[Federal Register Volume 80, Number 170 (Wednesday, September 2, 2015)]
[Notices]
[Pages 53150-53151]
[FR Doc No: 2015-21713]

-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. ER15-2527-000]

Oasis Power, LLC; Supplemental Notice That Initial Market-Based
Rate Filing Includes Request for Blanket Section 204 Authorization

    This is a supplemental notice in the above-referenced proceeding of
Oasis Power, LLC's application for market-based rate authority, with an
accompanying rate tariff, noting that such application includes a
request for blanket authorization, under 18 CFR part 34, of future
issuances of securities and assumptions of liability.
    Any person desiring to intervene or to protest should file with the
Federal

Energy Regulatory Commission, 888 First Street NE., Washington, DC
20426, in accordance with Rules 211 and 214 of the Commission's Rules
of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a
motion to intervene or protest must serve a copy of that document on
the Applicant.
    Notice is hereby given that the deadline for filing protests with
regard to the applicant's request for blanket authorization, under 18
CFR part 34, of future issuances of securities and assumptions of
liability, is September 16, 2015.
    The Commission encourages electronic submission of protests and
interventions in lieu of paper, using the FERC Online links at http://www.ferc.gov. To facilitate electronic service, persons with Internet
access who will eFile a document and/or be listed as a contact for an
intervenor must create and validate an eRegistration account using the
eRegistration link. Select the eFiling link to log on and submit the
intervention or protests.
    Persons unable to file electronically should submit an original and
5 copies of the intervention or protest to the Federal Energy
Regulatory Commission, 888 First Street NE., Washington, DC 20426.
    The filings in the above-referenced proceeding are accessible in
the Commission's eLibrary system by clicking on the appropriate link in
the above list. They are also available for electronic review in the
Commission's Public Reference Room in Washington, DC. There is an
eSubscription link on the Web site that enables subscribers to receive
email notification when a document is added to a subscribed docket(s).
For assistance with any FERC Online service, please email
<EMAIL_ADDRESS>or call<PHONE_NUMBER> (toll free). For
TTY, call<PHONE_NUMBER>.

    Dated: August 27, 2015.
Kimberly D. Bose,
Secretary.
[FR Doc. 2015-21713 Filed 9-1-15; 8:45 am]
 BILLING CODE 6717-01-P


[Federal Register Volume 84, Number 38 (Tuesday, February 26, 2019)]
[Notices]
[Pages 6188-6190]
[FR Doc No: 2019-03218]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-85168; File No. SR-NYSEAMER-2019-01]

Self-Regulatory Organizations; NYSE American LLC; Notice of
Filing and Immediate Effectiveness of Proposed Rule Change To Amend
Rule 7.31E Relating to the Minimum Trade Size Modifier

February 20, 2019.
    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby
given that on February 11, 2019, NYSE American LLC (the ``Exchange'' or
``NYSE American'') filed with the Securities and Exchange Commission
(the ``Commission'') the proposed rule change as described in Items I
and II below, which Items have been prepared by the self-regulatory
organization. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    The Exchange proposes to amend Rule 7.31E relating to the Minimum
Trade Size Modifier. The proposed rule change is available on the
Exchange's website at www.nyse.com, at the principal office of the
Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend Rule 7.31E relating to the Minimum
Trade Size (``MTS'') Modifier.
    The MTS Modifier is currently available for Limit IOC Orders,\4\
Midpoint-Liquidity (``MPL'') Orders,\5\ Tracking Orders,\6\ Non-
Displayed Primary Pegged Orders,\7\ and Discretionary Pegged Orders.\8\
As such, the MTS Modifier is currently available only for orders that
are not displayed and do not route. On arrival, Limit IOC Orders, MPL
Orders, Non-Displayed Primary Pegged Orders, and Discretionary Pegged
Orders with an MTS Modifier will trade against contra-side orders in
the Exchange Book that in the aggregate or individually, meet the
MTS.\9\ Once resting, MPL Orders, Tracking Orders, Non-Displayed
Primary Pegged Orders, and Discretionary Pegged Orders with an MTS
Modifier function similarly: If a contra-side order does not meet the
MTS, the incoming order will not trade with and may trade through the
resting order with the MTS Modifier. In addition, MPL Orders, Tracking
Orders, Non-Displayed Primary Pegged Orders, and Discretionary Pegged
Orders with an MTS Modifier will be cancelled if such orders are traded
in part or reduced in size and the remaining quantity is less than the
MTS.
---------------------------------------------------------------------------

    \4\ See Rule 7.31E(b)(2)(A). In sum, a Limit Order designated
IOC is to be traded in whole or in part on the Exchange as soon as
such order is received, and the quantity not so traded is cancelled.
Id.
    \5\ See Rule 7.31E(d)(3). In sum, an MPL Order is a ``Limit
Order that is not displayed and does not route, with a working price
at the midpoint of the PBBO.'' Id.
    \6\ See Rule 7.31E(d)(4). In sum, a Tracking Order is an order
to buy (sell) with a limit price that is not displayed, does not
route, must be entered in round lots and designated Day, and will
trade only with an order to sell (buy) that is eligible to route.
    \7\ See Rule 7.31E(h)(2). In sum, a Non-Displayed Pegged Order
is a Pegged Order to buy (sell) with a working price that is pegged
to the PBB (PBO), with no offset allowed. All Pegged Orders are not
displayed and do not route. See Rule 7.31E(h).
    \8\ See Rule 7.31E(h)(3). In sum, a Discretionary Pegged Order
is a Pegged Order to buy (sell) that upon entry to the Exchange is
assigned a working price equal to the lower (higher) of the midpoint
of the PBBO (``Midpoint Price'') or the limit price of the order.
All Pegged Orders are not displayed and do not route. See Rule
7.31E(h).
    \9\ Tracking Orders, including Tracking Orders with an MTS
Modifier, are passive orders that do not trade on arrival.
---------------------------------------------------------------------------

    First, the Exchange proposes to amend its rules to make MTS
Modifier functionality available for an additional non-displayed order
that does not route, i.e., Non-Displayed Limit Orders.\10\ This
proposed change is based on the rules of both the Nasdaq Stock Market
LLC (``Nasdaq'') and Investors Exchange LLC (``IEX''), which both offer
minimum trade size functionality for orders that are not displayed and
that do not route.\11\
---------------------------------------------------------------------------

    \10\ See Rule 7.31E(d)(2). In sum, a Non-Displayed Limit Order
is a Limit Order that is not displayed and does not route. Id. The
Exchange understands that its affiliated exchanges, the New York
Stock Exchange, Inc. (``NYSE''), NYSE National, Inc. (``NYSE
National''), and NYSE Arca, Inc. (``NYSE Arca'', together with the
Exchange, NYSE National and NYSE, the ``Affiliate SROs'') have
either filed or intend to file similar proposes rule changes with
the Commission to extend the availability of their respective MTS
Modifiers to Non-Displayed Limit Orders. See SR-NYSE-2019-01 (filed
for immediate effectiveness on January 28, 2019) and SR-NYSEArca-
2019-03 (filed for immediate effectiveness on January 28, 2019).
    \11\ See Nasdaq Rule 4703(e) (Nasdaq's ``Minimum Quantity
Order'' may not be displayed and will be rejected if it includes an
instruction to route) and IEX Rule 11.190(b)(11)(A) (IEX's ``Minimum
Quantity Order'' or ``MQTY'' is a non-displayed, non-routable
order'').
---------------------------------------------------------------------------

    Second, the Exchange proposes to allow ETP Holder to elect that
Limit IOC Orders with an MTS Modifier trade on arrival against contra-
side orders in the Exchange Book that individually meet such order's
MTS. Rule 7.31E(i)(3)(B) requires an ETP Holder to specify whether an
order with an MTS Modifier would trade on arrival against contra-side
orders in the Exchange Book that in the aggregate or individually meet
such order's MTS. Currently, an ETP Holder cannot elect that a Limit
IOC Order with an MTS Modifier trade only with

individual order(s) in the Exchange Book that each meets such order's
MTS. The Exchange proposes to remove this restriction from Rule
7.31E(i)(3)(B)(ii).
* * * * *
    Because of the technology changes associated with this proposed
rule change, the Exchange will announce the implementation date of this
proposed rule change by Trader Update. The Exchange anticipates that
the implementation date will be in the second quarter of 2019.
2. Statutory Basis
    The proposed rule change is consistent with Section 6(b) of the
Securities Exchange Act of 1934 (the ``Act''),\12\ in general, and
furthers the objectives of Section 6(b)(5),\13\ in particular, because
it is designed to prevent fraudulent and manipulative acts and
practices, to promote just and equitable principles of trade, to foster
cooperation and coordination with persons engaged in facilitating
transactions in securities, to remove impediments to, and perfect the
mechanism of, a free and open market and a national market system and,
in general, to protect investors and the public interest.
---------------------------------------------------------------------------

    \12\ 15 U.S.C. 78f(b).
    \13\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

    The Exchange believes that the proposal to expand the availability
of the Exchange's existing MTS Modifier to an additional non-displayed,
non-routable order, e.g., Non-Displayed Limit Orders, would remove
impediments to, and perfect the mechanism of, a free and open market
and a national market system and, in general, to protect investors and
the public interest, because the proposed rule change is based on
similar minimum trade size functionality on Nasdaq and IEX, which both
similarly make minimum trade size functionality available to non-
displayed, non-routable orders.\14\
---------------------------------------------------------------------------

    \14\ See supra note 11.
---------------------------------------------------------------------------

    The Exchange also believes that the proposal to allow ETP Holder to
elect that Limit IOC Orders with an MTS Modifier trade on arrival
against contra-side orders in the Exchange Book that individually meet
such order's MTS would remove impediments to, and perfect the mechanism
of, a free and open market and a national market system and, in
general, to protect investors and the public interest, because the
proposed rule change would provide ETP Holders greater control over the
execution of their Limit IOC Orders. The Exchange did not previously
support functionality that permitted Limit IOC Orders with an MTS
Modifier to trade against individual orders that each meet such order's
MTS. The Exchange has since made the necessary technology changes and,
therefore, proposes to remove this restriction from Rule
7.31E(i)(3)(B)(ii) as it is no longer necessary. Furthermore, the
Exchange's affiliates, NYSE and NYSE Arca recently filed proposed rule
changes with the Commission to modify their respective MTS Modifiers to
align with that of NYSE American and allow orders with an MTS Modifier
to execute against individual orders that each meet the incoming
order's MTS and the NYSE and NYSE Arca proposals did not include a
similar restriction on Limit IOC Orders.\15\ The Exchange notes that
similar minimum trade size functionality on Nasdaq and IEX does not
prohibit Limit IOC Orders with an MTS Modifier from being able to
execute only against individual orders that meet the order's MTS.
---------------------------------------------------------------------------

    \15\ See supra note 10.
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act. The Exchange believes that
the proposed rule change is designed to increase competition by making
available on the Exchange functionality that is already available on
Nasdaq and IEX. The Exchange also believes that the proposed rule
change would promote competition by providing market participants with
an additional venue to which to route non-displayed, non-routable
orders with an MTS Modifier.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    The Exchange has filed the proposed rule change pursuant to Section
19(b)(3)(A)(iii) of the Act \16\ and Rule 19b-4(f)(6) thereunder.\17\
Because the proposed rule change does not: (i) Significantly affect the
protection of investors or the public interest; (ii) impose any
significant burden on competition; and (iii) become operative prior to
30 days from the date on which it was filed, or such shorter time as
the Commission may designate, if consistent with the protection of
investors and the public interest, the proposed rule change has become
effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b-
4(f)(6)(iii) thereunder.\18\
---------------------------------------------------------------------------

    \16\ 15 U.S.C. 78s(b)(3)(A)(iii).
    \17\ 17 CFR 240.19b-4(f)(6).
    \18\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii)
requires a self-regulatory organization to give the Commission
written notice of its intent to file the proposed rule change, along
with a brief description and text of the proposed rule change, at
least five business days prior to the date of filing of the proposed
rule change, or such shorter time as designated by the Commission.
The Exchange has satisfied this requirement.
---------------------------------------------------------------------------

    At any time within 60 days of the filing of such proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings under
Section 19(b)(2)(B) \19\ of the Act to determine whether the proposed
rule change should be approved or disapproved.
---------------------------------------------------------------------------

    \19\ 15 U.S.C. 78s(b)(2)(B).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to<EMAIL_ADDRESS>Please include
File Number SR-NYSEAMER-2019-01 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSEAMER-2019-01. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's internet website (http://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements

with respect to the proposed rule change that are filed with the
Commission, and all written communications relating to the proposed
rule change between the Commission and any person, other than those
that may be withheld from the public in accordance with the provisions
of 5 U.S.C. 552, will be available for website viewing and printing in
the Commission's Public Reference Room, 100 F Street NE, Washington, DC
20549 on official business days between the hours of 10:00 a.m. and
3:00 p.m. Copies of the filing also will be available for inspection
and copying at the principal office of the Exchange. All comments
received will be posted without change. Persons submitting comments are
cautioned that we do not redact or edit personal identifying
information from comment submissions. You should submit only
information that you wish to make available publicly. All submissions
should refer to File Number SR-NYSEAMER-2019-01 and should be submitted
on or before March 19, 2019.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\20\
---------------------------------------------------------------------------

    \20\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-03218 Filed 2-25-19; 8:45 am]
 BILLING CODE 8011-01-P


[Federal Register Volume 76, Number 201 (Tuesday, October 18, 2011)]
[Notices]
[Pages 64411-64413]
[FR Doc No: 2011-26856]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-65536; File No. SR-NASDAQ-2011-140]

Self-Regulatory Organizations; The NASDAQ Stock Market LLC;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To
Modify the Minimum Quantity Order

October 12, 2011.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on September 30, 2011, The NASDAQ Stock Market LLC (``NASDAQ'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and III below, which
Items have been prepared by NASDAQ. The Commission is publishing this
notice to solicit comments on the proposed rule change from interested
persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    NASDAQ is filing this proposed rule change to modify the operation
of its Minimum Quantity Order. NASDAQ proposes to implement the rule
change on a date that is at least thirty days after the date of the
filing, but prior to November 30, 2011. The text of the proposed rule
change is available at http://nasdaq.cchwallstreet.com/, at NASDAQ's
principal office, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
Sections A, B, and C below, of

the most significant aspects of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    In order to provide enhanced functionality, NASDAQ is proposing to
modify the functionality of its Minimum Quantity Order. Minimum
Quantity Orders allow a market participant to specify a minimum share
amount that the market participant seeks to obtain; accordingly, a
Minimum Quantity Order will not execute unless the volume of liquidity
available to execute against the order exceeds the designated minimum.
A Minimum Quantity Order provides a means by which a market participant
may avoid partial executions of orders at sizes that it considers
inadequate to achieve its purposes. For example, a market participant
seeking to sell a large position in a trading session with high
volatility may use the order type to avoid selling only a small portion
of the order at the price it considers acceptable.
    Currently, Minimum Quantity Orders must be designated with a time-
in-force of System Hours Immediate or Cancel or Market Hours Immediate
or Cancel. As a result, the order can only be used to ``ping'' the
NASDAQ book to see if there is any posted liquidity that would allow
the minimum execution. NASDAQ is proposing to remove this restriction
so that a Minimum Quantity Order could post to the book if it cannot be
executed immediately. Once posted, the order will execute if an
incoming order that is marketable against it would satisfy its minimum
quantity requirement. A Minimum Quantity Order that posts to the book
is not displayed. Upon entry, a Minimum Quantity Order must have a size
and a minimum quantity condition of at least one round lot.
    In the event that the shares remaining in the size of a Minimum
Quantity Order following a partial execution are less than the minimum
quantity specified by the market participant entering the order, the
minimum quantity value of the order will be reduced to the number of
shares remaining. Thus, for example, if a market participant entered a
Minimum Quantity Order with a size of 1,000 and a minimum quantity of
500, and the order was marketable against a 600 share order on the
book, the remaining 400 shares of the Minimum Quantity Order would post
to the book with a minimum quantity restriction of 400 shares.
2. Statutory Basis
    NASDAQ believes that the proposed rule change is consistent with
the provisions of Section 6 of the Act,\3\ in general, and with Section
6(b)(5) of the Act,\4\ in particular, in that the proposal is designed
to prevent fraudulent and manipulative acts and practices, to promote
just and equitable principles of trade, to foster cooperation and
coordination with persons engaged in regulating, clearing, settling,
processing information with respect to, and facilitating transactions
in securities, to remove impediments to and perfect the mechanism of a
free and open market and a national market system, and, in general, to
protect investors and the public interest. Specifically, NASDAQ
believes that the change to the functioning of the Minimum Quantity
Order will provide market participants with better control over their
trading patterns, thereby providing them with greater potential to
improve the quality of their order executions.
---------------------------------------------------------------------------

    \3\ 15 U.S.C. 78f.
    \4\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    NASDAQ does not believe that the proposed rule change will result
in any burden on competition that is not necessary or appropriate in
furtherance of the purposes of the Act, as amended. The changes to the
Minimum Quantity Order will enhance the functionality offered by NASDAQ
to its members, thereby promoting its competitiveness with other
exchanges and non-exchange trading venues that already offer similar
functionality.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    Written comments were neither solicited nor received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    Because the foregoing proposed rule change does not: (i)
Significantly affect the protection of investors or the public
interest; (ii) impose any significant burden on competition; and (iii)
become operative for 30 days from the date on which it was filed, or
such shorter time as the Commission may designate, it has become
effective pursuant to Section 19(b)(3)(A) of the Act \5\ and Rule 19b-
4(f)(6) thereunder.\6\
---------------------------------------------------------------------------

    \5\ 15 U.S.C. 78s(b)(3)(A).
    \6\ 17 CFR 240.19b-4(f)(6).
---------------------------------------------------------------------------

    At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings to
determine whether the proposed rule change should be approved or
disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an e-mail to<EMAIL_ADDRESS>Please include
File Number SR-NASDAQ-2011-140 on the subject line.

Paper Comments

     Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.

All submissions should refer to File Number SR-NASDAQ-2011-140. This
file number should be included on the subject line if e-mail is used.
To help the Commission process and review your comments more
efficiently, please use only one method. The Commission will post all
comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments,
all written statements with respect to the proposed rule change that
are filed with the Commission, and all written communications relating
to the proposed rule change between the Commission and any person,
other than those that may be withheld from the public in accordance
with the provisions of 5 U.S.C. 552, will be available for Web site
viewing and printing in the Commission's Public Reference Room, 100 F
Street, NE., Washington, DC 20549, on official business days between
the hours of 10 a.m. and 3 p.m. Copies of the filing also will be
available for inspection and copying at the principal office of NASDAQ.
All comments received will

be posted without change; the Commission does not edit personal
identifying information from submissions. You should submit only
information that you wish to make available publicly. All submissions
should refer to File Number SR-NASDAQ-2011-140 and should be submitted
on or before November 8, 2011.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------

    \7\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-26856 Filed 10-17-11; 8:45 am]
BILLING CODE 8011-01-P