[Federal Register Volume 76, Number 53 (Friday, March 18, 2011)]
[Rules and Regulations]
[Pages 14799-14800]
[FR Doc No: 2011-6352]

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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 71

[Docket No. FAA-2010-0938; Airspace Docket No. 10-ANE-108]

Amendment of Class E Airspace; Newport, VT

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Final rule.

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SUMMARY: This action amends Class E airspace at Newport, Vermont. The
Newport Non-Directional Beacon (NDB) has been decommissioned and new
Standard Instrument Approach Procedures (SIAPs) have been developed for
Newport State Airport. This action enhances the safety and airspace
management of Instrument Flight Rules (IFR) operations at the airport.

DATES: Effective date: 0901 UTC, June 30, 2011. The Director of the
Federal Register approves this incorporation by reference action under
title 1, Code of Federal Regulations, part 51, subject to the annual
revision of FAA Order 7400.9 and publication of conforming amendments.

FOR FURTHER INFORMATION CONTACT: Richard Horrocks, Operations Support
Group, Eastern Service Center, Federal Aviation Administration, P.O.
Box 20636, Atlanta, Georgia 30320; telephone<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION:

History

    On November 29, 2010, the FAA published in the Federal Register a
notice of proposed rulemaking to amend Class E airspace 700 feet above
the surface, at Newport, VT (75 FR 73015) Docket No. FAA-2010-0938.
Interested parties were invited to participate in this rulemaking
effort by submitting written comments on the proposal to the FAA. No
comments were received. Class E airspace designations are published in
paragraph 6005 of FAA Order 7400.9U dated August 18, 2010, and
effective September 15, 2010, which is incorporated by reference in 14
CFR 71.1. The Class E airspace designations listed in this document
will be published subsequently in the Order.

The Rule

    This amendment to Title 14, Code of Federal Regulations (14 CFR)
part 71 amends Class E airspace extending upward from 700 feet above
the surface to support new SIAPs developed at Newport State Airport,
Newport, Vermont. Airspace reconfiguration is necessary due to the
decommissioning of the Newport NDB and cancellation of the NDB
approach. Controlled airspace is necessary for the safety and
management of IFR operations at the airport.
    The FAA has determined that this regulation only involves an
established body of technical regulations for which frequent and
routine amendments are necessary to keep them operationally current, is
non-controversial and unlikely to result in adverse or negative
comments. It, therefore, (1) Is not a ``significant regulatory action''
under

Executive Order 12866; (2) is not a ``significant rule'' under DOT
Regulatory Policies and Procedures (44 FR 11034; February 26, 1979);
and (3) does not warrant preparation of a Regulatory Evaluation as the
anticipated impact is so minimal. Since this is a routine matter that
will only affect air traffic procedures and air navigation, it is
certified that this rule, when promulgated, will not have a significant
economic impact on a substantial number of small entities under the
criteria of the Regulatory Flexibility Act.
    The FAA's authority to issue rules regarding aviation safety is
found in Title 49 of the United States Code. Subtitle I, section 106
describes the authority of the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more detail the scope of the agency's
authority.
    This rulemaking is promulgated under the authority described in
subtitle VII, part A, subpart I, section 40103. Under that section, the
FAA is charged with prescribing regulations to assign the use of
airspace necessary to ensure the safety of aircraft and the efficient
use of airspace. This regulation is within the scope of that authority
as it amends Class E airspace at Newport, Vermont.

Lists of Subjects in 14 CFR Part 71

    Airspace, Incorporation by reference, Navigation (Air).

Adoption of the Amendment

    In consideration of the foregoing, the Federal Aviation
Administration amends 14 CFR part 71 as follows:

PART 71--DESIGNATION OF CLASS A, B, C, D AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND REPORTING POINTS

0
1. The authority citation for part 71 continues to read as follows:

    Authority:  49 U.S.C. 106(g); 40103, 40113, 40120; E.O. 10854,
24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.

Sec.  71.1  [Amended]

0
2. The incorporation by reference in 14 CFR 71.1 of Federal Aviation
Administration Order 7400.9U, Airspace Designations and Reporting
Points, dated August 18, 2010, effective September 15, 2010, is amended
as follows:

Paragraph 6005 Class E Airspace Areas Extending Upward From 700
Feet or More Above the Surface of the Earth.

* * * * *

ANE VT E5 Newport, VT [AMENDED]

Newport State Airport, VT
    (Lat. 44[deg]53'20'' N., long. 72[deg]13'45'' W.)

    That airspace extending upward from 700 feet above the surface
within a 6.4-mile radius of the Newport State Airport and within 1.8
miles each side of the 159[deg] bearing from the airport extending
from the 6.4-mile radius to 10.9 miles south of Newport State
Airport.

    Issued in College Park, Georgia, on March 8, 2011.
Barry A. Knight,
Acting Manager, Operations Support Group, Eastern Service Center, Air
Traffic Organization.
[FR Doc. 2011-6352 Filed 3-17-11; 8:45 am]
BILLING CODE 4910-13-P


[Federal Register: January 24, 2008 (Volume 73, Number 16)]
[Rules and Regulations]
[Page 4077]
[DOCID:fr24ja08-17]

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Parts 510 and 520

Oral Dosage Form New Animal Drugs; Clindamycin

AGENCY: Food and Drug Administration, HHS.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is amending the animal
drug regulations to reflect approval of an abbreviated new animal drug
application (ANADA) filed by Novopharm Ltd. The ANADA provides for the
veterinary prescription use of clindamycin hydrochloride oral capsules
in dogs for the treatment of various infections due to susceptible
bacterial pathogens.

DATES: This rule is effective January 24, 2008.

FOR FURTHER INFORMATION CONTACT: John K. Harshman, Center for
Veterinary Medicine (HFV-104), Food and Drug Administration, 7500
Standish Pl., Rockville, MD 20855,<PHONE_NUMBER>, e-mail:
<EMAIL_ADDRESS>

SUPPLEMENTARY INFORMATION: Novopharm Ltd., 30 Novopharm Ct., Toronto,
Ontario, Canada M1B 2K9, filed ANADA 200-383 that provides for the
veterinary prescription use of CLINDAROBE (clindamycin hydrochloride)
Capsules in dogs for the treatment of various infections due to
susceptible bacterial pathogens. Novopharm Ltd.'s CLINDAROBE Capsules
is approved as a generic copy of Pharmacia & Upjohn Co.'s ANTIROBE
Capsules, approved under NADA 120-161. The ANADA is approved as of
December 19, 2007, and 21 CFR 520.446 is amended to reflect the
approval.
    In addition, Novopharm Ltd. has not been previously listed in the
animal drug regulations as a sponsor of an approved application. At
this time, 21 CFR 510.600(c) is being amended to add entries for the
firm.
    In accordance with the freedom of information provisions of 21 CFR
part 20 and 21 CFR 514.11(e)(2)(ii), a summary of safety and
effectiveness data and information submitted to support approval of
this application may be seen in the Division of Dockets Management
(HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061,
Rockville, MD 20852, between 9 a.m. and 4 p.m., Monday through Friday.
    FDA has determined under 21 CFR 25.33(a)(1) that this action is of
a type that does not individually or cumulatively have a significant
effect on the human environment. Therefore, neither an environmental
assessment nor an environmental impact statement is required.
    This rule does not meet the definition of ``rule'' in 5 U.S.C.
804(3)(A) because it is a rule of ``particular applicability.''
Therefore, it is not subject to the congressional review requirements
in 5 U.S.C. 801-808.

List of Subjects

21 CFR Part 510

    Administrative practice and procedure, Animal drugs, Labeling,
Reporting and recordkeeping requirements.

21 CFR Part 520

    Animal drugs.

0
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs and
redelegated to the Center for Veterinary Medicine, 21 CFR parts 510 and
520 are amended as follows:

PART 510--NEW ANIMAL DRUGS

0
1. The authority citation for 21 CFR part 510 continues to read as
follows:

    Authority: 21 U.S.C. 321, 331, 351, 352, 353, 360b, 371, 379e.

0
2. Section 510.600 is amended in the table in paragraph (c)(1) by
alphabetically adding a new entry for ``Novopharm Ltd.'' and in the
table in paragraph (c)(2) by numerically adding a new entry for
``043806'' to read as follows:

Sec.  510.600  Names, addresses, and drug labeler codes of sponsors of
approved applications.

* * * * *
    (c) * * *
    (1) * * *

------------------------------------------------------------------------
            Firm name and address                  Drug labeler code
------------------------------------------------------------------------
                                * * * * *
Novopharm Ltd., 30 Novopharm Ct., Toronto,    043806
 Ontario, Canada M1B 2K9
                                * * * * *
------------------------------------------------------------------------

    (2) * * *

------------------------------------------------------------------------
      Drug labeler code                 Firm name and address
------------------------------------------------------------------------
                                * * * * *
043806                       Novopharm Ltd., 30 Novopharm Ct., Toronto,
                              Ontario, Canada M1B 2K9
                                * * * * *
------------------------------------------------------------------------

PART 520--ORAL DOSAGE FORM NEW ANIMAL DRUGS

0
3. The authority citation for 21 CFR part 520 continues to read as
follows:

    Authority: 21 U.S.C. 360b.

0
4. In Sec.  520.446, add paragraphs (a)(3) and (b)(3) to read as
follows:

Sec.  520.446  Clindamycin capsules and tablets.

    (a) * * *
    (3) Each capsule contains the equivalent of 25, 75, or 150 mg
clindamycin as the hydrochloride salt.
    (b) * * *
    (3) No. 043806 for use of tablets described in paragraph (a)(3) of
this section.
* * * * *

    Dated: January 14, 2008.
Bernadette Dunham,
Director, Center for Veterinary Medicine.
[FR Doc. E8-1199 Filed 1-23-08; 8:45 am]

BILLING CODE 4160-01-S


[Federal Register Volume 83, Number 82 (Friday, April 27, 2018)]
[Notices]
[Page 18547]
[FR Doc No: 2018-08859]

=======================================================================
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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

Combined Notice of Filings #1

    Take notice that the Commission received the following electric
corporate filings:

    Docket Numbers: EC18-87-000.
    Applicants: NextEra Energy Duane Arnold, LLC.
    Description: Application for Authorization Under Section 203 of the
Federal Power Act and Request for Expedited Action of NextEra Energy
Duane Arnold, LLC.
    Filed Date: 4/20/18.
    Accession Number: 20180420-5247.
    Comments Due: 5 p.m. ET 5/11/18.

    Take notice that the Commission received the following exempt
wholesale generator filings:

    Docket Numbers: EG18-76-000.
    Applicants: CED Wistaria Solar, LLC.
    Description: Self-Certification of EG or FC of CED Wistaria Solar,
LLC.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5174.
    Comments Due: 5 p.m. ET 5/14/18.

    Docket Numbers: EG18-77-000.
    Applicants: Walnut Ridge Wind, LLC.
    Description: Self-Certification of EG of Walnut Ridge Wind, LLC.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5193.
    Comments Due: 5 p.m. ET 5/14/18.

    Take notice that the Commission received the following electric
rate filings:

    Docket Numbers: ER17-1376-003.
    Applicants: Midcontinent Independent System Operator, Inc.
    Description: Compliance filing: 2018-04-23_Compliance filing of
Stored Energy Resource-Type II to be effective 12/1/2017.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5066.
    Comments Due: 5 p.m. ET 5/14/18.

    Docket Numbers: ER18-1410-000.
    Applicants: Midcontinent Independent System Operator, Inc.
    Description: Sec.  205(d) Rate Filing: 2018-04-20_Merchant HVDC
Filing to be effective 7/19/2018.
    Filed Date: 4/20/18.
    Accession Number: 20180420-5230.
    Comments Due: 5 p.m. ET 5/11/18.

    Docket Numbers: ER18-1411-000.
    Applicants: RE Gaskell West LLC.
    Description: Baseline eTariff Filing: Filing of LGIA Co-Tenancy
Agreement to be effective 4/21/2018.
    Filed Date: 4/20/18.
    Accession Number: 20180420-5231.
    Comments Due: 5 p.m. ET 5/11/18.

    Docket Numbers: ER18-1412-000.
    Applicants: RE Astoria LLC.
    Description: Sec.  205(d) Rate Filing: Filing of Amended Shared
Facilities Agreement to be effective 4/21/2018.
    Filed Date: 4/20/18.
    Accession Number: 20180420-5232.
    Comments Due: 5 p.m. ET 5/11/18.

    Docket Numbers: ER18-1413-000.
    Applicants: ITC Midwest LLC.
    Description: Sec.  205(d) Rate Filing: Filing of a Master JUA for
Distribution Underbuild with Maquoketa Valley REC to be effective 6/22/
2018.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5065.
    Comments Due: 5 p.m. ET 5/14/18.

    Docket Numbers: ER18-1414-000.
    Applicants: ITC Midwest LLC.
    Description: Sec.  205(d) Rate Filing: Filing of a Joint Use
Agreement with Great River Energy to be effective 6/22/2018.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5092.
    Comments Due: 5 p.m. ET 5/14/18.

    Docket Numbers: ER18-1415-000.
    Applicants: Allegheny Energy Supply Company, LLC.
    Description: Tariff Cancellation: Cancel Rate schedule FERC NO 13
to be effective 3/1/2018.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5130.
    Comments Due: 5 p.m. ET 5/14/18.

    Docket Numbers: ER18-1416-000.
    Applicants: CED Wistaria Solar, LLC.
    Description: Baseline eTariff Filing: CED Wistaria Solar, LLC to be
effective 4/24/2018.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5132.
    Comments Due: 5 p.m. ET 5/14/18.

    Docket Numbers: ER18-1417-000.
    Applicants: Michigan Electric Transmission Company, LLC.
    Description: Tariff Cancellation: Cancellation of METC Rate
Schedule No. 64 to be effective 4/17/2018.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5133.
    Comments Due: 5 p.m. ET 5/14/18.

    Docket Numbers: ER18-1418-000.
    Applicants: Westar Energy, Inc.
    Description: Sec.  205(d) Rate Filing: Amendment, OATT Section
28.5, Real Power Losses to be effective 6/28/2018.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5171.
    Comments Due: 5 p.m. ET 5/14/18.

    Docket Numbers: ER18-1419-000.
    Applicants: Walnut Ridge Wind, LLC.
    Description: Baseline eTariff Filing: Walnut Ridge Application for
Market-Based Rates to be effective 6/25/2018.
    Filed Date: 4/23/18.
    Accession Number: 20180423-5186.
    Comments Due: 5 p.m. ET 5/14/18.

    The filings are accessible in the Commission's eLibrary system by
clicking on the links or querying the docket number.
    Any person desiring to intervene or protest in any of the above
proceedings must file in accordance with Rules 211 and 214 of the
Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00
p.m. Eastern time on the specified comment date. Protests may be
considered, but intervention is necessary to become a party to the
proceeding.
    eFiling is encouraged. More detailed information relating to filing
requirements, interventions, protests, service, and qualifying
facilities filings can be found at: http://www.ferc.gov/docs-filing/efiling/filing-req.pdf. For other information, call<PHONE_NUMBER>
(toll free). For TTY, call<PHONE_NUMBER>.

    Dated: April 23, 2018.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2018-08859 Filed 4-26-18; 8:45 am]
 BILLING CODE 6717-01-P


[Federal Register Volume 83, Number 90 (Wednesday, May 9, 2018)]
[Notices]
[Pages 21294-21295]
[FR Doc No: 2018-09853]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. EL18-137-000]

Notice of Institution of Section 206 Proceeding and Refund
Effective Date; NRG Energy Center Dover LLC

    On May 3, 2018, the Commission issued an order in Docket No. EL18-
137-000, pursuant to section 206 of the Federal Power Act (FPA), 16
U.S.C. 824e (2012), instituting an investigation into whether NRG
Energy Center Dover LLC's reactive supply and voltage control service
rates may be unjust and unreasonable. NRG Energy Center Dover LLC, 163
FERC ] 61,085 (2018).
    The refund effective date in Docket No. EL18-137-000, established
pursuant to section 206(b) of the FPA, will be the date of publication
of this notice in the Federal Register.
    Any interested person desiring to be heard in Docket No. EL18-137-
000

must file a notice of intervention or motion to intervene, as
appropriate, with the Federal Energy Regulatory Commission, 888 First
Street NE, Washington, DC 20426, in accordance with Rule 214 of the
Commission's Rules of Practice and Procedure, 18 CFR 385.214, within 21
days of the date of issuance of the order.

    Dated: May 3, 2018.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2018-09853 Filed 5-8-18; 8:45 am]
 BILLING CODE 6717-01-P


[Federal Register Volume 78, Number 134 (Friday, July 12, 2013)]
[Rules and Regulations]
[Page 41846]
[FR Doc No: 2013-16863]

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DEPARTMENT OF HOMELAND SECURITY

Coast Guard

33 CFR Part 165

[Docket No. USCG-2012-1084]

Safety Zones; Annual Fireworks Events in the Captain of the Port
Buffalo Zone

AGENCY: Coast Guard, DHS.

ACTION: Notice of enforcement of regulation.

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SUMMARY: At various times throughout the month of July, the Coast Guard
will enforce certain safety zones for annual fireworks events in the
Captain of the Port Buffalo Zone. This action is necessary and intended
for the safety of life and property on navigable waters during this
event. During each enforcement period, no person or vessel may enter
the respective safety zone without the permission of the Captain of the
Port Buffalo.

DATES: The regulations in 33 CFR 165.939 will be enforced on the dates
and times listed in the SUPPLEMENTARY INFORMATION section.

FOR FURTHER INFORMATION CONTACT: If you have questions on this notice,
call or email Waterways Management Division, Coast Guard Sector
Buffalo, 1 Fuhrmann Blvd. Buffalo, NY 14203; Coast Guard telephone 716-
843-9343, email<EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION: The Coast Guard will enforce the Safety
Zones; Annual Fireworks Events in the Captain of the Port Buffalo Zone
listed in 33 CFR 165.939 for the following events:
    (1) Sheffield Lake Fireworks, Sheffield Lake, OH; The safety zone
listed in 33 CFR 165.939(a)(27) from 9:30 p.m. to 10:50 p.m. on July
12, 2013.
    (2) French Festival Fireworks, Cape Vincent, NY; The safety zone
listed in 33 CFR 165.939(a)(3) from 9:15 p.m. to 11 p.m. on July 13,
2013.
    (3) Oswego Harborfest, Oswego, NY; The safety zone listed in 33 CFR
165.939(a)(7) from 8:30 p.m. to 10:30 p.m. on July 27, 2013.
    Pursuant to 33 CFR 165.23, entry into, transiting, or anchoring
within these safety zones during an enforcement period is prohibited
unless authorized by the Captain of the Port Buffalo or his designated
representative. Those seeking permission to enter one of these safety
zones may request permission from the Captain of Port Buffalo via
channel 16, VHF-FM. Vessels and persons granted permission to enter one
of these safety zones shall obey the directions of the Captain of the
Port Buffalo or his designated representative. While within a safety
zone, all vessels shall operate at the minimum speed necessary to
maintain a safe course.
    This notice is issued under authority of 33 CFR 165.939 and 5
U.S.C. 552(a). In addition to this notice in the Federal Register, the
Coast Guard will provide the maritime community with advance
notification of these enforcement periods via Broadcast Notice to
Mariners or Local Notice to Mariners. If the Captain of the Port
Buffalo determines that one of these safety zones need not be enforced
for the full duration stated in this notice he or she may use a
Broadcast Notice to Mariners to grant general permission to enter the
respective safety zone.

    Dated: June 27, 2013.
J.S. Imahori,
Commander, U.S. Coast Guard, Acting Captain of the Port Buffalo.
[FR Doc. 2013-16863 Filed 7-11-13; 8:45 a.m.]
BILLING CODE 9110-04-P


[Federal Register Volume 78, Number 97 (Monday, May 20, 2013)]
[Notices]
[Pages 29406-29408]
[FR Doc No: 2013-11896]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-69569; File No. SR-CBOE-2013-049]

Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Filing and Immediate Effectiveness of a
Proposed Rule Change To Amend the Fees Schedule

May 14, 2013.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given
that on May 1, 2013, Chicago Board Options Exchange, Incorporated (the
``Exchange'' or ``CBOE'') filed with the Securities and Exchange
Commission (the ``Commission'') the proposed rule change as described
in Items I, II, and III below, which Items have been prepared by the
Exchange. The Commission is publishing this notice to solicit comments
on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of the
Substance of the Proposed Rule Change

    The Exchange proposes to amend its Fees Schedule. The text of the
proposed rule change is available on the Exchange's Web site (http://www.cboe.com/AboutCBOE/CBOELegalRegulatoryHome.aspx), at the Exchange's
Office of the Secretary, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the

proposed rule change. The text of these statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant aspects of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend its Fees Schedule with regards to
the fees assessed for Floor Broker Trading Permits. Specifically, the
Exchange proposes to add to Footnote 25 the statement that any Floor
Broker Trading Permit Holder that executes an average of 15,000
customer open-outcry contracts per day (``CPD'') over the course of a
calendar month in multiply-listed options classes will receive a rebate
of $7,500 on that Floor Broker Trading Permit Holder's Floor Broker
Trading Permit fees. The purpose of the proposed change is to encourage
Floor Brokers to execute open-outcry customer trades in multiply-listed
options, and the Exchange believes that giving Floor Brokers a break in
their Floor Broker Trading Permit fees will provide such an incentive.
The Exchange recognizes the competitive nature of maintaining a Floor
Broker operation at CBOE and wants to provide a credit to Floor Brokers
that engage in a significant amount of Floor Broker open outcry trading
at CBOE.
    The Exchange also proposes to make a technical, non-substantive
change to the ``Stock Portion of Stock-Option Strategy Orders'' table
in its Fees Schedule. The ``Notes'' section of that table includes the
statement ``The per share fee assessed to customers for the stock
portion of stock-option strategy orders will be waived through August
31, 2012.'' As August 31, 2012 is now in the past, the Exchange
proposes to delete that statement.
2. Statutory Basis
    The Exchange believes the proposed rule change is consistent with
the Act and the rules and regulations thereunder applicable to the
Exchange and, in particular, the requirements of Section 6(b) of the
Act.\3\ Specifically, the Exchange believes the proposed rule change is
consistent with Section 6(b)(4) of the Act,\4\ which requires that
Exchange rules provide for the equitable allocation of reasonable dues,
fees, and other charges among its Trading Permit Holders and other
persons using its facilities. Providing Floor Broker Trading Permit
Holders who execute an average of 15,000 customer open-outcry contracts
per day in multiply-listed options classes with a rebate of $7,500 on
that Floor Broker Trading Permit Holder's Floor Broker Trading Permit
fees is reasonable because it allows the qualifying Floor Brokers to
pay lower Floor Broker Trading Permit fees than they otherwise would
have. The Exchange believes that it is equitable and not unfairly
discriminatory to offer such a rebate to Floor Brokers only, and only
those who execute 15,000 contracts per day (of customer, open-outcry
trading in multiply-listed options classes) because Floor Brokers serve
an important function in facilitating the execution of orders via open
outcry, which as a price-improvement mechanism, the Exchange wishes to
encourage and support. Further, the proposed change is designed to
encourage the execution of orders via open outcry, which should
increase volume, which would benefit all market participants (including
Floor Brokers who do not hit the 15,000 contracts-per-day threshold)
trading via open outcry (and indeed, this increased volume could make
it possible for some Floor Brokers to hit the 15,000 contracts-per-day
threshold). Also, only Floor Brokers are assessed Floor Broker Trading
Permit fees.
---------------------------------------------------------------------------

    \3\ 15 U.S.C. 78f(b).
    \4\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------

    The Exchange proposes limiting the rebate qualification to open
outcry trading because Floor Brokers only engage in open outcry trading
(at least in their capacities as Floor Brokers), and because, as
previously stated, the Exchange wishes to support and encourage open-
outcry trading, which allows for price improvement and has a number of
positive impacts on the market system. The Exchange proposes limiting
the rebate qualification to customer orders because market participants
generally prefer to trade against customer trades, and encouraging
customer trading in this manner should provide such market participants
with more customer orders with which to trade. Further, the options
industry has a long history of promoting customer orders through
rebates and other preferential fee structures. The Exchange proposes
limiting the rebate qualification to multiply-listed options classes
because the Exchange expended considerable resources developing its
proprietary, singly-listed products and therefore does not desire to
offer this rebate associated with such products.
    The Exchange believes the proposed rule change to delete the
outdated statement in the ``Notes'' section of the ``Stock Portion of
Stock-Option Strategy Orders'' table is consistent with the Section
6(b)(5) \5\ requirements that the rules of an exchange be designed to
prevent fraudulent and manipulative acts and practices, to promote just
and equitable principles of trade, to foster cooperation and
coordination with persons engaged in regulating, clearing, settling,
processing information with respect to, and facilitation [sic]
transactions in securities, to remove impediments to and perfect the
mechanism of a free and open market and a national market system, and,
in general, to protect investors and the public interest. The proposed
deletion would prevent potential investor confusion, thereby removing
impediments to and perfecting the mechanism of a free and open market
and a national market system, and, in general, protecting investors and
the public interest.
---------------------------------------------------------------------------

    \5\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    CBOE does not believe that the proposed rule change will impose any
burden on competition that is not necessary or appropriate in
furtherance of the purposes of the Act. The Exchange does not believe
that the proposed change will impose an unnecessary or inappropriate
burden on intramarket competition because, while it is limited to Floor
Brokers (and only those who hit the 15,000-contract-per-day threshold),
Floor Brokers serve an important function in facilitating the execution
of orders via open outcry, which as a price-improvement mechanism, the
Exchange wishes to encourage and support. Further, the proposed change
is designed to encourage the execution of orders via open outcry, which
should increase volume, which would benefit all market participants
(including Floor Brokers who do not hit the 15,000 contracts-per-day
threshold) trading via open outcry (and indeed, this increased volume
could make it possible for some Floor Brokers to hit the 15,000
contracts-per-day threshold). Also, only Floor Brokers are assessed
Floor Broker Trading Permit fees. The Exchange does not believe that
the proposed change will impose an unnecessary or inappropriate burden
on intermarket competition because it only applies to CBOE Floor
Brokers. To the extent that this rebate proves attractive to Floor
Brokers on other options exchanges, or its results prove attractive to
market participants on other exchanges, such Floor Brokers

or market participants may elect to become Floor Brokers or market
participants at CBOE.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    The Exchange neither solicited nor received comments on the
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    The foregoing rule change has become effective pursuant to Section
19(b)(3)(A) of the Act \6\ and paragraph (f) of Rule 19b-4 \7\
thereunder. At any time within 60 days of the filing of the proposed
rule change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission will institute proceedings to
determine whether the proposed rule change should be approved or
disapproved.
---------------------------------------------------------------------------

    \6\ 15 U.S.C. 78s(b)(3)(A).
    \7\ 17 CFR 240.19b-4(f).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to<EMAIL_ADDRESS>Please include
File Number SR-CBOE-2013-049 on the subject line.

Paper Comments

     Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.

All submissions should refer to File Number SR-CBOE-2013-049. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549-1090, on official business days between the hours
of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be
available for inspection and copying at the principal office of the
Exchange. All comments received will be posted without change; the
Commission does not edit personal identifying information from
submissions. You should submit only information that you wish to make
available publicly. All submissions should refer to File Number SR-
CBOE-2013-049, and should be submitted on or before June 10, 2013.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
---------------------------------------------------------------------------

    \8\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-11896 Filed 5-17-13; 8:45 am]
BILLING CODE 8011-01-P


[Federal Register Volume 87, Number 213 (Friday, November 4, 2022)]
[Notices]
[Page 66767]
[FR Doc No: 2022-24006]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-96182; File No. SR-MRX-2022-13]

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of
Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add
Membership and Trading Rights Fees

October 31, 2022.
    On August 25, 2022, Nasdaq MRX, LLC (``MRX'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 \1\ and Rule
19b-4 thereunder,\2\ a proposed rule change to assess membership and
trading rights fees. The proposed rule change was published for comment
in the Federal Register on September 14, 2022.\3\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 95709 (September 8,
2022), 87 FR 56449.
---------------------------------------------------------------------------

    On October 5, 2022, MRX withdrew the proposed rule change (SR-MRX-
2022-13).

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\4\
---------------------------------------------------------------------------

    \4\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-24006 Filed 11-3-22; 8:45 am]
BILLING CODE 8011-01-P


[Federal Register Volume 83, Number 246 (Wednesday, December 26, 2018)]
[Notices]
[Pages 66280-66282]
[FR Doc No: 2018-27812]

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2018-N-4428]

Agency Information Collection Activities; Proposed Collection;
Comment Request; Medicated Feed Mill License Application

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing
an opportunity for public comment on the proposed collection of certain
information by the Agency. Under the Paperwork Reduction Act of 1995
(PRA), Federal Agencies are required to publish notice in the Federal
Register concerning each proposed collection of information, including
each proposed extension of an existing collection of information, and
to allow 60 days for public comment in response to the notice. This
notice solicits comments on the medicated feed mill licensing system.

DATES: Submit either electronic or written comments on the collection
of information by February 25, 2019.

ADDRESSES: You may submit comments as follows. Please note that late,
untimely filed comments will not be considered. Electronic comments
must be submitted on or before February 25, 2019. The https://www.regulations.gov electronic filing system will accept comments until
11:59 p.m. Eastern Time at the end of February 25, 2019. Comments
received by mail/hand delivery/courier (for written/paper submissions)
will be considered timely if they are postmarked or the delivery
service acceptance receipt is on or before that date.

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Comments submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your comment will be
made public, you are solely responsible for ensuring that your comment
does not include any confidential information that you or a third party
may not wish to be posted, such as medical information, your or anyone
else's Social Security number, or confidential business information,
such as a manufacturing process. Please note that if you include your
name, contact information, or other information that identifies you in
the body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential
information that you do not wish to be made available to the public,
submit the comment as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand Delivery/Courier (for written/paper
submissions): Dockets

Management Staff (HFA-305), Food and Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets
Management Staff, FDA will post your comment, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No.
FDA-2018-N-4428 for ``Medicated Feed Mill License Application.''
Received comments, those filed in a timely manner (see ADDRESSES), will
be placed in the docket and, except for those submitted as
``Confidential Submissions,'' publicly viewable at https://www.regulations.gov or at the Dockets Management Staff between 9 a.m.
and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with
confidential information that you do not wish to be made publicly
available, submit your comments only as a written/paper submission. You
should submit two copies total. One copy will include the information
you claim to be confidential with a heading or cover note that states
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will
review this copy, including the claimed confidential information, in
its consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on https://www.regulations.gov.
Submit both copies to the Dockets Management Staff. If you do not wish
your name and contact information to be made publicly available, you
can provide this information on the cover sheet and not in the body of
your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: https://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane,
Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Amber Sanford, Office of Operations,
Food and Drug Administration, Three White Flint North, 10 a.m.-12 p.m.,
11601 Landsdown St., North Bethesda, MD 20852,<PHONE_NUMBER>,
<EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION: Under the PRA (44 U.S.C. 3501-3520), Federal
Agencies must obtain approval from the Office of Management and Budget
(OMB) for each collection of information they conduct or sponsor.
``Collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR
1320.3(c) and includes Agency requests or requirements that members of
the public submit reports, keep records, or provide information to a
third party. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A))
requires Federal Agencies to provide a 60-day notice in the Federal
Register concerning each proposed collection of information, including
each proposed extension of an existing collection of information,
before submitting the collection to OMB for approval. To comply with
this requirement, FDA is publishing notice of the proposed collection
of information set forth in this document.
    With respect to the following collection of information, FDA
invites comments on these topics: (1) Whether the proposed collection
of information is necessary for the proper performance of FDA's
functions, including whether the information will have practical
utility; (2) the accuracy of FDA's estimate of the burden of the
proposed collection of information, including the validity of the
methodology and assumptions used; (3) ways to enhance the quality,
utility, and clarity of the information to be collected; and (4) ways
to minimize the burden of the collection of information on respondents,
including through the use of automated collection techniques, when
appropriate, and other forms of information technology.

Medicated Feed Mill License Application--21 CFR Part 515--OMB Control
Number 0910-0337--Extension

    Feed manufacturers that seek to manufacture feed using Category II,
Type A medicated articles or manufacture certain liquid and free-choice
feed, using Category I, Type A medicated articles that must follow
proprietary formulas or specifications are required to obtain a
facility license under section 512 of the Federal Food, Drug, and
Cosmetic Act (FD&C Act) (21 U.S.C. 360b). Our regulations in part 515
(21 CFR part 515) establish the procedures associated with applying for
a facility license. We require that a manufacturer seeking a facility
license submit a completed medicated feed mill license application
using Form FDA 3448 (21 CFR 515.10(b)). We use the information
submitted to establish that the applicant has made the certifications
required by section 512 of the FD&C Act, to register the mill, and to
schedule a pre-approval inspection.
    We require the submission of a supplemental medicated feed mill
license application for a change in facility ownership or a change in
facility address (Sec.  515.11(b)). If a licensed facility is no longer
manufacturing medicated animal feed under Sec.  515.23, a manufacturer
may request voluntary revocation of a medicated feed mill license. An
applicant also has the right to file a request for hearing under Sec.
515.30(c) to give reasons why a medicated feed mill license should not
be refused or revoked.
    We estimate the burden of this collection of information as
follows:

                                 Table 1--Estimated Annual Reporting Burden \1\
----------------------------------------------------------------------------------------------------------------
                                                   Number of
  21 CFR section and activity      Number of     responses per   Total annual    Average burden     Total hours
                                  respondents     respondent       responses      per response
----------------------------------------------------------------------------------------------------------------
Medicated Feed Mill License                 14               1              14  0.25 (15                       4
 Application using Form FDA                                                      minutes).
 3448 (515.10(b)).
Supplemental Feed Mill License              54               1              54  0.25 (15                      14
 Application using Form FDA                                                      minutes).
 3448 (515.11(b)).
Voluntary Revocation of                     29               1              29  0.25 (15                       7
 Medicated Feed Mill License                                                     minutes).
 (515.23).

Filing a Request for a Hearing               1               1               1  4...............               4
 on Medicated Feed Mill
 License (515.30(c)).
                               ---------------------------------------------------------------------------------
    Total.....................  ..............  ..............  ..............  ................              29
----------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of
  information.

                               Table 2--Estimated Annual Recordkeeping Burden \1\
----------------------------------------------------------------------------------------------------------------
                                                   Number of                     Average burden
  21 CFR section and activity      Number of      records per    Total annual          per          Total hours
                                 recordkeepers   recordkeeper       records       recordkeeping
----------------------------------------------------------------------------------------------------------------
Maintenance of Records for                 837               1             837  0.03 (2 minutes)              25
 Approved Labeling for Each
 ``Type B'' and ``Type C''
 Feed (510.305).
----------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of
  information.

    These estimates are based on our experience with medicated feed
mill license applications. We estimate that we will receive 14
medicated feed mill license applications, 54 supplemental applications,
29 requests for voluntary revocation, and that these submissions will
take approximately 15 minutes per response, as shown in table 1, rows 1
through 3. We estimate that preparing a request for a hearing under
Sec.  515.30(c) takes approximately 4 hours, as shown in table 1, row
4. In table 2, we estimate that 837 licensees will keep the records
required by 21 CFR 510.305 expending a total of 25 hours annually.
    Our estimated burden for the information collection reflects an
overall decrease of 2 hours and a corresponding decrease of 56
responses/records. We attribute this adjustment to a net decrease in
the number of submissions we received over the last few years.

    Dated: December 18, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-27812 Filed 12-21-18; 8:45 am]
BILLING CODE 4164-01-P


[Federal Register Volume 79, Number 112 (Wednesday, June 11, 2014)]
[Notices]
[Pages 33572-33573]
[FR Doc No: 2014-13548]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF HOMELAND SECURITY

Coast Guard

[USCG-2014-0154]

Information Collection Request to Office of Management and Budget

AGENCY: Coast Guard, DHS.

ACTION: Sixty-day notice requesting comments.

-----------------------------------------------------------------------

SUMMARY:  In compliance with the Paperwork Reduction Act of 1995, the
U.S. Coast Guard intends to submit an Information Collection Request
(ICRs) to the Office of Management and Budget (OMB), Office of
Information and Regulatory Affairs (OIRA), requesting approval of a
revision to the following collection of information: 1625-0005,
Application and Permit to Handle Hazardous Materials. Our ICR describes
the information we seek to collect from the public. Before submitting
this ICR to OIRA, the Coast Guard is inviting comments as described
below.

DATES: Comments must reach the Coast Guard on or before August 11,
2014.

ADDRESSES: You may submit comments identified by Coast Guard docket
number [USCG-2014-0154] to the Docket Management Facility (DMF) at the
U.S. Department of Transportation (DOT). To avoid duplicate
submissions, please use only one of the following means:
    (1) Online: http://www.regulations.gov.
    (2) Mail: DMF (M-30), DOT, West Building Ground Floor, Room W12-
140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.
    (3) Hand delivery: Same as mail address above, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is<PHONE_NUMBER>.
    (4) Fax:<PHONE_NUMBER>. To ensure your comments are received in a
timely manner, mark the fax, to attention Desk Officer for the Coast
Guard.
    The DMF maintains the public docket for this Notice. Comments and
material received from the public, as well as documents mentioned in
this Notice as being available in the docket, will become part of the
docket and will be available for inspection or copying at

Room W12-140 on the West Building Ground Floor, 1200 New Jersey Avenue
SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays. You may also find the docket on the Internet
at http://www.regulations.gov.
    Copies of the ICR(s) are available through the docket on the
Internet at http://www.regulations.gov. Additionally, copies are
available from: COMMANDANT (CG-612), ATTN PAPERWORK REDUCTION ACT
MANAGER, US COAST GUARD, 2703 MARTIN LUTHER KING JR AVE SE STOP 7710,
WASHINGTON DC 20593-7710.

FOR FURTHER INFORMATION CONTACT: Mr. Anthony Smith, Office of
Information Management, telephone<PHONE_NUMBER>, or fax<PHONE_NUMBER>,
for questions on these documents. Contact Ms. Cheryl Collins, Program
Manager, Docket Operations,<PHONE_NUMBER>, for questions on the docket.

SUPPLEMENTARY INFORMATION:

Public Participation and Request for Comments.

    This Notice relies on the authority of the Paperwork Reduction Act
of 1995; 44 U.S.C. Chapter 35, as amended. An ICR is an application to
OIRA seeking the approval, extension, or renewal of a Coast Guard
collection of information (Collection). The ICR contains information
describing the Collection's purpose, the Collection's likely burden on
the affected public, an explanation of the necessity of the Collection,
and other important information describing the Collection. There is one
ICR for each Collection.
    The Coast Guard invites comments on whether these ICRs should be
granted based on the Collections being necessary for the proper
performance of Departmental functions. In particular, the Coast Guard
would appreciate comments addressing: (1) The practical utility of the
Collections; (2) the accuracy of the estimated burden of the
Collections; (3) ways to enhance the quality, utility, and clarity of
information subject to the Collections; and (4) ways to minimize the
burden of the Collections on respondents, including the use of
automated collection techniques or other forms of information
technology. In response to your comments, we may revise these ICRs or
decide not to seek approval of revisions of the Collections. We will
consider all comments and material received during the comment period.
    We encourage you to respond to this request by submitting comments
and related materials. Comments must contain the OMB Control Number of
the ICR and the docket number of this request, [USCG-2014-0154], and
must be received by August 11, 2014. We will post all comments
received, without change, to http://www.regulations.gov. They will
include any personal information you provide. We have an agreement with
DOT to use their DMF. Please see the ``Privacy Act'' paragraph below.

Submitting Comments

    If you submit a comment, please include the docket number [USCG-
2014-0154], indicate the specific section of the document to which each
comment applies, providing a reason for each comment. You may submit
your comments and material online (via http://www.regulations.gov), by
fax, mail, or hand delivery, but please use only one of these means. If
you submit a comment online via www.regulations.gov, it will be
considered received by the Coast Guard when you successfully transmit
the comment. If you fax, hand deliver, or mail your comment, it will be
considered as having been received by the Coast Guard when it is
received at the DMF. We recommend you include your name, mailing
address, an email address, or other contact information in the body of
your document so that we can contact you if we have questions regarding
your submission.
    You may submit your comments and material by electronic means,
mail, fax, or delivery to the DMF at the address under ADDRESSES; but
please submit them by only one means. To submit your comment online, go
to http://www.regulations.gov, and type ``USCG-2014-0154'' in the
``Search'' box. If you submit your comments by mail or hand delivery,
submit them in an unbound format, no larger than 8\1/2\ by 11 inches,
suitable for copying and electronic filing. If you submit comments by
mail and would like to know that they reached the Facility, please
enclose a stamped, self-addressed postcard or envelope. We will
consider all comments and material received during the comment period
and will address them accordingly.
    Viewing comments and documents: To view comments, as well as
documents mentioned in this Notice as being available in the docket, go
to http://www.regulations.gov, click on the ``read comments'' box,
which will then become highlighted in blue. In the ``Search'' box
insert ``USCG-2014-0154'' and click ``Search.'' Click the ``Open Docket
Folder'' in the ``Actions'' column. You may also visit the DMF in Room
W12-140 on the ground floor of the DOT West Building, 1200 New Jersey
Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.

Privacy Act

    Anyone can search the electronic form of comments received in
dockets by the name of the individual submitting the comment (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act statement
regarding Coast Guard public dockets in the January 17, 2008, issue of
the Federal Register (73 FR 3316).

Information Collection Request

    1. Title: Application and Permit to Handle Hazardous Materials.
    OMB Control Number: 1625-0005.
    Summary: The information sought by this collection, which includes
form CG-4260, ensures the safe handling of explosives and other
hazardous materials around ports and aboard vessels.
    Need: Sections 1225 and 1231 of 33 U.S.C. authorize the Coast Guard
to establish standards for the handling, storage, and movement of
hazardous materials on a vessel and waterfront facility. Regulations in
33 CFR 126.17, 49 CFR 176.100, and 176.415 prescribe the rules for
facilities and vessels.
    Forms: CG-4260.
    Respondents: Shipping agents and terminal operators that handle
hazardous materials.
    Frequency: On occasion.
    Burden Estimate: The estimated burden has decreased from 205 hours
to 182 hours a year due to a decrease in the estimated number of
responses.

    Authority:  The Paperwork Reduction Act of 1995; 44 U.S.C.
Chapter 35, as amended.

    Dated: June 3, 2014.
Marshall B. Lytle,
Rear Admiral, U.S. Coast Guard, Assistant Commandant for Command,
Control, Communications, Computers and Information Technology.
[FR Doc. 2014-13548 Filed 6-10-14; 8:45 am]
BILLING CODE 9110-04-P


[Federal Register Volume 87, Number 231 (Friday, December 2, 2022)]
[Notices]
[Page 74155]
[FR Doc No: 2022-26225]

=======================================================================
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DEPARTMENT OF HOMELAND SECURITY

Coast Guard

[Docket Number: USCG-2022-0808]

Area Maritime Security Advisory Committee for New Orleans, LA

AGENCY: Coast Guard, DHS.

ACTION: Solicitation for membership.

-----------------------------------------------------------------------

SUMMARY: This notice requests individuals interested in serving on the
New Orleans Area Maritime Security Advisory Committee (AMSC) submit
their applications for membership to the Captain of the Port (COTP)
Sector New Orleans.

DATES: Requests for membership should reach the U.S. Coast Guard COTP
Sector New Orleans by 02 January 2022.

ADDRESSES: Applications for membership should be submitted to the COTP
at the following address: Commander, Sector New Orleans, Attn: Mr. Roy
Ford, New Orleans AMSC Executive Secretary, 200 Hendee St., New
Orleans, LA 70114-1402.

FOR FURTHER INFORMATION CONTACT: For questions, regarding application
submission or AMSC in general please contact Mr. Roy Ford, New Orleans
AMSC Executive Secretary; phone:<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION:

Authority

    Section 102 of the Maritime Transportation Security Act (MTSA) of
2002 (Pub. L. 107-295) added section 70112 to Title 46 of the U.S.
Code, and authorized the Secretary of the Department in which the Coast
Guard is operating to establish Area Maritime Security Advisory
Committees for any port area of the United States. (See 46 U.S.C.
70116; 46 U.S.C. 70112; 33 CFR 1.05-1, 6.01; Department of Homeland
Security Delegation No. 0170.1). The MTSA includes a provision
exempting these AMSCs from the Federal Advisory Committee Act (FACA),
Public Law 92-436, and 86 Stat. 470 (5 U.S.C. App. 2).

New Orleans AMSC Mission

    The New Orleans AMSC shall assist the Captain of the Port in the
development, review, update, and exercising of the Area Maritime
Security Plan (AMSP) for their respective area of responsibility. Such
matters may include, but are not limited to: identifying critical port
infrastructure and operations; identifying risks (threats,
vulnerabilities, and consequences); determining mitigation strategies
and implementation methods; developing strategies to facilitate the
recovery of the Maritime Transportation System after a Transportation
Security Incident; developing and describing the process to continually
evaluate overall port security by considering consequences and
vulnerabilities, how they may change over time, and what additional
mitigation strategies can be applied; providing advice to, and
assisting the Captain of the Port in developing and maintaining the
AMSP. Details regarding the specific objectives of the New Orleans AMSC
can be found in the charter.

AMSC Composition

    The composition of an AMSC, to include the New Orleans AMSC, is
prescribed under 33 CFR 103.305. Pursuant to that regulation, members
may be selected from the Federal, Territorial, or Tribal government;
State government and political subdivisions of the State; local public
safety, crisis management, and emergency response agencies; law
enforcement and security organizations; maritime industry, including
labor; other port stakeholders having a special competence in maritime
security; and port stakeholders affected by security practices and
policies.

AMSC Membership

    Members of the AMSC should have at least five years of experience
related to maritime or port security operations. The New Orleans AMSC
has 16 members. We are seeking to fill 10 vacancies with this
solicitation. Members' terms of office will be for five years; however,
a member is eligible to serve additional terms of office based on COTP
discretion. Members will not receive any salary or other compensation
for their service on an AMSC.

Request for Applications

    Please submit an application or nomination to the address indicated
under the ADDRESSES section of this notice. Those seeking membership
are not required to submit formal applications to the local Captain of
the Port; however, we encourage the submission of resumes highlighting
experience in the maritime and security industries.

    Dated: November 23, 2022.
Kelly K. Denning,
Captain, U.S. Coast Guard, Captain of the Port/Federal Maritime
Security Coordinator New Orleans.
[FR Doc. 2022-26225 Filed 12-1-22; 8:45 am]
BILLING CODE 9110-04-P


[Federal Register: June 29, 2007 (Volume 72, Number 125)]
[Notices]
[Page 35702-35703]
[DOCID:fr29jn07-48]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. RP07-434-001]

Dominion Transmission, Inc.; Notice of Compliance Filing

June 22, 2007.
    Take notice that on June 20, 2007, Dominion Transmission, Inc.
(DTI) submitted a compliance filing pursuant to the Commission's order
issued May 31, 2007 in Docket No. RP07-434-000.
    DTI states that copies of the filing were served on parties on the
official service list in the above-captioned proceeding.
    Any person desiring to protest this filing must file in accordance
with Rule 211 of the Commission's Rules of Practice and Procedure (18
CFR 385.211). Protests to this filing will be considered by the
Commission in determining the appropriate action to be taken, but will
not serve to make protestants parties to the proceeding. Such protests
must be filed in accordance with the provisions of Sec.  154.210 of the
Commission's regulations (18 CFR 154.210). Anyone filing a protest must
serve a copy of that document on all the parties to the proceeding.
    The Commission encourages electronic submission of protests in lieu
of paper using the ``eFiling'' link at http://www.ferc.gov. Persons

unable to file electronically should submit an original and 14 copies
of the protest to the Federal Energy Regulatory Commission, 888 First
Street, NE., Washington, DC 20426.
    This filing is accessible on-line at http://www.ferc.gov, using the

``eLibrary'' link and is available for review in the Commission's
Public Reference Room in Washington, DC There is an ``eSubscription''
link on the Web site that enables subscribers to receive e-mail
notification when a document is added to a subscribed docket(s). For
assistance with any FERC Online service, please e-mail
<EMAIL_ADDRESS>or call

(866) 208-3676 (toll free). For TTY, call<PHONE_NUMBER>.

Kimberly D. Bose,
Secretary.
 [FR Doc. E7-12613 Filed 6-28-07; 8:45 am]

BILLING CODE 6717-01-P


Name:           BASDEN BRUCE
Title:
Organization:   BASDEN STEEL AND ERECTION INC
Date:           20030331
Address1:
Address2:
City:           BURLESON
State:          TX
Zip Code:       76097
Docket Number:  S030
Exhibit Number: 7-15
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Safety Standards for Cranes and Derricks

The Occupational Safety and Health Administration is planning to establish a Crane and Derrick Negotiated Rulemaking Advisory Committee (C-DAC) under the Negotiated Rulemaking Act (NRA) and the Federal Advisory Committee Act (FACA). The Committee will include representatives of parties who would be significantly affected by the final rule.

On July 16, 2002, OSHA published a Federal Register notice of intent to establish a negotiated rulemaking committee (67 FR 46612) and requested nominations for membership. In the current Federal Register notice OSHA is asking for comments on the proposed list of fifty-five nominations.  The list can be found in the complete notice.

Please note that you may not attach materials such as studies or journal articles to your electronic comments. If you wish to include such materials, you must submit three copies to the OSHA Docket Office at the address listed above. When submitting such materials to the OSHA Docket Office, clearly identify your electronic comments by name, date, subject, and Docket Number, so that we can attach the materials to your electronic comments.

Online comments must be received by March 31, 2003 COB EST.  If you wish to commit online on the proposed list of Committee members, please enter your submission in the box below.  Thank you for your interest in worker safety and health.

Big B Crane & Rigging645 East Renfro StreetBurleson, Texas  76028(817) 447-9813March 28, 2003ecomments.osha.govOSHA Docket OfficeDocket No. S-030US Department of Labor200 Constitution Avenue, NWRoom N-2625Washington, DC 20210Re: Crane & Derrick Negotiated Rulemaking Advisory Committee       C-DACDear Sir or Madam:We were quite shocked to learn that this committee has no representation for independent, non-union crane service companies.  Companies like mine form the backbone of the crane industry in the U.S. and will likely be most affected by the new rules this committee is charged with writing. There may be persons on the committee who are members of SCR&A, but are not actual owner/users like me, who will be most directly affected by the regulation and subject to OSHA citations.We strongly object to the inclusion of two representatives from the International Union of Operating Engineers while open shop operators have no representative. My understanding is that approximately eighty percent (80%) of the crane work is open shop, verses the twenty percent (20%) union.  It would be a major mistake for these companies not to be properly represented.  We feel our viewpoints and interests would be well represented by a member of the Specialized Carriers and Riggers Association (SCR&A). This group represents over 1100 crane industrial members and is a leader in promoting crane safety.Doug Williams, the candidate proposed by SCR&A, served on the ACCSH work group and this experience will be tremendously valuable on the Subpart N committee.  He is well recognized in the industry and as General Manager for a large crane rental company is subject to the reality of any OSHA rules.  Mr. Williams has been heavily involved in the CCO program for operators and would represent a large number of open shop operators. Furthermore, Mr. Williams is a company owner, which is an important perspective that is currently only reflected in a minor way on the committee.We urge you to include SCR&As candidate Doug Williams on the Subpart N Committee.  Thank you for your consideration.Respectfully submitted,Bruce Basden, CEO


[Federal Register Volume 76, Number 71 (Wednesday, April 13, 2011)]
[Notices]
[Page 20754]
[FR Doc No: 2011-8922]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-64274; File No. SR-NYSEAmex-2011-11]

Self-Regulatory Organizations; NYSE Amex LLC; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change Amending Rule 103B--NYSE Amex Equities To Modify the Application
of the Exchange's Designated Market Maker Allocation Policy in the
Event of a Merger Involving One or More Listed Companies

April 8, 2011.
    On February 24, 2011, NYSE Amex LLC (``Exchange'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change to amend Rule
103B--NYSE Amex Equities to modify the application of the Exchange's
Designated Market Maker allocation policy in the event of a merger
involving one or more listed companies. The proposed rule change was
published for comment in the Federal Register on March 10, 2011.\3\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 64040 (March 4,
2011), 76 FR 13249.
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day for this filing is April 24, 2011.
---------------------------------------------------------------------------

    \4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission is hereby extending the 45-day period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change. In particular, the extension of time will
ensure that the Commission has sufficient time to consider and take
action on the Exchange's proposal.
    Accordingly, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act \5\
and for the reasons stated above, the Commission designates June 8,
2011, as the date by which the Commission should either approve or
disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change File No. SR-NYSEAmex-2011-11.
---------------------------------------------------------------------------

    \5\ 15 U.S.C. 78s(b)(2)(A)(ii)(I).

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------

    \6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------

Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-8922 Filed 4-12-11; 8:45 am]
BILLING CODE 8011-01-P


[Federal Register Volume 78, Number 18 (Monday, January 28, 2013)]
[Notices]
[Page 5859]
[FR Doc No: 2013-01712]

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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

Agency Information Collection Activities: Requests for Comments;
Clearance of Renewed Approval of Information Collection: Application
for Employment With the Federal Aviation Administration

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Notice and request for comments.

-----------------------------------------------------------------------

SUMMARY: In accordance with the Paperwork Reduction Act of 1995, FAA
invites public comments about our intention to request the Office of
Management and Budget (OMB) approval to renew an information
collection. The Federal Register Notice with a 60-day comment period
soliciting comments on the following collection of information was
published on October 2, 2012, vol. 77, no. 191, pages 60166-60167. The
information collected will be used to evaluate the qualifications of
applicants for a variety of positions within the FAA.

DATES: Written comments should be submitted by February 27, 2013.

FOR FURTHER INFORMATION CONTACT: Kathy DePaepe at<PHONE_NUMBER>, or by
email at<EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION:
    OMB Control Number: 2120-0597.
    Title: Application for Employment with the Federal Aviation
Administration.
    Form Numbers: Information is collected via the Office of Personnel
Management online USAJOBS system and the FAA's Automated Vacancy
Information Access Tool for Online Referral staffing tool.
    Type of Review: Renewal of an information collection.
    Background: Under the provisions of Public Law 104-50, the Federal
Aviation Administration (FAA) was given the authority and the
responsibility for developing and implementing its own personnel
system. The agency requests certain information needed to determine
basic eligibility for employment and potential eligibility for
veteran's preference and Veteran's Readjustment Act appointments. In
addition, occupation specific questions assist us in determining
candidates' qualifications so that we may hire only the best-qualified
candidates for our many aviation safety-related occupations.
    Respondents: Approximately 118,000 applicants annually.
    Frequency: Information is collected on occasion.
    Estimated Average Burden per Response: 1.5 hours.
    Estimated Total Annual Burden: 177,000 hours.

ADDRESSES: Interested persons are invited to submit written comments on
the proposed information collection to the Office of Information and
Regulatory Affairs, Office of Management and Budget. Comments should be
addressed to the attention of the Desk Officer, Department of
Transportation/FAA, and sent via electronic mail to<EMAIL_ADDRESS>or faxed to<PHONE_NUMBER>, or mailed to the
Office of Information and Regulatory Affairs, Office of Management and
Budget, Docket Library, Room 10102, 725 17th Street NW., Washington, DC
20503.
    Public Comments Invited: You are asked to comment on any aspect of
this information collection, including (a) whether the proposed
collection of information is necessary for FAA's performance; (b) the
accuracy of the estimated burden; (c) ways for FAA to enhance the
quality, utility and clarity of the information collection; and (d)
ways that the burden could be minimized without reducing the quality of
the collected information. The agency will summarize and/or include
your comments in the request for OMB's clearance of this information
collection.

    Issued in Washington, DC, on January 22, 2013.
Albert R. Spence,
FAA Assistant Information Collection Clearance Officer, IT Enterprises
Business Services Division, AES-200.
[FR Doc. 2013-01712 Filed 1-25-13; 8:45 am]
BILLING CODE 4910-13-P


[Federal Register Volume 79, Number 114 (Friday, June 13, 2014)]
[Notices]
[Pages 33930-33931]
[FR Doc No: 2014-13928]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF HOMELAND SECURITY

Coast Guard

[USCG-2014-0414]

Application for Recertification of Cook Inlet Regional Citizens'
Advisory Council

AGENCY: Coast Guard, DHS.

ACTION: Notice of availability; request for comments.

-----------------------------------------------------------------------

SUMMARY: The Coast Guard announces the availability of, and seeks
comments on, the application for recertification submitted by the Cook
Inlet Regional Citizen's Advisory Council (CIRCAC) for September 1,
2014, through August 31, 2015. Under the Oil Terminal and Tanker
Environmental Oversight Act of 1990, the Coast Guard may certify on an
annual basis, an alternative voluntary advisory group in lieu of a
Regional Citizens' Advisory Council for Cook Inlet, Alaska. This
advisory group monitors the activities of terminal facilities and crude
oil tankers under the Cook Inlet program established by the statute.
The current certification for CIRCAC will expire August 31, 2014.

DATES: Public comments on CIRCAC's recertification application must
reach the Seventeenth Coast Guard District on or before July 16, 2014.

ADDRESSES: You may submit comments identified by docket number USCG-
2014-0414 using any one of the following methods:
    (1) Federal eRulemaking Portal: http://www.regulations.gov.
    (2) Fax:<PHONE_NUMBER>.
    (3) Mail: Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001.
    (4) Hand delivery: Same as mail address above, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is<PHONE_NUMBER>.
    To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments.

FOR FURTHER INFORMATION CONTACT: If you have questions on this
recertification, call or email LT Tom Pauser, Seventeenth Coast Guard
District (dpi); telephone<PHONE_NUMBER>; email
<EMAIL_ADDRESS>If you have questions on viewing or
submitting material to the docket, call Cheryl F. Collins, Program
Manager, Docket Operations, telephone<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION:

Request for Comments

Public Participation and Request for Comments

    We encourage you to participate in this application for
recertification by submitting comments and related materials. All
comments received will be posted without change to http://www.regulations.gov and will include any personal information you have
provided.

Submitting Comments

    If you submit a comment, please include the docket number for this
notice of availability (USCG-2014-0414), indicate the specific section
of this document to which each comment applies, and provide a reason
for each suggestion or recommendation. You may submit your comments and
material online (via http://www.regulations.gov) or by fax, mail, or
hand delivery, but please use only one of these means. If you submit a
comment online via www.regulations.gov, it will be considered received
by the Coast Guard when you successfully transmit the comment. If you
fax, hand deliver, or mail your comment, it will be considered as
having been received by the Coast Guard when it is received at the
Docket Management Facility. We recommend that you include your name and
a mailing address, an email address, or a telephone number in the body
of your document so that we can contact you if we have questions
regarding your submission.
    To submit your comment online, go to http://www.regulations.gov,
click on the ``submit a comment'' box, which will then become
highlighted in blue. In the ``Document Type'' drop down menu select
``Proposed Rule'' and insert ``USCG-2014-0414'' in the ``Keyword'' box.
Click ``Search'' then click on the balloon shape in the ``Actions''
column. If you submit your comments by mail or hand delivery, submit
them in an unbound format, no larger than 8.5 by 11 inches, suitable
for copying and electronic filing. If you submit comments by mail and
would like to know that they reached the Facility, please enclose a
stamped, self-addressed postcard or envelope. We will consider all
comments and material received during the comment period and may
withhold recertification or grant a conditional recertification based
on your comments.

Viewing Comments and Documents

    To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to http://www.regulations.gov,
click on the ``read comments'' box, which will then become highlighted
in blue. In the ``Keyword'' box insert ``USCG-2014-0414'' and click
``Search.'' Click the ``Open Docket Folder'' in the ``Actions'' column.
You may also visit the Docket Management Facility in Room W12-140 on
the ground floor of the Department of Transportation West Building,
1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. We have an
agreement with the Department of Transportation to use the Docket
Management Facility.

Privacy Act

    Anyone can search the electronic form of comments received into any
of our dockets by the name of the individual submitting the comment (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy

Act notice regarding our public dockets in the January 17, 2008, issue
of the Federal Register (73 FR 3316).

Public Meeting

    The Coast Guard does not plan to hold a public meeting. But you may
submit a request for one on or before July 16th, 2014 using one of the
four methods specified under ADDRESSES. Please explain why you believe
a public meeting would be beneficial. If we determine that one would
aid the process of thoroughly considering the application for
recertification, we will hold one at a time and place announced by a
later notice in the Federal Register.

Background and Purpose

    The Coast Guard published guidelines on December 31, 1992 (57 FR
62600), to assist groups seeking recertification under the Oil Terminal
and Oil Tanker Environmental Oversight and Monitoring Act of 1990 (33
U.S.C. 2732) (the Act). The Coast Guard issued a policy statement on
July 7, 1993 (58 FR 36504), to clarify the factors that the Coast Guard
would be considering in making its determination as to whether advisory
groups should be certified in accordance with the Act; and the
procedures which the Coast Guard would follow in meeting its
certification responsibilities under the Act. Most recently, on
September 16, 2002 (67 FR 58440), the Coast Guard changed its policy on
recertification procedures for regional citizen's advisory council by
requiring applicants to provide comprehensive information every three
years. For the two years in between, applicants only submit information
describing substantive changes to the information provided at the last
triennial recertification. This is the year in this triennial cycle
that CIRCAC must provide comprehensive information.
    At the conclusion of the comment period, July 16, 2014, the Coast
Guard will review all application materials and comments received and
will take one of the following actions:
    (a) Recertify the advisory group under 33 U.S.C. 2732(o).
    (b) Issue a conditional recertification for a period of 90 days,
with a statement of any discrepancies, which must be corrected to
qualify for recertification for the remainder of the year.
    (c) Deny recertification of the advisory group if the Coast Guard
finds that the group is not broadly representative of the interests and
communities in the area or is not adequately fostering the goals and
purposes of 33 U.S.C. 2732.
    The Coast Guard will notify CIRCAC by letter of the action taken on
their respective applications. A notice will be published in the
Federal Register to advise the public of the Coast Guard's
determination.

    Dated: May 23, 2014.
T.P. Ostebo,
Rear Admiral, U.S. Coast Guard, Commander, Seventeenth Coast Guard
District.
[FR Doc. 2014-13928 Filed 6-12-14; 8:45 am]
BILLING CODE 9110-04-P


[Federal Register: August 29, 2006 (Volume 71, Number 167)]
[Notices]
[Page 51259-51260]
[DOCID:fr29au06-97]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-54350; File No. SR-NYSE-2006-64]

Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change
and Amendment No. 1 Thereto To Amend Section 102.01 of the Listed
Company Manual To Reduce its Distribution Requirements for Companies
Listing Common Equity Securities in Connection with an IPO, Transfer or
Quotation

August 22, 2006.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on August 18, 2006, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I and
II below, which Items have been prepared by the Exchange. The Exchange
has designated the proposed rule change as constituting a ``non-
controversial'' rule change under Section 19(b)(3)(A)(iii) of the
Act,\3\ and Rule 19b-4(f)(6) thereunder,\4\ which renders the proposal
effective upon filing with the Commission. On August 21, 2006, the
Exchange filed Amendment No. 1 to the proposed rule change.\5\ The
Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 15 U.S.C. 78s(b)(3)(A)(iii).
    \4\ 17 CFR 240.19b-4(f)(6).
    \5\ In Amendment No. 1, the NYSE made clarifying changes to the
Purpose Section of the Exchange's 19b-4 filing. See Amendment No. 1.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    The NYSE proposes to amend Section 102.01A of the NYSE's Listed
Company Manual (the ``Manual'') to reduce its distribution requirements
from 2,000 to 400 round lot U.S. holders for companies listing common
equity securities in connection with an initial public offering
(``IPO''), transfer or quotation. The text of the proposed rule change
is available on the NYSE's Web site (http://www.nyse.com), at the

NYSE's Office of the Secretary, and at the Commission's Public
Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of, and basis for, the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
Sections A, B, and C below, of the most significant aspects of such
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    Section 102.01A of the Manual sets out minimum distribution
requirements for size and volume that must be met in order for U.S.
companies to list common equity securities. The Exchange proposes to
amend Section 102.01A of the Manual to reduce its distribution
requirements from 2,000 to 400 round lot U.S. holders for companies
listing common equity securities in connection with an IPO, transfer or
quotation. As amended, Section 102.01A of the Manual would continue to
allow the Exchange to include all North American holders toward the 400
round lot U.S. holder threshold under Section 102.01B when considering
a listing application from a company organized under the laws of
Canada, Mexico or the United States. In addition, all other financial
standards included in the distribution requirements will remain the
same.
    Generally speaking, U.S. companies that are listing equity
securities in connection with an IPO, transfer or quotation must
demonstrate that a security to be listed is held by a minimum of 2,000
round lot U.S. holders.\6\ Under Section 102.01B, when considering a
listing application from a company organized under the laws of Canada,
Mexico or the United States, the Exchange will include all North
American holders and North American trading volume in applying the
minimum holder threshold.\7\ All U.S. companies listing common equity
securities must also demonstrate that there are at least 1,100,000
publicly held shares outstanding at the time of listing.
---------------------------------------------------------------------------

    \6\ A quotation is the listing of a foreign private issuer
without a concurrent offering.
    \7\ The Exchange currently has a pilot program in effect that
establishes a 400 round lot holder requirement for companies listing
following emergence from bankruptcy or which are affiliated with
listed companies. See Exchange Act Release No. 52887 (December 5,
2005), 70 FR 73501 (December 12, 2005) (SR-NYSE-2005-82). The
Exchange has filed a proposed rule change to extend this pilot (SR-
NYSE-2006-62).
---------------------------------------------------------------------------

    According to the Exchange, the current 2,000 round lot U.S. holder
threshold was established several decades ago when the composition of
the investor population was such that the Exchange anticipated that
specialists might be called upon to play more of a role in providing
necessary liquidity in its stocks. In the NYSE's view, the Exchange's
current round lot holder requirement helped facilitate an environment
in which there would be healthy liquidity in an issuer's stock
independent of the specialist. Because both retail and institutional
participation in the marketplace have grown tremendously over the last
few decades, the Exchange now believes that it is less necessary to
require such a large number of round lot holders. The Exchange notes
that other U.S. markets currently require fewer round lot holders than
the Exchange currently does, and that the Exchange has not had any
negative experience with its current, albeit limited, pilot program.\8\
The Exchange notes that the reduced requirement meets the requirements
set forth in Rule 3a51-1 under the Exchange Act.\9\
---------------------------------------------------------------------------

    \8\ See, e.g., Nasdaq Stock Market LLC Marketplace Rule 4420
(requiring 400 round lot holders).
    \9\ 17 CFR 240.3a51-1.
---------------------------------------------------------------------------

2. Statutory Basis
    The Exchange believes that the basis under the Act for this
proposed rule change, as amended, is the requirement under Section
6(b)(5) \10\ that an exchange have rules that are designed to promote
just and equitable principles of trade, to foster cooperation and
coordination with persons engaged in regulating, clearing, settling,
processing information with respect to, and facilitating transactions
in securities, to remove impediments to, and perfect the mechanism of,
a free and open market and a national market system and, in general, to
protect investors and the public interest.
---------------------------------------------------------------------------

    \10\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change, as
amended, will impose any burden on competition that is not necessary or
appropriate in furtherance of the purposes of the Act.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    The Exchange has neither solicited nor received written comments on
the proposed rule change, as amended.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    Because the proposed rule change, as amended: (i) Does not
significantly affect the protection of investors or the public
interest; (ii) does not impose any significant burden on competition;
and (iii) does not become operative for 30 days after the date of the
filing, or such shorter time as the Commission may designate if
consistent with the protection of investors and the public interest,
the proposed rule change has become effective pursuant to Section
19(b)(3)(A) of the Act \11\ and Rule 19b-4(f)(6) thereunder.\12\
---------------------------------------------------------------------------

    \11\ 15 U.S.C. 78s(b)(3)(A).
    \12\ 17 CFR 240.19b-4(f)(6). Pursuant to Rule 19b-4(f)(6)(iii)
under the Act, the Exchange is required to give the Commission
written notice of its intent to file the proposed rule change, along
with a brief description and text of the proposed rule change, at
least five business days prior to the date of filing of the proposed
rule change, or such shorter time as designated by the Commission.
The Exchange has requested that the Commission waive the 5-day pre-
filing notice requirement. The Commission has determined to waive
this requirement.
---------------------------------------------------------------------------

    A proposed rule change filed under Rule 19b-4(f)(6) \13\ normally
does not become operative prior to thirty days after the date of
filing. NYSE requests that the Commission waive the 30-day operative
delay, as specified in Rule 19b-4(f)(6)(iii), and designate the
proposed rule change to become operative immediately. The Commission
hereby grants the request. The Commission believes that waiving the 30-
day operative delay is consistent with the protection of investors and
the public interest because the extension will allow NYSE to have
substantially similar distribution requirements to other Exchanges and
does not unduly burden the marketplace.\14\ For these reasons, the
Commission designates the proposed rule change, as amended, as
effective and operative immediately.
---------------------------------------------------------------------------

    \13\ 17 CFR 240.19b-4(f)(6).
    \14\ For purposes only of waiving the operative delay for this
proposal, the Commission has considered the proposed rule's impact
on efficiency, competition, and capital formation. See 15 U.S.C.
78c(f).
---------------------------------------------------------------------------

    At any time within 60 days of the filing of the proposed rule
change, as amended, the Commission may summarily abrogate such proposed
rule change if it appears to the Commission that such action is
necessary or appropriate in the public interest, for the protection of
investors, or otherwise in furtherance of the purposes of the Act.\15\
---------------------------------------------------------------------------

    \15\ For purposes of calculating the 60-day period within which
the Commission may summarily abrogate the proposed rule change, as
amended, under Section 19(b)(3)(C) of the Act, the Commission
considers the period to commence on August 21, 2006, the date on
which the Exchange submitted Amendment No. 1. See 15 U.S.C.
78s(b)(3)(C).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change, as amended, is consistent with the Act. Comments may be
submitted by any of the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml.
); or     Send an e-mail to<EMAIL_ADDRESS>Please include

File Number SR-NYSE-2006-64 on the subject line.

Paper Comments

     Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, Station Place, 100 F
Street, NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSE-2006-64. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml
). Copies of the submission, all subsequent amendments, all

written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for inspection and
copying in the Commission's Public Reference Room. Copies of the filing
also will be available for inspection and copying at the principal
office of the Exchange. All comments received will be posted without
change; the Commission does not edit personal identifying information
from submissions. You should submit only information that you wish to
make available publicly. All submissions should refer to File Number
SR-NYSE-2006-64 and should be submitted on or before September 19,
2006.

    For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\16\
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    \16\ 17 CFR 200.30-3(a)(12).
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Nancy M. Morris,
Secretary.
 [FR Doc. E6-14307 Filed 8-28-06; 8:45 am]

BILLING CODE 8010-01-P