[Federal Register: October 20, 2005 (Volume 70, Number 202)]
[Notices]
[Page 61162-61163]
[DOCID:fr20oc05-78]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-52601; File No. SR-CHX-2005-24]

Self-Regulatory Organizations; Chicago Stock Exchange, Inc.;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change
Relating to Odd-Lot Order Processing Fees

October 13, 2005.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on September 1, 2005, the Chicago Stock Exchange, Inc. (``CHX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I, II,
and III below, which items have been prepared by CHX. CHX has
designated the proposed rule change as establishing or changing a due,
fee, or other charge imposed by the Exchange pursuant to Section
19(b)(3)(A)(ii) of the Act \3\ and Rule 19b-4(f)(2) thereunder,\4\
which renders the proposal effective upon filing with the Commission.
The Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 15 U.S.C. 78s(b)(3)(A)(ii).
    \4\ 17 CFR 240.19b-4(f)(2).
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I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    CHX, pursuant to Rule 19b-4 of the Act, proposes to amend its
Participant Fee Schedule (the ``Fee Schedule'') to modify the order
processing fees charged for odd-lot transactions.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of, and basis for, the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
Sections A, B, and C below, of the most significant aspects of such
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    Under the current Fee Schedule, the Exchange charges its members
for transaction and order processing fees.\5\ These charges are denoted
in the Fee Schedule according to the type of order and, in certain
cases, the type of issue being traded. The Exchange's order processing
fees include a fee for the processing of odd-lot orders, subject to a
monthly maximum. The odd-lot order processing fees have not been
amended since 1991, whereas other order processing and transaction fees
have consistently been updated.
---------------------------------------------------------------------------

    \5\ The Exchange has confirmed that it assesses order processing
fees only against its members and not against non-members. Persons
holding trading permits are ``members'' for the purposes of the Act,
which CHX characterizes as ``participants.'' Telephone conversation
between Leah Mesfin, Special Counsel, Division of Market Regulation,
Commission, and Kathleen M. Boege, Vice President & Associate
General Counsel, CHX, on September 26, 2005.
---------------------------------------------------------------------------

    In this proposal, the Exchange seeks to update the odd-lot order
processing fee by decreasing the per trade fee to $0.30 per trade,
subject to an increased monthly maximum of $800.00. Additionally, the
proposal would eliminate the existing order processing fee exemption
for odd-lot orders in the stocks comprising the Standard & Poor's 500
Stock Price Index. The Exchange has represented that these fees are
charged only to members.
    Finally, this proposal deletes a reference to a transaction fee
exemption for transactions that take place during the ``E-Session,''
which was an extended trading session from 3:30 p.m. to 5:30 p.m.,
Central Time. When the Exchange eliminated this trading session, the
Exchange amended its rules to delete references to the E-Session.
Accordingly, this remaining provision of the Fee Schedule is obsolete.
2. Statutory Basis
    CHX believes that the proposed rule change is consistent with
Section 6(b)(4) of the Act \6\ in that it provides for the equitable
allocation of reasonable dues, fees, and other charges among its
members.
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    \6\ 15 U.S.C. 78f(b)(4).
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B. Self-Regulatory Organization's Statement on Burden on Competition

    CHX does not believe that the proposed rule change will impose any
burden on competition that is not necessary or appropriate in
furtherance of the purposes of the Act.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the
proposed rule change.

II. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(ii) of the Act \7\ and subparagraph (f)(2) of Rule 19b-4
thereunder \8\ because it establishes or

changes a due, fee, or other charge imposed by the Exchange. At any
time within 60 days of the filing of the proposed rule change, the
Commission may summarily abrogate such rule change if it appears to the
Commission that such action is necessary or appropriate in the public
interest, for the protection of investors, or otherwise in furtherance
of the purposes of the Act.
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    \7\ 15 U.S.C. 78s(b)(3)(A)(ii).
    \8\ 17 CFR 240.19b-4(f)(2).
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IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml.
); or     Send an e-mail to<EMAIL_ADDRESS>Please include

File Number SR-CHX-2005-24 on the subject line.

Paper Comments

     Send paper comments in triplicate to Jonathan G. Katz,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-9303.
    All submissions should refer to File Number SR-CHX-2005-24. This
file number should be included on the subject line if e-mail is used.
To help the Commission process and review your comments more
efficiently, please use only one method. The Commission will post all
comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml
). Copies of the submission, all subsequent amendments,

all written statements with respect to the proposed rule change that
are filed with the Commission, and all written communications relating
to the proposed rule change between the Commission and any person,
other than those that may be withheld from the public in accordance
with the provisions of 5 U.S.C. 552, will be available for inspection
and copying in the Commission's Public Reference Room. Copies of such
filing also will be available for inspection and copying at the
principal office of CHX. All comments received will be posted without
change; the Commission does not edit personal identifying information
from submissions. You should submit only information that you wish to
make available publicly. All submissions should refer to File Number
SR-CHX-2005-24 and should be submitted on or before November 10, 2005.

    For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\9\
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    \9\ 17 CFR 200.30-3(a)(12).
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Jonathan G. Katz,
Secretary.
 [FR Doc. E5-5786 Filed 10-19-05; 8:45 am]

BILLING CODE 8010-01-P


[Federal Register Volume 82, Number 39 (Wednesday, March 1, 2017)]
[Notices]
[Pages 12219-12220]
[FR Doc No: 2017-03925]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

Combined Notice of Filings #2

    Take notice that the Commission received the following electric
rate filings:

    Docket Numbers: ER17-1018-000.
    Applicants: PJM Interconnection, L.L.C.
    Description: Sec.  205(d) Rate Filing: Original Service Agreement
No. 4625; Queue No. AB1-164 to be effective 1/27/2017.
    Filed Date: 2/23/17.
    Accession Number: 20170223-5103.
    Comments Due: 5 p.m. ET 3/16/17.

    Docket Numbers: ER17-1019-000.
    Applicants: PJM Interconnection, L.L.C.
    Description: Sec.  205(d) Rate Filing: Queue Position AB1-171,
Original Service Agreement No. 4632 to be effective 1/26/2017.
    Filed Date: 2/23/17.
    Accession Number: 20170223-5138.
    Comments Due: 5 p.m. ET 3/16/17.

    Docket Numbers: ER17-1020-000.
    Applicants: Black Oak Energy, LLC.
    Description: Tariff Cancellation: Cancellation filing to be
effective 3/1/2017.
    Filed Date: 2/23/17.
    Accession Number: 20170223-5156.
    Comments Due: 5 p.m. ET 3/16/17.

    Docket Numbers: ER17-1021-000.
    Applicants: Canadian Wood Products--Montreal, Inc.
    Description: Sec.  205(d) Rate Filing: Notice of Succession to be
effective 3/1/2017.
    Filed Date: 2/23/17.
    Accession Number: 20170223-5158.
    Comments Due: 5 p.m. ET 3/16/17.

    The filings are accessible in the Commission's eLibrary system by
clicking on the links or querying the docket number.
    Any person desiring to intervene or protest in any of the above
proceedings must file in accordance with Rules 211 and 214 of the
Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00
p.m. Eastern time on the specified comment date. Protests may be
considered, but intervention is necessary to become a party to the
proceeding.
    eFiling is encouraged. More detailed information relating to filing
requirements, interventions, protests, service, and qualifying
facilities filings can be found at: http://www.ferc.gov/docs-filing/efiling/filing-req.pdf. For other information, call<PHONE_NUMBER>
(toll free). For TTY, call<PHONE_NUMBER>.

    Dated: February 23, 2017.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2017-03925 Filed 2-28-17; 8:45 am]
BILLING CODE 6717-01-P


Title of each class of       Amount to be         maximum           maximum                            Amount of      Reliance on rule(s) (check all
 securities to be registered      registered      offering price       aggregate         Fee rate      registration fee            that apply)
                                                     per unit       offering price
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                Rule 415(a)(6) [square]
                                                                                Rule 429 [square]
                                                                                Rule 457(b) or
                                                                                Rule 0-11(a)(2) [square]
                                                                                Rule 457(o) [square]
                                                                                Rule 457(p) [square]
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Registration Fee'' Table
(``Fee Table'') and Related Disclosure:
    1. For a fee calculated as specified in Rule 457(f) (Sec.
230.457(f) of this chapter), disclose the amount and value of
securities to be received by the registrant or cancelled upon the
issuance of securities registered on this Form, and explain how the
value was calculated in accordance with Rule 457(f)(1) and (2), as
applicable. The explanation must include the value per share of the
securities received by the registrant or cancelled upon the issuance of
securities registered on this Form. Also disclose any amount of cash to
be paid by the registrant in connection with the exchange or other
transaction, and any amount of cash to be received by the registrant in
connection with the exchange or other transaction. In accordance with
Rule 457(f)(3), to determine the maximum aggregate offering price for
such a transaction, the registrant should deduct any amount of cash to
be paid by the registrant in connection with the exchange or other
transaction from, and add any amount of cash to be received by the
registrant in connection with the exchange or other transaction to, the
value of the securities to be received or cancelled as calculated in
accordance with Rule 457(f)(1) and (2), as applicable. Omit from the
fee table the maximum aggregate offering price per unit.
    2. If relying on Rule 457(o) under the Securities Act (Sec.
230.457(o) of this chapter) to register securities on this Form by
maximum aggregate offering price, check the appropriate box in the Fee
Table and you may omit from the Fee Table the amount of securities to
be registered and the proposed maximum offering price per unit.
    3. When filing a pre-effective amendment that increases the amount
of securities of any class to be registered, disclose, for each such
class, the number of securities previously registered or, if the filing
fee previously paid with respect to that class was calculated in
reliance on Rule 457(o), the maximum aggregate offering price
previously registered.
    4. If you have filed a registration statement for two separate
securities and then decide to increase the amount of one security and
decrease the other, you may file a pre-effective amendment to reflect
such increase and decrease in the Fee Table and reallocate the fees
already paid under the registration statement between the two
securities. If a pre-effective amendment is filed to increase the
amount of securities of one or more registered classes and decrease the
amount of securities of one or more registered classes, a registrant
that did not rely on Rule 457(o) to calculate the filing fee due for
the initial filing or latest pre-effective amendment to such filing may
recalculate the total filing fee due for the registration statement in
its entirety and claim an offset pursuant to Rule 457(b) in the amount
of the filing fee previously paid in connection with the registration
statement.
    5. When registering two or more classes of securities on this Form
to be offered on a delayed or continuous basis pursuant to Sec.
230.415(a)(1)(viii), Rule 457(o) permits the calculation of the
registration fee to be based on the maximum offering price of all the
securities listed in the Fee Table if the registrant is eligible to use
Form S-3 for a primary offering. In this event, the Fee Table must list
each of the classes of securities being registered and state the
maximum aggregate offering price for all of the classes of securities
on a combined basis, but may omit the proposed maximum aggregate
offering price for each class.
    6. If relying on Rule 415(a)(6) under the Securities Act (Sec.
230.415(a)(6) of this chapter) to carry forward to this registration
statement unsold securities covered by an earlier registration
statement, check the appropriate box in the Fee Table and provide the
following information:
    i. The amount of securities being carried forward, expressed in
terms of the number of securities or, if the related filing fee was
calculated in reliance on Rule 457(o), the maximum aggregate offering
amount;
    ii. The file number of the earlier registration statement;
    iii. The initial effective date of the earlier registration
statement; and
    iv. The filing fee previously paid in connection with the unsold
securities being carried forward.
    The fee table for the new registration statement should not include
the securities that have been carried forward or the filing fee
previously paid in connection with those securities, which will
continue to be applied to those securities.
    7. If relying on Rule 457(p) under the Securities Act (Sec.
230.457(p) of this chapter) to offset some or all of the filing fee due
on this registration statement with the filing fee previously paid for
unsold securities under an earlier effective registration statement,
check

the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The amount of unsold securities or aggregate offering amount
from the prior registration statement associated with the claimed
offset;
    iii. The file number of, and the name of the registrant that filed,
the earlier registration statement from which the filing fee is offset;
    iv. The initial filing date of the earlier registration statement;
and
    v. A statement that the registrant has either withdrawn the prior
registration statement or has terminated or completed any offering that
included the unsold securities under the prior registration statement.
    If you were not the registrant under that earlier registration
statement, checking the box affirms that you are that registrant's
successor, majority-owned subsidiary, or parent owning more than 50% of
the registrant's outstanding voting securities eligible to claim a
filing fee offset. See the definitions of ``successor'' and ``majority-
owned subsidiary'' in Rule 405 under the Securities Act.
    8. If you are relying on Rule 457(b) under the Securities Act
(Sec.  230.457(b) of this chapter) or Rule 0-11(a)(2) under the
Exchange Act (Sec.  240.0-11(a)(2) of this chapter) to offset some or
all of the filing fee due on this registration statement by amounts
paid in connection with earlier filings relating to the same
transaction, check the appropriate box in the Fee Table and provide the
following information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    9. If this Form includes a combined prospectus pursuant to Rule 429
under the Securities Act of 1933 (Sec.  230.429 of this chapter), check
the appropriate box in the Fee Table and provide the following
information outside the fee table: the file number(s) of the earlier
effective registration statement(s), and the amount or maximum
aggregate offering price of unsold securities registered on the earlier
registration statement(s) that may be offered and sold using the
combined prospectus.
    10. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 457 (Sec.  230.457 of this
chapter) relied upon.
    11. Disclosure provided in response to these instructions must
immediately follow the Fee Table.

General Instructions

* * * * *

H. Registration Statements Subject to Rule 415(a)(1)(viii) (Sec.
230.415(a)(1)(viii) of This Chapter)

    If the registration statement relates to offerings of securities
pursuant to Rule 415(a)(1)(viii), required information about the type
of contemplated transaction and the company to be acquired only need be
furnished as of the date of initial effectiveness of the registration
statement to the extent practicable. The required information about the
specific transaction and the particular company being acquired,
however, must be included in the prospectus by means of a post-
effective amendment; Provided, however, that where the transaction in
which the securities are being offered pursuant to a registration
statement under the Securities Act of 1933 would itself qualify for an
exemption from Section 5 of the Act, absent the existence of other
similar (prior or subsequent) transactions, a prospectus supplement
could be used to furnish the information necessary in connection with
such transaction. Each post-effective amendment or final prospectus
supplement filed to provide required information about a specific
transaction and particular company being acquired must include the
maximum aggregate amount or maximum aggregate offering price of the
securities to which the post-effective amendment or prospectus relates,
and each such prospectus must indicate that it is a final prospectus
for the related offering.
* * * * *
    J. [Reserved]
* * * * *
0
21. Amend Form F-1 (referenced in Sec.  239.31) by revising the
``Calculation of Registration Fee'' table and the Note immediately
below it to read as follows:

    Note:  The text of Form F-1 does not, and this amendment will
not, appear in the Code of Federal Regulations.

United States Securities and Exchange Commission

Washington, DC 20549

Form F-1

Registration Statement Under the Securities Act of 1933

* * * * *

                                                             Calculation of Registration Fee
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                 Proposed maximum  Proposed maximum
    Title of each class of       Amount to be     offering price       aggregate         Fee rate          Amount of      Reliance on rule(s) (check all
 securities to be  registered     registered         per unit       offering price                     registration fee            that apply)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                Rule 415(a)(6) [square]
                                                                                Rule 429 [square]
                                                                                Rule 457(b) or
                                                                                Rule 0-11(a)(2) [square]
                                                                                Rule 457(o) [square]
                                                                                Rule 457(p) [square]
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Registration Fee'' Table
(``Fee Table'') and Related Disclosure:
    1. For a fee calculated as specified in Rule 457(f) (Sec.
230.457(f) of this chapter), disclose the amount and value of
securities to be received by the registrant or cancelled upon the
issuance of securities registered on this Form, and explain how the
value was calculated in accordance with Rule 457(f)(1) and (2), as
applicable. The explanation must include the value per share of the
securities received by the registrant or cancelled upon the

issuance of securities registered on this Form. Also disclose any
amount of cash to be paid by the registrant and any amount of cash to
be received by the registrant in connection with the exchange or other
transaction. In accordance with Rule 457(f)(3), to determine the
maximum aggregate offering price for such a transaction, the registrant
should deduct any amount of cash to be paid by the registrant in
connection with the exchange or other transaction from, and add any
amount of cash to be received by the registrant in connection with the
exchange or other transaction to, the value of the securities to be
received or cancelled as calculated in accordance with Rule 457(f)(1)
and (2), as applicable. Omit from the fee table the maximum aggregate
offering price per unit.
    2. If relying on Rule 457(o) under the Securities Act (Sec.
230.457(o) of this chapter) to register securities on this Form by
maximum aggregate offering price, check the appropriate box in the Fee
Table and you may omit from the Fee Table the amount of securities to
be registered and the proposed maximum offering price per unit.
    3. When filing a pre-effective amendment that increases the amount
of securities of any class to be registered, disclose, for each such
class, the number of securities previously registered or, if the filing
fee previously paid with respect to that class was calculated in
reliance on Rule 457(o), the maximum aggregate offering price
previously registered.
    4. If you have filed a registration statement for two separate
securities and then decide to increase the amount of one security and
decrease the other, you may file a pre-effective amendment to reflect
such increase and decrease in the Fee Table and reallocate the fees
already paid under the registration statement between the two
securities. If a pre-effective amendment is filed to increase the
amount of securities of one or more registered classes and decrease the
amount of securities of one or more registered classes, a registrant
that did not rely on Rule 457(o) to calculate the filing fee due for
the initial filing or latest pre-effective amendment to such filing may
recalculate the total filing fee due for the registration statement in
its entirety and claim an offset pursuant to Rule 457(b) in the amount
of the filing fee previously paid in connection with the registration
statement.
    5. If relying on Rule 415(a)(6) under the Securities Act (Sec.
230.415(a)(6) of this chapter) to carry forward to this registration
statement unsold securities covered by an earlier registration
statement, check the appropriate box in the Fee Table and provide the
following information:
    i. The amount of securities being carried forward, expressed in
terms of the number of securities or, if the related filing fee was
calculated in reliance on Rule 457(o), the maximum aggregate offering
amount;
    ii. The file number of the earlier registration statement;
    iii. The initial effective date of the earlier registration
statement; and
    iv. The filing fee previously paid in connection with the unsold
securities being carried forward.
    The fee table for the new registration statement should not include
the securities that have been carried forward or the filing fee
previously paid in connection with those securities, which will
continue to be applied to those securities.
    6. If relying on Rule 457(p) under the Securities Act (Sec.
230.457(p) of this chapter) to offset some or all of the filing fee due
on this registration statement with the filing fee previously paid for
unsold securities under an earlier effective registration statement,
check the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The amount of unsold securities or aggregate offering amount
from the prior registration statement associated with the claimed
offset;
    iii. The file number of, and the name of the registrant that filed,
the earlier registration statement from which the filing fee is offset;
    iv. The initial filing date of the earlier registration statement;
and
    v. A statement that the registrant has either withdrawn the prior
registration statement or has terminated or completed any offering that
included the unsold securities under the prior registration statement.
    If you were not the registrant under that earlier registration
statement, checking the box affirms that you are that registrant's
successor, majority-owned subsidiary, or parent owning more than 50% of
the registrant's outstanding voting securities eligible to claim a
filing fee offset. See the definitions of ``successor'' and ``majority-
owned subsidiary'' in Rule 405 under the Securities Act.
    7. If relying on Rule 457(b) under the Securities Act (Sec.
230.457(b) of this chapter) or Rule 0-11(a)(2) under the Exchange Act
(Sec.  240.0-11(a)(2) of this chapter) to offset some or all of the
filing fee due on this registration statement by amounts paid in
connection with earlier filings relating to the same transaction, check
the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    8. If this Form includes a combined prospectus pursuant to Rule 429
under the Securities Act of 1933 (Sec.  230.429 of this chapter), check
the appropriate box in the Fee Table and provide the following
information outside the fee table: The file number(s) of the earlier
effective registration statement(s), and the amount or maximum
aggregate offering price of unsold securities registered on the earlier
registration statement(s) that may be offered and sold using the
combined prospectus.
    9. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 457 (Sec.  230.457 of this
chapter) relied upon.
    10. Disclosure provided in response to these instructions must
immediately follow the Fee Table.
* * * * *
0
22. Amend Form F-3 (referenced in Sec.  239.33) by:
0
a. Revising the ``Calculation of Registration Fee'' table and the Notes
to the Calculation of Registration Fee Table;
0
b. Removing and reserving paragraphs C and F of ``II. Application of
General Rules and Regulations'' under the General Instructions; and
0
c. Revising paragraph G of ``II. Application of General Rules and
Regulations'' under the General Instructions.
    The revisions read as follows:

    Note:  The text of Form F-3 does not, and this amendment will
not, appear in the Code of Federal Regulations.

United States Securities and Exchange Commission

Washington, DC 20549

Form F-3

Registration Statement Under the Securities Act of 1933

* * * * *

                                                             Calculation of Registration Fee
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                 Proposed maximum  Proposed maximum
    Title of each class of       Amount to be     offering price       aggregate         Fee rate          Amount of     Reliance on rule(s)  (check all
 securities to be  registered     registered         per unit       offering price                     registration fee            that apply)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                Rule 415(a)(6) [square]
                                                                                Rule 429 [square]
                                                                                Rule 457(b) or
                                                                                Rule 0-11(a)(2) [square]
                                                                                Rule 457(o) [square]
                                                                                Rule 457(p) [square]
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Registration Fee'' Table
(``Fee Table'') and Related Disclosure:
    1. If relying on Rule 457(o) under the Securities Act (Sec.
230.457(o) of this chapter) to register securities on this Form by
maximum aggregate offering price, check the appropriate box in the Fee
Table and you may omit from the Fee Table the amount of securities to
be registered and the proposed maximum offering price per unit.
    2. When filing a pre-effective amendment that increases the amount
of securities of any class to be registered, disclose, for each such
class, the number of securities previously registered or, if the filing
fee previously paid with respect to that class was calculated in
reliance on Rule 457(o), the maximum aggregate offering price
previously registered.
    3. If you have filed a registration statement for two separate
securities and then decide to increase the amount of one security and
decrease the other, you may file a pre-effective amendment to reflect
such increase and decrease in the Fee Table and reallocate the fees
already paid under the registration statement between the two
securities. If a pre-effective amendment is filed to increase the
amount of securities of one or more registered classes and decrease the
amount of securities of one or more registered classes, a registrant
that did not rely on Rule 457(o) to calculate the filing fee due for
the initial filing or latest pre-effective amendment to such filing may
recalculate the total filing fee due for the registration statement in
its entirety and claim an offset pursuant to Rule 457(b) in the amount
of the filing fee previously paid in connection with the registration
statement.
    4. When registering two or more classes of securities pursuant to
General Instruction I.B.1., I.B.2., I.B.5., or I.C of this Form for an
offering pursuant to Securities Act Rule 415(a)(1)(x) (Sec.
230.415(a)(1)(x) of this chapter), and where this form is not filed by
a well-known seasoned issuer that elects to defer payment of fees as
permitted by Rule 456(b), Rule 457(o) permits the calculation of the
registration fee to be based on the maximum offering price of all the
securities listed in the Fee Table. In this event, the Fee Table must
list each of the classes of securities being registered and state the
maximum aggregate offering price for all of the classes of securities
on a combined basis, but may omit the proposed maximum aggregate
offering price for each class.
    5. A well-known seasoned issuer registering securities on an
automatic shelf registration statement pursuant to General Instruction
I.C. of this Form may, at its option, defer payment of registration
fees as permitted by Rule 456(b) (Sec.  230.456(b) of this chapter). If
a registrant elects to pay all or any portion of the registration fees
on a deferred basis, the Fee Table in the initial filing must identify
the classes of securities being registered and the registrant must
state, in response to this instruction, that it elects to rely on
Securities Act Rules 456(b) and 457(r), but the Fee Table does not need
to specify any other information. When the issuer files a post-
effective amendment or a prospectus in accordance with Rule
456(b)(1)(ii) (Sec.  230.456(b)(1)(ii) of this chapter) to pay a
deferred fee, the amended Fee Table must specify either the dollar
amount of securities being registered if paid in advance of or in
connection with an offering or offerings or the aggregate offering
price for all classes of securities in the referenced offering or
offerings and the applicable registration fee, which shall be
calculated based on the fee payment rate in effect on the date of the
fee payment.
    6. If relying on Rule 415(a)(6) under the Securities Act (Sec.
230.415(a)(6) of this chapter) to carry forward to this registration
statement unsold securities covered by an earlier registration
statement, check the appropriate box in the Fee Table and provide the
following information:
    i. The amount of securities being carried forward, expressed in
terms of the number of securities, or, if the related filing fee was
calculated in reliance on Rule 457(o), the maximum aggregate offering
amount;
    ii. The file number of the earlier registration statement;
    iii. The initial effective date of the earlier registration
statement; and
    iv. The filing fee previously paid in connection with the unsold
securities being carried forward.
    The fee table for the new registration statement should not include
the securities that have been carried forward or the filing fee
previously paid in connection with those securities, which will
continue to be applied to those securities.
    7. If relying on Rule 457(p) under the Securities Act (Sec.
230.457(p) of this chapter) to offset some or all of the filing fee due
on this registration statement with the filing fee previously paid for
unsold securities under an earlier effective registration statement,
check the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The amount of unsold securities or aggregate offering amount
from the prior registration statement associated with the claimed
offset;
    iii. The file number of, and the name of the registrant that filed,
the earlier registration statement from which the filing fee is offset;
    iv. The initial filing date of the earlier registration statement;
and
    v. A statement that the registrant has either withdrawn the prior
registration statement or has terminated or completed any offering that
included the unsold securities under the prior registration statement.
    If you were not the registrant under that earlier registration
statement, checking the box affirms that you are that registrant's
successor, majority-owned subsidiary, or parent owning more than 50% of
the registrant's outstanding voting securities eligible to claim a
filing fee offset. See the definitions of ``successor'' and

``majority-owned subsidiary'' in Rule 405 under the Securities Act.
    8. If relying on Rule 457(b) under the Securities Act (Sec.
230.457(b) of this chapter) or Rule 0-11(a)(2) under the Exchange Act
(Sec.  240.0-11(a)(2) of this chapter) to offset some or all of the
filing fee due on this registration statement by amounts paid in
connection with earlier filings relating to the same transaction, check
the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    9. If this Form includes a combined prospectus pursuant to Rule 429
under the Securities Act of 1933 (Sec.  230.429 of this chapter), check
the appropriate box in the Fee Table and provide the following
information outside the fee table: the file number(s) of the earlier
effective registration statement(s), and the amount or maximum
aggregate offering price of unsold securities registered on the earlier
registration statement(s) that may be offered and sold using the
combined prospectus.
    10. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 457 (Sec.  230.457 of this
chapter) relied upon.
    11. Disclosure provided in response to these instructions must
immediately follow the Fee Table.

General Instructions

* * * * *

II. Application of General Rules and Regulations

* * * * *

C. [Reserved]

* * * * *

F. [Reserved]

G. Information in Automatic and Non-Automatic Shelf Registration
Statements

    Where securities are being registered on this Form pursuant to
General Instruction I.A.5, I.B.1, I.B.2, I.B.5, or I.C., information is
only required to be furnished as of the date of initial effectiveness
of the registration statement to the extent required by Rule 430A or
Rule 430B. Required information about a specific transaction must be
included in the prospectus in the registration statement by means of a
prospectus that is deemed to be part of and included in the
registration statement pursuant to Rule 430A or Rule 430B, a post-
effective amendment to the registration statement, or an Exchange Act
report incorporated by reference into the registration statement and
the prospectus and identified in a prospectus filed, as required by
Rule 430B, pursuant to Rule 424(b) (Sec.  230.424 (b) of this chapter),
provided, however, that information specified in the definition of the
term ``General Interactive Data File'' (Sec.  232.11 of this chapter)
shall be placed in one of these documents other than an Exchange Act
report incorporated by reference into the registration statement. Each
post-effective amendment or final prospectus filed pursuant to Rule
424(b), in either case filed to provide required information about a
specific transaction, must include the maximum aggregate amount or
maximum aggregate offering price of the securities to which the post-
effective amendment or prospectus relates and each such prospectus must
indicate that it is a final prospectus for the related offering.
* * * * *
0
23. Amend Form F-4 (referenced in Sec.  239.34) by:
0
a. Revising the ``Calculation of Registration Fee'' table and note
immediately below it;
0
b. Removing and reserving paragraph D.3 of the General Instructions;
and
0
c. Revising paragraph F of the General Instructions.
    The revisions read as follows:

    Note:  The text of Form F-4 does not, and this amendment will
not, appear in the Code of Federal Regulations.

United States Securities and Exchange Commission

Washington, DC 20549

Form F-4

Registration Statement Under the Securities Act of 1933

* * * * *

                                                             Calculation of Registration Fee
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                 Proposed maximum  Proposed maximum
    Title of each class of       Amount to be     offering price       aggregate         Fee rate          Amount of      Reliance on rule(s) (check all
 securities to be  registered     registered         per unit       offering price                     registration fee            that apply)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                Rule 415(a)(6) [square]
                                                                                Rule 429 [square]
                                                                                Rule 457(b) or
                                                                                Rule 0-11(a)(2) [square]
                                                                                Rule 457(o) [square]
                                                                                Rule 457(p) [square]
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Registration Fee'' Table
(``Fee Table'') and Related Disclosure:
    1. For a fee calculated as specified in Rule 457(f) (Sec.
230.457(f) of this chapter), disclose the amount and value of
securities to be received by the registrant or cancelled upon the
issuance of securities registered on this Form, and explain how the
value was calculated in accordance with Rule 457(f)(1) and (2), as
applicable. The explanation must include the value per share of the
securities received by the registrant or cancelled upon the issuance of
securities registered on this Form. Also disclose any amount of cash to
be paid by the registrant and any amount of cash to be received by the
registrant in connection with the exchange or other transaction. In
accordance with Rule 457(f)(3), to determine the maximum aggregate
offering price for such a transaction, the registrant should deduct any
amount of cash to be paid by the registrant in connection with the
exchange or other transaction from, and add any amount of cash to be
received by the registrant in connection with the exchange or

other transaction to, the value of the securities to be received or
cancelled as calculated in accordance with Rule 457(f)(1) and (2), as
applicable. Omit from the fee table the maximum aggregate offering
price per unit.
    2. If relying on Rule 457(o) under the Securities Act (Sec.
230.457(o) of this chapter) to register securities on this Form by
maximum aggregate offering price, check the appropriate box in the Fee
Table and you may omit from the Fee Table the amount of securities to
be registered and the proposed maximum offering price per unit.
    3. When filing a pre-effective amendment that increases the amount
of securities of any class to be registered, disclose, for each such
class, the number of securities previously registered or, if the filing
fee previously paid with respect to that class was calculated in
reliance on Rule 457(o), the maximum aggregate offering price
previously registered.
    4. If you have filed a registration statement for two separate
securities and then decide to increase the amount of one security and
decrease the other, you may file a pre-effective amendment to reflect
such increase and decrease in the Fee Table and reallocate the fees
already paid under the registration statement between the two
securities. If a pre-effective amendment is filed to increase the
amount of securities of one or more registered classes and decrease the
amount of securities of one or more registered classes, a registrant
that did not rely on Rule 457(o) to calculate the filing fee due for
the initial filing or latest pre-effective amendment to such filing may
recalculate the total filing fee due for the registration statement in
its entirety and claim an offset pursuant to Rule 457(b) in the amount
of the filing fee previously paid in connection with the registration
statement.
    5. When registering two or more classes of securities on this Form
to be offered on a delayed or continuous basis pursuant to Sec.
230.415(a)(1)(viii), Rule 457(o) permits the calculation of the
registration fee to be based on the maximum offering price of all the
securities listed in the Fee Table if the registrant is eligible to use
Form F-3 for a primary offering. In this event, the Fee Table must list
each of the classes of securities being registered and state the
maximum aggregate offering price for all of the classes of securities
on a combined basis, but may omit the proposed maximum aggregate
offering price for each class.
    6. If relying on Rule 415(a)(6) under the Securities Act (Sec.
230.415(a)(6) of this chapter) to carry forward to this registration
statement unsold securities covered by an earlier registration
statement, check the appropriate box in the Fee Table and provide the
following information:
    i. The amount of securities being carried forward, expressed in
terms of the number of securities, or, if the related filing fee was
calculated in reliance on Rule 457(o), the maximum aggregate offering
amount;
    ii. The file number of the earlier registration statement;
    iii. The initial effective date of the earlier registration
statement; and
    iv. The filing fee previously paid in connection with the unsold
securities being carried forward.
    The fee table for the new registration statement should not include
the securities that have been carried forward or the filing fee
previously paid in connection with those securities, which will
continue to be applied to those securities.
    7. If relying on Rule 457(p) under the Securities Act (Sec.
230.457(p) of this chapter) to offset some or all of the filing fee due
on this registration statement with the filing fee previously paid for
unsold securities under an earlier effective registration statement,
check the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The amount of unsold securities or aggregate offering amount
from the prior registration statement associated with the claimed
offset;
    iii. The file number of, and the name of the registrant that filed,
the earlier registration statement from which the filing fee is offset;
    iv. The initial filing date of the earlier registration statement;
and
    v. A statement that the registrant has either withdrawn the prior
registration statement or has terminated or completed any offering that
included the unsold securities under the prior registration statement.
    If you were not the registrant under that earlier registration
statement, checking the box affirms that you are that registrant's
successor, majority-owned subsidiary, or parent owning more than 50% of
the registrant's outstanding voting securities eligible to claim a
filing fee offset. See the definitions of ``successor'' and ``majority-
owned subsidiary'' in Rule 405 under the Securities Act.
    8. If relying on Rule 457(b) under the Securities Act (Sec.
230.457(b) of this chapter) or Rule 0-11(a)(2) under the Exchange Act
(Sec.  240.0-11(a)(2) of this chapter) to offset some or all of the
filing fee due on this registration statement by amounts paid in
connection with earlier filings relating to the same transaction, check
the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    9. If this Form includes a combined prospectus pursuant to Rule 429
under the Securities Act of 1933 (Sec.  230.429 of this chapter), check
the appropriate box in the Fee Table and provide the following
information outside the fee table: The file number(s) of the earlier
effective registration statement(s), and the amount or maximum
aggregate offering price of unsold securities registered on the earlier
registration statement(s) that may be offered and sold using the
combined prospectus.
    10. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 457 (Sec.  230.457 of this
chapter) relied upon.
    11. Disclosure provided in response to these instructions must
immediately follow the Fee Table.

General Instructions

* * * * *

D. Application of General Rules and Regulations

* * * * *
3. [Reserved]
* * * * *

F. Registration Statements Subject to Rule 415(a)(1)(viii) (Sec.
230.415(a)(1)(viii) of This Chapter)

    If the registration statement relates to offerings of securities
pursuant to Rule 415(a)(1)(viii), required information about the type
of contemplated transaction (and the company being acquired) need only
be furnished as of the date of initial effectiveness of the
registration statement to the extent practicable. The required
information about the specific transaction and the particular company
being acquired must be included in the prospectus by means of a post-
effective amendment. Each post-effective amendment filed to

provide required information about a specific transaction and
particular company being acquired must include the maximum aggregate
amount or maximum aggregate offering price of the securities to which
the post-effective amendment relates.
* * * * *
0
24. Amend Form F-10 (referenced in Sec.  239.40) by:
0
a. Revising the ``Calculation of Registration Fee'' table;
0
b. Removing from immediately below the ``Calculation of Registration
Fee'' table the text that begins with an asterisk and the text that
begins with the phrase ``If as a result of stock splits, stock
dividends or similar transactions,'';
0
c. Adding instructions immediately beneath the revised ``Calculation of
Registration Fee'' table;
0
d. Revising paragraph G of General Instruction II;
0
e. Reserving paragraphs (102) through (106) of Part II--Information Not
Required to be Delivered to Offerees or Purchasers; and
0
f. Adding paragraph (107) to Part II--Information Not Required to be
Delivered to Offerees or Purchasers;
    The additions and revisions read as follows:

    Note:  The text of Form F-10 does not, and this amendment will
not, appear in the Code of Federal Regulations.

United States Securities and Exchange Commission

Washington, DC 20549

Form F-10

Registration Statement Under the Securities Act of 1933

* * * * *

                                                             Calculation of Registration Fee
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                 Proposed maximum  Proposed maximum
    Title of each class of       Amount to be     offering price       aggregate         Fee rate          Amount of      Reliance on rule(s) (check all
 securities to be registered      registered         per unit       offering price                     registration fee            that apply)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                Rule 429 [square]
                                                                                Rule 457(b) or
                                                                                Rule 0-11(a)(2) [square]
                                                                                Rule 457(o) [square]
                                                                                Rule 457(p) [square]
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Registration Fee'' Table
(``Fee Table'') and Related Disclosure:
    1. If, as a result of stock splits, stock dividends, or similar
transactions, the number of securities purported to be registered on
this registration statement changes, the provisions of Rule 416 shall
apply to this registration statement.
    2. For a fee calculated as specified in General Instruction II.H
for an exchange offer, disclose the amount and value of securities that
may be received by the registrant or cancelled upon the issuance of
securities registered on this Form from United States residents, and
explain how the value was calculated in accordance with General
Instruction II.H.(1) or II.H.(2). Also disclose any amount of cash paid
by the registrant in connection with the exchange, and any amount of
cash received from United States residents by the registrant in
connection with the exchange. In accordance with General Instruction
II.H.(3), to determine the maximum aggregate offering price for such a
transaction, the registrant should deduct any amount of cash paid by
the registrant in connection with the exchange from, and add any amount
of cash received from United States residents by the registrant in
connection with the exchange to, the value of the securities to be
received or cancelled as calculated in accordance with General
Instruction II.H.(1) or II.H.(2). Omit from the fee table the maximum
aggregate offering price per unit.
    3. For a fee calculated as specified in General Instruction II.I
for a business combination, disclose the amount and value of the equity
securities of the predecessor companies held by United States residents
being offered the registrant's securities, and explain how the value
was calculated in accordance with General Instruction II.I.(1) or
II.I.(2). Also disclose any amount of cash paid by the registrant in
connection with the business combination, and any amount of cash
received from United States residents by the registrant in connection
with the business combination. In accordance with General Instruction
II.H.(3), to determine the maximum aggregate offering price for such a
transaction, the registrant should deduct any amount of cash paid by
the registrant in connection with the business combination from, and
add any amount of cash received from United States residents by the
registrant in connection with the business combination to, the value of
the equity securities of the predecessor companies held by United
States residents being offered the registrant's securities as
calculated in accordance with General Instruction II.I.(1) or II.I.(2).
Omit from the fee table the maximum aggregate offering price per unit.
    4. If relying on Rule 457(o) under the Securities Act (Sec.
230.457(o) of this chapter) to register securities on this Form by
maximum aggregate offering price, check the appropriate box in the Fee
Table and you may omit from the Fee Table the amount of securities to
be registered and the proposed maximum offering price per unit.
    5. When filing a pre-effective amendment that increases the amount
of securities of any class to be registered, disclose, for each such
class, the number of securities previously registered or, if the filing
fee previously paid with respect to that class was calculated in
reliance on Rule 457(o), the maximum aggregate offering price
previously registered.
    6. If you have filed a registration statement for two separate
securities and then decide to increase the amount of one security and
decrease the other, you may file a pre-effective amendment to reflect
such increase and decrease in the Fee Table and reallocate the fees
already paid under the registration statement between the two
securities. If a pre-effective amendment is filed to increase the
amount of securities of one or more registered classes and decrease the
amount of securities of one or more registered classes, a registrant
that did not rely on Rule 457(o) to calculate the filing fee due for
the initial filing or latest pre-effective amendment to such filing may
recalculate the total filing fee due for the registration statement in
its entirety and claim an offset pursuant to Rule 457(b) in the amount
of the filing fee previously paid in connection with the registration
statement.

    7. If relying on Rule 457(p) under the Securities Act (Sec.
230.457(p) of this chapter) to offset some or all of the filing fee due
on this registration statement with the filing fee previously paid for
unsold securities under an earlier effective registration statement,
check the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The amount of unsold securities or aggregate offering amount
from the prior registration statement associated with the claimed
offset;
    iii. The file number of, and the name of the registrant that filed,
the earlier registration statement from which the filing fee is offset;
    iv. The initial filing date of the earlier registration statement;
and
    v. A statement that the registrant has either withdrawn the prior
registration statement or has terminated or completed any offering that
included the unsold securities under the prior registration statement.
    If you were not the registrant under that earlier registration
statement, checking the box affirms that you are that registrant's
successor, majority-owned subsidiary, or parent owning more than 50% of
the registrant's outstanding voting securities eligible to claim a
filing fee offset. See the definitions of ``successor'' and ``majority-
owned subsidiary'' in Rule 405 under the Securities Act.
    8. If relying on Rule 457(b) under the Securities Act (Sec.
230.457(b) of this chapter) or Rule 0-11(a)(2) under the Exchange Act
(Sec.  240.0-11(a)(2) of this chapter) to offset some or all of the
filing fee due on this registration statement by amounts paid in
connection with earlier filings relating to the same transaction, check
the appropriate box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    9. If this Form includes a combined prospectus pursuant to Rule 429
under the Securities Act of 1933 (Sec.  230.429 of this chapter), check
the appropriate box in the Fee Table and provide the following
information outside the fee table: The file number(s) of the earlier
effective registration statement(s), and the amount or maximum
aggregate offering price of unsold securities registered on the earlier
registration statement(s) that may be offered and sold using the
combined prospectus.
    10. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to General Instructions II.G. through II.I. of this Form and
the provisions of Rule 457 (Sec.  230.457 of this chapter) relied upon.
    11. Disclosure provided in response to these instructions must
immediately follow the Fee Table.
    If it is proposed that this filing become effective pursuant to
Rule 467(b), the following legend shall appear on the cover page of
this Form:
    ``The Registrant hereby amends this registration statement on such
date or dates as may be necessary to delay its effective date until the
registration statement shall become effective as provided in Rule 467
under the Securities Act of 1933 or on such date as the Commission,
acting pursuant to Section 8(a) of the Act, may determine.''

General Instructions

* * * * *

II. Application of General Rules and Regulations

* * * * *
    G. At the time of filing this registration statement, the
Registrant shall pay to the Commission in accordance with the
instructions to this Form and Rule 111 under the Securities Act a fee
in U.S. dollars in the amount prescribed by Section 6 of the Securities
Act. The amount of securities to be registered on this Form need not
exceed the amount to be offered in the United States as part of the
offering. The filing fee shall be computed in accordance with Rule 457
except that Rule 457(f) shall not apply.
* * * * *

Part II--Information Not Required To Be Delivered to Offerees or
Purchasers

* * * * *
    (102) through (106) [Reserved].
    (107) A General Interactive Data File (as defined in Sec.  232.11
of this chapter) presented in the manner provided by the EDGAR Filer
Manual.
* * * * *

Part 240--General Rules and Regulations, Securities Exchange Act of
1934

0
25. The general authority citation for part 240 continues to read as
follows:

    Authority:  15 U.S.C. 77c, 77d, 77g, 77j, 77s, 77z-2, 77z-3,
77eee, 77ggg, 77nnn, 77sss, 77ttt, 78c, 78c-3, 78c-5, 78d, 78e, 78f,
78g, 78i, 78j, 78j-1, 78k, 78k-1, 78l, 78m, 78n, 78n-1, 78o, 78o-4,
78o-10, 78p, 78q, 78q-1, 78s, 78u-5, 78w, 78x, 78ll, 78mm, 80a-20,
80a-23, 80a-29, 80a-37, 80b-3, 80b-4, 80b-11, 7201 et seq.; and
8302; 7 U.S.C. 2(c)(2)(E); 12 U.S.C. 5221(e)(3); 18 U.S.C. 1350;
Pub. L. 111-203, 939A, 124 Stat. 1887 (2010); sec. 503 and 602, and
Pub. L. 112-106, 126 Stat. 326 (2012), unless otherwise noted.
0
26. Revise Sec.  240.0-9 to read as follows:

Sec.  240.0-9  Payment of filing fees.

    All payment of filing fees shall be made by wire transfer, or via
the Automated Clearing House Network. Payment of filing fees required
by this section shall be made in accordance with the directions set
forth in Sec.  202.3a of this chapter.
0
27. Amend Sec.  240.0-11 by revising paragraphs (a)(2), (b)
introductory text, (c)(1) introductory text, (c)(2) introductory text,
and (d) to read as follows:

Sec.  240.0-11  Filing fees for certain acquisitions, dispositions and
similar transactions.

    (a) * * *
    (2) A required fee shall be reduced in an amount equal to any fee
paid with respect to such transaction pursuant to either section 6(b)
of the Securities Act of 1933 or any applicable provision of this rule;
the fee requirements under section 6(b) shall be reduced in an amount
equal to the fee paid the Commission with respect to a transaction
under this regulation. No part of a filing fee is refundable.
* * * * *
    (b) Section 13(e)(1) filings. At the time of filing such statement
as the Commission may require pursuant to section 13(e)(1) of the
Exchange Act, a fee equal to the product of the rate applicable under
section 13(e) of the Exchange Act multiplied by the value of the
securities proposed to be acquired by the acquiring person. The value
of the securities proposed to be acquired shall be determined as
follows:
* * * * *
    (c) * * *
    (1) For preliminary material involving a vote upon a merger,
consolidation or acquisition of a company, a fee equal to the product
of the rate applicable under section 14(g) of the Exchange Act

multiplied by the aggregate of, as applicable, the proposed cash
payment and the value of the securities and other property to be
transferred to security holders in the transaction. The fee is payable
whether the registrant is acquiring another company or being acquired.
* * * * *
    (2) For preliminary material involving a vote upon a proposed sale
or other disposition of substantially all the assets of the registrant,
a fee equal to the product of the rate applicable under section 14(g)
of the Exchange Act multiplied by the aggregate of, as applicable, the
cash and the value of the securities (other than its own) and other
property to be received by the registrant. In the case of a disposition
in which the registrant will not receive any property, such as at
liquidation or spin-off, the fee shall be equal to the product of the
rate applicable under section 14(g) of the Exchange Act multiplied by
the aggregate of, as applicable, the cash and the value of the
securities and other property to be distributed to security holders.
* * * * *
    (d) Section 14(d)(1) filings. At the time of filing such statement
as the Commission may require pursuant to section 14(d)(1) of the Act,
a fee equal to the product of the rate applicable under section 14(g)
of the Exchange Act multiplied by the aggregate of, as applicable, the
cash and the value of the securities and other property offered by the
bidder. Where the bidder is offering securities or other non-cash
consideration for some or all of the securities to be acquired, whether
or not in combination with a cash payment for the same securities, the
value of the consideration to be offered for such securities shall be
based upon the market value of the securities to be received by the
bidder as established in accordance with paragraph (a)(4) of this
section.
0
28. Amend Sec.  240.13e-1 by:
0
a. Adding paragraph (a)(7);
0
b. Revising paragraph (b);
0
c. Redesignating paragraph (c) as paragraph (d); and
0
d. Adding a new paragraph (c).
    The additions and revisions read as follows:

Sec.  240.13e-1  Purchase of securities by the issuer during a third-
party tender offer.

* * * * *
    (a) * * *
    (7) The title of each class of securities to which the transaction
applies, transaction value, fee rate, amount of filing fee and, as
applicable, reliance on Sec.  240.0-11(a)(2) in the tabular form
indicated.

                                            Calculation of Filing Fee
----------------------------------------------------------------------------------------------------------------
  (i) Title of each class of         (ii)
     securities to which         Transaction    (iii) Fee  rate   (iv) Amount of      (v) Reliance on Rule 0-
     transaction applies          valuation                         filing fee           11(a)(2) [square]
----------------------------------------------------------------------------------------------------------------

----------------------------------------------------------------------------------------------------------------

    Instructions to paragraph (a)(7). 1. State the amount of the
transaction valuation on which the filing fee is calculated and explain
how the transaction valuation was determined.
    2. When filing an amendment that increases the transaction
valuation, disclose the previous transaction valuation.
    3. If relying on Rule 0-11(a)(2) under the Exchange Act (Sec.
240.0-11(a)(2) of this chapter) to offset some or all of the filing fee
due on this statement by amounts paid in connection with earlier
filings relating to the same transaction, check the box in the Fee
Table and provide the following information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    4. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 0-11(a)(2) under the Exchange Act
(Sec.  240.0-11(a)(2) of this chapter) relied upon.
    5. Disclosure provided in response to these instructions must
immediately follow the Fee Table.
    (b) Pays the fee required by Sec.  240.0-11 when it files the
initial statement and any amendment with respect to which an additional
fee is due.
    (c) Submits to the Commission a General Interactive Data File (as
defined in Sec.  232.11) in the manner provided by the EDGAR Filer
Manual. The General Interactive Data File must be submitted with the
statement filed pursuant to paragraph (a) of this rule.
* * * * *
0
29. Amend Sec.  240.13e-100 by:
0
a. Revising the text between ``Calculation of Filing Fee'' and the
heading ``General Instructions''; and
0
b. Revising paragraph B of the General Instructions.
    The revisions read as follows:

Sec.  240.13e-100  Schedule 13E-3, Transaction statement under section
13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 (Sec.
240.13e-3) thereunder.

* * * * *

                                            Calculation of Filing Fee
----------------------------------------------------------------------------------------------------------------
    Title of each class of
     securities to which         Transaction        Fee rate        Amount of      Reliance on Rule  0-11(a)(2)
     transaction applies          valuation                         filing fee               [square]
----------------------------------------------------------------------------------------------------------------

----------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Filing Fee'' Table (``Fee
Table''): Instruction 1 to the Fee Table. State the amount of the
transaction valuation on which the filing fee is calculated and explain
how the transaction valuation was determined.

    Instruction 2 to the Fee Table. When filing an amendment that
increases the transaction valuation, disclose the previous transaction
valuation.
    Instruction 3 to the Fee Table. If relying on Rule 0-11(a)(2) under
the Exchange Act (Sec.  240.0-11(a)(2) of this chapter) to offset some
or all of the filing fee due on this transaction statement by amounts
paid in connection with earlier filings relating to the same
transaction, check the box in the Fee Table and provide the following
information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    Instruction 4 to the Fee Table. If not otherwise explained in
response to these instructions, disclose specific details relating to
the fee calculation as necessary to clarify the information presented
in the Fee Table, including references to the provisions of Rule 0-11
under the Exchange Act (Sec.  240.0-11 of this chapter) relied upon.
    Instruction 5 to the Fee Table. Disclosure provided in response to
these instructions must immediately follow the Fee Table.
    General Instructions:
* * * * *
    B. This filing must be accompanied by a fee payable to the
Commission as required by Sec.  240.0-11(b). A General Interactive Data
File (as defined in Sec.  232.11) is required to be submitted in the
manner provided by the EDGAR Filer Manual. The General Interactive Data
File must be submitted with this filing.
* * * * *
0
30. Amend Sec.  240.13e-102 by:
0
a. Revising the text between ``(Date tender offer first published, sent
or given to securityholders)'' and ``General Instructions''; and
0
b. Revising paragraph A.(1) under ``II. Filing Instructions and Fees''.
    The revisions read as follows:

Sec.  240.13e-102  Schedule 13E-4F. Tender offer statement pursuant to
section 13(e)(1) of the Securities Exchange Act of 1934 and Sec.
240.13e-4 thereunder.

* * * * *

(Date tender offer first published, sent or given to securityholders)

                                            Calculation of Filing Fee
----------------------------------------------------------------------------------------------------------------
    Title of each class of
     securities to which         Transaction        Fee rate        Amount of      Reliance on Rule  0-11(a)(2)
     transaction applies          valuation                         filing fee               [square]
----------------------------------------------------------------------------------------------------------------

----------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Filing Fee'' Table (``Fee
Table''):
    1. State the amount of the transaction valuation on which the
filing fee is calculated and explain how the transaction valuation was
determined.
    2. When filing an amendment that increases the transaction
valuation, disclose the previous transaction valuation.
    3. If relying on Rule 0-11(a)(2) under the Exchange Act (Sec.
240.0-11(a)(2) of this chapter) to offset some or all of the filing fee
due on this transaction statement by amounts paid in connection with
earlier filings relating to the same transaction, check the box in the
Fee Table and provide the following information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    4. See General Instruction II. C. of this Schedule for additional
rules governing the calculation of the filing fee.
    5. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 0-11 under the Exchange Act (Sec.
240.0-11 of this chapter) relied upon.
    6. Disclosure provided in response to these instructions must
immediately follow the Fee Table.

General Instructions

* * * * *

II. Filing Instructions and Fees

    A.(1) The issuer must file this Schedule and any amendment to the
Schedule (see Part I, Item 1.(b)), including all exhibits and other
documents filed as part of the Schedule or amendment, in electronic
format via the Commission's Electronic Data Gathering, Analysis, and
Retrieval (EDGAR) system in accordance with the EDGAR rules set forth
in Regulation S-T (17 CFR part 232). A General Interactive Data File
(as defined in Sec.  232.11) is required to be submitted in the manner
provided by the EDGAR Filer Manual. The General Interactive Data File
must be submitted with this Schedule. For assistance with technical
questions about EDGAR or to request an access code, call the EDGAR
Filer Support Office at<PHONE_NUMBER>. For assistance with the EDGAR
rules, call the Office of EDGAR and Information Analysis at (202) 551-
3610.
* * * * *
0
31. Amend Sec.  240.14a-101 by revising the text between ``(Name of
Person(s) Filing Proxy Statement, if other than the Registrant)'' and
``Notes'' to read as follows:

Sec.  14a-101  Schedule 14A. Information required in proxy statement.

* * * * *

(Name of Person(s) Filing Proxy Statement, if other than the
Registrant) Payment of Filing Fee (Check all boxes that apply):

[ ] No fee required
[ ] Fee paid previously with preliminary materials
[ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and
0-11

                                                                Calculation of Filing fee
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                  Per unit price
                                                     or other
                                   Aggregate        underlying
   Title of each  class of         number of         value of      Proposed maximum
     securities to which         securities to      transaction     aggregate value      Fee rate          Amount of       Reliance on Rule  0-11(a)(2)
     transaction applies             which           computed       of transaction                        filing fee                 [square]
                                  transaction       pursuant to
                                    applies        Exchange Act
                                                     Rule 0-11
--------------------------------------------------------------------------------------------------------------------------------------------------------

--------------------------------------------------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Filing Fee'' Table (``Fee
Table''):
    1. State the amount of the transaction valuation on which the
filing fee is calculated and explain how the transaction valuation was
determined.
    2. When filing an amendment that increases the transaction
valuation, disclose the previous transaction valuation.
    3. If relying on Rule 0-11(a)(2) under the Exchange Act (Sec.
240.0-11(a)(2) of this chapter) to offset some or all of the filing fee
due on this proxy statement by amounts paid in connection with earlier
filings relating to the same transaction, check the box in the Fee
Table and provide the following information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    4. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 0-11 under the Exchange Act (Sec.
240.0-11 of this chapter) relied upon.
    5. Disclosure provided in response to these instructions must
immediately follow the Fee Table.
    6. If filing fee information is required to be provided, a General
Interactive Data File (as defined in Sec.  232.11 of this chapter) is
required to be submitted to the Commission in the manner provided by
the EDGAR Filer Manual. The General Interactive Data File must be
submitted with this schedule.

Notes

* * * * *
0
32. Amend Sec.  240.14c-101 by revising the text between ``(Name of
Registrant As Specified In Its Charter)'' and ``Note'' to read as
follows:

Sec.  14c-101  Schedule 14C. Information required in information
statement

* * * * *

(Name of Registrant As Specified In Its Charter)

Payment of Filing Fee (Check all boxes that apply):
[ ] No fee required
[ ] Fee paid previously with preliminary materials
[ ] Fee computed on table below per Exchange Act Rules 14c-5(g) and 0-
11

                                                                Calculation of Filing Fee
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                  Per unit price
                                                     or other
                               Aggregate number     underlying
    Title of each class of     of securities to      value of      Proposed maximum
     securities to which             which          transaction     aggregate value      Fee rate          Amount of       Reliance on Rule 0-11(a)(2)
     transaction applies          transaction        computed       of transaction                        filing fee                 [square]
                                    applies         pursuant to
                                                   Exchange Act
                                                     Rule 0-11
--------------------------------------------------------------------------------------------------------------------------------------------------------

--------------------------------------------------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Filing Fee'' Table (``Fee
Table''):
    1. State the amount of the transaction valuation on which the
filing fee is calculated and explain how the transaction valuation was
determined.
    2. When filing an amendment that increases the transaction
valuation, disclose the previous transaction valuation.
    3. If relying on Rule 0-11(a)(2) under the Exchange Act (Sec.
240.0-11(a)(2) of this chapter) to offset some or all of the filing fee
due on this information statement by amounts paid in connection with
earlier filings relating to the same transaction, check the box in the
Fee Table and provide the following information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    4. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 0-11 under the Exchange Act (Sec.
240.0-11 of this chapter) relied upon.
    5. Disclosure provided in response to these instructions must
immediately follow the Fee Table.
    6. If filing fee information is required to be provided, a General
Interactive Data File (as defined in Sec.  232.11 of this chapter) is
required to be submitted to the Commission in the manner provided by
the EDGAR Filer Manual. The General Interactive Data File must be
submitted with this schedule.

Note

* * * * *

0
33. Amend Sec.  240.14d-100 by:
0
a. Revising the ``Calculation of Filing Fee'' table; and
0
b. Revising the text between the ``Calculation of Filing Fee'' table
and the text ``Check the box if the filing relates solely to
preliminary communications made before the commencement of a tender
offer.''
    The revisions read as follows:

Sec.  240.14d-100  Schedule TO. Tender offer statement under section
14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934.

* * * * *

                                            Calculation of Filing Fee
----------------------------------------------------------------------------------------------------------------
    Title of each class of
     securities to which         Transaction        Fee rate        Amount of      Reliance on Rule  0-11(a)(2)
     transaction applies          valuation                         filing fee               [square]
----------------------------------------------------------------------------------------------------------------

----------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Filing Fee'' Table (``Fee
Table''):
    1. State the amount of the transaction valuation on which the
filing fee is calculated and explain how the transaction valuation was
determined.
    2. When filing an amendment that increases the transaction
valuation, disclose the previous transaction valuation.
    3. If relying on Rule 0-11(a)(2) under the Exchange Act (Sec.
240.0-11(a)(2) of this chapter) to offset some or all of the filing fee
due on this transaction statement by amounts paid in connection with
earlier filings relating to the same transaction, check the box in the
Fee Table and provide the following information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    4. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 0-11 under the Exchange Act (Sec.
240.0-11 of this chapter) relied upon.
    5. Disclosure provided in response to these instructions must
immediately follow the Fee Table.
    6. If filing fee information is required to be provided, a General
Interactive Data File (as defined in Sec.  232.11 of this chapter) is
required to be submitted to the Commission in the manner provided by
the EDGAR Filer Manual. The General Interactive Data File must be
submitted with this schedule.
    Check the box if the filing relates solely to preliminary
communications made before the commencement of a tender offer.
* * * * *
0
34. Amend Sec.  240.14d-102 by revising the text between ``(Date tender
offer first published, sent or given to securityholders)'' and
``General Instructions'' to read as follows:

Sec.  14d-102  Schedule 14D-1F. Tender offer statement pursuant to rule
14d-1(b) under the Securities Exchange Act of 1934.

* * * * *

                                            Calculation of Filing Fee
----------------------------------------------------------------------------------------------------------------
    Title of each class of
     securities to which         Transaction        Fee rate        Amount of       Reliance on Rule 0-11(a)(2)
     transaction applies          valuation                         filing fee               [square]
----------------------------------------------------------------------------------------------------------------

----------------------------------------------------------------------------------------------------------------

    Instructions to the ``Calculation of Filing Fee'' Table (``Fee
Table''):
    1. State the amount of the transaction valuation on which the
filing fee is calculated and explain how the transaction valuation was
determined. See General Instruction II.C regarding the calculation of
the filing fee.
    2. When filing an amendment that increases the transaction
valuation, disclose the previous transaction valuation. See General
Instruction II.D regarding increases in aggregate consideration offered
and filing fees.
    3. If relying on Rule 0-11(a)(2) under the Exchange Act (Sec.
240.0-11(a)(2) of this chapter) to offset some or all of the filing fee
due on this transaction statement by amounts paid in connection with
earlier filings relating to the same transaction, check the box in the
Fee Table and provide the following information:
    i. The dollar amount of the previously paid filing fee to be offset
against the currently due filing fee;
    ii. The type of filing or form type, file number, and initial
filing date of the earlier registration statement or Exchange Act
filing with which the earlier fee was paid; and
    iii. If claiming an offset from an earlier Securities Act
registration statement, a detailed explanation of the basis for the
claimed offset.
    4. If not otherwise explained in response to these instructions,
disclose specific details relating to the fee calculation as necessary
to clarify the information presented in the Fee Table, including
references to the provisions of Rule 0-11 under the Exchange Act (Sec.
240.0-11 of this chapter) relied upon.
    5. Disclosure provided in response to these instructions must
immediately follow the Fee Table.
    6. A General Interactive Data File (as defined in Sec.  232.11 of
this chapter) is required to be submitted to the Commission in the
manner provided by the EDGAR Filer Manual. The General Interactive Data
File must be submitted with this Schedule.

General Instructions

* * * * *

PART 270--RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940

0
35. The general authority citation for part 270 continues to read as
follows:

    Authority:  15 U.S.C. 80a-1 et seq., 80a-34(d), 80a-37, 80a-39,
and Pub. L. 111-203, sec. 939A, 124 Stat. 1376 (2010), unless
otherwise noted.
0
36. Revise Sec.  270.0-8 to read as follows:

Sec.  270.0-8   Payment of fees.

    All payment of fees shall be made by wire transfer, or via the
Automated Clearing House Network. Payment of fees required by this
section shall be made in accordance with the directions set forth in
Sec.  202.3a of this chapter.

PART 274--FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940

0
37. The authority citation for part 274 is revised to read, in part, as
follows:

    Authority:  15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78l, 78m,
78n, 78o(d), 80a-8, 80a-24, 80a-26, 80a-29, Pub. L. 111-203, sec.
939A, 124 Stat. 1376 (2010), and sec. 803(b), Pub. L. 115-141, 132
Stat. 348 (2018), unless otherwise noted.

0
38. Amend Form N-2 (referenced in Sec. Sec.  239.14 and 274.11a-1) by:
0
a. Revising the ``Calculation of Registration Fee Under the Securities
Act of 1933'' table; and
0
b. Revising General Instruction H.
    The revisions read as follows:

    Note:  The text of Form N-2 does not, and this amendment will
not, appear in the Code of Federal Regulations.

* * * * *

                                            Calculations of Registration Fee Under the Securities Act of 1933
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                Proposed maximum        Proposed maximum
     Title of securities being            Amount being         offering price  per     aggregate offering          Fee rate              Amount of
             registered                    registered                 unit                   price                                    registration fee
--------------------------------------------------------------------------------------------------------------------------------------------------------

--------------------------------------------------------------------------------------------------------------------------------------------------------

* * * * *

H. Preparation of the Registration Statement or Amendment

    1. The following instructions for completing Form N-2 are divided
into three parts. Part A relates to the prospectus required by Section
10(a) of the Securities Act. Part B relates to the SAI that must be
provided upon request to recipients of the prospectus. Part C relates
to other information that is required to be in the registration
statement.
2. Interactive Data Files
    a. An Interactive Data File as defined in Rule 11 of Regulation S-T
is required to be submitted to the Commission in the manner provided by
Rule 405 of Regulation S-T for any registration statement or post-
effective amendment thereto on Form N-2 containing the cover page
information specified in Rule 405 of Regulation S-T. The Interactive
Data File must be submitted either with the filing, or as an amendment
to the registration statement to which it relates that is submitted on
or before the date the registration statement or post-effective
amendment that contains the related information becomes effective.
    b. The Interactive Data File must be submitted in accordance with
the specifications in the EDGAR Filer Manual.
* * * * *
0
39. Amend Form N-5 (referenced in Sec. Sec.  239.24 and 274.5) by:
0
a. Revising the ``Calculation of Registration Fee Under the Securities
Act of 1933'' table; and
0
b. Adding General Instruction H.
    The revisions and additions read as follows:

    Note:  The text of Form N-5 does not, and this amendment will
not, appear in the Code of Federal Regulations.

* * * * *

                                            Calculation of Registration Fee Under the Securities Act of 1933
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                Proposed maximum        Proposed maximum
     Title of securities being            Amount  being        offering price  per    aggregate  offering          Fee rate              Amount of
             registered                    registered                 unit                   price                                    registration fee
--------------------------------------------------------------------------------------------------------------------------------------------------------

--------------------------------------------------------------------------------------------------------------------------------------------------------

* * * * *

H. Interactive Data File

    (a) An Interactive Data File as defined in Rule 11 of Regulation S-
T is required to be submitted to the Commission in the manner provided
by Rule 405 of Regulation S-T for any registration statement or post-
effective amendment thereto on Form N-5 containing the cover page
information specified in Rule 405 of Regulation S-T. The Interactive
Data File must be submitted either with the filing, or as an amendment
to the registration statement to which it relates that is submitted on
or before the date the registration statement or post-effective
amendment that contains the related information becomes effective.
    (b) The Interactive Data File must be submitted in accordance with
the specifications in the EDGAR Filer Manual.
* * * * *
0
40. Amend Form 24F-2 (referenced in Sec.  274.24 of this chapter) by
revising Item 9 to read as follows:

    Note:  The text of Form 24F-2 does not, and this amendment will
not, appear in the Code of Federal Regulations.

* * * * *
    9. Date the registration fee and any interest payment was sent to
the Commission:
    Method of Delivery:

[square] Wire Transfer
[square] ACH
* * * * *

    By the Commission.

    Dated: October 24, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019-23594 Filed 12-26-19; 8:45 am]
 BILLING CODE 8011-01-P