR Doc No: 2023-18409]

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DEPARTMENT OF LABOR

Occupational Safety and Health Administration

[Docket No. OSHA-2010-0038]

Rigging Equipment and Material Handling Standard; Extension of
the Office of Management and Budget's (OMB) Approval of Information
Collection (Paperwork) Requirements

AGENCY: Occupational Safety and Health Administration (OSHA), Labor.

ACTION: Request for public comments.

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SUMMARY: OSHA solicits public comments concerning the proposal to
extend the Office of Management and Budget's (OMB) approval of the
information collection requirements specified in its Standard on
Rigging Equipment and Material Handling.

DATES: Comments must be submitted (postmarked, sent, or received) by
October 27, 2023.

ADDRESSES:
    Electronically: You may submit comments and attachments
electronically at http://www.regulations.gov, which is the Federal
eRulemaking Portal. Follow the instructions online for submitting
comments.
    Docket: To read or download comments or other material in the
docket, go to http://www.regulations.gov. Documents in the docket are
listed in the http://www.regulations.gov index; however, some
information (e.g., copyrighted material) is not publicly available to
read or download from the website. All submissions, including
copyrighted material, are available for inspection through the OSHA
Docket Office. Contact the OSHA Docket Office at<PHONE_NUMBER> (TTY
(877) 889-5627) for assistance in locating docket submissions.
    Instructions: All submissions must include the agency name and OSHA
docket number (OSHA-2010-0038) for the Information Collection Request
(ICR). OSHA will place all comments, including personal information, in
the public docket, which may be available online. Therefore, OSHA
cautions interested parties about submitting personal information such
as social security numbers and birthdates.
    For further information on submitting comments, see the ``Public
Participation'' heading in the section of this notice titled
SUPPLEMENTARY INFORMATION.

FOR FURTHER INFORMATION CONTACT: Seleda Perryman or Theda Kenney,
Directorate of Standards and Guidance, OSHA, U.S. Department of Labor;
telephone:<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION:

I. Background

    The Department of Labor, as part of its continuing effort to reduce
paperwork and respondent (i.e., employer) burden, conducts a
preclearance consultation program to provide the public with an
opportunity to comment on proposed and continuing information
collection requirements in accordance with the Paperwork Reduction Act
of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)). This program ensures that
information is in the desired format, reporting burden (time and costs)
is minimal, collection instruments are clearly understood, and OSHA's
estimate of the information collection burden is accurate. The
Occupational Safety and Health Act of 1970 (OSH Act) (29 U.S.C. 651 et
seq.) authorizes information collection by employers as necessary or
appropriate for enforcement of the OSH Act or for developing
information regarding the causes and prevention of occupational
injuries, illnesses, and accidents (29 U.S.C. 657). The OSH Act also
requires

that OSHA obtain such information with minimum burden upon employers,
especially those operating small businesses, and to reduce to the
maximum extent feasible unnecessary duplication of effort in obtaining
information (29 U.S.C. 657).
    The following sections describe who uses the information collected
under each requirement, as well as how they use it. The collection of
information provisions of the standard specify affixing identification
tags or markings on rigging equipment, marking special custom design
lifting accessories, shift inspections, periodic inspections,
developing and maintaining inspection records, and maintaining dates
and results of certain shackle/hook load tests.

II. Special Issues for Comment

    OSHA has a particular interest in comments on the following issues:
     Whether the proposed information collection requirements
are necessary for the proper performance of the agency's functions to
protect workers, including whether the information is useful;
     The accuracy of OSHA's estimate of the burden (time and
costs) of the information collection requirements, including the
validity of the methodology and assumptions used;
     The quality, utility, and clarity of the information
collected; and
     Ways to minimize the burden on employers who must comply;
for example, by using automated or other technological information
collection, and transmission techniques.

III. Proposed Actions

    OSHA is requesting that OMB extend the approval of the information
collection requirements contained in the Standard on Rigging Equipment
and Material Handling. The agency is requesting maintenance in the
number of burden hours for the information collection requirements in
the standard of 49,160 hours.
    OSHA will summarize the comments submitted in response to this
notice and will include this summary in the request to OMB to extend
the approval of the information collection requirements.
    Type of Review: Extension of a currently approved collection.
    Title: Rigging Equipment and Material Handling Standard.
    OMB Control Number: 1218-0233.
    Affected Public: Business or other for-profits; Federal Government;
State, Local, or Tribal Government.
    Number of Respondents: 115,829.
    Number of Responses: 263,953.
    Frequency of Responses: On occasion.
    Average Time per Response: Varies.
    Estimated Total Burden Hours: 49,160.
    Estimated Cost (Operation and Maintenance): $0.

IV. Public Participation--Submission of Comments on This Notice and
Internet Access to Comments and Submissions

    You may submit comments in response to this document as follows:
(1) electronically at http://www.regulations.gov, which is the Federal
eRulemaking Portal; (2) by facsimile (fax), if your comments, including
attachments, are not longer than 10 pages, you may fax them to the OSHA
Docket Office at<PHONE_NUMBER>; or (3) by hard copy. All comments,
attachments, and other material must identify the agency name and the
OSHA docket number for the ICR (Docket No. OSHA-2010-0038). You may
supplement electronic submissions by uploading document files
electronically.
    Comments and submissions are posted without change at http://www.regulations.gov. Therefore, OSHA cautions commenters about
submitting personal information such as social security numbers and
dates of birth. Although all submissions are listed in the http://www.regulations.gov index, some information (e.g., copyrighted
material) is not publicly available to read or download from this
website. All submissions, including copyrighted material, are available
for inspection and copying at the OSHA Docket Office. Information on
using the http://www.regulations.gov website to submit comments and
access the docket is available at the website's ``User Tips'' link.
Contact the OSHA Docket Office at<PHONE_NUMBER> (TTY<PHONE_NUMBER>)
for information about materials not available from the website, and for
assistance in using the internet to locate docket submissions.

V. Authority and Signature

    James S. Frederick, Deputy Assistant Secretary of Labor for
Occupational Safety and Health, directed the preparation of this
notice. The authority for this notice is the Paperwork Reduction Act of
1995 (44 U.S.C. 3506 et seq.) and Secretary of Labor's Order No. 8-2020
(85 FR 58393).

    Signed in Washington, DC, on August 21, 2023.
James S. Frederick,
Deputy Assistant Secretary of Labor for Occupational Safety and Health.
[FR Doc. 2023-18409 Filed 8-25-23; 8:45 am]
BILLING CODE 4510-26-P


[Federal Register Volume 79, Number 176 (Thursday, September 11, 2014)]
[Notices]
[Pages 54306-54307]
[FR Doc No: 2014-21652]

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SECURITIES AND EXCHANGE COMMISSION

Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736.

Extension:
    Rule 13h-1 and Form 13H, SEC File No. 270-614, OMB Control No.
3235-0682.
    Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) (``PRA''), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for Rule 13h-1 (17 CFR 240.13h-1)
and Form 13H--registration of large traders \1\ submitted pursuant to
Section 13(h) of the Securities Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (``Exchange Act''). The Commission plans to submit this existing
collection of information to the Office of Management and Budget for
extension and approval.
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    \1\ Rule 13h-1(a)(1) defines ``large trader'' as any person that
directly or indirectly, including through other persons controlled
by such person, exercises investment discretion over one or more
accounts and effects transactions for the purchase or sale of any
NMS security for or on behalf of such accounts, by or through one or
more registered broker-dealers, in an aggregate amount equal to or
greater than the identifying activity level or voluntarily registers
as a large trader by filing electronically with the Commission Form
13H.
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    Rule 13h-1 and Form 13H under Section 13(h) of the Exchange Act
established a large trader reporting framework.\2\ The framework
assists the Commission in identifying and obtaining certain baseline
information about traders that conduct a substantial amount of trading
activity, as measured by volume or market value, in the U.S. securities
markets.
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    \2\ See Securities Exchange Act Release No. 64976 (July 27,
2011), 76 FR 46959 (August 3, 2011).
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    The identification, recordkeeping, and reporting framework provides
the Commission with a mechanism to identify large traders and their
affiliates, accounts, and transactions. Specifically, the system
requires large traders to identify themselves to the Commission and
make certain disclosures to the Commission on Form 13H. Upon receipt of
Form 13H, the Commission issues a unique identification number to the
large trader, which the large trader then provides to its registered
broker-dealers. Certain registered broker-dealers are required to
maintain transaction records for each large trader, and are required to

report that information to the Commission upon request.\3\ In addition,
certain registered broker-dealers are required to adopt procedures to
monitor their customers for activity that would trigger the
identification requirements of the rule.
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    \3\ The Commission, pursuant to Rule 17a-25 (17 CFR 240.17a-25),
currently collects transaction data from registered broker-dealers
through the Electronic Blue Sheets (``EBS'') system to support its
regulatory and enforcement activities. The large trader framework
added two new fields, the time of the trade and the identity of the
trader, to the EBS system.
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    The respondents to the collection of information are large traders.
Each new large trader respondent files one response, which takes
approximately 20 hours to complete. The average internal cost of
compliance per response is $5,177, calculated as follows: (3 hours of
compliance manager time at $283 per hour) + (7 hours of legal time at
$334 per hour) + (10 hours of paralegal time at $199 per hour) =
$5,177. Additionally, on average, each large trader respondent
(including new respondents) files 2 responses per year, which take
approximately 6 hours to complete. The average internal cost of
compliance per response is $1,632, calculated as follows: (2 hours of
compliance manager time at $283 per hour) + (2 hours of legal time at
$334 per hour) + (2 hours of paralegal time at $199 per hour) = $1,632.
    Each registered broker-dealer's monitoring requirement takes
approximately 15 hours per year. The average internal cost of
compliance is $5,010, calculated as follows: 15 hours of legal time at
$334 per hour = $5010. The Commission estimates that it may send 100
requests specifically seeking large trader data per year to each
registered broker-dealer subject to the rule, and it would take each
registered broker-dealer 2 hours to comply with each request
Accordingly, the annual reporting hour burden for a broker-dealer is
estimated to be 200 burden hours (100 requests x 2 burden hours/request
= 200 burden hours). The average internal cost of compliance per
response is $398, calculated as follows: 2 hours of paralegal time at
$199 per hour = $398.
    Compliance with Rule 13h-1 is mandatory. The information collection
under proposed Rule 13h-1 is considered confidential subject to the
limited exceptions provided by the Freedom of Information Act.\4\
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    \4\ See 5 U.S.C. 552 and 15 U.S.C. 78m(h)(7).
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    Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
    An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
    Please direct your written comments to: Thomas Bayer, Director/
Chief Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549, or send an email
to<EMAIL_ADDRESS>
    Dated: September 5, 2014.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-21652 Filed 9-10-14; 8:45 am]
BILLING CODE 8011-01-P