Record for the Final Metal Product and Machinery Rule 1 2 3 45 6789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 A B C D E F Summary: Preferred Option and Option 2/ 6/ 10 7 % discount rate Preferred option 1 2 3 4 5 Total Hours High =' Results  Pref Option'! C$ 69 =' Results  Pref Option'! D$ 69 =' Results  Pref Option'! E$ 69 =' Results  Pref Option'! F$ 69 =' Results  Pref Option'! G$ 69 Medium =' Results  Pref Option'! C$ 95 =' Results  Pref Option'! D$ 95 =' Results  Pref Option'! E$ 95 =' Results  Pref Option'! F$ 95 =' Results  Pref Option'! G$ 95 Low =' Results  Pref Option'! C$ 121 =' Results  Pref Option'! D$ 121 =' Results  Pref Option'! E$ 121 =' Results  Pref Option'! F$ 121 =' Results  Pref Option'! G$ 121 Total Costs High =' Results  Pref Option'! C$ 70 =' Results  Pref Option'! D$ 70 =' Results  Pref Option'! E$ 70 =' Results  Pref Option'! F$ 70 =' Results  Pref Option'! G$ 70 Medium =' Results  Pref Option'! C$ 96 =' Results  Pref Option'! D$ 96 =' Results  Pref Option'! E$ 96 =' Results  Pref Option'! F$ 96 =' Results  Pref Option'! G$ 96 Low =' Results  Pref Option'! C$ 122 =' Results  Pref Option'! D$ 122 =' Results  Pref Option'! E$ 122 =' Results  Pref Option'! F$ 122 =' Results  Pref Option'! G$ 122 High Medium Low NPV =' Results  Pref Option'! C$ 71 =' Results  Pref Option'! C$ 97 =' Results  Pref Option'! C$ 123 Max One Year Hours =' Results  Pref Option'! C$ 72 =' Results  Pref Option'! C$ 98 =' Results  Pref Option'! C$ 124 Max One Year Costs =' Results  Pref Option'! C$ 73 =' Results  Pref Option'! C$ 99 =' Results  Pref Option'! C$ 125 Annualized Cost =' Results  Pref Option'! C$ 74 =' Results  Pref Option'! C$ 100 =' Results  Pref Option'! C$ 126 Option 2/ 6/ 10 1 2 3 4 5 Total Hours High =' Results  Option 2 6 10'! C69 =' Results  Option 2 6 10'! D69 =' Results  Option 2 6 10'! E69 =' Results  Option 2 6 10'! F69 =' Results  Option 2 6 10'! G69 Medium =' Results  Option 2 6 10'! C92 =' Results  Option 2 6 10'! D92 =' Results  Option 2 6 10'! E92 =' Results  Option 2 6 10'! F92 =' Results  Option 2 6 10'! G92 Low =' Results  Option 2 6 10'! C115 =' Results  Option 2 6 10'! D115 =' Results  Option 2 6 10'! E115 =' Results  Option 2 6 10'! F115 =' Results  Option 2 6 10'! G115 Total Costs High =' Results  Option 2 6 10'! C70 =' Results  Option 2 6 10'! D70 =' Results  Option 2 6 10'! E70 =' Results  Option 2 6 10'! F70 =' Results  Option 2 6 10'! G70 Medium =' Results  Option 2 6 10'! C93 =' Results  Option 2 6 10'! D93 =' Results  Option 2 6 10'! E93 =' Results  Option 2 6 10'! F93 =' Results  Option 2 6 10'! G93 Low =' Results  Option 2 6 10'! C116 =' Results  Option 2 6 10'! D116 =' Results  Option 2 6 10'! E116 =' Results  Option 2 6 10'! F116 =' Results  Option 2 6 10'! G116 High Medium Low NPV =' Results  Option 2 6 10'! C71 =' Results  Option 2 6 10'! C94 =' Results  Option 2 6 10'! C117 Max One Year Hours =' Results  Option 2 6 10'! C72 =' Results  Option 2 6 10'! C95 =' Results  Option 2 6 10'! C118 Max One Year Costs =' Results  Option 2 6 10'! C73 =' Results  Option 2 6 10'! C96 =' Results  Option 2 6 10'! C119 Annualized Cost =' Results  Option 2 6 10'! C74 =' Results  Option 2 6 10'! C97 =' Results  Option 2 6 10'! C120 February 14, 2003 1 of 79 AD MP& M7A formula. xls  Summary Record for the Final Metal Product and Machinery Rule 1 2 3 45 6789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 G H I J K L Year Relative to Promulgation of Rule 6 7 8 9 10 11 =' Results  Pref Option'! H$ 69 =' Results  Pref Option'! I$ 69 =' Results  Pref Option'! J$ 69 =' Results  Pref Option'! K$ 69 =' Results  Pref Option'! L$ 69 =' Results  Pref Option'! M$ 69 =' Results  Pref Option'! H$ 95 =' Results  Pref Option'! I$ 95 =' Results  Pref Option'! J$ 95 =' Results  Pref Option'! K$ 95 =' Results  Pref Option'! L$ 95 =' Results  Pref Option'! M$ 95 =' Results  Pref Option'! H$ 121 =' Results  Pref Option'! I$ 121 =' Results  Pref Option'! J$ 121 =' Results  Pref Option'! K$ 121 =' Results  Pref Option'! L$ 121 =' Results  Pref Option'! M$ 121 =' Results  Pref Option'! H$ 70 =' Results  Pref Option'! I$ 70 =' Results  Pref Option'! J$ 70 =' Results  Pref Option'! K$ 70 =' Results  Pref Option'! L$ 70 =' Results  Pref Option'! M$ 70 =' Results  Pref Option'! H$ 96 =' Results  Pref Option'! I$ 96 =' Results  Pref Option'! J$ 96 =' Results  Pref Option'! K$ 96 =' Results  Pref Option'! L$ 96 =' Results  Pref Option'! M$ 96 =' Results  Pref Option'! H$ 122 =' Results  Pref Option'! I$ 122 =' Results  Pref Option'! J$ 122 =' Results  Pref Option'! K$ 122 =' Results  Pref Option'! L$ 122 =' Results  Pref Option'! M$ 122 Year Relative to Promulgation of Rule 6 7 8 9 10 11 =' Results  Option 2 6 10'! H69 =' Results  Option 2 6 10'! I69 =' Results  Option 2 6 10'! J69 =' Results  Option 2 6 10'! K69 =' Results  Option 2 6 10'! L69 =' Results  Option 2 6 10'! M69 =' Results  Option 2 6 10'! H92 =' Results  Option 2 6 10'! I92 =' Results  Option 2 6 10'! J92 =' Results  Option 2 6 10'! K92 =' Results  Option 2 6 10'! L92 =' Results  Option 2 6 10'! M92 =' Results  Option 2 6 10'! H115 =' Results  Option 2 6 10'! I115 =' Results  Option 2 6 10'! J115 =' Results  Option 2 6 10'! K115 =' Results  Option 2 6 10'! L115 =' Results  Option 2 6 10'! M115 =' Results  Option 2 6 10'! H70 =' Results  Option 2 6 10'! I70 =' Results  Option 2 6 10'! J70 =' Results  Option 2 6 10'! K70 =' Results  Option 2 6 10'! L70 =' Results  Option 2 6 10'! M70 =' Results  Option 2 6 10'! H93 =' Results  Option 2 6 10'! I93 =' Results  Option 2 6 10'! J93 =' Results  Option 2 6 10'! K93 =' Results  Option 2 6 10'! L93 =' Results  Option 2 6 10'! M93 =' Results  Option 2 6 10'! H116 =' Results  Option 2 6 10'! I116 =' Results  Option 2 6 10'! J116 =' Results  Option 2 6 10'! K116 =' Results  Option 2 6 10'! L116 =' Results  Option 2 6 10'! M116 February 14, 2003 2 of 79 AD MP& M7A formula. xls  Summary Record for the Final Metal Product and Machinery Rule 1 2 3 45 6789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 M N O P 12 13 14 15 =' Results  Pref Option'! N$ 69 =' Results  Pref Option'! O$ 69 =' Results  Pref Option'! P$ 69 =' Results  Pref Option'! Q$ 69 =' Results  Pref Option'! N$ 95 =' Results  Pref Option'! O$ 95 =' Results  Pref Option'! P$ 95 =' Results  Pref Option'! Q$ 95 =' Results  Pref Option'! N$ 121 =' Results  Pref Option'! O$ 121 =' Results  Pref Option'! P$ 121 =' Results  Pref Option'! Q$ 121 =' Results  Pref Option'! N$ 70 =' Results  Pref Option'! O$ 70 =' Results  Pref Option'! P$ 70 =' Results  Pref Option'! Q$ 70 =' Results  Pref Option'! N$ 96 =' Results  Pref Option'! O$ 96 =' Results  Pref Option'! P$ 96 =' Results  Pref Option'! Q$ 96 =' Results  Pref Option'! N$ 122 =' Results  Pref Option'! O$ 122 =' Results  Pref Option'! P$ 122 =' Results  Pref Option'! Q$ 122 12 13 14 15 =' Results  Option 2 6 10'! N69 =' Results  Option 2 6 10'! O69 =' Results  Option 2 6 10'! P69 =' Results  Option 2 6 10'! Q69 =' Results  Option 2 6 10'! N92 =' Results  Option 2 6 10'! O92 =' Results  Option 2 6 10'! P92 =' Results  Option 2 6 10'! Q92 =' Results  Option 2 6 10'! N115 =' Results  Option 2 6 10'! O115 =' Results  Option 2 6 10'! P115 =' Results  Option 2 6 10'! Q115 =' Results  Option 2 6 10'! N70 =' Results  Option 2 6 10'! O70 =' Results  Option 2 6 10'! P70 =' Results  Option 2 6 10'! Q70 =' Results  Option 2 6 10'! N93 =' Results  Option 2 6 10'! O93 =' Results  Option 2 6 10'! P93 =' Results  Option 2 6 10'! Q93 =' Results  Option 2 6 10'! N116 =' Results  Option 2 6 10'! O116 =' Results  Option 2 6 10'! P116 =' Results  Option 2 6 10'! Q116 February 14, 2003 3 of 79 AD MP& M7A formula. xls  Summary Record for the Final Metal Product and Machinery Rule 1 23456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 A B C D Preferred Option Scenario Definition Number of facilities operating post regulation requiring a permit = SUM( C4: C6) Of facilities operating post regulation: existing concentration based 629 existing mass based 3,667 no permit in baseline 648 concentration based to be converted to mass based 223 new concentration based 432 new mass based 216 Number of currently permitted facilities closing ( no longer requiring a permit) 143 Of facilities closing due to the rule: existing concentration based 12 existing mass based 131 Type of Permit Required 1 2 new concentration based permit =$ C8/ 3 =$ C8/ 3 new mass based permit =$ C9/ 3 =$ C9/ 3 facility closure with concentration based permit =$ C12/ 3 =$ C12/ 3 facility closure with mass based permit =$ C13/ 3 =$ C13/ 3 conversion of conc based to mass based permit =$ C7/ 3 =$ C7/ 3 repermit  concen based: post regulation** =($ C4$ C7)/ 3 =($ C4$ C7)/ 3 repermit  mass based : post regulation** =$ C5/ 3 =$ C5/ 3 repermit  concen based: baseline*** =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 repermit  mass based : baseline*** =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 cumulative incremental number of facilities operating under permits ( new  closing) = C19+ C20 C21 C22 = C28+ D19+ D20 D21 D22 * assumes no incremental effort for facilities that already have the type of permit required by the rule, other than repermitting on a different schedule. ** facilities with existing permits excluding facilities that close due to the rule, plus new permits. *** facilities with existing permits including facilities that close due to the rule.

1 2 develop and issue permit  concentration based = C19 = D19 develop and issue permit  mass based = C20 = D20 develop and issue permit  conc based converted to mass based = C23 = D23 provide technical guidance  concentation based = C19 = D19 provide technical guidance  mass based = C20 = D20 conduct public or evidentiary hearings = C19+ C20 = D19+ D20 inspection for permit development = C19+ C20 = D19+ D20 inspection for compliance assessment = C$ 28 = D$ 28 sample and analyze effluent = C$ 28 = D$ 28 review & record self monitoring reports = C$ 28 = D$ 28 process & act on non compliance reports = C$ 28 = D$ 28 review compliance schedule report  in compliance with schedule = C$ 28 = D$ 28 review compliance schedule report  not in compliance with schedule = C$ 28 = D$ 28 minor enforcement action ( e. g., admin order) = C$ 28 = D$ 28 minor enforcement action ( e. g., admin fine) = C$ 28 = D$ 28 repermit = C24+ C25 C26 C27 = D24+ D25 D26 D27 February 14, 2003 4 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 1 23456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 E F G 3 4 5 =$ C8/ 3 =$ C9/ 3 =$ C12/ 3 =$ C13/ 3 =$ C7/ 3 =($ C4$ C7)/ 3 0 0 =$ C5/ 3 0 0 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 = D28+ E19+ E20 E21 E22 = E28+ F19+ F20 F21 F22 = F28+ G19+ G20 G21 G22 3 4 5 = E19 = E20 = E23 = E19 = E20 = E19+ E20 = E19+ E20 = E$ 28 = F$ 28 = G$ 28 = E$ 28 = F$ 28 = G$ 28 = E$ 28 = F$ 28 = G$ 28 = E$ 28 = F$ 28 = G$ 28 = E$ 28 = F$ 28 = G$ 28 = E$ 28 = F$ 28 = G$ 28 = E$ 28 = F$ 28 = G$ 28 = E$ 28 = F$ 28 = G$ 28 = E24+ E25 E26 E27 = F24+ F25 F26 F27 = G24+ G25 G26 G27 February 14, 2003 5 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 1 23456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 H I J K Incremental Number of Facilities by Type of Permit Required and Year* Year Relative to Promulgation of Rule 6 7 8 9 = C24+ C19 = D24+ D19 = E24+ E19 = F24+ F19 = C25+ C20+ C23 = D25+ D20+ D23 = E25+ E20+ E23 = F25+ F20+ F23 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 = G28+ H19+ H20 H21 H22 = H28+ I19+ I20 I21 I22 = I28+ J19+ J20 J21 J22 = J28+ K19+ K20 K21 K22 Incremental Number of Facilities by Permitting Activity Required and Year Year Relative to Promulgation of Rule 6 7 8 9 = H$ 28 = I$ 28 = J$ 28 = K$ 28 = H$ 28 = I$ 28 = J$ 28 = K$ 28 = H$ 28 = I$ 28 = J$ 28 = K$ 28 = H$ 28 = I$ 28 = J$ 28 = K$ 28 = H$ 28 = I$ 28 = J$ 28 = K$ 28 = H$ 28 = I$ 28 = J$ 28 = K$ 28 = H$ 28 = I$ 28 = J$ 28 = K$ 28 = H$ 28 = I$ 28 = J$ 28 = K$ 28 = H24+ H25 H26 H27 = I24+ I25 I26 I27 = J24+ J25 J26 J27 = K24+ K25 K26 K27 February 14, 2003 6 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 1 23456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 L M N 10 11 12 = G24+ G19 = H24+ H19 = I24+ I19 = G25+ G20+ G23 = H25+ H20+ H23 = I25+ I20+ I23 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 = K28+ L19+ L20 L21 L22 = L28+ M19+ M20 M21 M22 = M28+ N19+ N20 N21 N22 10 11 12 = L$ 28 = M$ 28 = N$ 28 = L$ 28 = M$ 28 = N$ 28 = L$ 28 = M$ 28 = N$ 28 = L$ 28 = M$ 28 = N$ 28 = L$ 28 = M$ 28 = N$ 28 = L$ 28 = M$ 28 = N$ 28 = L$ 28 = M$ 28 = N$ 28 = L$ 28 = M$ 28 = N$ 28 = L24+ L25 L26 L27 = M24+ M25 M26 M27 = N24+ N25 N26 N27 February 14, 2003 7 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 1 23456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 O P Q 13 14 15 = J24+ J19 = K24+ K19 = L24+ L19 = J25+ J20+ J23 = K25+ K20+ K23 = L25+ L20+ L23 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 = N28+ O19+ O20 O21 O22 = O28+ P19+ P20 P21 P22 = P28+ Q19+ Q20 Q21 Q22 13 14 15 = O$ 28 = P$ 28 = Q$ 28 = O$ 28 = P$ 28 = Q$ 28 = O$ 28 = P$ 28 = Q$ 28 = O$ 28 = P$ 28 = Q$ 28 = O$ 28 = P$ 28 = Q$ 28 = O$ 28 = P$ 28 = Q$ 28 = O$ 28 = P$ 28 = Q$ 28 = O$ 28 = P$ 28 = Q$ 28 = O24+ O25 O26 O27 = P24+ P25 P26 P27 = Q24+ Q25 Q26 Q27 February 14, 2003 8 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 A B C D 1 2 develop and issue permit = C$ 36*' Unit Costs  High'!$ B$ 6+ C$ 37*' Unit Costs  High'!$ B$ 22+ C$ 38*' Unit Costs  High'!$ B$ 38 = D$ 36*' Unit Costs  High'!$ B$ 6+ D$ 37*' Unit Costs  High'!$ B$ 22+ D$ 38*' Unit Costs  High'!$ B$ 38 provide technical guidance = C$ 39*' Unit Costs  High'!$ B$ 7+ C$ 40*' Unit Costs  High'!$ B$ 23+ C$ 38*' Unit Costs  High'! B$ 39 = D$ 39*' Unit Costs  High'!$ B$ 7+ D$ 40*' Unit Costs  High'!$ B$ 23+ D$ 38*' Unit Costs  High'! C$ 39 conduct public or evidentiary hearings = C$ 41*' Unit Costs  High'!$ B$ 8 = D$ 41*' Unit Costs  High'!$ B$ 8 inspection for permit development = C$ 42*' Unit Costs  High'!$ B$ 9 = D$ 42*' Unit Costs  High'!$ B$ 9 inspection for compliance assessment = C$ 43*' Unit Costs  High'!$ C$ 10 = D$ 43*' Unit Costs  High'!$ C$ 10 sample and analyze effluent = C$ 44*' Unit Costs  High'!$ C$ 11 = D$ 44*' Unit Costs  High'!$ C$ 11 review & record self monitoring reports = C$ 45*' Unit Costs  High'!$ C$ 12 = D$ 45*' Unit Costs  High'!$ C$ 12 process & act on non compliance reports = C$ 46*' Unit Costs  High'!$ C$ 13 = D$ 46*' Unit Costs  High'!$ C$ 13 review compliance schedule report  in compliance with schedule = C$ 47*' Unit Costs  High'!$ C$ 14 = D$ 47*' Unit Costs  High'!$ C$ 14 review compliance schedule report  not in compliance with schedule = C$ 48*' Unit Costs  High'!$ C$ 15 = D$ 48*' Unit Costs  High'!$ C$ 15 minor enforcement action ( e. g., admin order) = C$ 49*' Unit Costs  High'!$ C$ 16 = D$ 49*' Unit Costs  High'!$ C$ 16 minor enforcement action ( e. g., admin fine) = C$ 50*' Unit Costs  High'!$ C$ 17 = D$ 50*' Unit Costs  High'!$ C$ 17 repermit = C$ 51*' Unit Costs  High'!$ D$ 18 = D$ 51*' Unit Costs  High'!$ D$ 18 Total hours = SUM( C56: C68) = SUM( D56: D68) Total cost =' Inputs & Assumptions'!$ B$ 5* C69 =' Inputs & Assumptions'!$ B$ 5* D69 NPV of cost = NPV(' Inputs & Assumptions'! B4,$ C70: Q70) Maximum one year hours = MAX( C69: Q69) Maximum one year costs = MAX( C70: Q70) Annualized over 15 years = PMT(' Inputs & Assumptions'! B4,15, C71) Sampling cost =' Inputs & Assumptions'!$ B$ 5* C61 =' Inputs & Assumptions'!$ B$ 5* D61 NPV of sampling cost = NPV( Discount_ rate,$ C75: Q75) Annualized sampling cost = PMT( Discount_ rate, 15, C76)

1 2 develop and issue permit = C$ 36*' Unit Costs  Medium'!$ B$ 6+ C$ 37*' Unit Costs  Medium'!$ B$ 22+ C$ 38*' Unit Costs  Medium'!$ B$ 38 = D$ 36*' Unit Costs  Medium'!$ B$ 6+ D$ 37*' Unit Costs  Medium'!$ B$ 22+ D$ 38*' Unit Costs  Medium'!$ B$ 38 provide technical guidance = C$ 39*' Unit Costs  Medium'!$ B$ 7+ C$ 40*' Unit Costs  Medium'!$ B$ 23+ C$ 38*' Unit Costs  Medium'! B$ 39 = D$ 39*' Unit Costs  Medium'!$ B$ 7+ D$ 40*' Unit Costs  Medium'!$ B$ 23+ D$ 38*' Unit Costs  Medium'! C$ 39 conduct public or evidentiary hearings = C$ 41*' Unit Costs  Medium'!$ B32 = D$ 41*' Unit Costs  Medium'!$ B32 inspection for permit development = C$ 42*' Unit Costs  Medium'!$ B$ 9 = D$ 42*' Unit Costs  Medium'!$ B$ 9 inspection for compliance assessment = C$ 43*' Unit Costs  Medium'!$ C$ 10 = D$ 43*' Unit Costs  Medium'!$ C$ 10 sample and analyze effluent = C$ 44*' Unit Costs  Medium'!$ C$ 11 = D$ 44*' Unit Costs  Medium'!$ C$ 11 review & record self monitoring reports = C$ 45*' Unit Costs  Medium'!$ C$ 12 = D$ 45*' Unit Costs  Medium'!$ C$ 12 process & act on non compliance reports = C$ 46*' Unit Costs  Medium'!$ C$ 13 = D$ 46*' Unit Costs  Medium'!$ C$ 13 review compliance schedule report  in compliance with schedule = C$ 47*' Unit Costs  Medium'!$ C$ 14 = D$ 47*' Unit Costs  Medium'!$ C$ 14 review compliance schedule report  not in compliance with schedule = C$ 48*' Unit Costs  Medium'!$ C$ 15 = D$ 48*' Unit Costs  Medium'!$ C$ 15 minor enforcement action ( e. g., admin order) = C$ 49*' Unit Costs  Medium'!$ C$ 16 = D$ 49*' Unit Costs  Medium'!$ C$ 16 minor enforcement action ( e. g., admin fine) = C$ 50*' Unit Costs  Medium'!$ C$ 17 = D$ 50*' Unit Costs  Medium'!$ C$ 17 repermit = C$ 51*' Unit Costs  Medium'!$ D$ 18 = D$ 51*' Unit Costs  Medium'!$ D$ 18 Total hours = SUM( C82: C94) = SUM( D82: D94) Total cost =' Inputs & Assumptions'!$ B$ 5* C95 =' Inputs & Assumptions'!$ B$ 5* D95 NPV of cost = NPV(' Inputs & Assumptions'! B$ 4, C96: Q96) Maximum one year hours = MAX( C95: Q95) Maximum one year costs = MAX( C96: Q96) Annualized over 15 years = PMT(' Inputs & Assumptions'! B$ 4,15, C97) Sampling cost =' Inputs & Assumptions'!$ B$ 5* C87 =' Inputs & Assumptions'!$ B$ 5* D87 NPV of sampling cost = NPV( Discount_ rate,$ C101: Q101) Annualized sampling cost = PMT( Discount_ rate, 15, C102)

February 14, 2003 9 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 E F G 3 4 5 = E$ 36*' Unit Costs  High'!$ B$ 6+ E$ 37*' Unit Costs  High'!$ B$ 22+ E$ 38*' Unit Costs  High'!$ B$ 38 = F$ 36*' Unit Costs  High'!$ B$ 6+ F$ 37*' Unit Costs  High'!$ B$ 22+ F$ 38*' Unit Costs  High'!$ B$ 38 = G$ 36*' Unit Costs  High'!$ B$ 6+ G$ 37*' Unit Costs  High'!$ B$ 22+ G$ 38*' Unit Costs  High'!$ B$ 38 = E$ 39*' Unit Costs  High'!$ B$ 7+ E$ 40*' Unit Costs  High'!$ B$ 23+ E$ 38*' Unit Costs  High'! D$ 39 = F$ 39*' Unit Costs  High'!$ B$ 7+ F$ 40*' Unit Costs  High'!$ B$ 23+ F$ 38*' Unit Costs  High'! E$ 39 = G$ 39*' Unit Costs  High'!$ B$ 7+ G$ 40*' Unit Costs  High'!$ B$ 23+ G$ 38*' Unit Costs  High'! F$ 39 = E$ 41*' Unit Costs  High'!$ B$ 8 = F$ 41*' Unit Costs  High'!$ B$ 8 = G$ 41*' Unit Costs  High'!$ B$ 8 = E$ 42*' Unit Costs  High'!$ B$ 9 = F$ 42*' Unit Costs  High'!$ B$ 9 = G$ 42*' Unit Costs  High'!$ B$ 9 = E$ 43*' Unit Costs  High'!$ C$ 10 = F$ 43*' Unit Costs  High'!$ C$ 10 = G$ 43*' Unit Costs  High'!$ C$ 10 = E$ 44*' Unit Costs  High'!$ C$ 11 = F$ 44*' Unit Costs  High'!$ C$ 11 = G$ 44*' Unit Costs  High'!$ C$ 11 = E$ 45*' Unit Costs  High'!$ C$ 12 = F$ 45*' Unit Costs  High'!$ C$ 12 = G$ 45*' Unit Costs  High'!$ C$ 12 = E$ 46*' Unit Costs  High'!$ C$ 13 = F$ 46*' Unit Costs  High'!$ C$ 13 = G$ 46*' Unit Costs  High'!$ C$ 13 = E$ 47*' Unit Costs  High'!$ C$ 14 = F$ 47*' Unit Costs  High'!$ C$ 14 = G$ 47*' Unit Costs  High'!$ C$ 14 = E$ 48*' Unit Costs  High'!$ C$ 15 = F$ 48*' Unit Costs  High'!$ C$ 15 = G$ 48*' Unit Costs  High'!$ C$ 15 = E$ 49*' Unit Costs  High'!$ C$ 16 = F$ 49*' Unit Costs  High'!$ C$ 16 = G$ 49*' Unit Costs  High'!$ C$ 16 = E$ 50*' Unit Costs  High'!$ C$ 17 = F$ 50*' Unit Costs  High'!$ C$ 17 = G$ 50*' Unit Costs  High'!$ C$ 17 = E$ 51*' Unit Costs  High'!$ D$ 18 = F$ 51*' Unit Costs  High'!$ D$ 18 = G$ 51*' Unit Costs  High'!$ D$ 18 = SUM( E56: E68) = SUM( F56: F68) = SUM( G56: G68) =' Inputs & Assumptions'!$ B$ 5* E69 =' Inputs & Assumptions'!$ B$ 5* F69 =' Inputs & Assumptions'!$ B$ 5* G69 =' Inputs & Assumptions'!$ B$ 5* E61 =' Inputs & Assumptions'!$ B$ 5* F61 =' Inputs & Assumptions'!$ B$ 5* G61 3 4 5 = E$ 36*' Unit Costs  Medium'!$ B$ 6+ E$ 37*' Unit Costs  Medium'!$ B$ 22+ E$ 38*' Unit Costs  Medium'!$ B$ 38 = F$ 36*' Unit Costs  Medium'!$ B$ 6+ F$ 37*' Unit Costs  Medium'!$ B$ 22+ F$ 38*' Unit Costs  Medium'!$ B$ 38 = G$ 36*' Unit Costs  Medium'!$ B$ 6+ G$ 37*' Unit Costs  Medium'!$ B$ 22+ G$ 38*' Unit Costs  Medium'!$ B$ 38 = E$ 39*' Unit Costs  Medium'!$ B$ 7+ E$ 40*' Unit Costs  Medium'!$ B$ 23+ E$ 38*' Unit Costs  Medium'! D$ 39 = F$ 39*' Unit Costs  Medium'!$ B$ 7+ F$ 40*' Unit Costs  Medium'!$ B$ 23+ F$ 38*' Unit Costs  Medium'! E$ 39 = G$ 39*' Unit Costs  Medium'!$ B$ 7+ G$ 40*' Unit Costs  Medium'!$ B$ 23+ G$ 38*' Unit Costs  Medium'! F$ 39 = E$ 41*' Unit Costs  Medium'!$ B32 = F$ 41*' Unit Costs  Medium'!$ B32 = G$ 41*' Unit Costs  Medium'!$ B32 = E$ 42*' Unit Costs  Medium'!$ B$ 9 = F$ 42*' Unit Costs  Medium'!$ B$ 9 = G$ 42*' Unit Costs  Medium'!$ B$ 9 = E$ 43*' Unit Costs  Medium'!$ C$ 10 = F$ 43*' Unit Costs  Medium'!$ C$ 10 = G$ 43*' Unit Costs  Medium'!$ C$ 10 = E$ 44*' Unit Costs  Medium'!$ C$ 11 = F$ 44*' Unit Costs  Medium'!$ C$ 11 = G$ 44*' Unit Costs  Medium'!$ C$ 11 = E$ 45*' Unit Costs  Medium'!$ C$ 12 = F$ 45*' Unit Costs  Medium'!$ C$ 12 = G$ 45*' Unit Costs  Medium'!$ C$ 12 = E$ 46*' Unit Costs  Medium'!$ C$ 13 = F$ 46*' Unit Costs  Medium'!$ C$ 13 = G$ 46*' Unit Costs  Medium'!$ C$ 13 = E$ 47*' Unit Costs  Medium'!$ C$ 14 = F$ 47*' Unit Costs  Medium'!$ C$ 14 = G$ 47*' Unit Costs  Medium'!$ C$ 14 = E$ 48*' Unit Costs  Medium'!$ C$ 15 = F$ 48*' Unit Costs  Medium'!$ C$ 15 = G$ 48*' Unit Costs  Medium'!$ C$ 15 = E$ 49*' Unit Costs  Medium'!$ C$ 16 = F$ 49*' Unit Costs  Medium'!$ C$ 16 = G$ 49*' Unit Costs  Medium'!$ C$ 16 = E$ 50*' Unit Costs  Medium'!$ C$ 17 = F$ 50*' Unit Costs  Medium'!$ C$ 17 = G$ 50*' Unit Costs  Medium'!$ C$ 17 = E$ 51*' Unit Costs  Medium'!$ D$ 18 = F$ 51*' Unit Costs  Medium'!$ D$ 18 = G$ 51*' Unit Costs  Medium'!$ D$ 18 = SUM( E82: E94) = SUM( F82: F94) = SUM( G82: G94) =' Inputs & Assumptions'!$ B$ 5* E95 =' Inputs & Assumptions'!$ B$ 5* F95 =' Inputs & Assumptions'!$ B$ 5* G95 =' Inputs & Assumptions'!$ B$ 5* E87 =' Inputs & Assumptions'!$ B$ 5* F87 =' Inputs & Assumptions'!$ B$ 5* G87 February 14, 2003 10 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 H I J K Permitting Hours by Activity and Year  High Year Relative to Promulgation of Rule 6 7 8 9 = H$ 36*' Unit Costs  High'!$ B$ 6+ H$ 37*' Unit Costs  High'!$ B$ 22+ H$ 38*' Unit Costs  High'!$ B$ 38 = I$ 36*' Unit Costs  High'!$ B$ 6+ I$ 37*' Unit Costs  High'!$ B$ 22+ I$ 38*' Unit Costs  High'!$ B$ 38 = J$ 36*' Unit Costs  High'!$ B$ 6+ J$ 37*' Unit Costs  High'!$ B$ 22+ J$ 38*' Unit Costs  High'!$ B$ 38 = K$ 36*' Unit Costs  High'!$ B$ 6+ K$ 37*' Unit Costs  High'!$ B$ 22+ K$ 38*' Unit Costs  High'!$ B$ 38 = H$ 39*' Unit Costs  High'!$ B$ 7+ H$ 40*' Unit Costs  High'!$ B$ 23+ H$ 38*' Unit Costs  High'! G$ 39 = I$ 39*' Unit Costs  High'!$ B$ 7+ I$ 40*' Unit Costs  High'!$ B$ 23+ I$ 38*' Unit Costs  High'! H$ 39 = J$ 39*' Unit Costs  High'!$ B$ 7+ J$ 40*' Unit Costs  High'!$ B$ 23+ J$ 38*' Unit Costs  High'! I$ 39 = K$ 39*' Unit Costs  High'!$ B$ 7+ K$ 40*' Unit Costs  High'!$ B$ 23+ K$ 38*' Unit Costs  High'! J$ 39 = H$ 41*' Unit Costs  High'!$ B$ 8 = I$ 41*' Unit Costs  High'!$ B$ 8 = J$ 41*' Unit Costs  High'!$ B$ 8 = K$ 41*' Unit Costs  High'!$ B$ 8 = H$ 42*' Unit Costs  High'!$ B$ 9 = I$ 42*' Unit Costs  High'!$ B$ 9 = J$ 42*' Unit Costs  High'!$ B$ 9 = K$ 42*' Unit Costs  High'!$ B$ 9 = H$ 43*' Unit Costs  High'!$ C$ 10 = I$ 43*' Unit Costs  High'!$ C$ 10 = J$ 43*' Unit Costs  High'!$ C$ 10 = K$ 43*' Unit Costs  High'!$ C$ 10 = H$ 44*' Unit Costs  High'!$ C$ 11 = I$ 44*' Unit Costs  High'!$ C$ 11 = J$ 44*' Unit Costs  High'!$ C$ 11 = K$ 44*' Unit Costs  High'!$ C$ 11 = H$ 45*' Unit Costs  High'!$ C$ 12 = I$ 45*' Unit Costs  High'!$ C$ 12 = J$ 45*' Unit Costs  High'!$ C$ 12 = K$ 45*' Unit Costs  High'!$ C$ 12 = H$ 46*' Unit Costs  High'!$ C$ 13 = I$ 46*' Unit Costs  High'!$ C$ 13 = J$ 46*' Unit Costs  High'!$ C$ 13 = K$ 46*' Unit Costs  High'!$ C$ 13 = H$ 47*' Unit Costs  High'!$ C$ 14 = I$ 47*' Unit Costs  High'!$ C$ 14 = J$ 47*' Unit Costs  High'!$ C$ 14 = K$ 47*' Unit Costs  High'!$ C$ 14 = H$ 48*' Unit Costs  High'!$ C$ 15 = I$ 48*' Unit Costs  High'!$ C$ 15 = J$ 48*' Unit Costs  High'!$ C$ 15 = K$ 48*' Unit Costs  High'!$ C$ 15 = H$ 49*' Unit Costs  High'!$ C$ 16 = I$ 49*' Unit Costs  High'!$ C$ 16 = J$ 49*' Unit Costs  High'!$ C$ 16 = K$ 49*' Unit Costs  High'!$ C$ 16 = H$ 50*' Unit Costs  High'!$ C$ 17 = I$ 50*' Unit Costs  High'!$ C$ 17 = J$ 50*' Unit Costs  High'!$ C$ 17 = K$ 50*' Unit Costs  High'!$ C$ 17 = H$ 51*' Unit Costs  High'!$ D$ 18 = I$ 51*' Unit Costs  High'!$ D$ 18 = J$ 51*' Unit Costs  High'!$ D$ 18 = K$ 51*' Unit Costs  High'!$ D$ 18 = SUM( H56: H68) = SUM( I56: I68) = SUM( J56: J68) = SUM( K56: K68) =' Inputs & Assumptions'!$ B$ 5* H69 =' Inputs & Assumptions'!$ B$ 5* I69 =' Inputs & Assumptions'!$ B$ 5* J69 =' Inputs & Assumptions'!$ B$ 5* K69 =' Inputs & Assumptions'!$ B$ 5* H61 =' Inputs & Assumptions'!$ B$ 5* I61 =' Inputs & Assumptions'!$ B$ 5* J61 =' Inputs & Assumptions'!$ B$ 5* K61 Permitting Hours by Activity and Year  Medium Year Relative to Promulgation of Rule 6 7 8 9 = H$ 36*' Unit Costs  Medium'!$ B$ 6+ H$ 37*' Unit Costs  Medium'!$ B$ 22+ H$ 38*' Unit Costs  Medium'!$ B$ 38 = I$ 36*' Unit Costs  Medium'!$ B$ 6+ I$ 37*' Unit Costs  Medium'!$ B$ 22+ I$ 38*' Unit Costs  Medium'!$ B$ 38 = J$ 36*' Unit Costs  Medium'!$ B$ 6+ J$ 37*' Unit Costs  Medium'!$ B$ 22+ J$ 38*' Unit Costs  Medium'!$ B$ 38 = K$ 36*' Unit Costs  Medium'!$ B$ 6+ K$ 37*' Unit Costs  Medium'!$ B$ 22+ K$ 38*' Unit Costs  Medium'!$ B$ 38 = H$ 39*' Unit Costs  Medium'!$ B$ 7+ H$ 40*' Unit Costs  Medium'!$ B$ 23+ H$ 38*' Unit Costs  Medium'! G$ 39 = I$ 39*' Unit Costs  Medium'!$ B$ 7+ I$ 40*' Unit Costs  Medium'!$ B$ 23+ I$ 38*' Unit Costs  Medium'! H$ 39 = J$ 39*' Unit Costs  Medium'!$ B$ 7+ J$ 40*' Unit Costs  Medium'!$ B$ 23+ J$ 38*' Unit Costs  Medium'! I$ 39 = K$ 39*' Unit Costs  Medium'!$ B$ 7+ K$ 40*' Unit Costs  Medium'!$ B$ 23+ K$ 38*' Unit Costs  Medium'! J$ 39 = H$ 41*' Unit Costs  Medium'!$ B32 = I$ 41*' Unit Costs  Medium'!$ B32 = J$ 41*' Unit Costs  Medium'!$ B32 = K$ 41*' Unit Costs  Medium'!$ B32 = H$ 42*' Unit Costs  Medium'!$ B$ 9 = I$ 42*' Unit Costs  Medium'!$ B$ 9 = J$ 42*' Unit Costs  Medium'!$ B$ 9 = K$ 42*' Unit Costs  Medium'!$ B$ 9 = H$ 43*' Unit Costs  Medium'!$ C$ 10 = I$ 43*' Unit Costs  Medium'!$ C$ 10 = J$ 43*' Unit Costs  Medium'!$ C$ 10 = K$ 43*' Unit Costs  Medium'!$ C$ 10 = H$ 44*' Unit Costs  Medium'!$ C$ 11 = I$ 44*' Unit Costs  Medium'!$ C$ 11 = J$ 44*' Unit Costs  Medium'!$ C$ 11 = K$ 44*' Unit Costs  Medium'!$ C$ 11 = H$ 45*' Unit Costs  Medium'!$ C$ 12 = I$ 45*' Unit Costs  Medium'!$ C$ 12 = J$ 45*' Unit Costs  Medium'!$ C$ 12 = K$ 45*' Unit Costs  Medium'!$ C$ 12 = H$ 46*' Unit Costs  Medium'!$ C$ 13 = I$ 46*' Unit Costs  Medium'!$ C$ 13 = J$ 46*' Unit Costs  Medium'!$ C$ 13 = K$ 46*' Unit Costs  Medium'!$ C$ 13 = H$ 47*' Unit Costs  Medium'!$ C$ 14 = I$ 47*' Unit Costs  Medium'!$ C$ 14 = J$ 47*' Unit Costs  Medium'!$ C$ 14 = K$ 47*' Unit Costs  Medium'!$ C$ 14 = H$ 48*' Unit Costs  Medium'!$ C$ 15 = I$ 48*' Unit Costs  Medium'!$ C$ 15 = J$ 48*' Unit Costs  Medium'!$ C$ 15 = K$ 48*' Unit Costs  Medium'!$ C$ 15 = H$ 49*' Unit Costs  Medium'!$ C$ 16 = I$ 49*' Unit Costs  Medium'!$ C$ 16 = J$ 49*' Unit Costs  Medium'!$ C$ 16 = K$ 49*' Unit Costs  Medium'!$ C$ 16 = H$ 50*' Unit Costs  Medium'!$ C$ 17 = I$ 50*' Unit Costs  Medium'!$ C$ 17 = J$ 50*' Unit Costs  Medium'!$ C$ 17 = K$ 50*' Unit Costs  Medium'!$ C$ 17 = H$ 51*' Unit Costs  Medium'!$ D$ 18 = I$ 51*' Unit Costs  Medium'!$ D$ 18 = J$ 51*' Unit Costs  Medium'!$ D$ 18 = K$ 51*' Unit Costs  Medium'!$ D$ 18 = SUM( H82: H94) = SUM( I82: I94) = SUM( J82: J94) = SUM( K82: K94) =' Inputs & Assumptions'!$ B$ 5* H95 =' Inputs & Assumptions'!$ B$ 5* I95 =' Inputs & Assumptions'!$ B$ 5* J95 =' Inputs & Assumptions'!$ B$ 5* K95 =' Inputs & Assumptions'!$ B$ 5* H87 =' Inputs & Assumptions'!$ B$ 5* I87 =' Inputs & Assumptions'!$ B$ 5* J87 =' Inputs & Assumptions'!$ B$ 5* K87 February 14, 2003 11 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 L M N 10 11 12 = L$ 36*' Unit Costs  High'!$ B$ 6+ L$ 37*' Unit Costs  High'!$ B$ 22+ L$ 38*' Unit Costs  High'!$ B$ 38 = M$ 36*' Unit Costs  High'!$ B$ 6+ M$ 37*' Unit Costs  High'!$ B$ 22+ M$ 38*' Unit Costs  High'!$ B$ 38 = N$ 36*' Unit Costs  High'!$ B$ 6+ N$ 37*' Unit Costs  High'!$ B$ 22+ N$ 38*' Unit Costs  High'!$ B$ 38 = L$ 39*' Unit Costs  High'!$ B$ 7+ L$ 40*' Unit Costs  High'!$ B$ 23+ L$ 38*' Unit Costs  High'! K$ 39 = M$ 39*' Unit Costs  High'!$ B$ 7+ M$ 40*' Unit Costs  High'!$ B$ 23+ M$ 38*' Unit Costs  High'! L$ 39 = N$ 39*' Unit Costs  High'!$ B$ 7+ N$ 40*' Unit Costs  High'!$ B$ 23+ N$ 38*' Unit Costs  High'! M$ 39 = L$ 41*' Unit Costs  High'!$ B$ 8 = M$ 41*' Unit Costs  High'!$ B$ 8 = N$ 41*' Unit Costs  High'!$ B$ 8 = L$ 42*' Unit Costs  High'!$ B$ 9 = M$ 42*' Unit Costs  High'!$ B$ 9 = N$ 42*' Unit Costs  High'!$ B$ 9 = L$ 43*' Unit Costs  High'!$ C$ 10 = M$ 43*' Unit Costs  High'!$ C$ 10 = N$ 43*' Unit Costs  High'!$ C$ 10 = L$ 44*' Unit Costs  High'!$ C$ 11 = M$ 44*' Unit Costs  High'!$ C$ 11 = N$ 44*' Unit Costs  High'!$ C$ 11 = L$ 45*' Unit Costs  High'!$ C$ 12 = M$ 45*' Unit Costs  High'!$ C$ 12 = N$ 45*' Unit Costs  High'!$ C$ 12 = L$ 46*' Unit Costs  High'!$ C$ 13 = M$ 46*' Unit Costs  High'!$ C$ 13 = N$ 46*' Unit Costs  High'!$ C$ 13 = L$ 47*' Unit Costs  High'!$ C$ 14 = M$ 47*' Unit Costs  High'!$ C$ 14 = N$ 47*' Unit Costs  High'!$ C$ 14 = L$ 48*' Unit Costs  High'!$ C$ 15 = M$ 48*' Unit Costs  High'!$ C$ 15 = N$ 48*' Unit Costs  High'!$ C$ 15 = L$ 49*' Unit Costs  High'!$ C$ 16 = M$ 49*' Unit Costs  High'!$ C$ 16 = N$ 49*' Unit Costs  High'!$ C$ 16 = L$ 50*' Unit Costs  High'!$ C$ 17 = M$ 50*' Unit Costs  High'!$ C$ 17 = N$ 50*' Unit Costs  High'!$ C$ 17 = L$ 51*' Unit Costs  High'!$ D$ 18 = M$ 51*' Unit Costs  High'!$ D$ 18 = N$ 51*' Unit Costs  High'!$ D$ 18 = SUM( L56: L68) = SUM( M56: M68) = SUM( N56: N68) =' Inputs & Assumptions'!$ B$ 5* L69 =' Inputs & Assumptions'!$ B$ 5* M69 =' Inputs & Assumptions'!$ B$ 5* N69 =' Inputs & Assumptions'!$ B$ 5* L61 =' Inputs & Assumptions'!$ B$ 5* M61 =' Inputs & Assumptions'!$ B$ 5* N61 10 11 12 = L$ 36*' Unit Costs  Medium'!$ B$ 6+ L$ 37*' Unit Costs  Medium'!$ B$ 22+ L$ 38*' Unit Costs  Medium'!$ B$ 38 = M$ 36*' Unit Costs  Medium'!$ B$ 6+ M$ 37*' Unit Costs  Medium'!$ B$ 22+ M$ 38*' Unit Costs  Medium'!$ B$ 38 = N$ 36*' Unit Costs  Medium'!$ B$ 6+ N$ 37*' Unit Costs  Medium'!$ B$ 22+ N$ 38*' Unit Costs  Medium'!$ B$ 38 = L$ 39*' Unit Costs  Medium'!$ B$ 7+ L$ 40*' Unit Costs  Medium'!$ B$ 23+ L$ 38*' Unit Costs  Medium'! K$ 39 = M$ 39*' Unit Costs  Medium'!$ B$ 7+ M$ 40*' Unit Costs  Medium'!$ B$ 23+ M$ 38*' Unit Costs  Medium'! L$ 39 = N$ 39*' Unit Costs  Medium'!$ B$ 7+ N$ 40*' Unit Costs  Medium'!$ B$ 23+ N$ 38*' Unit Costs  Medium'! M$ 39 = L$ 41*' Unit Costs  Medium'!$ B32 = M$ 41*' Unit Costs  Medium'!$ B32 = N$ 41*' Unit Costs  Medium'!$ B32 = L$ 42*' Unit Costs  Medium'!$ B$ 9 = M$ 42*' Unit Costs  Medium'!$ B$ 9 = N$ 42*' Unit Costs  Medium'!$ B$ 9 = L$ 43*' Unit Costs  Medium'!$ C$ 10 = M$ 43*' Unit Costs  Medium'!$ C$ 10 = N$ 43*' Unit Costs  Medium'!$ C$ 10 = L$ 44*' Unit Costs  Medium'!$ C$ 11 = M$ 44*' Unit Costs  Medium'!$ C$ 11 = N$ 44*' Unit Costs  Medium'!$ C$ 11 = L$ 45*' Unit Costs  Medium'!$ C$ 12 = M$ 45*' Unit Costs  Medium'!$ C$ 12 = N$ 45*' Unit Costs  Medium'!$ C$ 12 = L$ 46*' Unit Costs  Medium'!$ C$ 13 = M$ 46*' Unit Costs  Medium'!$ C$ 13 = N$ 46*' Unit Costs  Medium'!$ C$ 13 = L$ 47*' Unit Costs  Medium'!$ C$ 14 = M$ 47*' Unit Costs  Medium'!$ C$ 14 = N$ 47*' Unit Costs  Medium'!$ C$ 14 = L$ 48*' Unit Costs  Medium'!$ C$ 15 = M$ 48*' Unit Costs  Medium'!$ C$ 15 = N$ 48*' Unit Costs  Medium'!$ C$ 15 = L$ 49*' Unit Costs  Medium'!$ C$ 16 = M$ 49*' Unit Costs  Medium'!$ C$ 16 = N$ 49*' Unit Costs  Medium'!$ C$ 16 = L$ 50*' Unit Costs  Medium'!$ C$ 17 = M$ 50*' Unit Costs  Medium'!$ C$ 17 = N$ 50*' Unit Costs  Medium'!$ C$ 17 = L$ 51*' Unit Costs  Medium'!$ D$ 18 = M$ 51*' Unit Costs  Medium'!$ D$ 18 = N$ 51*' Unit Costs  Medium'!$ D$ 18 = SUM( L82: L94) = SUM( M82: M94) = SUM( N82: N94) =' Inputs & Assumptions'!$ B$ 5* L95 =' Inputs & Assumptions'!$ B$ 5* M95 =' Inputs & Assumptions'!$ B$ 5* N95 =' Inputs & Assumptions'!$ B$ 5* L87 =' Inputs & Assumptions'!$ B$ 5* M87 =' Inputs & Assumptions'!$ B$ 5* N87 February 14, 2003 12 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 O P Q 13 14 15 = O$ 36*' Unit Costs  High'!$ B$ 6+ O$ 37*' Unit Costs  High'!$ B$ 22+ O$ 38*' Unit Costs  High'!$ B$ 38 = P$ 36*' Unit Costs  High'!$ B$ 6+ P$ 37*' Unit Costs  High'!$ B$ 22+ P$ 38*' Unit Costs  High'!$ B$ 38 = Q$ 36*' Unit Costs  High'!$ B$ 6+ Q$ 37*' Unit Costs  High'!$ B$ 22+ Q$ 38*' Unit Costs  High'!$ B$ 38 = O$ 39*' Unit Costs  High'!$ B$ 7+ O$ 40*' Unit Costs  High'!$ B$ 23+ O$ 38*' Unit Costs  High'! N$ 39 = P$ 39*' Unit Costs  High'!$ B$ 7+ P$ 40*' Unit Costs  High'!$ B$ 23+ P$ 38*' Unit Costs  High'! O$ 39 = Q$ 39*' Unit Costs  High'!$ B$ 7+ Q$ 40*' Unit Costs  High'!$ B$ 23+ Q$ 38*' Unit Costs  High'! P$ 39 = O$ 41*' Unit Costs  High'!$ B$ 8 = P$ 41*' Unit Costs  High'!$ B$ 8 = Q$ 41*' Unit Costs  High'!$ B$ 8 = O$ 42*' Unit Costs  High'!$ B$ 9 = P$ 42*' Unit Costs  High'!$ B$ 9 = Q$ 42*' Unit Costs  High'!$ B$ 9 = O$ 43*' Unit Costs  High'!$ C$ 10 = P$ 43*' Unit Costs  High'!$ C$ 10 = Q$ 43*' Unit Costs  High'!$ C$ 10 = O$ 44*' Unit Costs  High'!$ C$ 11 = P$ 44*' Unit Costs  High'!$ C$ 11 = Q$ 44*' Unit Costs  High'!$ C$ 11 = O$ 45*' Unit Costs  High'!$ C$ 12 = P$ 45*' Unit Costs  High'!$ C$ 12 = Q$ 45*' Unit Costs  High'!$ C$ 12 = O$ 46*' Unit Costs  High'!$ C$ 13 = P$ 46*' Unit Costs  High'!$ C$ 13 = Q$ 46*' Unit Costs  High'!$ C$ 13 = O$ 47*' Unit Costs  High'!$ C$ 14 = P$ 47*' Unit Costs  High'!$ C$ 14 = Q$ 47*' Unit Costs  High'!$ C$ 14 = O$ 48*' Unit Costs  High'!$ C$ 15 = P$ 48*' Unit Costs  High'!$ C$ 15 = Q$ 48*' Unit Costs  High'!$ C$ 15 = O$ 49*' Unit Costs  High'!$ C$ 16 = P$ 49*' Unit Costs  High'!$ C$ 16 = Q$ 49*' Unit Costs  High'!$ C$ 16 = O$ 50*' Unit Costs  High'!$ C$ 17 = P$ 50*' Unit Costs  High'!$ C$ 17 = Q$ 50*' Unit Costs  High'!$ C$ 17 = O$ 51*' Unit Costs  High'!$ D$ 18 = P$ 51*' Unit Costs  High'!$ D$ 18 = Q$ 51*' Unit Costs  High'!$ D$ 18 = SUM( O56: O68) = SUM( P56: P68) = SUM( Q56: Q68) =' Inputs & Assumptions'!$ B$ 5* O69 =' Inputs & Assumptions'!$ B$ 5* P69 =' Inputs & Assumptions'!$ B$ 5* Q69 =' Inputs & Assumptions'!$ B$ 5* O61 =' Inputs & Assumptions'!$ B$ 5* P61 =' Inputs & Assumptions'!$ B$ 5* Q61 13 14 15 = O$ 36*' Unit Costs  Medium'!$ B$ 6+ O$ 37*' Unit Costs  Medium'!$ B$ 22+ O$ 38*' Unit Costs  Medium'!$ B$ 38 = P$ 36*' Unit Costs  Medium'!$ B$ 6+ P$ 37*' Unit Costs  Medium'!$ B$ 22+ P$ 38*' Unit Costs  Medium'!$ B$ 38 = Q$ 36*' Unit Costs  Medium'!$ B$ 6+ Q$ 37*' Unit Costs  Medium'!$ B$ 22+ Q$ 38*' Unit Costs  Medium'!$ B$ 38 = O$ 39*' Unit Costs  Medium'!$ B$ 7+ O$ 40*' Unit Costs  Medium'!$ B$ 23+ O$ 38*' Unit Costs  Medium'! N$ 39 = P$ 39*' Unit Costs  Medium'!$ B$ 7+ P$ 40*' Unit Costs  Medium'!$ B$ 23+ P$ 38*' Unit Costs  Medium'! O$ 39 = Q$ 39*' Unit Costs  Medium'!$ B$ 7+ Q$ 40*' Unit Costs  Medium'!$ B$ 23+ Q$ 38*' Unit Costs  Medium'! P$ 39 = O$ 41*' Unit Costs  Medium'!$ B32 = P$ 41*' Unit Costs  Medium'!$ B32 = Q$ 41*' Unit Costs  Medium'!$ B32 = O$ 42*' Unit Costs  Medium'!$ B$ 9 = P$ 42*' Unit Costs  Medium'!$ B$ 9 = Q$ 42*' Unit Costs  Medium'!$ B$ 9 = O$ 43*' Unit Costs  Medium'!$ C$ 10 = P$ 43*' Unit Costs  Medium'!$ C$ 10 = Q$ 43*' Unit Costs  Medium'!$ C$ 10 = O$ 44*' Unit Costs  Medium'!$ C$ 11 = P$ 44*' Unit Costs  Medium'!$ C$ 11 = Q$ 44*' Unit Costs  Medium'!$ C$ 11 = O$ 45*' Unit Costs  Medium'!$ C$ 12 = P$ 45*' Unit Costs  Medium'!$ C$ 12 = Q$ 45*' Unit Costs  Medium'!$ C$ 12 = O$ 46*' Unit Costs  Medium'!$ C$ 13 = P$ 46*' Unit Costs  Medium'!$ C$ 13 = Q$ 46*' Unit Costs  Medium'!$ C$ 13 = O$ 47*' Unit Costs  Medium'!$ C$ 14 = P$ 47*' Unit Costs  Medium'!$ C$ 14 = Q$ 47*' Unit Costs  Medium'!$ C$ 14 = O$ 48*' Unit Costs  Medium'!$ C$ 15 = P$ 48*' Unit Costs  Medium'!$ C$ 15 = Q$ 48*' Unit Costs  Medium'!$ C$ 15 = O$ 49*' Unit Costs  Medium'!$ C$ 16 = P$ 49*' Unit Costs  Medium'!$ C$ 16 = Q$ 49*' Unit Costs  Medium'!$ C$ 16 = O$ 50*' Unit Costs  Medium'!$ C$ 17 = P$ 50*' Unit Costs  Medium'!$ C$ 17 = Q$ 50*' Unit Costs  Medium'!$ C$ 17 = O$ 51*' Unit Costs  Medium'!$ D$ 18 = P$ 51*' Unit Costs  Medium'!$ D$ 18 = Q$ 51*' Unit Costs  Medium'!$ D$ 18 = SUM( O82: O94) = SUM( P82: P94) = SUM( Q82: Q94) =' Inputs & Assumptions'!$ B$ 5* O95 =' Inputs & Assumptions'!$ B$ 5* P95 =' Inputs & Assumptions'!$ B$ 5* Q95 =' Inputs & Assumptions'!$ B$ 5* O87 =' Inputs & Assumptions'!$ B$ 5* P87 =' Inputs & Assumptions'!$ B$ 5* Q87 February 14, 2003 13 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 A B C D 1 2 develop and issue permit = C$ 36*' Unit Costs  Low'!$ B$ 6+ C$ 37*' Unit Costs  Low'!$ B$ 22+ C$ 38*' Unit Costs  Low'!$ B$ 38 = D$ 36*' Unit Costs  Low'!$ B$ 6+ D$ 37*' Unit Costs  Low'!$ B$ 22+ D$ 38*' Unit Costs  Low'!$ B$ 38 provide technical guidance = C$ 39*' Unit Costs  Low'!$ B$ 7+ C$ 40*' Unit Costs  Low'!$ B$ 23+ C$ 38*' Unit Costs  Low'! B$ 39 = D$ 39*' Unit Costs  Low'!$ B$ 7+ D$ 40*' Unit Costs  Low'!$ B$ 23+ D$ 38*' Unit Costs  Low'! C$ 39 conduct public or evidentiary hearings = C$ 41*' Unit Costs  Low'!$ B$ 8 = D$ 41*' Unit Costs  Low'!$ B$ 8 inspection for permit development = C$ 42*' Unit Costs  Low'!$ B$ 9 = D$ 42*' Unit Costs  Low'!$ B$ 9 inspection for compliance assessment = C$ 43*' Unit Costs  Low'!$ C$ 10 = D$ 43*' Unit Costs  Low'!$ C$ 10 sample and analyze effluent = C$ 44*' Unit Costs  Low'!$ C$ 11 = D$ 44*' Unit Costs  Low'!$ C$ 11 review & record self monitoring reports = C$ 45*' Unit Costs  Low'!$ C$ 12 = D$ 45*' Unit Costs  Low'!$ C$ 12 process & act on non compliance reports = C$ 46*' Unit Costs  Low'!$ C$ 13 = D$ 46*' Unit Costs  Low'!$ C$ 13 review compliance schedule report  in compliance with schedule = C$ 47*' Unit Costs  Low'!$ C$ 14 = D$ 47*' Unit Costs  Low'!$ C$ 14 review compliance schedule report  not in compliance with schedule = C$ 48*' Unit Costs  Low'!$ C$ 15 = D$ 48*' Unit Costs  Low'!$ C$ 15 minor enforcement action ( e. g., admin order) = C$ 49*' Unit Costs  Low'!$ C$ 16 = D$ 49*' Unit Costs  Low'!$ C$ 16 minor enforcement action ( e. g., admin fine) = C$ 50*' Unit Costs  Low'!$ C$ 17 = D$ 50*' Unit Costs  Low'!$ C$ 17 repermit = C$ 51*' Unit Costs  Low'!$ D$ 18 = D$ 51*' Unit Costs  Low'!$ D$ 18 Total hours = SUM( C108: C120) = SUM( D108: D120) Total cost =' Inputs & Assumptions'!$ B$ 5* C121 =' Inputs & Assumptions'!$ B$ 5* D121 NPV of cost = NPV(' Inputs & Assumptions'! B$ 4, C122: Q122) Maximum one year hours = MAX( C121: Q121) Maximum one year costs = MAX( C122: Q122) Annualized over 15 years = PMT(' Inputs & Assumptions'! B$ 4,15, C123)

February 14, 2003 14 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 E F G 3 4 5 = E$ 36*' Unit Costs  Low'!$ B$ 6+ E$ 37*' Unit Costs  Low'!$ B$ 22+ E$ 38*' Unit Costs  Low'!$ B$ 38 = F$ 36*' Unit Costs  Low'!$ B$ 6+ F$ 37*' Unit Costs  Low'!$ B$ 22+ F$ 38*' Unit Costs  Low'!$ B$ 38 = G$ 36*' Unit Costs  Low'!$ B$ 6+ G$ 37*' Unit Costs  Low'!$ B$ 22+ G$ 38*' Unit Costs  Low'!$ B$ 38 = E$ 39*' Unit Costs  Low'!$ B$ 7+ E$ 40*' Unit Costs  Low'!$ B$ 23+ E$ 38*' Unit Costs  Low'! D$ 39 = F$ 39*' Unit Costs  Low'!$ B$ 7+ F$ 40*' Unit Costs  Low'!$ B$ 23+ F$ 38*' Unit Costs  Low'! E$ 39 = G$ 39*' Unit Costs  Low'!$ B$ 7+ G$ 40*' Unit Costs  Low'!$ B$ 23+ G$ 38*' Unit Costs  Low'! F$ 39 = E$ 41*' Unit Costs  Low'!$ B$ 8 = F$ 41*' Unit Costs  Low'!$ B$ 8 = G$ 41*' Unit Costs  Low'!$ B$ 8 = E$ 42*' Unit Costs  Low'!$ B$ 9 = F$ 42*' Unit Costs  Low'!$ B$ 9 = G$ 42*' Unit Costs  Low'!$ B$ 9 = E$ 43*' Unit Costs  Low'!$ C$ 10 = F$ 43*' Unit Costs  Low'!$ C$ 10 = G$ 43*' Unit Costs  Low'!$ C$ 10 = E$ 44*' Unit Costs  Low'!$ C$ 11 = F$ 44*' Unit Costs  Low'!$ C$ 11 = G$ 44*' Unit Costs  Low'!$ C$ 11 = E$ 45*' Unit Costs  Low'!$ C$ 12 = F$ 45*' Unit Costs  Low'!$ C$ 12 = G$ 45*' Unit Costs  Low'!$ C$ 12 = E$ 46*' Unit Costs  Low'!$ C$ 13 = F$ 46*' Unit Costs  Low'!$ C$ 13 = G$ 46*' Unit Costs  Low'!$ C$ 13 = E$ 47*' Unit Costs  Low'!$ C$ 14 = F$ 47*' Unit Costs  Low'!$ C$ 14 = G$ 47*' Unit Costs  Low'!$ C$ 14 = E$ 48*' Unit Costs  Low'!$ C$ 15 = F$ 48*' Unit Costs  Low'!$ C$ 15 = G$ 48*' Unit Costs  Low'!$ C$ 15 = E$ 49*' Unit Costs  Low'!$ C$ 16 = F$ 49*' Unit Costs  Low'!$ C$ 16 = G$ 49*' Unit Costs  Low'!$ C$ 16 = E$ 50*' Unit Costs  Low'!$ C$ 17 = F$ 50*' Unit Costs  Low'!$ C$ 17 = G$ 50*' Unit Costs  Low'!$ C$ 17 = E$ 51*' Unit Costs  Low'!$ D$ 18 = F$ 51*' Unit Costs  Low'!$ D$ 18 = G$ 51*' Unit Costs  Low'!$ D$ 18 = SUM( E108: E120) = SUM( F108: F120) = SUM( G108: G120) =' Inputs & Assumptions'!$ B$ 5* E121 =' Inputs & Assumptions'!$ B$ 5* F121 =' Inputs & Assumptions'!$ B$ 5* G121 February 14, 2003 15 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 H I J K Permitting Hours by Activity and Year  Low Year Relative to Promulgation of Rule 6 7 8 9 = H$ 36*' Unit Costs  Low'!$ B$ 6+ H$ 37*' Unit Costs  Low'!$ B$ 22+ H$ 38*' Unit Costs  Low'!$ B$ 38 = I$ 36*' Unit Costs  Low'!$ B$ 6+ I$ 37*' Unit Costs  Low'!$ B$ 22+ I$ 38*' Unit Costs  Low'!$ B$ 38 = J$ 36*' Unit Costs  Low'!$ B$ 6+ J$ 37*' Unit Costs  Low'!$ B$ 22+ J$ 38*' Unit Costs  Low'!$ B$ 38 = K$ 36*' Unit Costs  Low'!$ B$ 6+ K$ 37*' Unit Costs  Low'!$ B$ 22+ K$ 38*' Unit Costs  Low'!$ B$ 38 = H$ 39*' Unit Costs  Low'!$ B$ 7+ H$ 40*' Unit Costs  Low'!$ B$ 23+ H$ 38*' Unit Costs  Low'! G$ 39 = I$ 39*' Unit Costs  Low'!$ B$ 7+ I$ 40*' Unit Costs  Low'!$ B$ 23+ I$ 38*' Unit Costs  Low'! H$ 39 = J$ 39*' Unit Costs  Low'!$ B$ 7+ J$ 40*' Unit Costs  Low'!$ B$ 23+ J$ 38*' Unit Costs  Low'! I$ 39 = K$ 39*' Unit Costs  Low'!$ B$ 7+ K$ 40*' Unit Costs  Low'!$ B$ 23+ K$ 38*' Unit Costs  Low'! J$ 39 = H$ 41*' Unit Costs  Low'!$ B$ 8 = I$ 41*' Unit Costs  Low'!$ B$ 8 = J$ 41*' Unit Costs  Low'!$ B$ 8 = K$ 41*' Unit Costs  Low'!$ B$ 8 = H$ 42*' Unit Costs  Low'!$ B$ 9 = I$ 42*' Unit Costs  Low'!$ B$ 9 = J$ 42*' Unit Costs  Low'!$ B$ 9 = K$ 42*' Unit Costs  Low'!$ B$ 9 = H$ 43*' Unit Costs  Low'!$ C$ 10 = I$ 43*' Unit Costs  Low'!$ C$ 10 = J$ 43*' Unit Costs  Low'!$ C$ 10 = K$ 43*' Unit Costs  Low'!$ C$ 10 = H$ 44*' Unit Costs  Low'!$ C$ 11 = I$ 44*' Unit Costs  Low'!$ C$ 11 = J$ 44*' Unit Costs  Low'!$ C$ 11 = K$ 44*' Unit Costs  Low'!$ C$ 11 = H$ 45*' Unit Costs  Low'!$ C$ 12 = I$ 45*' Unit Costs  Low'!$ C$ 12 = J$ 45*' Unit Costs  Low'!$ C$ 12 = K$ 45*' Unit Costs  Low'!$ C$ 12 = H$ 46*' Unit Costs  Low'!$ C$ 13 = I$ 46*' Unit Costs  Low'!$ C$ 13 = J$ 46*' Unit Costs  Low'!$ C$ 13 = K$ 46*' Unit Costs  Low'!$ C$ 13 = H$ 47*' Unit Costs  Low'!$ C$ 14 = I$ 47*' Unit Costs  Low'!$ C$ 14 = J$ 47*' Unit Costs  Low'!$ C$ 14 = K$ 47*' Unit Costs  Low'!$ C$ 14 = H$ 48*' Unit Costs  Low'!$ C$ 15 = I$ 48*' Unit Costs  Low'!$ C$ 15 = J$ 48*' Unit Costs  Low'!$ C$ 15 = K$ 48*' Unit Costs  Low'!$ C$ 15 = H$ 49*' Unit Costs  Low'!$ C$ 16 = I$ 49*' Unit Costs  Low'!$ C$ 16 = J$ 49*' Unit Costs  Low'!$ C$ 16 = K$ 49*' Unit Costs  Low'!$ C$ 16 = H$ 50*' Unit Costs  Low'!$ C$ 17 = I$ 50*' Unit Costs  Low'!$ C$ 17 = J$ 50*' Unit Costs  Low'!$ C$ 17 = K$ 50*' Unit Costs  Low'!$ C$ 17 = H$ 51*' Unit Costs  Low'!$ D$ 18 = I$ 51*' Unit Costs  Low'!$ D$ 18 = J$ 51*' Unit Costs  Low'!$ D$ 18 = K$ 51*' Unit Costs  Low'!$ D$ 18 = SUM( H108: H120) = SUM( I108: I120) = SUM( J108: J120) = SUM( K108: K120) =' Inputs & Assumptions'!$ B$ 5* H121 =' Inputs & Assumptions'!$ B$ 5* I121 =' Inputs & Assumptions'!$ B$ 5* J121 =' Inputs & Assumptions'!$ B$ 5* K121 February 14, 2003 16 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 L M N 10 11 12 = L$ 36*' Unit Costs  Low'!$ B$ 6+ L$ 37*' Unit Costs  Low'!$ B$ 22+ L$ 38*' Unit Costs  Low'!$ B$ 38 = M$ 36*' Unit Costs  Low'!$ B$ 6+ M$ 37*' Unit Costs  Low'!$ B$ 22+ M$ 38*' Unit Costs  Low'!$ B$ 38 = N$ 36*' Unit Costs  Low'!$ B$ 6+ N$ 37*' Unit Costs  Low'!$ B$ 22+ N$ 38*' Unit Costs  Low'!$ B$ 38 = L$ 39*' Unit Costs  Low'!$ B$ 7+ L$ 40*' Unit Costs  Low'!$ B$ 23+ L$ 38*' Unit Costs  Low'! K$ 39 = M$ 39*' Unit Costs  Low'!$ B$ 7+ M$ 40*' Unit Costs  Low'!$ B$ 23+ M$ 38*' Unit Costs  Low'! L$ 39 = N$ 39*' Unit Costs  Low'!$ B$ 7+ N$ 40*' Unit Costs  Low'!$ B$ 23+ N$ 38*' Unit Costs  Low'! M$ 39 = L$ 41*' Unit Costs  Low'!$ B$ 8 = M$ 41*' Unit Costs  Low'!$ B$ 8 = N$ 41*' Unit Costs  Low'!$ B$ 8 = L$ 42*' Unit Costs  Low'!$ B$ 9 = M$ 42*' Unit Costs  Low'!$ B$ 9 = N$ 42*' Unit Costs  Low'!$ B$ 9 = L$ 43*' Unit Costs  Low'!$ C$ 10 = M$ 43*' Unit Costs  Low'!$ C$ 10 = N$ 43*' Unit Costs  Low'!$ C$ 10 = L$ 44*' Unit Costs  Low'!$ C$ 11 = M$ 44*' Unit Costs  Low'!$ C$ 11 = N$ 44*' Unit Costs  Low'!$ C$ 11 = L$ 45*' Unit Costs  Low'!$ C$ 12 = M$ 45*' Unit Costs  Low'!$ C$ 12 = N$ 45*' Unit Costs  Low'!$ C$ 12 = L$ 46*' Unit Costs  Low'!$ C$ 13 = M$ 46*' Unit Costs  Low'!$ C$ 13 = N$ 46*' Unit Costs  Low'!$ C$ 13 = L$ 47*' Unit Costs  Low'!$ C$ 14 = M$ 47*' Unit Costs  Low'!$ C$ 14 = N$ 47*' Unit Costs  Low'!$ C$ 14 = L$ 48*' Unit Costs  Low'!$ C$ 15 = M$ 48*' Unit Costs  Low'!$ C$ 15 = N$ 48*' Unit Costs  Low'!$ C$ 15 = L$ 49*' Unit Costs  Low'!$ C$ 16 = M$ 49*' Unit Costs  Low'!$ C$ 16 = N$ 49*' Unit Costs  Low'!$ C$ 16 = L$ 50*' Unit Costs  Low'!$ C$ 17 = M$ 50*' Unit Costs  Low'!$ C$ 17 = N$ 50*' Unit Costs  Low'!$ C$ 17 = L$ 51*' Unit Costs  Low'!$ D$ 18 = M$ 51*' Unit Costs  Low'!$ D$ 18 = N$ 51*' Unit Costs  Low'!$ D$ 18 = SUM( L108: L120) = SUM( M108: M120) = SUM( N108: N120) =' Inputs & Assumptions'!$ B$ 5* L121 =' Inputs & Assumptions'!$ B$ 5* M121 =' Inputs & Assumptions'!$ B$ 5* N121 February 14, 2003 17 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 O P Q 13 14 15 = O$ 36*' Unit Costs  Low'!$ B$ 6+ O$ 37*' Unit Costs  Low'!$ B$ 22+ O$ 38*' Unit Costs  Low'!$ B$ 38 = P$ 36*' Unit Costs  Low'!$ B$ 6+ P$ 37*' Unit Costs  Low'!$ B$ 22+ P$ 38*' Unit Costs  Low'!$ B$ 38 = Q$ 36*' Unit Costs  Low'!$ B$ 6+ Q$ 37*' Unit Costs  Low'!$ B$ 22+ Q$ 38*' Unit Costs  Low'!$ B$ 38 = O$ 39*' Unit Costs  Low'!$ B$ 7+ O$ 40*' Unit Costs  Low'!$ B$ 23+ O$ 38*' Unit Costs  Low'! N$ 39 = P$ 39*' Unit Costs  Low'!$ B$ 7+ P$ 40*' Unit Costs  Low'!$ B$ 23+ P$ 38*' Unit Costs  Low'! O$ 39 = Q$ 39*' Unit Costs  Low'!$ B$ 7+ Q$ 40*' Unit Costs  Low'!$ B$ 23+ Q$ 38*' Unit Costs  Low'! P$ 39 = O$ 41*' Unit Costs  Low'!$ B$ 8 = P$ 41*' Unit Costs  Low'!$ B$ 8 = Q$ 41*' Unit Costs  Low'!$ B$ 8 = O$ 42*' Unit Costs  Low'!$ B$ 9 = P$ 42*' Unit Costs  Low'!$ B$ 9 = Q$ 42*' Unit Costs  Low'!$ B$ 9 = O$ 43*' Unit Costs  Low'!$ C$ 10 = P$ 43*' Unit Costs  Low'!$ C$ 10 = Q$ 43*' Unit Costs  Low'!$ C$ 10 = O$ 44*' Unit Costs  Low'!$ C$ 11 = P$ 44*' Unit Costs  Low'!$ C$ 11 = Q$ 44*' Unit Costs  Low'!$ C$ 11 = O$ 45*' Unit Costs  Low'!$ C$ 12 = P$ 45*' Unit Costs  Low'!$ C$ 12 = Q$ 45*' Unit Costs  Low'!$ C$ 12 = O$ 46*' Unit Costs  Low'!$ C$ 13 = P$ 46*' Unit Costs  Low'!$ C$ 13 = Q$ 46*' Unit Costs  Low'!$ C$ 13 = O$ 47*' Unit Costs  Low'!$ C$ 14 = P$ 47*' Unit Costs  Low'!$ C$ 14 = Q$ 47*' Unit Costs  Low'!$ C$ 14 = O$ 48*' Unit Costs  Low'!$ C$ 15 = P$ 48*' Unit Costs  Low'!$ C$ 15 = Q$ 48*' Unit Costs  Low'!$ C$ 15 = O$ 49*' Unit Costs  Low'!$ C$ 16 = P$ 49*' Unit Costs  Low'!$ C$ 16 = Q$ 49*' Unit Costs  Low'!$ C$ 16 = O$ 50*' Unit Costs  Low'!$ C$ 17 = P$ 50*' Unit Costs  Low'!$ C$ 17 = Q$ 50*' Unit Costs  Low'!$ C$ 17 = O$ 51*' Unit Costs  Low'!$ D$ 18 = P$ 51*' Unit Costs  Low'!$ D$ 18 = Q$ 51*' Unit Costs  Low'!$ D$ 18 = SUM( O108: O120) = SUM( P108: P120) = SUM( Q108: Q120) =' Inputs & Assumptions'!$ B$ 5* O121 =' Inputs & Assumptions'!$ B$ 5* P121 =' Inputs & Assumptions'!$ B$ 5* Q121 February 14, 2003 18 of 79 AD MP& M7A formula. xls  Results  Pref Option Record for the Final Metal Product and Machinery Rule 1 23456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 A B C D Preferred Option Scenario Definition Number of facilities operating post regulation requiring a permit = SUM( C4: C6) Of facilities operating post regulation: existing concentration based 629 existing mass based 3,667 no permit in baseline 648 concentration based to be converted to mass based 223 new concentration based 432 new mass based 216 Number of currently permitted facilities closing ( no longer requiring a permit) 143 Of facilities closing due to the rule: existing concentration based 12 existing mass based 131 Type of Permit Required 1 2 new concentration based permit =$ C8/ 3 =$ C8/ 3 new mass based permit =$ C9/ 3 =$ C9/ 3 facility closure with concentration based permit =$ C12/ 3 =$ C12/ 3 facility closure with mass based permit =$ C13/ 3 =$ C13/ 3 conversion of conc based to mass based permit =$ C7/ 3 =$ C7/ 3 repermit  concen based: post regulation** =($ C4$ C7)/ 3 =($ C4$ C7)/ 3 repermit  mass based : post regulation** =$ C5/ 3 =$ C5/ 3 repermit  concen based: baseline*** =($ C4+$ C12)/ 5 =($ C4+$ C12)/ 5 repermit  mass based : baseline*** =($ C5+$ C13)/ 5 =($ C5+$ C13)/ 5 cumulative incremental number of facilities operating under permits ( new  closing) = C19+ C20 C21 C22 = C28+ D19+ D20 D21 D22 * assumes no incremental effort for facilities that already have the type of permit required by the rule, other than repermitting on a different schedule. ** facilities with existing permits excluding facilities that close due to the rule, plus new permits. *** facilities with existing permits including facilities that close due to the rule.


[Federal Register: March 20, 2009 (Volume 74, Number 53)]
[Notices]
[Page 11975-11977]
[DOCID:fr20mr09-91]

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DEPARTMENT OF LABOR

Occupational Safety and Health Administration

[Docket No. OSHA-2009-0003]

The Temporary Labor Camps Standard; Extension of the Office of
Management and Budget's (OMB) Approval of Information Collection
(Paperwork) Requirements

AGENCY: Occupational Safety and Health Administration (OSHA), Labor.

ACTION: Request for public comment.

-----------------------------------------------------------------------

SUMMARY: OSHA solicits comments concerning its proposal to extend OMB
approval of the information collection requirements contained in the
Temporary Labor Camps Standard (29 CFR 1910.142).

DATES: Comments must be submitted (postmarked, sent, or received) by
May 19, 2009.

ADDRESSES: Electronically: You may submit comments and attachments
electronically at http://www.regulations.gov, which is the Federal
eRulemaking Portal. Follow the instructions online for submitting
comments.
    Facsimile: If your comments, including attachments, are not longer
than 10 pages, you may fax them to the OSHA Docket Office at (202) 693-
1648.
    Mail, hand delivery, express mail, messenger, or courier service:
When using this method, you must submit three copies of your comments
and attachments to the OSHA Docket Office, Docket No. OSHA-2009-0003,
U.S. Department of Labor, Occupational Safety and Health
Administration, Room N-2625, 200 Constitution Avenue, NW., Washington,
DC 20210. Deliveries (hand, express mail, messenger, and courier
service) are accepted during the Department of Labor's and Docket
Office's normal business hours, 8:15 a.m. to 4:45 p.m., e.t.
    Instructions: All submissions must include the Agency name and OSHA
docket number for the ICR (OSHA-2009-0003). All comments, including any
personal information you provide, are placed in the public docket
without change, and may be made available online at http://
www.regulations.gov. For further information on submitting comments see
the ``Public Participation'' heading in the section of this notice
titled SUPPLEMENTARY INFORMATION
    Docket: To read or download comments or other material in the
docket, go to http://www.regulations.gov or the OSHA Docket Office at
the address above. All documents in the docket (including this Federal
Register notice) are listed in the http://www.regulations.gov index;
however, some information (e.g., copyrighted material) is not publicly
available to read or download through the Web site. All submissions,
including copyrighted material, are available for inspection and
copying at the OSHA Docket Office. You may contact Jamaa Hill at the
address below to obtain a copy of the Information Collection Request
(ICR).

FOR FURTHER INFORMATION CONTACT: Jamaa N. Hill or Todd Owen,
Directorate of Standards and Guidance, OSHA, U.S. Department of Labor,
Room 2N-3609, 200 Constitution Avenue, NW., Washington, DC 20210;
telephone<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION:

I. Background

    The Department of Labor, as part of its continuing effort to reduce
paperwork and respondent (i.e., employer) burden, conducts a
preclearance consultation program to provide the public with an
opportunity to comment on proposed and continuing information
collection requirements in accordance with the Paperwork Reduction Act
of 1995 (PRA-95) (44 U.S.C. 3506(c)(2)(A)).
    This program ensures that information is in the desired format,
reporting burden (time and costs) is minimal, collection instruments
are clearly understood, and OSHA's estimate of the information
collection burden is accurate. The Occupational Safety and Health Act
of 1970 (the Act) (29 U.S.C. 651 et seq.) authorizes information
collection by employers as necessary or appropriate for enforcement of
the Act or for developing information regarding the causes and
prevention of occupational injuries, illnesses, and accidents (29
U.S.C. 657).
    OSHA is requesting approval from the Office of Management and
Budget (OMB) for certain information collection requirements contained
in the Temporary Labor Camps Standard (29 CFR 1910.142). The main
purpose of these provisions is to eliminate the incidence of
communicable disease among temporary labor camps residents. The
Standard requires camp superintendents to report immediately to the
local health officer the name and address of any individual in the camp
known to have, or suspected of having, a communicable disease. Whenever
there is a case of suspected food poisoning or an unusual prevalence of
any illness in which fever, diarrhea, sore throat, vomiting or jaundice
is a prominent symptom, the Standard requires the camp superintendent
to report that immediately to the health authority. In addition, the
Standard requires that where the toilet rooms are shared, separate
toilet rooms must be provided for each sex. These rooms must be marked
``for men'' and ``for women'' by signs printed in English and in the
native language of the persons occupying the camp, or marked with
easily understood pictures or symbols.

II. Special Issues for Comment

    OSHA has a particular interest in comments on the following issues:
     Whether the proposed information collection requirements
are necessary for the proper performance of the Agency's functions,
including whether the information is useful;
     The accuracy of OSHA's estimate of the burden (time and
costs) of the information collection requirements, including the
validity of the methodology and assumptions used;
     The quality, utility, and clarity of the information
collected; and
     Ways to minimize the burden on employers who must comply;
for example, by using automated or other technological information
collection and transmission techniques.

III. Proposed Actions

    OSHA is requesting that OMB extend its approval of the information
collection requirements contained in the Temporary Labor Camps Standard
(29 CFR 1910.142). OSHA is proposing to increase its existing burden
hour estimate from 57 hours to 67 hours, for a total increase of 10
hours. Based upon a review of new data, the Agency increased the number
of ``incident of notifiable diseases'' from 711 cases to 833 cases.
Additionally, based on data from the National Agricultural Statistics
Service the Agency increased the number of migrant workers from 134,643
to 135,830 workers.
    The Agency will summarize the comments submitted in response to
this notice and will include this summary in the request to OMB.
    Type of Review: Extension of a currently approved collection.
    Title: Temporary Labor Camps (29 CFR 1910.142).
    OMB Number: 1218-0096.
    Affected Public: Business or other for-profits; Federal Government;
State, Local, or Tribal Government.
    Number of Respondents: 833.
    Frequency of Response: On occasion.
    Average Time Per Response: Time per response is 5 minutes (.08
hour) to report each incident to local public health authorities.
    Estimated Total Burden Hours: 67 hours.
    Estimated Cost (Operation and Maintenance): $0.

IV. Public Participation--Submission of Comments on this Notice and
Internet Access to Comments and Submissions

    You may submit comments in response to this document as follows:
(1) Electronically at http://www.regulations.gov, which is the

Federal eRulemaking Portal; (2) by facsimile (FAX); or (3) by hard
copy. All comments, attachments, and other material must identify the
Agency name and the OSHA docket number for the ICR (Docket No. OSHA-
2009-0003). You may supplement electronic submissions by uploading
document files electronically. If you wish to mail additional materials
in reference to an electronic or facsimile submission, you must submit
them to the OSHA Docket Office (see the section of this notice titled
ADDRESSES). The additional materials must clearly identify your
electronic comments by your name, date, and the docket number so the
Agency can attach them to your comments.
    Because of security procedures, the use of regular mail may cause a
significant delay in the receipt of comments. For information about
security procedures concerning the delivery of materials by hand,
express delivery, messenger, or courier service, please contact the
OSHA Docket Office at<PHONE_NUMBER> (TTY<PHONE_NUMBER>).
    Comments and submissions are posted without change at http://
www.regulations.gov. Therefore, OSHA cautions commenters about
submitting personal information such as social security numbers and
date of birth. Although all submissions are listed in the http://
www.regulations.gov index, some information (e.g., copyrighted
material) is not publicly available to read or download through this
Web site.
All submissions, including copyrighted material, are available for
inspection and copying at the OSHA Docket Office. Information on using
the http://www.regulations.gov website to submit comments and access
the docket is available at the Web site's ``User Tips'' link. Contact
the OSHA Docket Office for information about materials not available
through the website, and for assistance in using the Internet to locate
docket submissions.

V. Authority and Signature

    Donald G. Shalhoub, Deputy Assistant Secretary of Labor for
Occupational Safety and Health, directed the preparation of this
notice. The authority for this notice is the Paperwork Reduction Act of
1995 (44 U.S.C. 3506 et seq.) and Secretary of Labor's Order No. 5-2007
(72 FR 31160).

    Signed at Washington, DC, this 17th day of March 2009.
Donald G. Shalhoub,
Deputy Assistant Secretary of Labor for Occupational Safety and Health.
[FR Doc. E9-6137 Filed 3-19-09; 8:45 am]

BILLING CODE 4510-26-P


[Federal Register Volume 88, Number 122 (Tuesday, June 27, 2023)]
[Notices]
[Pages 41706-41710]
[FR Doc No: 2023-13457]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-97771; File No. SR-MIAX-2023-24]

Self-Regulatory Organizations; Miami International Securities
Exchange, LLC; Notice of Filing and Immediate Effectiveness of a
Proposed Rule Change To Amend Its Fee Schedule for the Priority
Customer Rebate Program and the Professional Rebate Program

June 20, 2023.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on June 9, 2023, Miami International Securities Exchange, LLC (``MIAX''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') a proposed rule change as described in Items I, II,
and III below, which Items have been prepared by the Exchange. The
Commission is publishing this

notice to solicit comments on the proposed rule change from interested
persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    The Exchange is filing a proposal to amend the MIAX Fee Schedule
(``Fee Schedule'').
    The text of the proposed rule change is available on the Exchange's
website at http://www.miaxoptions.com/rule-filings, at MIAX's principal
office, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to (i) amend Section 1)a)iii) of the Fee
Schedule to modify the Priority Customer Rebate Program (``PCRP'') \3\
to remove a certain incremental rebate; and (ii) amend Section 1)a)iv)
of the Fee Schedule to modify the Professional Rebate Program to
simplify the calculation and application of the rebate. The Exchange
originally filed this proposal on May 31, 2023, (SR-MIAX-2023-21). On
June 9, 2023, the Exchange withdrew SR-MIAX-2023-21 and resubmitted
this proposal.
---------------------------------------------------------------------------

    \3\ Under the PCRP, MIAX credits each Member the per contract
amount resulting from each Priority Customer order transmitted by
that Member which is executed electronically on the Exchange in all
multiply-listed option classes (excluding, in simple or complex as
applicable, QCC and cQCC Orders, mini-options, Priority Customer-to-
Priority Customer Orders, C2C and cC2C Orders, PRIME and cPRIME AOC
Responses, PRIME and cPRIME Contra-side Orders, PRIME and cPRIME
Orders for which both the Agency and Contra-side Order are Priority
Customers, and executions related to contracts that are routed to
one or more exchanges in connection with the Options Order
Protection and Locked/Crossed Market Plan referenced in Exchange
Rule 1400), provided the Member meets certain percentage thresholds
in a month as described in the Priority Customer Rebate Program
table. See Fee Schedule, Section 1)a)iii. The term ``Member'' means
an individual or organization approved to exercise the trading
rights associated with a Trading Permit. Members are deemed
``members'' under the Exchange Act. See Exchange Rule 100.
---------------------------------------------------------------------------

Background
Priority Customer Rebate Program
    The Exchange's Fee Schedule provides for a Priority Customer Rebate
Program, under which a Priority Customer \4\ rebate payment is
calculated from the first executed contract at the applicable threshold
per contract credit with rebate payments made at the highest achieved
volume tier for each contract traded in that month. The percentage
thresholds are calculated based on the percentage of national customer
volume in multiply-listed option classes listed on MIAX entered and
executed over the course of the month (excluding QCC \5\ and cQCC
Orders,\6\ Priority Customer-to-Priority Customer Orders, C2C,\7\ and
cC2C Orders,\8\ PRIME \9\ and cPRIME AOC Responses, PRIME and cPRIME
Contra-side Orders, and PRIME and cPRIME Orders \10\ for which both the
Agency and Contra-side Order are Priority Customers). Volume for
transactions in both simple and complex orders are aggregated to
determine the appropriate volume tier threshold applicable to each
transaction. Volume is recorded for, and credits are delivered to, the
Member \11\ that submits the order to MIAX. MIAX aggregates the
contracts resulting from Priority Customer Orders \12\ transmitted and
executed electronically on MIAX from Members and Affiliates \13\ for
purposes of the thresholds described in the PCRP table.
---------------------------------------------------------------------------

    \4\ The term ``Priority Customer'' means a person or entity that
(i) is not a broker or dealer in securities, and (ii) does not place
more than 390 orders in listed options per day on average during a
calendar month for its own beneficial account(s). See Exchange Rule
100.
    \5\ A Qualified Contingent Cross Order is comprised of an
originating order to buy or sell at least 1,000 contracts, or 10,000
mini-option contracts, that is identified as being part of a
qualified contingent trade, as that term is defined in
Interpretations and Policies .01 below, coupled with a contra-side
order or orders totaling an equal number of contracts. See Exchange
Rule 516(j).
    \6\ A Complex Qualified Contingent Cross or ``cQCC'' Order is
comprised of an originating complex order to buy or sell where each
component is at least 1,000 contracts that is identified as being
part of a qualified contingent trade, as defined in Rule 516,
Interpretations and Policies .01, coupled with a contra-side complex
order or orders totaling an equal number of contracts. Trading of
cQCC Orders is governed by Rule 515(h)(4). See Exchange Rule
518(b)(6).
    \7\ A Customer Cross Order is comprised of a Priority Customer
Order to buy and a Priority Customer Order to sell at the same price
and for the same quantity. See Exchange Rule 516(i).
    \8\ A Complex Customer Cross or ``cC2C'' Order is comprised of
one Priority Customer complex order to buy and one Priority Customer
complex order to sell at the same price and for the same quantity.
Trading of cC2C Orders is governed by Rule 515(h)(3). See Exchange
Rule 518(b)(5).
    \9\ PRIME is a process by which a Member may electronically
submit for execution (``Auction'') an order it represents as agent
(``Agency Order'') against principal interest, and/or an Agency
Order against solicited interest. See Exchange Rule 515A(a).
    \10\ A Complex Prime or ``cPRIME'' Order is a complex order (as
defined in Rule 518(a)(5)) that is submitted for participation in a
cPRIME Auction. See Exchange Rule 518(b)(7).
    \11\ The term ``Member'' means an individual or organization
approved to exercise the trading rights associated with a Trading
Permit. Members are deemed ``members'' under the Exchange Act. See
Exchange Rule 100.
    \12\ The term ``Priority Customer Order'' means an order for the
account of a Priority Customer. See Exchange Rule 100.
    \13\ For purposes of the MIAX Options Fee Schedule, the term
``Affiliate'' means (i) an affiliate of a Member of at least 75%
common ownership between the firms as reflected on each firm's Form
BD, Schedule A, (``Affiliate''), or (ii) the Appointed Market Maker
of an Appointed EEM (or, conversely, the Appointed EEM of an
Appointed Market Maker). An ``Appointed Market Maker'' is a MIAX
Market Maker (who does not otherwise have a corporate affiliation
based upon common ownership with an EEM) that has been appointed by
an EEM and an ``Appointed EEM'' is an EEM (who does not otherwise
have a corporate affiliation based upon common ownership with a MIAX
Market Maker) that has been appointed by a MIAX Market Maker,
pursuant to the following process. A MIAX Market Maker appoints an
EEM and an EEM appoints a MIAX Market Maker, for the purposes of the
Fee Schedule, by each completing and sending an executed Volume
Aggregation Request Form by email to [email protected] no
later than 2 business days prior to the first business day of the
month in which the designation is to become effective. Transmittal
of a validly completed and executed form to the Exchange along with
the Exchange's acknowledgement of the effective designation to each
of the Market Maker and EEM will be viewed as acceptance of the
appointment. The Exchange will only recognize one designation per
Member. A Member may make a designation not more than once every 12
months (from the date of its most recent designation), which
designation shall remain in effect unless or until the Exchange
receives written notice submitted 2 business days prior to the first
business day of the month from either Member indicating that the
appointment has been terminated. Designations will become operative
on the first business day of the effective month and may not be
terminated prior to the end of the month. Execution data and reports
will be provided to both parties. See Fee Schedule, note 1.
---------------------------------------------------------------------------

    Currently, MIAX will credit each ``Qualifying Member'' $0.03 per
contract (excluding QCC and cQCC Orders, mini-options, Priority
Customer-to-Priority Customer Orders, C2C and cC2C Orders, PRIME and
cPRIME Agency Orders, PRIME and cPRIME AOC Responses, PRIME and cPRIME
Contra-side Orders, PRIME and cPRIME Orders for which both the Agency
and Contra-side Order are Priority Customers, and executions related to
contracts that are routed to one or more exchanges in connection with
the Options Order Protection and Locked/Crossed Market Plan referenced

in MIAX Rule 1400) resulting from each Priority Customer order in
simple or complex order executions which falls within the Priority
Customer Rebate Program volume tier 1. ``Qualifying Member'' shall mean
a Member or its Affiliate that qualifies for the Professional Rebate
Program as described below and achieves a volume increase in excess of
0.065% for Professional orders transmitted by that Member which are
executed electronically on the Exchange in all multiply-listed option
classes for the account(s) of a Professional and which qualify for the
Professional Rebate Program during a particular month relative to the
applicable Baseline Percentage (as defined under the Professional
Rebate Program).
    The Exchange initially adopted this rebate in 2016 in order to
provide an incentive for order flow providers to increase the volume of
Professional orders and Priority Customer Orders submitted to the
Exchange.\14\ The Exchange has observed that not a single Member has
qualified for the incremental credit in the last six months. Since the
incremental credit has not been utilized in recent months, the Exchange
has determined to eliminate the incremental credit and now proposes to
remove this incentive from the Exchange's Fee Schedule.
---------------------------------------------------------------------------

    \14\ See Securities Exchange Act Release No. 77777 (May 6,
2016), 81 FR 29603 (May 12, 2016) (SR-MIAX-2016-09).
---------------------------------------------------------------------------

Professional Rebate Program
    Under the Professional Rebate Program, which is set forth in
Section 1)a)iv) of the Fee Schedule, the Exchange credits each Member a
per contract amount resulting from any contracts executed from an order
submitted by that Member for the account of a: (i) Public Customer \15\
that is not a Priority Customer; \16\ (ii) non-MIAX Options Market
Maker; \17\ (iii) non-Member Broker-Dealer; or (iv) Firm \18\ (each, a
``Professional''), which is executed electronically on the Exchange in
all multiply-listed option classes (excluding, in simple or complex as
applicable, mini-options, non-Priority Customer-to-non-Priority
Customer orders, QCC orders, PRIME orders, PRIME AOC responses, PRIME
contra-side orders, and executions related to contracts that are routed
to one or more exchanges in connection with the Options Order
Protection and Locked/Crossed Market Plan referenced in MIAX Options
Rule 1400 (collectively, ``Excluded Contracts'')), provided the Member
achieves certain Professional volume increase percentage thresholds in
the month relative to a baseline period.
---------------------------------------------------------------------------

    \15\ The term ``Public Customer'' means a person that is not a
broker or dealer in securities. See Exchange Rule 100.
    \16\ ``Priority Customer'' means a person or entity that (i) is
not a broker or dealer in securities, and (ii) does not place more
than 390 orders in listed options per day on average during a
calendar month for its own beneficial accounts(s). See Exchange Rule
100, including Interpretations and Policies .01.
    \17\ The term ``Market Makers'' refers to Lead Market Makers
(``LMMs''), Primary Lead Market Makers (``PLMMs''), and Registered
Market Makers (``RMMs'') collectively. See Exchange Rule 100. A
Directed Order Lead Market Maker (``DLMM'') and Directed Primary
Lead Market Maker (``DPLMM'') is a party to a transaction being
allocated to the LMM or PLMM and is the result of an order that has
been directed to the LMM or PLMM. See Fee Schedule note 2.
    \18\ A ``Firm'' fee is assessed on a MIAX Electronic Exchange
Member ``EEM'' that enters an order that is executed for an account
identified by the EEM for clearing in the Options Clearing
Corporation (``OCC'') ``Firm'' range. See Fee Schedule, Section
1)a)ii.
---------------------------------------------------------------------------

    Currently, the percentage thresholds in each tier are based upon
the increase in the total volume submitted by a Member and executed for
the account(s) of a Professional on MIAX (not including Excluded
Contracts) during a particular month as a percentage of the total
volume reported by the Options Clearing Corporation (OCC) in MIAX
classes during the same month (the ``Current Percentage''), less the
greater of (x) total volume submitted by that Member and executed for
the account(s) of a Professional on MIAX (not including Excluded
Contracts) during the fourth quarter of 2015 as a percentage of the
total volume reported by OCC in MIAX classes during the fourth quarter
of 2015, and (y) 0.065% (the ``Baseline Percentage''). Volume for
transactions in both simple and complex orders will be aggregated to
determine the appropriate volume tier threshold applicable to each
transaction. For purposes of determining the Baseline Percentage for
any Member that did not execute any contracts for the account(s) of a
Professional on MIAX in the fourth quarter of 2015, the Baseline
Percentage shall be 0.065%.
    The Exchange now proposes to adjust the method of calculating the
Baseline Percentage for the rebate by removing the provision relating
to the fourth quarter of 2015 from the calculation. As proposed, the
percentage thresholds in each tier will be based upon the increase in
the total volume submitted by a Member and executed for the account(s)
of a Professional on MIAX Options (not including Excluded Contracts)
during a particular month as a percentage of the total volume reported
by the Options Clearing Corporation (OCC) in MIAX classes during the
same month (the ``Current Percentage''), less 0.065% (the Baseline
Percentage). Volume for transactions in both simple and complex orders
will be aggregated to determine the appropriate volume tier threshold
applicable to each transaction.
    Given that the Baseline Percentage is standardized under the
Exchange's proposal, the Exchange also proposes to remove the last
sentence from the paragraph that describes the calculation, which
states, ``for purposes of determining the Baseline Percentage for any
Member that did not execute any contracts for the account(s) of a
Professional on MIAX in the fourth quarter of 2015, the Baseline
Percentage shall be 0.065%,'' as this sentence is unnecessary given the
proposed change to the calculation methodology.
    The Exchange also proposes to amend the column heading on the
Professional Rebate Program table to reflect the proposed change.
Currently the column heading is titled, ``Percentage Thresholds of
Volume Increase in Multiply-Listed Options (except Excluded Contracts)
for the Current Month Compared to Fourth Quarter 2015.'' The Exchange
now proposes to re-title this column heading as, ``Percentage
Thresholds of Volume Increase in Multiply-Listed Options (except
Excluded Contracts) for the Current Month Compared to the Baseline
Percentage,'' to accurately reflect the methodology being used to
determine the applicable tier.
    The purpose for making these adjustments is to standardize and
simplify the application of the Exchange's incentive program.
Implementation
    The proposed changes are immediately effective.
2. Statutory Basis
    The Exchange believes that its proposal to amend its Fee Schedule
is consistent with Section 6(b) of the Act \19\ in general, and
furthers the objectives of Section 6(b)(4) of the Act \20\ in
particular, in that it is an equitable allocation of reasonable dues,
fees, and other charges among its members and issuers and other persons
using its facilities. The Exchange also believes the proposal furthers
the objectives of Section 6(b)(5) of the Act \21\ in that it is
designed to promote just and equitable principles of trade, to remove
impediments to and perfect the

mechanism of a free and open market and a national market system, and,
in general, to protect investors and the public interest and is not
designed to permit unfair discrimination between customers, issuers,
brokers and dealers.
---------------------------------------------------------------------------

    \19\ 15 U.S.C. 78f(b).
    \20\ 15 U.S.C. 78f(b)(4).
    \21\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

    The Exchange believes its proposal provides for the equitable
allocation of reasonable dues and fees and is not unfairly
discriminatory for the following reasons. The Exchange operates in a
highly competitive market in which market participants can readily
direct order flow to competing venues if they deem fee levels at a
particular venue to be excessive or incentives to be insufficient. More
specifically, the Exchange is one of 16 registered options exchanges
competing for order flow. Based on publicly-available information, and
excluding index-based options, no single exchange has more than
approximately 12-13% of the market share of executed volume of
multiply-listed equity and exchange-traded fund (``ETF'') options
trades as of May 25, 2023, for the month of May 2023.\22\ Therefore, no
exchange possesses significant pricing power in the execution of
multiply-listed equity and ETF options order flow. More specifically,
as of May 25, 2023, the Exchange has a total market share of 6.58% of
all equity options volume, for the month of May 2023.\23\
---------------------------------------------------------------------------

    \22\ See ``The market at a glance/MTD AVERAGE'', available at
https://www.miaxglobal.com/ (data as of 5/1/2023-5/25/2023).
    \23\ See id.
---------------------------------------------------------------------------

    The Exchange believes that the ever-shifting market share among the
exchanges from month to month demonstrates that market participants can
shift order flow, or discontinue use of certain categories of products,
in response to fee changes. For example, on March 1, 2019, the Exchange
filed with the Commission an immediately effective filing to decrease
certain credits assessable to Members pursuant to the PCRP.\24\ The
Exchange experienced a decrease in total market share between the
months of February and March of 2019. Accordingly, the Exchange
believes that the March 1, 2019, fee change may have contributed to the
decrease in the Exchange's market share and, as such, the Exchange
believes competitive forces constrain options exchange transaction and
non-transaction fees.
---------------------------------------------------------------------------

    \24\ See Securities Exchange Act Release No. 85301 (March 13,
2019), 84 FR 10166 (March 19, 2019) (SR-MIAX-2019-09).
---------------------------------------------------------------------------

    Accordingly, competitive forces constrain the Exchange's
transaction fees, and market participants can readily trade on
competing venues if they deem pricing levels at those other venues to
be more favorable. In response to the competitive environment, the
Exchange offers specific rates and credits in its fees schedule, like
those of other options exchanges' fees schedules, which the Exchange
believes provides incentives to Members to increase order flow of
certain qualifying orders.
    The Exchange believes that its proposal to eliminate an incremental
credit in the Priority Customer Rebate Program is reasonable because
the pricing incentive has been underutilized and has not incentivized
Members to increase the volume of Professional orders and Priority
Customer Orders submitted to the Exchange as anticipated. The Exchange
notes that no Member has availed itself of the incremental credit in
the last six months. The Exchange also does not anticipate that any
Member will qualify for the pricing incentive that is the subject of
this proposal in the near future. The Exchange believes that it is
reasonable to eliminate incentives when such incentives are
underutilized. The Exchange believes that eliminating incentive
programs from the Fee Schedule when such incentives become ineffective
is equitable and not unfairly discriminatory because the incentive
would be eliminated in its entirety and would no longer be available to
any Member.
    Similarly, the Exchange believes that its proposal to simplify the
application of a rebate under the Professional Rebate Program is
reasonable because it standardizes the application of the rebate for
all eligible Members. The Exchange believes it is reasonable to amend
the requirements of a rebate when the amendment simplifies and
standardizes the application of the rebate.
    The Exchange notes that all Members would continue to be subject to
the same fee structure, and access to the Exchange's market would
continue to be offered on fair and non-discriminatory terms. The
Exchange also believes that the proposed changes would protect
investors and the public interest because the removal of an
underutilized pricing incentive in the PCRP and the simplification of
the calculation of a rebate in the Professional Rebate Program would
simplify the Fee Schedule and facilitate market participants'
understanding of the fees charged and rebates offered by the Exchange.
    As noted above, the Exchange operates in a highly competitive
market. The Commission has repeatedly expressed its preference for
competition over regulatory intervention in determining prices,
products, and services in the securities markets. In Regulation NMS,
the Commission highlighted the importance of market forces in
determining prices and self-regulatory organization (``SRO'') revenues
and, also, recognized that current regulation of the market system
``has been remarkably successful in promoting market competition in its
broader forms that are most important to investors and listed
companies.'' \25\
---------------------------------------------------------------------------

    \25\ See Securities Exchange Act Release No. 51808 (June 9,
2005), 70 FR 37496 (June 29, 2005).
---------------------------------------------------------------------------

    The Exchange believes that the ever-shifting market shares among
the exchanges from month to month demonstrates that market participants
can shift order flow or discontinue or reduce use of certain categories
of products, in response to transaction and non-transaction fee
changes. Accordingly, competitive forces constrain the Exchange's
transaction fees and rebates, and market participants can readily trade
on competing venues if they deem pricing levels at those other venues
to be more favorable.
    For the reasons discussed above, the Exchange submits that the
proposal satisfies the requirements of Sections 6(b)(4) and 6(b)(5) of
the Act \26\ in that it provides for the equitable allocation of
reasonable dues, fees and other charges among its Members and other
persons using its facilities and is not designed to unfairly
discriminate between customers, issuers, brokers, or dealers.
---------------------------------------------------------------------------

    \26\ 15 U.S.C. 78f(b)(4) and (5).
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange believes that the proposed change will not impose any
burden on competition that is not necessary or appropriate in
furtherance of the purposes of the Act.
Intra-Market Competition
    The Exchange does not believe that the proposal will impose any
burden on intra-market competition not necessary or appropriate in
furtherance of the purposes of the Act. The Exchange believes the
elimination of an underutilized rebate from the PCRP will not place any
undue burden on intra-market competition that is not necessary or
appropriate in furtherance of the purposes of the Act given that not a
single Member has qualified for the credit proposed for removal in the
last six months. Additionally, the Exchange believes that the
simplification of a rebate calculation in the Professional Rebate
Program will not impose any burden on intra-market competition as

the simplification and standardization of a rebate calculation applies
uniformly to all Members and all Members are still eligible to earn the
rebate.
    Therefore the Exchange does not believe that its proposal will
impose any burden on intra-market competition that is not necessary or
appropriate in furtherance of the purposes of the Act.
Inter-Market Competition
    The Exchange operates in a highly competitive market in which
market participants can readily choose to send their orders to other
exchanges if they deem fee levels and incentives at those other
exchanges to be more favorable. As noted above, the Exchange's market
share is currently 6.58%.\27\ In such an environment, the Exchange must
continually adjust its fees and rebates to remain competitive with
other exchanges. Because competitors are free to modify their own fees
and credits in response, and because market participants may readily
adjust their own order routing practices, the Exchange does not believe
its proposed fee change can impose any burden on inter-market
competition.
---------------------------------------------------------------------------

    \27\ See supra note 22.
---------------------------------------------------------------------------

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    Written comments were neither solicited nor received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(ii) of the Act,\28\ and Rule 19b-4(f)(2) \29\ thereunder.
At any time within 60 days of the filing of the proposed rule change,
the Commission summarily may temporarily suspend such rule change if it
appears to the Commission that such action is necessary or appropriate
in the public interest, for the protection of investors, or otherwise
in furtherance of the purposes of the Act. If the Commission takes such
action, the Commission shall institute proceedings to determine whether
the proposed rule should be approved or disapproved.
---------------------------------------------------------------------------

    \28\ 15 U.S.C. 78s(b)(3)(A)(ii).
    \29\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's internet comment form (https://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include
file number SR-MIAX-2023-24 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

All submissions should refer to file number SR-MIAX-2023-24. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's internet website (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for website viewing and
printing in the Commission's Public Reference Room, 100 F Street NE,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also will be available for
inspection and copying at the principal office of the Exchange. Do not
include personal identifiable information in submissions; you should
submit only information that you wish to make available publicly. We
may redact in part or withhold entirely from publication submitted
material that is obscene or subject to copyright protection. All
submissions should refer to file number SR-MIAX-2023-24 and should be
submitted on or before July 18, 2023.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\30\
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    \30\ 17 CFR 200.30-3(a)(12).
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J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-13457 Filed 6-26-23; 8:45 am]
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[Federal Register Volume 81, Number 30 (Tuesday, February 16, 2016)]
[Notices]
[Page 7891]
[FR Doc No: 2016-03040]

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DEPARTMENT OF TRANSPORTATION

National Highway Traffic Safety Administration

[Docket No. NHTSA-2016-XXXX]

Driving Behavioral Change in Traffic Safety

AGENCY: National Highway Traffic Safety Administration (NHTSA), U.S.
Department of Transportation (DOT).

ACTION: Notice.

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SUMMARY: The National Highway Traffic Safety Administration (NHTSA) is
announcing a meeting that will be held in Washington, DC on March 10-
11, 2016 to explore ways to promote evidence-based behavior change in a
traffic safety setting. The Driving Behavioral Change in Traffic Safety
workshop will include presentations and discussions on a number of
topics including analysis and feasibility of using different approaches
to changing behavior; exploring promising untested strategies;
identifying long-term pathways to eliminate fatalities; and considering
how evidence-based behavior change strategies can be used in the
broader policy discussion. Attendance at the meeting is limited to
invited participants because of space limitations of the DOT Conference
Center. However, the meeting will be available for live public viewing
on the NHTSA Web site (www.nhtsa.gov).

DATES: The meeting will be held on March 10, 2016 from 8:30 a.m. to
4:30 p.m. and on March 11, 2016 from 8:30 a.m. to 12:00 p.m.

ADDRESSES: The meeting will be held in the Media Center of the U.S.
Department of Transportation, 1200 New Jersey Avenue SE., Washington,
DC 20590.

FOR FURTHER INFORMATION CONTACT: Ms. Esther Wagner, Telephone: 202-366-
0932; email address<EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION: NHTSA will host a workshop to launch a new
behavioral safety initiative. The Driving Behavioral Change in Traffic
Safety forum will begin with an introduction by NHTSA Administrator
Mark Rosekind, followed by presentation of the history of NHTSA's
behavioral safety programs and a discussion of its status in practice.
The forum will also include panels focusing on evidence-based behavior-
change strategies; the feasibility of using different approaches to
behavior change in traffic safety; consideration of promising
strategies that are not evidence-based; a discussion of the changes
necessary to achieve near-zero traffic safety deaths; and how to place
this issue in the broader policy context to drive action.
    Invited participants will include representatives from a number of
topic areas including the behavioral sciences, traffic safety, and
public health, as well as from diverse organizations including advocacy
groups, industry, state government, and other Federal Agencies.
    NHTSA will use this forum to discuss research and program
objectives, consider priority public policy needs to address behaviors
that lead to deaths and injuries in traffic crashes. Addressing
behavioral safety is a top priority for this Administration.
    Workshop Procedures. NHTSA will conduct the meeting informally.
Thus, technical rules of evidence will not apply.
    The workshop will consist of presentations and panels. Each panel
will have two or three short presentations, a roundtable discussion
among the panel members, and questions from the other participants to
be discussed by the meeting participants.

    Authority: 49 U.S.C. 30182.

    Issued on: February 9, 2016.
Jeff Michael,
Associate Administrator for Research and Program Development.
[FR Doc. 2016-03040 Filed 2-12-16; 8:45 am]
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