[Federal Register: July 20, 2006 (Volume 71, Number 139)]
[Notices]
[Page 41282]
[DOCID:fr20jy06-90]

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SECURITIES AND EXCHANGE COMMISSION

Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549-0007.

Extension: Form 13F; SEC File No. 270-22; OMB Control No. 3235-0006.

    Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501-3520), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit this collection of information to the Office of Management and
Budget (``OMB'') for extension and approval.
    Section 13(f) \1\ of the Securities Exchange Act of 1934 \2\ (the
``Exchange Act'') empowers the Commission to: (1) Adopt rules that
create a reporting and disclosure system to collect specific
information; and (2) disseminate such information to the public. Rule
13f-1 \3\ under the Exchange Act requires institutional investment
managers that exercise investment discretion over accounts--having in
the aggregate a fair market value of at least $100,000,000 of exchange-
traded or NASDAQ-quoted equity securities--to file quarterly reports
with the Commission on Form 13F.\4\
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    \1\ 15 U.S.C. 78m(f).
    \2\ 15 U.S.C. 78a et seq.
    \3\ 17 CFR 240.13f-1.
    \4\ 17 CFR 249.325.
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    The information collection requirements apply to institutional
investment managers that meet the $100 million reporting threshold.
Section 13(f)(5) of the Exchange Act defines an ``institutional
investment manager'' as any person, other than a natural person,
investing in or buying and selling securities for its own account, and
any person exercising investment discretion with respect to the account
of any other person. Form 13F under the Exchange Act defines
``investment discretion'' for purposes of Form 13F reporting.
    The reporting system required by Section 13(f) of the Exchange Act
is intended, among other things, to create in the Commission a central
repository of historical and current data about the investment
activities of institutional investment managers, and to improve the
body of factual data available to regulators and the public.
    The Commission staff estimates that 3,378 respondents make
approximately 13,512 responses under the rule each year. The staff
estimates that on average, Form 13F filers spend 98.8 hours/year to
prepare and submit the report. In addition, the staff estimates that
336 respondents file approximately 1,344 amendments each year. The
staff estimates that on average, Form 13F filers spend 4 hours/year to
prepare and submit amendments to Form 13F. The total annual burden of
the rule's requirements for all respondents therefore is estimated to
be 335,090 hours ((3,378 filers x 98.8 hours) + (336 filers x 4
hours)).
    The estimate of average burden hours is made solely for the
purposes of the Paperwork Reduction Act. The estimate is not derived
from a comprehensive or even a representative survey or study of the
costs of Commission rules. An agency may not conduct or sponsor, and a
person is not required to respond to, a collection of information
unless it displays a currently valid control number.
    Written comments are invited on: (a) Whether the collections of
information are necessary for the proper performance of the functions
of the Commission, including whether the information has practical
utility; (b) the accuracy of the Commission's estimate of the burdens
of the collections of information; (c) ways to enhance the quality,
utility, and clarity of the information collected; and (d) ways to
minimize the burdens of the collections of information on respondents,
including through the use of automated collection techniques or other
forms of information technology. Consideration will be given to
comments and suggestions submitted in writing within 60 days of this
publication.
    Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Securities and Exchange Commission, C/O
Shirley Martinson 6432 General Green Way, Alexandria, Virginia 22312;
or send an e-mail to<EMAIL_ADDRESS>
     Dated: June 20, 2006.
 J. Lynn Taylor,
Assistant Secretary.
 [FR Doc. E6-11497 Filed 7-19-06; 8:45 am]

BILLING CODE 8010-01-P


(aa) Issue notices updating the list of country-pair markets.
    (bb) With respect to Canadian charter air taxi operations:
    (1) To approve applications for registration, or require that a
registrant submit additional information, or reject an application for
registration for failure to comply with part 294 of this chapter.
    (2) To cancel, revoke, or suspend the registration of any Canadian
charter air taxi operator using small aircraft registered under part
294 of this chapter that:
    (i) Filed with the Department a written notice that it is
discontinuing operations;
    (ii) Is no longer designated by its home government to operate the
services contemplated by its registration;
    (iii) Holds a foreign air carrier permit under section 41302 to
operate large aircraft charters between the United States and Canada;
    (iv) Fails to keep its filed certificate of insurance current;
    (v) No longer is substantially owned or effectively controlled by
persons who are:
    (A) Citizens of Canada;
    (B) The Government of Canada; or
    (C) A combination of both; or
    (vi) No longer holds current effective Operations Specifications
issued by the FAA.
    (3) To grant or deny requests for a waiver of part 294 of this
chapter, where grant or denial of the request is in accordance with
current policy or precedent.
    (cc) With respect to foreign air freight forwarders:
    (1) To approve applications for registration, or require that a
registrant submit additional information, or reject an application for
registration for failure to comply with part 297 of this chapter.
    (2) To cancel the registration of any foreign air freight forwarder
or foreign cooperative shippers association that files a written notice
with the Department indicating the discontinuance of common carrier
activities.
    (3) To exempt the registrant from the requirement contained in
Sec.  297.20 of this chapter that substantial ownership and effective
control reside in citizens of the country that the applicant claims as
its country of citizenship, where the course of action is clear under
current precedent or policies.
    (dd) With respect to charter operations:
    (1) To grant or deny requests for waiver of parts 212, 372, and 380
of this chapter, where grant or denial of the request is in accordance
with established precedent.
    (2) To approve or disapprove direct air carrier escrow agreements
filed pursuant to part 212 of this chapter.
    (3) To reject or accept Public Charter prospectuses filed under
part 380 of this chapter.
    (4) With respect to the procedures for the registration of foreign
charter operators under subpart E of part 380 of this chapter:
    (i) To approve applications for registration, or require that a
registrant submit additional information, or reject an application for
registration for failure to comply with part 380 of this chapter.
    (ii) To notify the applicant that its application will require
further analysis or procedures, or is being referred to the Assistant
Secretary for Aviation and International Affairs for formal action.
    (iii) To cancel the registration of a foreign charter operator if
it files a written notice with the Department that it is discontinuing
its charter operations.
    (iv) To waive provisions of subpart E of part 380 of this chapter.
0
199. Revise Sec.  385.14 as follows:

Sec.  385.14   Authority of the General Counsel

    The General Counsel has authority to:
    (a) Issue proposed or final regulations for the purpose of making
editorial changes or corrections to the Department's rules and
regulations to carry out Subparts I, II and IV of Part A of Subtitle
VII of the Transportation Code at 49 U.S.C. 40101 et seq., with the
concurrence of the staff offices primarily

responsible for the parts or sections involved: Provided, that any
final regulation so issued shall have an effective date not less than
20 days after its date of publication in the Federal Register, and
shall include a brief reference to the review procedures established in
subpart C of this part.
    (b) Where a petition for review is duly filed, reverse any
rulemaking action taken pursuant to paragraph (a) of this section by
withdrawing a proposed or final regulation issued thereunder. Any
action taken by the General Counsel, pursuant to the authority of this
section, shall not be subject to the review procedures of this part.
    (c) Issue orders deferring action until after oral argument on
motions submitted by parties subsequent to the issuance of an
Administrative Law Judge's initial or recommended decision.
    (d) Reissue existing regulations for the purpose of incorporating
prior amendments adopted by the Department.
    (e) Compromise any civil penalties being imposed in enforcement
cases.
    (f) Issue orders initiating and terminating informal nonpublic
investigations under part 305 of this chapter (Procedural Regulations).
    (g) Issue orders requiring air carriers to prepare and submit
within a specified reasonable period, special reports, copies of
agreements, records, accounts, papers, documents, and specific answers
to questions upon which information is deemed necessary. Special
reports shall be under oath whenever the General Counsel so requires.
    (h) Institute and prosecute in the proper court, as agent of the
Department, all necessary proceedings for the enforcement of the
provisions of the act or any rule, regulation, requirement, or order
thereunder, or any term, condition, or limitation of any certificate or
permit, and for the punishment of all violations thereof. Any action
taken by the General Counsel, pursuant to the authority of this
section, shall not be subject to the review procedures of this part.
    (i) Make findings regarding the reasonable necessity for the
application of the Department's authority to obtain access to lands,
buildings, and equipment, and to inspect, examine, and make notes and
copies of accounts, records, memorandums, documents, papers, and
correspondence of persons having control over, or affiliated with, any
person subject to regulation under Subparts I, II, and IV of Part A of
Subtitle VII of the Transportation Code at 49 U.S.C. 40101 et seq.
through issuance of an appropriate order, letter, or other transmittal.
    (j) Issue orders denying or granting conditional or complete
confidential treatment of information supplied by any person to the
Office of Aviation Enforcement and Proceedings. Confidential treatment
may only be granted upon a finding that, if the information were in the
Department's possession and a Freedom of Information Act (FOIA) request
were made for the information:
    (1) At the time of the confidentiality request, the FOIA request
would be denied on the basis of one or more of the FOIA exemptions; and
    (2) At any later time, the FOIA request would also be denied,
absent a material change in circumstances (which may include a
demonstration that the asserted exemption does not apply).

Sec.  385.15   [Removed and Reserved]

0
200. Remove and reserve Sec.  385.15.

Sec.  385.18   [Amended]

0
201. In Sec.  385.18, remove the words ``Chief, Coordination Section,
Documentary Services Division'' and add in its place the words ``Docket
Officer, Docket Operations Office''.

Sec.  385.19   [Amended]

0
202. In Sec.  385.19, remove the words ``Office of Aviation
Information'' wherever they appear, and add in their place the words
``Office of Airline Information''.

PART 389--FEES AND CHARGES FOR SPECIAL SERVICES

0
203. Part 389 is revised to read as follows:

PART 389--FEES AND CHARGES FOR SPECIAL SERVICES

Subpart A--General Provisions
Sec.
389.1 Policy and scope.
Subpart B--Fees for Special Services
389.10 Applicability of subpart.
389.11 Available services and resources.
389.12 Payment of fees and charges.
389.13 Fees for services.
Subpart C--Filing and Processing License Fees
389.20 Applicability of subpart.
389.21 Payment of fees.
389.22 Failure to make proper payment.
389.23 Application for waiver or modification of fees.
389.24 Foreign air carriers.
389.25 Schedule of processing fees.
389.26 Special rules for tariff page filings.
389.27 Refund of fee.

    Authority: 49 U.S.C. 40113, 40114, 41711; 31 U.S.C. 9701; and 5
U.S.C. 552.

Subpart A--General Provisions

Sec.  389.1   Policy and scope.

    Pursuant to the provisions of 31 U.S.C. 9701, Fees and charges for
Government services and things of value, and as implemented by the
Office of Management and Budget's Circular A-25, dated July 8, 1993,
the Department sets forth in this regulation fees and charges to be
paid for the use of certain services and resources of the Department as
prescribed below.

Subpart B--Fees for Special Services

Sec.  389.10   Applicability of subpart.

    This subpart describes certain services and resources made
available by the Department and prescribes the fees and charges for
those services and resources.

Sec.  389.11   Available services and resources.

    Upon request and payment of fees as provided in subsequent
sections, there are available, with respect to documents subject to
inspection, services as follows:
    (a) Locating and copying records and documents;
    (b) Certification of copies of documents under seal of the
Department; and
    (c) Transcripts of hearings and proceedings.

Sec.  389.12   Payment of fees and charges.

    The fees charged for services and resources shall be paid for
electronically at http://www.pay.gov, a secure government-wide
collection portal, except for charges for reporting services that are
performed under competitive bid contracts with non-Government firms.
Fees for reporting are payable to the firms providing the services.
Payments to pay.gov can be made directly from a bank account or by
credit/debit card.

Sec.  389.13   Fees for services.

    Fees for services and resources described in subparts B and C of
this part are pursuant to those fees set forth in 49 CFR part 7,
subpart F, Sec. Sec.  7.41--7.43, 7.45 and 7.46.

Subpart C--Filing and Processing License Fees

Sec.  389.20   Applicability of subpart.

    (a) This subpart applies to the filing of certain documents and
records with the Department by non-government parties, and prescribes
fees for their processing.
    (b) For the purpose of this subpart, record means an electronic
tariff record submitted to the Department under

subpart R of 14 CFR part 221, and contains a set of information that
describes one (1) tariff fare, or a set of information that describes
one (1) related element associated with such tariff fare.

Sec.  389.21   Payment of fees.

    (a) Except as provided in paragraph (b), any document for which a
filing fee is required by Sec.  389.25 shall be paid for electronically
at http://www.pay.gov, a secure government-wide collection portal,
unless a waiver or modification of the filing fee has been requested
and approved. Payments can be made directly from a bank account or by
credit/debit card.
    (b) Registration for all air taxi operators shall be accompanied by
an 8 dollar ($8) registration filing fee in the form of a check, draft,
or postal money order payable to the U.S. Department of Transportation.
    (c) Where a document seeks authority or relief in the alternative
and therefore would otherwise be subject to more than one filing fee,
only the highest fee shall be required.
    (d) Where a document relating to a single transaction or matter
seeks multiple authorities or relief and therefore would otherwise be
subject to more than one filing fee, only the highest fee shall be
required. Where a document relating to more than one transaction or
matter seeks multiple authorities or relief, the required filing fee
shall be determined by combining the highest fees for each transaction
or matter. For purposes of this paragraph, a specific number of
charters or inclusive tours described in one application will be
regarded as a single transaction or matter.
    (e) No fee shall be returned after the document has been filed with
the Department, except as provided in Sec. Sec.  389.23 and 389.27.

Sec.  389.22   Failure to make proper payment.

    In accordance with 49 CFR part 7, subpart F Sec.  7.42, the
Department will assess interest on unpaid fees on the 31st day
following the day on which a notice of the amount due is first mailed
to the requestor, unless the Department has granted an application for
waiver or modification of the fees.

Sec.  389.23   Application for waiver or modification of fees.

    (a) Applications may be filed asking for waiver or modification of
any fee paid under this subpart. Each applicant shall set forth the
reasons why a waiver or modification should be granted, and by what
legal authority.
    (b) Applications asking for a waiver or modification of fees shall
be sent to the Director, Office of Aviation Analysis, U.S. Department
of Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590.
This provision is in accordance Sec.  385.30 of this chapter. When no
petition for review is filed with the Department, or when the
Department reviews the Director's decision, if the amount found due is
not paid within 10 days after receipt of notification of the final
determination, the document shall be returned to the filing party.

Sec.  389.24   Foreign air carriers.

    A foreign air carrier, or such carriers, if from the same country,
acting jointly, may apply for a waiver of the requirements of this part
based on reciprocity for U.S. air carriers contained in the requirement
of their home governments, or as provided in a treaty or agreement with
the United States. To apply for a waiver under this section, foreign
air carriers shall send waiver requests to the Director, Office of
International Aviation. The request should include applicable official
government rules, decisions, statements of policy, or comparable
evidence concerning filing fees for U.S. air carriers, or for all
carriers serving that country. Once a waiver has been granted for a
specific country, no further waiver applications need be filed for that
country.

Sec.  389.25   Schedule of processing fees.

    (a) Document-filing fees.

------------------------------------------------------------------------
        Code                      Document
------------------------------------------------------------------------
                      Interstate Air Transportation
------------------------------------------------------------------------
 Certificate of Public Convenience and Necessity (49 U.S.C. Chapter 411)
------------------------------------------------------------------------
1...................  Application for Certificate of                 850
                       Public Convenience and
                       Necessity Interstate Air
                       Transportation--Charter
                       Authority Only.
2...................  Application for Certificate of                 850
                       Public Convenience and
                       Necessity Interstate Air
                       Transportation--Scheduled
                       Service.
3...................  Dormant Authority..............                290
4...................  Application for Certificate of                 670
                       Public Convenience and
                       Necessity Interstate Air
                       Transportation--Cargo
                       Authority Only.
5...................  Application to transfer                        290
                       Certificate of Public
                       Convenience and Necessity
                       Interstate Air Transportation.
6...................  Air Taxi Registration..........                  8
7...................  Application for Commuter Air                   670
                       Carrier Authorization.
8...................  Change of Name (registration of                 56
                       trade name or reissuance of
                       certificate).
9...................   Exemption Request--General (49  .................
                             U.S.C. Chapter 401)
10..................  Request for an Exemption from                   53
                       49 U.S.C. Chapter 415.
11..................  Request for an Exemption from                  280
                       49 U.S.C Chapter 411.
12..................  Request for an Exemption from                  120
                       49 U.S.C Chapter 417.
13..................  Request for a Service Mail Rate                420
                       Petition 49 U.S.C. Chapter 419.
------------------------------------------------------------------------
    Foreign Air Transportation--U.S. Carriers (49 U.S.C. Chapter 411)
------------------------------------------------------------------------
14..................  Application for Certificate of                 900
                       Public Convenience and
                       Necessity Foreign Air
                       Transportation--Scheduled
                       Service.
15..................  Amendment to Application for                   425
                       Certificate of Public
                       Convenience and Necessity
                       Foreign Air Transportation--
                       Scheduled Service.
16..................  Application for Certificate of                 600
                       Public Convenience and
                       Necessity Foreign Air
                       Transportation--Charter
                       Service.
17..................  Amendment to Application for                   200
                       Certificate of Public
                       Convenience and Necessity
                       Foreign Air Transportation--
                       Charter Service.
18..................  Transfer of Certificate of                     255
                       Public Convenience and
                       Necessity Foreign Air
                       Transportation--Scheduled or
                       Charter Service.

19..................  Change of Name (registration of                 56
                       trade name or reissuance of
                       certificate).
------------------------------------------------------------------------
           Foreign Air Carrier Permit (49 U.S.C. Chapter 413)
------------------------------------------------------------------------
20..................  Foreign Air Carrier Permit--                   760
                       Initial Application.
21..................  Foreign Air Carrier Permit--                   475
                       Amendment/Renewal of permit.
22..................  Foreign Air Carrier Permit--                   215
                       Amendment to application for a
                       permit.
------------------------------------------------------------------------
                    Exemption (49 U.S.C. Chapter 401)
------------------------------------------------------------------------
23..................  Request for an Exemption from                   53
                       49 U.S.C. Chapter 415.
24..................  Request for an Exemption from                   77
                       49 U.S.C. Chapters 411/413 (10
                       or fewer flights).
25..................  Request for an Exemption from                  360
                       49 U.S.C. Chapters 411/413
                       (More than 10 flights).
26..................  Request for an Exemption from               \1\ 17
                       49 U.S.C. Chapters 411/413
                       (Filed less than 10 days
                       before effective date
                       requested).
27..................  Other (U.S. and foreign air                    360
                       carriers).
28..................  Emergency cabotage (49 U.S.C.                  360
                       Chapter 401).
29..................  Relief for U.S. and foreign                    370
                       indirect air carriers (49
                       U.S.C. Chapter 401).
------------------------------------------------------------------------
                            Undocketed Items
------------------------------------------------------------------------
30..................  Canadian Charter Air Taxi                       30
                       Registration.
31..................  Foreign Freight Forwarder                       11
                       Registration.
32..................  Foreign Tour Operator                           10
                       Registration.
33..................  Foreign Aircraft Permit (14 CFR                 25
                       part 375).
34..................  Special Authorization (14 CFR                   12
                       part 375).
35..................  Charter Statement of                             8
                       Authorization.
36..................  Intermodal Statement of                         10
                       Authorization.
37..................  Special Authority (14 CFR part                  37
                       216).
38..................  Fee for filing items 33-37 if                \1\11
                       filed less than time required
                       before effective date.
39..................  IATA resolutions...............                 61
------------------------------------------------------------------------
                  Other (U.S. and Foreign Air Carriers)
------------------------------------------------------------------------
                      Charters:                        .................
40..................     Public Charter Prospectus...                 39
41..................     OMPC Operation Authorization                665
42..................     Waiver of Charter                            39
                          Regulations.
                      Tariffs:                         .................
43..................     Pages.......................                  2
44..................     Special Tariff Permission...                 12
45..................     Waiver of Tariff Regulations                 12
46..................     Exemption request...........                371
                      Agreements filed under 49        .................
                       U.S.C. Chapter 413:
47..................     Prior Approval (docketed)...               1080
48..................     Routine (non-docketed)......                 64
49..................  Application for free and                        16
                       reduced-rate transportation.
------------------------------------------------------------------------
\1\ Additional.

    (b) Electronic Tariff Filing Fees. The filing fee for one (1) or
more transactions proposed in any existing record, or for any new or
canceled records, shall be 5 cents per record; Provided: That no fee
shall be assessed for those records submitted to the Department
pursuant to 14 CFR 221.500(b).

Sec.  389.26   Special rules for tariff page filings.

    (a) Tariffs issued by carriers. The filing fee for tariff pages
filed by U.S. air carriers will be charged even if the tariff includes
matters involving participating foreign air carriers. It will also be
charged if the tariff is issued by a foreign air carrier and includes
matters involving participating U.S. air carriers, unless the foreign
air carrier has obtained a waiver under Sec.  389.24. The fee will not
be charged for a blank looseleaf page unless it cancels matter in the
preceding issue of the page.
    (b) Tariffs issued by publishing agents.
    (1) If the tariff is issued for one or more air carriers
exclusively, the fee will be charged for each page.
    (2) If the tariff is issued for one or more air carriers and one or
more foreign air carriers, the fee will be charged for each page,
except for those pages that the issuing agent states contain only:
    (i) Matters pertaining exclusively to foreign air carriers that
have been granted a waiver; or
    (ii) Changes in matters pertaining to foreign air carriers that
have been granted a waiver and that are included on the same page with
other matters that are reissued without change.
    (3) The fee will not be charged for a blank looseleaf page unless
it cancels matters in the preceding page.
    (4) No fee will be charged when two pages are published back-to-
back, one page is not subject to the fee under paragraph (b)(2), and
the page on the reverse is issued without substantive change.
    (5) The fee will be charged for two looseleaf pages containing a
correction number check sheet unless all other pages of the tariff are
exempt from the fee.

Sec.  389.27   Refund of fee.

    Any fee charged under this part may be refunded in full or in part
upon request if the document for which it is

charged is withdrawn before final action is taken. Such requests shall
be filed in accordance with Sec.  389.23.

PART 398--GUIDELINES FOR INDIVIDUAL DETERMINATIONS OF BASIC
ESSENTIAL AIR SERVICE

0
204. The authority citation for part 399 continues to read as follows:

    Authority: 49 U.S.C. Chapters 401 and 417; Airport and Airway
Safety and Capacity Expansion Act of 1987 (Pub. L. 100-223, Dec. 30,
1987).

Sec.  398.11   [Removed]

0
205. Section 398.11 is removed.

PART 399--STATEMENTS OF GENERAL POLICY

0
206. The authority citation for part 399 continues to read as follows:

    Authority: 49 U.S.C. 41712.

0
207. Throughout the part, remove the word ``Board'' wherever it
appears, and add, in its place, the word ``Department''.
0
208. Throughout the part, remove the word ``Board's'' wherever it
appears, and add, in its place, the word ``Department's''.

Sec.  Sec.  399.30, 399.31, 399.32, 399.33, 399.34, 399.37, 399.40,
399.41, 399.42, 399.43, 399.44, 399.63, 399.101, and 399.111
[Removed]

0
209. Sections 399.30, 399.31, 399.32, 399.33, 399.34, 399.37, 399.40,
399.41, 399.42, 399.43, 399.44, 399.63, 399.101, and 399.111 are
removed.

Sec.  399.2   [Amended]

0
210. In Sec.  399.2, in paragraph (c), remove the words ``section 102
of the Act'' and add, in its place, the words ``section 40101 of 49
U.S.C.''.

Sec.  399.4   [Amended]

0
211. In Sec.  399.4, in the third sentence, remove the word ``the Act''
and add, in its place, the words ``49 U.S.C.''.

Sec.  399.35   [Amended]

0
212. Section 399.35 is revised to read as follows:

Sec.  399.35   Special tariff permission.

    The Secretary of Transportation may approve, under such terms as
the Secretary may require, a carrier's application for Special Tariff
Permission to file a tariff for foreign air transportation required
under Part 293 on less than the notice required by Section 41504 (b) of
Title 49.

Sec.  399.60   [Amended]

0
213. In Sec.  399.60, in paragraph (a), remove the words ``applications
under section 408 of the Act for approval of consolidations or
acquisitions of control;''.

Sec.  399.80   [Amended]

0
214. In Sec.  399.80, in the first paragraph, remove the word ``(m)''
and add, in its place, the word ``(n)''.

Sec.  399.81   [Amended]

0
215. In Sec.  399.81, in paragraph (c)(1), remove the words ``This
section'' and add, in their place, the words ``Paragraph (c)''; in
paragraph (c)(2), remove the words ``this section'' and add, in their
place, the words ``paragraph (c)''; in paragraph (c)(3), remove the
words ``this paragraph'' and add, in their place, the words ``paragraph
(c)''.

Sec.  399.82   [Amended]

0
216. In Sec.  399.82, remove paragraphs (b)(2) and (3), and redesignate
paragraphs (b)(4) and (5) as (b)(2) and (3).

Sec.  399.83   [Amended]

0
217. In Sec.  399.83, remove the words ``section 411 of the Act,'' and
add, in their place, the words ``49 U.S.C. 41712''.

Sec.  399.91   [Amended]

0
218. Section 399.91 is revised to read as follows:

Sec.  399.91   Air carrier participation in programs of technical
assistance to airlines of less developed countries.

    (a) Applicability. This policy shall apply to proceedings under 49
U.S.C. 41309 in which the Department is required to make any
determination as to the public interest or consistency with 49 U.S.C.
Subtitle VII of any agreement or relationship sought to be entered into
by an air carrier, or officer or director thereof, with a foreign
airline in connection with the performance of some activity pursuant to
a technical assistance contract financed by an agency of the U.S.
Government.

Sec.  399.120   [Amended]

0
219. In Sec.  399.120, remove the words ``section 401(d)(8) of the
Federal Aviation Act'' and add, in their place, the words ``sections
41102 and 41110 of 49 U.S.C.''.

    Issued in Washington, DC, on April 17, 2018.
Elaine L. Chao,
Secretary of Transportation.
[FR Doc. 2018-08683 Filed 5-8-18; 8:45 am]
BILLING CODE 4910-9X-P


[Federal Register: September 18, 2006 (Volume 71, Number 180)]
[Notices]
[Page 54699-54701]
[DOCID:fr18se06-124]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-54424; File No. SR-Phlx-2006-55]

 Self-Regulatory Organizations; Philadelphia Stock Exchange,
Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule
Change Amending Its Dividend, Merger, and Short Stock Interest Strategy
Program

September 11, 2006.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on August 31, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'')

filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and III below, which
items have been prepared by Phlx. Phlx has designated the proposed rule
change as one establishing or changing a due, fee, or other charge,
pursuant to Section 19(b)(3)(A)(ii) of the Act \3\ and Rule 19b-4(f)(2)
thereunder,\4\ which renders the proposal effective upon filing with
the Commission. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 15 U.S.C. 78s(b)(3)(A)(ii).
    \4\ 17 CFR 240.19b-4(f)(2).
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I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    The Phlx proposes to amend its dividend,\5\ merger,\6\ and short
stock interest \7\ strategies to: (1) Replace the current $1,750 fee
cap on equity option transaction and comparison charges for both merger
strategies executed on the same trading day in the same options class
as well as for dividend strategies executed on the same trading day in
the same options class, except for a security with a declared dividend
or distribution of less than $0.25, with a $1,000 fee cap; and (2)
adopt a $25,000 per member organization fee cap on equity option
transaction and comparison charges incurred in one month for dividend,
merger and short stock interest strategies combined.
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    \5\ For purposes of this proposal, the Exchange defines a
``dividend strategy'' as transactions done to achieve a dividend
arbitrage involving the purchase, sale, and exercise of in-the-money
options of the same class, executed prior to the date on which the
underlying stock goes ex-dividend. See Securities Exchange Act
Release No. 54174 (July 19, 2006), 71 FR 42156 (July 25, 2006) (SR-
Phlx-2006-40).
    \6\ For purposes of this proposal, the Exchange defines a
``merger strategy'' as transactions done to achieve a merger
arbitrage involving the purchase, sale, and exercise of options of
the same class and expiration date, executed prior to the date on
which shareholders of record are required to elect their respective
form of consideration, i.e., cash or stock. See Id.
    \7\ For purposes of this proposal, the Exchange defines a
``short stock interest strategy'' as transactions done to achieve a
short stock interest arbitrage involving the purchase, sale, and
exercise of in-the-money options of the same class. See Id.
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    The $1,000 and $25,000 caps will be implemented after any
applicable rebates, as more fully described below, are applied to
Registered Options Trader (``ROT'') and specialist equity option
transaction and comparison charges occurring as part of a dividend,
merger or short stock interest strategy.
    In addition, the Exchange will continue to assess a $0.05 per
contract side license fee for dividend and short stock interest
strategies in connection with certain products that carry license fees,
if applicable. The applicable license fee will be assessed on every
transaction and will not be subject to the $1,000 or $25,000 fee caps
described above, nor will it count towards reaching the $1,000 or
$25,000 caps.
    This proposal is scheduled to become effective for trades settling
on or after September 1, 2006 and the $1,000 and $25,000 fee caps on
equity option transaction and comparison charges as described above
will be subject to the pilot program currently in effect until March 1,
2007.\8 \The text of the proposed rule change is available on Phlx's
Web site at http://www.phlx.com, at the Office of the Secretary at

Phlx, and at the Commission's Public Reference Room.
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    \8\ The current fee caps on equity option transaction and
comparison charges on dividend, merger and short stock interest
strategies and the $0.05 per contract side license fee for dividend
and short stock interest strategies are in effect as a pilot program
that is currently scheduled to expire on March 1, 2007. See
Securities Exchange Act Release No. 34-54381 (August 29, 2006), 71
FR 52598 (September 6, 2006) (SR-Phlx-2006-50).
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II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of, and basis for, the proposed rule change and
discussed any comments it received on the proposal. The text of these
statements may be examined at the places specified in Item IV below.
The Exchange has prepared summaries, set forth in Sections A, B, and C
below, of the most significant aspects of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    Currently, the Exchange provides a rebate for certain contracts
executed in connection with transactions occurring as part of a
dividend, merger, or short stock interest strategy. Specifically, for
these option contracts executed pursuant to a dividend strategy, the
Exchange rebates $0.08 per contract side for ROT executions and $0.07
per contract side for specialist executions transacted on the business
day before the underlying stock's ex-date. The ex-date is the date on
or after which a security is traded without a previously declared
dividend or distribution. The Exchange also provides for a rebate of
$0.08 per contract side for ROT executions and $0.07 per contract side
for specialist executions made pursuant to a merger or short stock
interest strategy.
    At present, the net transaction charges and comparison charges for
specialists and ROTs after the rebate is applied are capped at $1,000
for short stock interest strategies executed on the same trading day in
the same options class and at $1,750 for merger strategies executed on
the same trading day in the same options class.\9 \The net transaction
and comparison charges are capped at $1,750 for dividend strategies
executed on the same trading day in the same options class, except for
a security with a declared dividend or distribution of less than $0.25.
In that instance, the net transaction and comparison charges are capped
at $1,000 for dividend strategies executed on the same trading day in
the same options class.\10\ Pursuant to this proposal, the net
transaction charge and comparison charges, after the rebate is applied,
will be capped at $1,000 for dividend, merger and short stock interest
strategies as described above and further capped at $25,000 per month
per member organization for dividend, merger and short stock interest
strategies combined for that month.
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    \9\ See Securities Exchange Act Release Nos. 54174 (July 19,
2006), 71 FR 42156 (July 25, 2006) (SR-Phlx-2006-40); 53529 (March
21, 2006), 71 FR 15508 (March 28, 2006) (SR-Phlx-2006-16); 53115
(January 13, 2006), 71 FR 3600 (January 23, 2006) (SR-Phlx-2005-82);
51657 (May 5, 2005), 70 FR 24851 (May 11, 2005) (SR-Phlx-2005-22);
and 51596 (April 21, 2005), 70 FR 22381 (April 29, 2005) (SR-Phlx-
2005-19).
    \10\ The fee caps are implemented after any applicable rebates
are applied to ROT and specialist equity option transaction and
comparison charges. See Securities Exchange Act Release Nos. 54174
(July 19, 2006), 71 FR 42156 (July 25, 2006) (SR-Phlx-2006-40) and
53529 (March 21, 2006), 71 FR 15508 (March 28, 2006) (SR-Phlx-2006-
16).
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    In addition, the Exchange currently assesses a license fee of $0.05
per contract side for dividend and short stock interest strategies in
connection with certain products that carry license fees.\11\ The
Exchange will continue to assess the $0.05 per contract side license
fee for dividend and short stock interest strategies in connection with
certain products that carry license fees if applicable.\12\ The
applicable license fee will be assessed on every transaction and will
not be subject to the $1,000 or $25,000 fee caps, nor will it count
towards reaching the $1,000 or $25,000 caps, consistent with the
Exchange's current practice.
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    \11\ For a complete list of these product symbols, see the
Exchange's $60,000 Firm-Related Equity Option and Index Option Cap
Fee Schedule.
    \12\ Id.

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    This proposal is scheduled to become effective for trades settling
on or after September 1, 2006 and the $1,000 and $25,000 fee caps on
equity option transaction and comparison charges, as described above,
will be subject to the pilot program currently in effect until March 1,
2007.\13\ The purpose of the proposal is to attract additional order
flow to the Exchange. The Exchange believes that implementing a lower
fee cap of $1,000 and a monthly $25,000 per month per member
organization fee cap, should increase the Exchange's ability to compete
with other options exchanges for order flow in connection with these
types of options strategies.
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    \13\ See footnote 8.
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2. Statutory Basis
    The Exchange believes that its proposal to amend its schedule of
fees is consistent with Section 6(b) of the Act \14\ in general, and
furthers the objectives of Section 6(b)(4) of the Act \15\ in
particular, in that it is an equitable allocation of reasonable fees
and other charges among Exchange members.
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    \14\ 15 U.S.C. 78f(b).
    \15\ 15 U.S.C. 78f(b)(4).
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B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received on the proposed rule
change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(ii) of the Act \16\ and subparagraph (f)(2) of Rule 19b-4
thereunder \17\ because it establishes or changes a due, fee, or other
charge. At any time within 60 days of the filing of the proposed rule
change, the Commission may summarily abrogate such rule change if it
appears to the Commission that such action is necessary or appropriate
in the public interest, for the protection of investors, or otherwise
in furtherance of the purposes of the Act.
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    \16\ 15 U.S.C. 78s(b)(3)(A)(ii).
    \17\ 17 CFR 240.19b-4(f)(2).
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IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml.
); or     Send an e-mail to<EMAIL_ADDRESS>Please include

File Number SR-Phlx-2006-55 on the subject line.
Paper Comments
     Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
    All submissions should refer to File Number SR-Phlx-2006-55. This
file number should be included on the subject line if e-mail is used.
To help the Commission process and review your comments more
efficiently, please use only one method. The Commission will post all
comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml
). Copies of the submission, all subsequent amendments,

all written statements with respect to the proposed rule change that
are filed with the Commission, and all written communications relating
to the proposed rule change between the Commission and any person,
other than those that may be withheld from the public in accordance
with the provisions of 5 U.S.C. 552, will be available for inspection
and copying in the Commission's Public Reference Room. Copies of such
filing also will be available for inspection and copying at the
principal office of Phlx. All comments received will be posted without
change; the Commission does not edit personal identifying information
from submissions. You should submit only information that you wish to
make available publicly. All submissions should refer to File Number
SR-Phlx-2006-55 and should be submitted on or before October 10, 2006.

    For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\18\
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    \18\ 17 CFR 200.30-3(a)(12).
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Nancy M. Morris,
Secretary.
[FR Doc. E6-15402 Filed 9-15-06; 8:45 am]

BILLING CODE 8010-01-P


' 00 Pct chng ' 90' 00 1990 2000 ' 00' 02 O3 8hr Desig. Area  1999 C/ MSA ' 01' 03 Design Values Area  2003 CSA/ CBSA Weighted Emissions Score Additional Pop Area EPA Reg ST COU st cou PM State Rec Population & Area m 54 069 3 WV Ohio NA NA* 4.0 Wheeling, WV OH Wheeling, WV OH 15.2 NA 15.3 NA 46,126 106 435  3,444  7 50,871 47,427 m 39 019 5 OH Carroll 2.5 Canton Massillon, OH Canton Massillon, OH 29,166 395 74 2,315 9 26,521 28,836 m 39 067 5 OH Harrison 1.3 15,890 404 39  229  1 16,085 15,856 Steubenville, OH WV Area Total ( including surrounding) = 10 counties 17.8 NA 18.2 NA 785,560 3,849 204  15,290  2 806,027 790,737 Steubenville, OH WV Urban Increment: 11% sulfates; 30% nitrates; 49% carbon; 10% crustal. Urban site= 390990014; Rural site= MKGO1 ( M. K. Goddard) [ Incremement data from Youngstown, OH  urban site is 51 miles away Terre Haute, IN C/ MSA Total ( excluding surrounding) = 3 counties 14.6 A 15.2 NA 147,934 1,018 145 1,607 1 147,585 149,192 * 18 167 5 IN Vigo NA* 55.2 55.2 Terre Haute, IN Terre Haute, IN 14.6 A 15.2 NA 105,078 403 261  259  0 106,107 105,848 * 18 165 5 IN Vermillion 37.4 92.6 Terre Haute, IN Terre Haute, IN 16,499 257 64 15 0 16,773 16,788 * 18 021 5 IN Clay 7.4 100.0 Terre Haute, IN Terre Haute, IN 26,357 358 74 1,851 7 24,705 26,556 18 153 5 IN Sullivan 30.8 Terre Haute, IN 21,825 447 49 2,758 15 18,993 21,751 17 033 5 IL Crawford 24.8 20,151 444 45 988 5 19,464 20,452 17 183 5 IL Vermilion 24.7 Danville, IL 83,142 899 92  4,338  5 88,257 83,919 m 18 083 5 IN Knox 15.3 Vincennes, IN 13.9 a 13.8 a 38,531 516 75  628  2 39,884 39,256 m 18 121 5 IN Parke 13.0 17,262 445 39 1,831 12 15,410 17,241 m 18 133 5 IN Putnam 12.7 IndianapolisIndianapolis 36,440 480 76 5,704 19 30,315 36,019 m 18 045 5 IN Fountain 11.9 17,700 396 45 146 1 17,808 17,954 17 045 5 IL Edgar 8.4 19,264 624 31 109 1 19,595 19,704 18 055 5 IN Greene NA* 7.8 Bloomington, IN 33,155 542 61 2,747 9 30,410 33,157 17 023 5 IL Clark 6.5 16,942 502 34 1,087 7 15,921 17,008 m 18 119 5 IN Owen 4.1 Bloomington, IN 22,541 385 59 4,505 26 17,281 21,786 18 171 5 IN Warren 3.7 8,747 365 24 243 3 8,176 8,419 Terre Haute, IN Area Total ( including surrounding) = 15 counties 14.6 A 15.2 NA 483,634 7,063 68 16,759 4 469,099 485,858 Terre Haute, IN Urban Increment: 3% sulfates; 38% nitrates; 59% carbon; 0% crustal. Urban site= 180970078; Rural site= LIVO1 ( Livonia) [ Incremement data from Indianapolis, IN  urban site is 72 miles away.]

Toledo, OH C/ MSA Total ( excluding surrounding) = 3 counties 15.1 NA 14.9 A 618,466 1,364 453 4,075 1 614,128 618,203 * 39 095 5 OH Lucas NA NA* 69.2 69.2 Toledo, OH Toledo, OHToledo Fre 15.1 NA 14.9 A 453,506 340 1,334  7,307  2 462,361 455,054 * 39 173 5 OH Wood NA Alt NA* 18.8 88.0 Toledo, OH Toledo, OHToledo Fre 122,387 617 198 7,796 7 113,269 121,065 * 39 051 5 OH Fulton 12.0 100.0 Toledo, OH Toledo, OHToledo Fre 42,573 407 105 3,586 9 38,498 42,084 m 26 115 5 MI Monroe NA NA 104.4 Detroit, MI Detroit AnnMonroe, MIDetroit War 15.1 NA 15.6 NA 149,253 551 271 12,345 9 133,600 145,945 m 39 043 5 OH Erie 16.6 Sandusky, OH 79,207 255 311 2,772 4 76,779 79,551 39 143 5 OH Sandusky 15.4 Fremont, OToledo Frem 61,698 409 151  171  0 61,963 61,792 m 26 091 5 MI Lenawee NA* 14.8 Ann Arbor, Detroit AnnAdrian, MI 100,145 751 133 7,414 8 91,476 98,890 39 123 5 OH Ottawa 13.0 Toledo, OHToledo Frem 41,049 255 161 956 2 40,029 40,985 39 063 5 OH Hancock 11.1 Findlay, OHFindlay Tiffi 72,286 531 136 5,759 9 65,536 71,295 39 147 5 OH Seneca 10.4 Tiffin FostorFindlay Tiffi 58,077 551 105  1,050  2 59,733 58,683 m 39 077 5 OH Huron 8.8 Norwalk, OH 60,020 493 122 3,247 6 56,240 59,487 m 26 059 5 MI Hillsdale 8.2 46,980 599 78 3,096 7 43,431 46,527 39 171 5 OH Williams 7.8 39,020 422 92 2,232 6 36,956 39,188 39 137 5 OH Putnam 7.4 34,736 484 72 907 3 33,819 34,726 DRAFT DRAFT DRAFT DRAFT DRAFT EPA INFORMATION 6/ 14/ 04 64 PM2.5 Designations  Potential Nonattainment Areas and Factors for Consideration  6/ 14/ 04 Growth ' 02' 10 Pct chng ' 02' 10 2002 1996 Growth ' 96' 02 Pct chng ' 96' 02 Percent Number PM SO2 NOX VOC Amm Carbon Crustal SO2 Excluding Pt. Sources NOx Excluding Pt. Sources COU Total Emissions, 2001 ( tons)

Commuting to Other Counties in the Metro Area VMT opulation Info ST Area 492 1 437 520  83  16 4 876 351 514 3,609 2,779 123 192 135 513 3,604 WV Ohio  866  3 193 187 6 3 1 182 363 386 1,886 1,422 375 120 234 376 1,014 OH Carroll  1090  7 143 140 3 2 10 691 191 258 712 786 254 70 116 258 712 OH Harrison  21516  3 7,672 7,200 472 7 15,931 29,957 323,863 155,592 45,234 5,119 8,273 16,806 7,825 42,203 Steubenville, OH WV ay.] Steubenville, OH WV 866 1 2,008 1,919 89 5 7,336 10,244 118,992 32,482 17,536 1,660 2,477 6,336 887 9,448 Terre Haute, IN  2782  3 1,336 1,438  102  7 4 1,860 5,362 57,506 17,374 10,650 605 1,403 3,154 496 5,782 IN Vigo 1911 12 280 214 66 31 27 2,054 4,020 61,243 13,051 4,231 438 865 2,541 148 1,609 IN Vermillion 1737 7 392 267 125 47 29 3,422 862 243 2,057 2,655 617 209 641 243 2,057 IN Clay 276 1 231 202 29 14 34 2,870 2,027 15,753 17,620 2,060 373 407 1,411 205 1,499 IN Sullivan  1524  8 191 146 45 31 2 200 2,246 19,553 8,930 2,198 1,376 580 1,318 255 1,147 IL Crawford 3257 4 782 645 137 21 1 178 3,334 17,562 8,389 8,116 750 604 2,552 1,097 4,841 IL Vermilion 2752 7 419 274 145 53 1 148 1,734 9,403 5,253 3,618 1,155 372 1,264 261 2,610 IN Knox 462 3 148 145 3 2 30 2,225 1,051 125 3,140 2,421 440 389 571 93 921 IN Parke 757 2 638 388 250 64 2 282 800 2,643 6,116 3,284 777 230 548 209 3,163 IN Putnam 1428 8 322 175 147 84 2 163 1,750 167 2,109 2,884 480 395 1,311 143 2,077 IN Fountain  822  4 162 123 39 32 10 882 1,429 806 1,511 1,810 599 279 1,125 247 1,333 IL Edgar 2588 8 396 321 75 23 5 785 815 508 1,998 3,002 1,329 230 566 256 1,896 IN Greene  850  5 314 151 163 108 18 1,369 1,040 188 2,006 1,529 554 175 853 186 1,991 IL Clark 6 0 245 207 38 18 4 452 399 100 1,052 1,400 280 118 273 100 1,052 IN Owen  179  2 114 114 0 0 1 52 656 72 873 1,070 401 111 539 69 871 IN Warren 9017 2 5,970 4,810 1,160 24 16,942 27,525 185,872 91,479 50,928 10,174 6,367 18,667 4,008 32,849 Terre Haute, IN Terre Haute, IN 6334 1 6,396 5,730 666 12 44,609 6,665 33,288 50,902 40,510 3,548 2,172 3,807 11,556 33,213 Toledo, OH 3394 1 4,324 4,432  108  2 9 19,011 3,549 31,000 36,975 28,357 2,216 1,370 1,702 9,764 21,135 OH Lucas 3013 2 1,400 972 428 44 32 19,773 2,055 1,410 8,822 7,457 499 466 1,413 1,068 7,605 OH Wood  73  0 672 326 346 106 28 5,825 1,061 878 5,105 4,696 833 336 692 724 4,473 OH Fulton  1553  1 1,679 1,130 549 49 20 13,519 7,573 126,037 62,432 14,780 937 1,565 4,834 597 7,850 MI Monroe 293 0 872 457 415 91 1 243 1,128 1,341 7,327 8,020 322 447 635 1,057 6,810 OH Erie 7702 12 809 425 384 90 10 3,017 1,537 2,937 8,288 6,538 449 300 1,170 637 4,696 OH Sandusky 4455 4 908 606 302 50 5 2,324 2,116 642 4,496 5,940 1,179 554 1,488 608 4,367 MI Lenawee  149  0 449 430 19 4 26 5,093 1,146 1,544 5,031 5,715 187 403 687 623 4,331 OH Ottawa  2586  4 748 400 348 87 6 2,235 1,397 567 4,351 6,286 481 342 1,036 564 4,259 OH Hancock  4377  8 440 353 87 25 5 1,515 1,266 826 4,575 3,829 566 281 951 774 4,424 OH Seneca 3080 5 447 335 112 33 0 133 957 557 3,828 5,977 571 242 697 554 3,760 OH Huron 2220 5 451 370 81 22 1 293 1,086 1,286 3,270 3,025 1,176 245 812 303 2,161 MI Hillsdale  320  1 608 349 259 74 10 2,021 845 469 3,600 4,428 535 196 634 448 3,505 OH Williams 2264 7 348 329 19 6 1 252 1,188 306 2,749 2,242 965 237 935 303 2,612 OH Putnam DRAFT DRAFT DRAFT DRAFT DRAFT EPA INFORMATION 6/ 14/ 04 65 PM2.5 Designations  Potential Nonattainment Areas and Factors for Consideration  6/ 14/ 04 County Cumulative MSA CMSA CBSA CSA 2002 Area ( sq miles) Pop Density Growth ' 90

' 00 Pct chng ' 90' 00 1990 2000 ' 00' 02 O3 8hr Desig. Area  1999 C/ MSA ' 01' 03 Design Values Area  2003 CSA/ CBSA Weighted Emissions Score Additional Pop Area EPA Reg ST COU st cou PM State Rec Population & Area 39 069 5 OH Henry 6.3 29,478 417 71 102 0 29,108 29,210 Toledo, OH Area Total ( including surrounding) = 15 counties 15.1 NA 15.6 NA 1,390,415 7,082 196 41,684 3 1,342,798 1,384,482 Toledo, OH Urban Increment: 0% sulfates; 64% nitrates; 36% carbon; 0% crustal. Urban site= 390950026; Rural site= QUCI1 ( Quaker City)

Washington MSA C/ MSA Total ( excluding surrounding) = 26 counties 16.3 NA 17.4 NA 5,296,275 6,969 760 710,198 16 4,344,878 5,055,076 * 24 031 3 MD Montgomery NA* 18.3 18.3 WashingtoWashingtoWashingtoWashingto 12.6 A 13.4 A 910,156 495 1,839 116,314 15 757,027 873,341 * 24 033 3 MD Prince Georges NA* 16.6 34.9 WashingtoWashingtoWashingtoWashingto 17.7 na 17.4 NA 833,084 486 1,714 72,247 10 729,268 801,515 * 24 017 3 MD Charles NA* 13.0 47.9 WashingtoWashingtoWashingtoWashingto 129,040 461 280 19,392 19 101,154 120,546 * 51 059 3 VA Fairfax NA* 10.5 58.4 WashingtoWashingtoWashingtoWashingto 14.1 A 13.9 A 997,580 396 2,519 151,165 18 818,584 969,749 * 24 021 3 MD Frederick NA* 5.2 63.6 WashingtoWashingtoWashingtoWashingto 209,125 663 315 45,069 30 150,208 195,277 * 51 153 3 VA Prince William NA* 4.9 68.5 WashingtoWashingtoWashingtoWashingto 311,892 338 923 65,127 30 215,686 280,813 * 11 001 3 DC Washington NA NA* 4.6 73.1 WashingtoWashingtoWashingtoWashingto 15.8 NA 16.4 NA 570,898 61 9,359  34,841  6 606,900 572,059 * 24 043 3 MD Washington NA* 3.7 76.8 HagerstowWashingtoHagerstown Martinsb 14.0 A 14.8 A 134,246 458 293 10,530 9 121,393 131,923 * 54 003 3 WV Berkeley NA NA* 2.8 79.6 WashingtoWashingtoHagerstown Martinsb 16.3 NA 16.2 NA 81,262 321 253 16,652 28 59,253 75,905 * 51 177 3 VA Spotsylvania NA 2.5 82.1 WashingtoWashingtoWashingtoWashingto 102,570 401 256 32,992 57 57,403 90,395 * 51 107 3 VA Loudoun NA* 2.3 84.4 WashingtoWashingtoWashingtoWashingto 13.6 A 13.8 A 204,054 520 392 83,470 97 86,129 169,599 * 51 179 3 VA Stafford NA* 2.3 86.7 WashingtoWashingtoWashingtoWashingto 104,823 270 388 31,210 51 61,236 92,446 * 51 510 3 VA Alexandria NA* 2.2 88.9 WashingtoWashingtoWashingtoWashingto 130,804 15 8,720 17,100 15 111,183 128,283 * 51 013 3 VA Arlington NA* 2.0 90.9 WashingtoWashingtoWashingtoWashingto 14.6 A 14.9 A 189,927 26 7,305 18,517 11 170,936 189,453 * 51 061 3 VA Fauquier 1.9 92.8 WashingtoWashingtoWashingtoWashingto 59,245 650 91 6,398 13 48,741 55,139 * 24 009 3 MD Calvert NA 1.8 94.6 WashingtoWashingtoWashingtoWashingto 80,906 215 376 23,191 45 51,372 74,563 * 54 037 3 WV Jefferson NA NA 1.3 95.9 WashingtoWashingtoWashingtoWashingto 44,926 210 214 6,264 17 35,926 42,190 * 51 047 3 VA Culpeper 1.0 96.9 WashingtoWashington Baltimore, DC MD V 36,893 381 97 6,471 23 27,791 34,262 * 51 187 3 VA Warren 0.9 97.8 WashingtoWashingtoWashingtoWashingto 32,910 214 154 5,442 21 26,142 31,584 * 51 043 3 VA Clarke 0.5 98.3 WashingtoWashingtoWashingtoWashingto 13,290 177 75 551 5 12,101 12,652 * 51 099 3 VA King George 0.5 98.8 WashingtoWashington Baltimore, DC MD V 17,657 180 98 3,276 24 13,527 16,803 * 51 683 3 VA Manassas NA 0.4 99.2 WashingtoWashingtoWashingtoWashingto 37,288 10 3,729 7,178 26 27,957 35,135 * 51 600 3 VA Fairfax ( City) NA 0.3 99.5 WashingtoWashingtoWashingtoWashingto 22,055 6 3,676 1,876 10 19,622 21,498 * 51 630 3 VA Fredericksburg NA 0.3 99.8 WashingtoWashingtoWashingtoWashingto 20,076 11 1,825 252 1 19,027 19,279 * 51 610 3 VA Falls Church NA 0.2 100.0 WashingtoWashingtoWashingtoWashingto 10,659 2 5,330 799 8 9,578 10,377 * 51 685 3 VA Manassas Park NA 0.1 100.1 WashingtoWashingtoWashingtoWashingto 10,909 2 5,455 3,556 53 6,734 10,290 m 24 003 3 MD Anne Arundel NA NA* 13.8 Baltimore, WashingtoBaltimore TWashingto 15.4 NA 15.8 NA 503,388 416 1,210 62,417 15 427,239 489,656 m 54 023 3 WV Grant 8.5 11,368 477 24 871 8 10,428 11,299 m 24 001 3 MD Allegany 5.4 Cumberland, MD Cumberland, MD WV 74,203 425 175  16  0 74,946 74,930 m 24 013 3 MD Carroll NA* 3.8 Baltimore, WashingtoBaltimore TWashingto 159,025 449 354 27,525 22 123,372 150,897 m 24 013 3 MD Carroll NA* 3.8 Baltimore, WashingtoBaltimore TWashingto 159,025 449 354 27,525 22 123,372 150,897 m 24 027 3 MD Howard NA 3.8 Baltimore, MWashingtonBaltimore TWashington 260,117 252 1,032 60,514 32 187,328 247,842 51 085 3 VA Hanover NA* 3.6 Richmond Petersburg, Richmond, VA 92,050 473 195 23,014 36 63,306 86,320 m 42 055 3 PA Franklin NA* 2.9 Chambersburg, PA 131,598 772 170 8,231 7 121,082 129,313 24 037 3 MD St Marys 2.2 Lexington PWashington 90,044 361 249 10,237 13 75,974 86,211 DRAFT DRAFT DRAFT DRAFT DRAFT EPA INFORMATION 6/ 14/ 04 66 PM2.5 Designations  Potential Nonattainment Areas and Factors for Consideration  6/ 14/ 04 Growth ' 02' 10 Pct chng ' 02' 10 2002 1996 Growth ' 96' 02 Pct chng ' 96' 02 Percent Number PM SO2 NOX VOC Amm Carbon Crustal SO2 Excluding Pt. Sources NOx Excluding Pt. Sources COU Total Emissions, 2001 ( tons)

Commuting to Other Counties in the Metro Area VMT opulation Info ST Area 2322 8 263 229 34 15 27 3,798 870 3,139 2,547 3,133 410 185 662 263 2,271 OH Henry 19685 1 14,418 11,143 3,275 29 79,052 27,774 172,939 163,396 110,423 11,326 7,169 18,348 18,287 84,259 Toledo, OH Toledo, OH 337842 6 49,397 40,063 8,704 23 1,280,154 43,766 238,528 241,384 192,593 14,547 18,782 20,843 34,895 174,767 Washington MSA 64844 7 7,398 6,904 494 7 41 184,513 7,414 41,024 32,890 30,424 1,108 3,478 3,254 7,356 24,410 MD Montgomer 36216 4 7,120 6,653 467 7 60 238,274 6,880 44,813 34,698 24,878 1,122 3,083 2,918 6,427 22,317 MD Prince Geo 18360 14 1,006 521 485 93 56 34,316 7,916 79,120 20,928 5,146 204 1,974 4,773 2,555 3,758 MD Charles 72420 7 10,532 8,602 1,930 22 46 242,944 3,213 3,428 33,000 37,533 1,172 2,201 877 2,760 29,894 VA Fairfax 29575 14 2,508 1,578 930 59 39 40,199 2,523 10,114 12,701 8,765 2,270 988 1,347 2,160 10,760 MD Frederick 8107 3 2,786 2,569 217 8 65 98,427 1,942 22,555 16,359 10,150 528 817 881 795 9,680 VA Prince Willi 44702 8 3,802 3,307 495 15 26 67,157 1,839 8,200 14,823 17,750 1,398 895 767 6,485 13,855 DC Washington 4754 4 2,249 1,418 831 59 22 13,268 1,822 6,256 13,064 7,379 1,556 713 938 1,577 9,091 MD Washington 8743 11 852 528 324 61 34 12,098 1,390 2,554 9,099 4,303 319 558 738 702 4,720 WV Berkeley 8429 8 1,270 1,062 208 20 57 25,808 864 296 4,278 4,625 223 525 316 280 4,269 VA Spotsylvan  4053  2 1,431 633 798 126 57 52,719 1,286 530 5,987 6,381 518 466 787 507 5,909 VA Loudoun 19175 18 1,430 862 568 66 68 33,083 889 359 5,562 4,591 204 485 378 333 5,543 VA Stafford  6806  5 978 1,185  207  17 73 56,449 996 15,627 10,693 4,378 280 305 552 345 4,045 VA Alexandria 3074 2 1,807 1,821  14  1 69 79,757 577 748 7,460 6,753 1,160 408 139 747 7,448 VA Arlington  449  1 1,005 726 279 38 56 15,753 830 239 4,082 3,711 935 401 409 239 4,082 VA Fauquier 5694 7 848 556 292 53 50 18,711 870 647 3,146 3,342 153 377 465 647 3,080 MD Calvert 4388 10 362 252 110 44 51 10,665 758 906 2,918 2,105 321 255 488 318 2,782 WV Jefferson 610 2 405 240 165 69 40 6,393 488 143 1,818 2,133 441 216 243 138 1,770 VA Culpeper 5088 15 339 240 99 41 39 6,019 345 160 2,441 2,299 190 194 140 159 2,428 VA Warren 1508 11 252 111 141 127 41 2,701 228 68 760 927 230 95 126 68 756 VA Clarke 4343 25 263 167 96 57 41 3,329 263 514 1,436 942 107 106 141 74 961 VA King Georg 4711 13 130 75 13,576 155 52 944 1,021 26 82 60 48 921 VA Manassas 247 1 124 128  4  3 76 9,014 113 39 417 941 28 56 55 39 417 VA Fairfax ( Cit 4627 23 451 54 5,188 83 108 1,383 1,300 40 55 22 108 1,374 VA Fredericksb  259  2 32 83 4,868 59 17 250 580 9 36 20 17 250 VA Falls Churc  206  2 17 89 4,925 23 11 247 236 5 13 9 11 247 VA Manassas P 28812 6 4,394 3,976 418 11 43 108,856 5,572 71,439 36,715 18,182 962 2,228 2,715 4,263 15,922 MD Anne Arund 1090 10 120 87 33 38 2 104 5,012 74,279 29,354 1,019 925 1,083 3,076 100 521 WV Grant 97 0 1,297 784 513 65 5 1,493 3,041 20,453 12,262 4,991 393 943 1,636 1,226 7,441 MD Allegany 14675 9 1,614 1,321 293 22 53 41,060 2,563 3,266 12,165 6,312 1,776 754 1,517 1,601 7,045 MD Carroll 14675 9 1,614 1,321 293 22 1 658 2,563 3,266 12,165 6,312 1,776 754 1,517 1,601 7,045 MD Carroll 14033 5 2,184 1,847 337 18 61 82,322 1,179 2,702 9,987 9,467 435 776 361 2,304 8,361 MD Howard 13951 15 1,509 792 717 91 1 478 1,392 757 5,916 5,223 434 762 559 346 5,354 VA Hanover  37  0 1,419 1,047 372 36 17 10,828 1,827 1,501 6,280 7,423 4,558 591 1154 1,432 6,196 PA Franklin 10756 12 948 680 268 39 25 10,650 966 1,097 3,823 5,914 344 452 484 907 3,823 MD St Marys DRAFT DRAFT DRAFT DRAFT DRAFT EPA INFORMATION 6/ 14/ 04 67 PM2.5 Designations  Potential Nonattainment Areas and Factors for Consideration  6/ 14/ 04 County Cumulative MSA CMSA CBSA CSA 2002 Area ( sq miles) Pop Density Growth ' 90

' 00 Pct chng ' 90' 00 1990 2000 ' 00' 02 O3 8hr Desig. Area  1999 C/ MSA ' 01' 03 Design Values Area  2003 CSA/ CBSA Weighted Emissions Score Additional Pop Area EPA Reg ST COU st cou PM State Rec Population & Area 51 069 3 VA Frederick NA* 1.8 WinchesterWashington 62,971 415 152 13,486 29 45,723 59,209 51 171 3 VA Shenandoah 1.6 36,315 512 71 3,439 11 31,636 35,075 54 057 3 WV Mineral 1.6 Cumberland, MD Cumberland, MD WV 27,087 328 83 381 1 26,697 27,078 51 109 3 VA Louisa 1.3 Richmond, VA 27,007 498 54 5,302 26 20,325 25,627 51 033 3 VA Caroline 1.0 Richmond, VA 22,622 533 42 2,904 15 19,217 22,121 51 137 3 VA Orange 1.0 27,298 342 80 4,460 21 21,421 25,881 54 027 3 WV Hampshire 1.0 WinchesterWashington 21,035 642 33 3,705 22 16,498 20,203 54 031 3 WV Hardy 1.0 12,795 583 22 1,692 15 10,977 12,669 51 139 3 VA Page NAp 0.7 13.0 A 13.4 A 23,310 311 75 1,487 7 21,690 23,177 54 065 3 WV Morgan 0.7 Hagerstown Martinsbur 15,263 229 67 2,815 23 12,128 14,943 51 193 3 VA Westmoreland 0.6 16,676 229 73 1,238 8 15,480 16,718 42 057 3 PA Fulton 0.5 14,365 438 33 424 3 13,837 14,261 51 057 3 VA Essex 0.5 9,993 258 39 1,300 15 8,689 9,989 51 113 3 VA Madison NAp* 0.5 12,947 322 40 571 5 11,949 12,520 51 840 3 VA Winchester NA 0.5 WinchesterWashington 24,228 9 2,692 1,638 7 21,947 23,585 51 157 3 VA Rappahannock 0.4 7,206 267 27 361 5 6,622 6,983 Washington MSA Area Total ( including surrounding) = 51 counties 16.3 NA 17.4 NA 7,138,211 16,959 421 975,719 17 5,856,761 6,832,480 Washington MSA Urban increment: 11% sulfates; 0% nitrates; 88% carbon; 1% crustal. Urban site= 110010043; Rural site= AREN1 ( Arendtsville)

Wheeling, WV OH C/ MSA Total ( excluding surrounding) = 3 counties 15.7 NA 16.0 NA 150,472 950 158  6,129  4 159,301 153,172 * 54 051 3 WV Marshall NA NA 65.0 65.0 Wheeling, WV OH Wheeling, WV OH 15.7 NA 16.0 NA 34,898 307 114  1,837  5 37,356 35,519 * 39 013 5 OH Belmont NA 29.5 94.5 Wheeling, WV OH Wheeling, WV OH 69,448 537 129  848  1 71,074 70,226 * 54 069 3 WV Ohio NA NA* 5.5 100.0 Wheeling, WV OH Wheeling, WV OH 15.2 NA 15.3 NA 46,126 106 435  3,444  7 50,871 47,427 m 39 081 5 OH Jefferson NA NA* 119.6 Steubenville Weirton, OWeirton Steubenville, W17.8 NA 18.2 NA 72,402 410 177  6,404  8 80,298 73,894 m 42 059 3 PA Greene NA* 99.2 40,520 576 70 1,122 3 39,550 40,672 m 42 125 3 PA Washington NA NA* 35.4 Pittsburgh, PA Pittsburgh, Pittsburgh N15.5 NA 15.7 NA 204,110 857 238  1,687  1 204,584 202,897 39 059 5 OH Guernsey 7.3 Cambridge, OH 40,987 522 79 1,768 5 39,024 40,792 m 39 111 5 OH Monroe 5.5 14,973 456 33  317  2 15,497 15,180 m 54 009 3 WV Brooke NA NA 5.3 Steubenville Weirton, OWeirton Steubenville, W16.8 NA 16.8 NA 25,179 89 283  1,545  6 26,992 25,447 m 54 103 3 WV Wetzel 5.2 17,363 359 48  1,565  8 19,258 17,693 m 39 121 5 OH Noble 2.5 14,088 399 35 2,722 24 11,336 14,058 m 39 067 5 OH Harrison 1.8 15,890 404 39  229  1 16,085 15,856 Wheeling, WV OH Area Total ( including surrounding) = 12 counties 17.8 NA 18.2 NA 595,984 5,022 119  12,264  2 611,925 599,661 Wheeling, WV OH Urban Increment: 27% sulfates; 24% nitrates; 46% carbon; 3% crustal. Urban site= 421290008; Rural site= DOSO1 ( Dolly Sods / Otter Creek Wilderness) [ Incremement data from Pittsburgh, PA  urban sit York, PA C/ MSA Total ( excluding surrounding) = 1 counties 17.3 NA 17.1 NA 389,209 905 430 42,177 12 339,574 381,751 * 42 133 3 PA York NA NA* 100.0 100.0 York, PA York HanoYork Hano 17.3 NA 17.1 NA 389,209 905 430 42,177 12 339,574 381,751 m 24 005 3 MD Baltimore NA NA* 159.0 Baltimore, MWashingtonBaltimore TWashington15.3 NA 15.1 NA 770,298 599 1,286 62,158 9 692,134 754,292 m 42 071 3 PA Lancaster NA NA* 81.0 Lancaster, PA Lancaster, PA 17.0 NA 17.1 NA 478,561 949 504 47,836 11 422,822 470,658 m 42 041 3 PA Cumberland NA NA 49.0 Harrisburg Lebanon CaHarrisburg Harrisburg 17.6 na 15.8 na 217,743 550 396 18,417 9 195,257 213,674 DRAFT DRAFT DRAFT DRAFT DRAFT EPA INFORMATION 6/ 14/ 04 68 PM2.5 Designations  Potential Nonattainment Areas and Factors for Consideration  6/ 14/ 04 Growth ' 02' 10 Pct chng ' 02' 10 2002 1996 Growth ' 96' 02 Pct chng ' 96' 02 Percent Number PM SO2 NOX VOC Amm Carbon Crustal SO2 Excluding Pt. Sources NOx Excluding Pt. Sources COU Total Emissions, 2001 ( tons)

Commuting to Other Counties in the Metro Area VMT opulation Info ST Area 5025 8 961 761 200 26 23 7,121 826 764 4,069 5,925 362 377 418 223 3,836 VA Frederick 6282 17 682 407 275 68 12 2,093 779 486 4,217 3,618 2,046 333 399 214 3,751 VA Shenandoah 1439 5 189 187 2 1 4 433 864 441 1,556 1,456 242 341 470 235 1,290 WV Mineral 2996 11 294 272 22 8 8 942 485 155 2,171 1,867 288 280 185 129 2,063 VA Louisa 2477 11 1,150 317 833 263 35 3,640 356 163 2,342 2,238 128 214 131 147 2,335 VA Caroline 2503 9 240 174 66 38 32 3,850 438 170 3,912 1,491 549 211 199 117 1,090 VA Orange 1350 6 198 105 93 89 8 679 361 111 890 1,544 469 207 146 111 890 WV Hampshire 1357 11 135 92 43 47 4 250 376 191 1,414 1,738 2,846 212 148 190 648 WV Hardy 2186 9 183 211  28  13 13 1,389 313 128 1,359 1,326 2,942 156 144 119 1,329 VA Page 1241 8 141 82 59 72 41 2,687 272 162 1,052 736 23 148 117 115 1,035 WV Morgan 1223 7 157 115 42 37 37 2,598 285 73 603 1,058 77 128 150 73 591 VA Westmorela 1631 11 510 156 354 227 21 1,365 245 230 2,112 1,520 588 107 130 228 2,105 PA Fulton 615 6 172 83 89 107 10 472 201 58 544 777 194 95 100 58 538 VA Essex 850 7 178 147 31 21 29 1,759 236 61 745 884 577 111 119 61 745 VA Madison 871 4 132 19 2,279 273 74 887 1,704 18 110 132 73 851 VA Winchester 1087 15 99 82 17 21 52 1,843 139 31 420 503 168 74 61 31 420 VA Rappahanno 469027 7 69,917 55,109 14,046 27 1,570,003 74,330 420,586 398,344 285,821 37,667 30,229 36911 50,799 259,992 Washington MSA Washington MSA  5469  4 1,736 1,586 150 9 13,864 8,744 165,809 61,166 11,115 709 2,245 5219 1,541 10,639 Wheeling, WV OH 587 2 233 290  57  20 37 5,233 5,596 113,921 44,521 4,125 122 1,319 3,417 311 1,996 WV Marshall  6548  9 1,066 776 290 37 20 5,667 2,797 51,374 13,036 4,211 464 734 1,667 717 5,039 OH Belmont 492 1 437 520  83  16 15 2,964 351 514 3,609 2,779 123 192 135 513 3,604 WV Ohio 2998 4 741 789  48  6 7 2,045 12,247 217,794 61,402 4,082 287 2,723 7,529 684 3,415 OH Jefferson 1204 3 560 399 161 40 1 101 11,626 186,481 31,832 2,756 256 2,548 7,223 361 3,332 PA Greene  7238  4 2,057 1,889 168 9 0 386 3,011 8,221 22,097 9,392 813 1,190 1,505 1,489 10,131 PA Washington  1687  4 1,026 390 636 163 2 365 503 1,164 5,643 3,602 367 229 261 321 4,177 OH Guernsey  1273  9 142 140 2 1 15 852 715 4,532 2,809 1,166 230 162 504 585 2,479 OH Monroe  271  1 313 219 94 43 9 962 527 1,663 2,500 4,358 439 191 277 306 1,749 WV Brooke  1738  10 111 107 4 4 8 519 260 698 4,323 1,720 45 160 79 695 2,402 WV Wetzel 82 1 362 133 229 172 2 103 219 144 1,622 1,377 197 87 127 144 1,572 OH Noble  1090  7 143 140 3 2 7 473 191 258 712 786 254 70 116 258 712 OH Harrison  14482  2 7,191 5,792 1,399 24 19,670 38,043 586,764 194,106 40,354 3,597 9,605 22,840 6,384 40,608 Wheeling, WV OH site is 70 miles away. Wheeling, WV OH 13924 4 3,335 3,196 139 4 7,251 60,065 32,847 22,101 3,029 1,991 4,166 3,339 14,396 York, PA 13924 4 3,335 3,196 139 4 7,251 60,065 32,847 22,101 3,029 1,991 4,166 3,339 14,396 PA York 6602 1 6,912 6,464 448 7 0 925 8,510 42,719 43,464 26,217 1,607 3,370 3,935 5,302 25,302 MD Baltimore 62262 13 4,004 3,616 388 11 2 4,018 5,673 10,786 20,901 27,383 17,154 1,746 3,569 5,290 17,472 PA Lancaster 32070 15 2,594 2,011 583 29 4 3,807 2,638 3,265 14,246 11,526 2,050 1,020 1,393 2,494 10,184 PA Cumberland DRAFT DRAFT DRAFT DRAFT DRAFT EPA INFORMATION 6/ 14/ 04 69 PM2.5 Designations  Potential Nonattainment Areas and Factors for Consideration  6/ 14/ 04 County Cumulative MSA CMSA CBSA CSA 2002 Area ( sq miles) Pop Density Growth ' 90

' 00 Pct chng ' 90' 00 1990 2000 ' 00' 02 O3 8hr Desig. Area  1999 C/ MSA ' 01' 03 Design Values Area  2003 CSA/ CBSA Weighted Emissions Score Additional Pop Area EPA Reg ST COU st cou PM State Rec Population & Area m 24 021 3 MD Frederick NA* 46.6 WashingtonWashingtonWashingtonWashington 209,125 663 315 45,069 30 150,208 195,277 m 42 043 3 PA Dauphin NA NA* 39.9 Harrisburg Lebanon CaHarrisburg Harrisburg 15.8 NA 15.6 NA 252,933 525 482 13,985 6 237,813 251,798 m 24 013 3 MD Carroll NA* 37.6 Baltimore, MWashingtonBaltimore TWashington 159,025 449 354 27,525 22 123,372 150,897 m 24 025 3 MD Harford NA* 34.7 Baltimore, MWashingtonBaltimore TWashington13.1 a 14.0 a 227,713 440 518 36,458 20 182,132 218,590 m 42 055 3 PA Franklin NA* 26.7 Chambersburg, PA 131,598 772 170 8,231 7 121,082 129,313 m 42 001 3 PA Adams NA 26.3 Gettysburg, York Hanov 13.5 A 13.3 A 94,437 520 182 13,018 17 78,274 91,292 York, PA Area Total ( including surrounding) = 10 counties 17.3 NA 17.1 NA 2,930,642 6,372 460 314,874 12 2,542,668 2,857,542 York, PA Urban Increment: 0% sulfates; 28% nitrates; 72% carbon; 0% crustal. Urban site= 420430401; Rural site= AREN1 ( Arendtsville) [ Incremement data from Harrisburg, PA  urban site is 21 miles away.]

Youngstown, OH C/ MSA Total ( excluding surrounding) = 3 counties 15.2 NA 15.7 NA 588,632 1,564 376  6,149  1 600,895 594,746 * 39 155 5 OH Trumbull NA NA* 52.9 52.9 Youngstown Warren, YoungstowYoungstow15.0 A 15.6 NA 223,518 616 363  2,697  1 227,813 225,116 * 39 099 5 OH Mahoning NA NA* 31.2 84.1 Youngstown Warren, YoungstowYoungstow15.2 NA 15.7 NA 253,308 415 610  7,251  3 264,806 257,555 * 39 029 5 OH Columbiana NA 15.9 100.0 Youngstown Warren, East LiverpYoungstow 111,806 533 210 3,799 4 108,276 112,075 m 39 081 5 OH Jefferson NA NA* 197.3 Steubenville Weirton, OWeirton Steubenville, W17.8 NA 18.2 NA 72,402 410 177  6,404  8 80,298 73,894 m 42 007 3 PA Beaver NA NA* 80.8 Pittsburgh, PA Pittsburgh, Pittsburgh N16.0 NA 16.0 NA 179,351 435 412  4,681  3 186,093 181,412 m 39 151 5 OH Stark NA NA* 44.2 Canton Massillon, OH Canton Massillon, OH 17.3 NA 17.9 NA 377,940 576 656 10,513 3 367,585 378,098 m 42 073 3 PA Lawrence 41.2 New CastlePittsburgh N 94,104 361 261  1,603  2 96,246 94,643 m 39 007 5 OH Ashtabula NA* 38.4 Cleveland LCleveland AAshtabula, OCleveland A 102,515 703 146 2,907 3 99,821 102,728 m 42 019 3 PA Butler NA 28.9 Pittsburgh, PA Pittsburgh, Pittsburgh N 178,078 789 226 22,070 15 152,013 174,083 m 39 133 5 OH Portage NA NA* 24.1 Akron, OH Cleveland AAkron, OH Cleveland A14.2 A 15.1 NA 153,886 492 313 9,476 7 142,585 152,061 m 42 039 3 PA Crawford 17.3 Meadville, PA 89,856 1,013 89 4,197 5 86,169 90,366 m 42 085 3 PA Mercer NA* 16.7 Sharon, PA YoungstownYoungstown14.3 A 14.6 a 119,514 672 178  710  1 121,003 120,293 m 39 055 5 OH Geauga NA* 14.6 Cleveland LCleveland ACleveland ECleveland A 92,980 404 230 9,766 12 81,129 90,895 m 42 121 3 PA Venango 10.7 Oil City, PA 56,810 675 84  1,816  3 59,381 57,565 m 39 019 5 OH Carroll 4.7 Canton Massillon, OH Canton Massillon, OH 29,166 395 74 2,315 9 26,521 28,836 Youngstown, OH Area Total ( including surrounding) = 15 counties 17.8 NA 18.2 NA 2,135,234 8,489 252 39,881 2 2,099,739 2,139,620 Youngstown, OH Urban Increment: 11% sulfates; 30% nitrates; 49% carbon; 10% crustal. Urban site= 390990014; Rural site= MKGO1 ( M. K. Goddard)

DRAFT DRAFT DRAFT DRAFT DRAFT EPA INFORMATION 6/ 14/ 04 70 PM2.5 Designations  Potential Nonattainment Areas and Factors for Consideration  6/ 14/ 04 Growth ' 02' 10 Pct chng ' 02' 10 2002 1996 Growth ' 96' 02 Pct chng ' 96' 02 Percent Number PM SO2 NOX VOC Amm Carbon Crustal SO2 Excluding Pt. Sources NOx Excluding Pt. Sources COU Total Emissions, 2001 ( tons)

Commuting to Other Counties in the Metro Area VMT opulation Info ST Area 29575 14 2,508 1,578 930 59 0 46 2,523 10,114 12,701 8,765 2,270 988 1,347 2,160 10,760 MD Frederick 11445 5 2,869 2,835 34 1 2 2,365 1,812 4,079 13,425 13,695 1,703 786 913 3,352 12,240 PA Dauphin 14675 9 1,614 1,321 293 22 1 658 2,563 3,266 12,165 6,312 1,776 754 1,517 1,601 7,045 MD Carroll 9687 4 2,208 1,672 536 32 0 517 1,517 1,946 8,662 8,606 1,008 754 705 1,946 8,259 MD Harford  37  0 1,419 1,047 372 36 1 402 1,827 1,501 6,280 7,423 4,558 591 1,154 1,432 6,196 PA Franklin 2622 3 734 590 144 24 25 11,152 1,608 793 3,645 4,518 2,617 641 901 776 3,353 PA Adams 182825 6 28,197 24,330 3,867 16 23,890 35,922 138,534 168,336 136,546 37,772 12,641 19,600 27,692 115,207 York, PA York, PA 37568 6 5,612 5,206 406 8 44,331 5,918 35,129 37,045 38,341 2,903 2,579 2,865 5,132 27,299 Youngstown, OH 12182 5 2,108 2,109  1  0 13 12,347 2,882 30,327 19,010 17,417 808 1,217 1,365 1,828 10,267 OH Trumbull 23192 9 2,576 2,354 222 9 21 22,894 1,849 3,511 12,210 15,043 845 920 804 2,024 11,566 OH Mahoning 2194 2 928 743 185 25 18 9,090 1,187 1,291 5,825 5,881 1,250 442 696 1,280 5,466 OH Columbian 2998 4 741 789  48  6 3 726 12,247 217,794 61,402 4,082 287 2,723 7,529 684 3,415 OH Jefferson  10708  6 1,582 1,637  55  3 1 689 4,948 40,380 39,564 8,738 543 1,368 2,900 1,317 7,443 PA Beaver  740  0 3,135 3,361  226  7 1 1,970 3,686 2,736 14,968 22,319 3,442 1,255 2,158 1,578 12,190 OH Stark  7652  8 822 681 141 21 6 2,425 3,173 35,620 13,065 4,890 647 681 1,833 815 3,867 PA Lawrence 7185 7 1,107 701 406 58 1 636 2,145 14,985 16,470 11,330 701 870 1,098 2,093 12,983 OH Ashtabula  7012  4 1,634 1,190 444 37 0 249 2,166 4,798 9,706 8,697 751 806 1,224 1,059 7,210 PA Butler 3714 2 1,796 1,449 347 24 3 2,234 1,581 1,643 9,120 8,654 516 712 794 1,633 9,004 OH Portage 459 1 981 752 229 30 0 168 1,367 1,231 8,034 5,665 1,370 413 772 670 4,402 PA Crawford 3638 3 1,410 999 411 41 8 3,949 1,271 874 7,459 8,110 1,095 412 760 829 6,037 PA Mercer 2720 3 901 806 95 12 1 415 1,155 624 3,985 4,973 405 472 648 624 3,980 OH Geauga  3670  6 554 417 137 33 0 46 661 3,261 3,896 3,945 232 284 332 268 2,464 PA Venango  866  3 193 187 6 3 3 370 363 386 1,886 1,422 375 120 234 376 1,014 OH Carroll 27634 1 20,468 18,175 2,293 13 58,208 40,681 359,461 226,600 131,166 13,267 12,695 23,147 17,078 101,308 Youngstown, OH Youngstown, OH DRAFT DRAFT DRAFT DRAFT DRAFT EPA INFORMATION 6/ 14/ 04 71 Spreadsheet Column Heading Hidden? Description Area Metro area with violating monitor in 2001 2003 or 2000 2002.

Sortflag yes Indicates whether the county is part of the 1999 C/ MSA, part of the 2003 CSA/ CBSA, adjacent to the C/ MSA, adjacent to the CSA/ CBSA, or a county that is not part of a 1999 C/ MSA but is adjacent to one.

(*, v, m) An asterisk (*) indicates that the county is part of the C/ MSA ( these counties are also shown in BOLD); a '' v' indicates that the county is adjacent to the C/ MSA and violates the annual std ( these counties are also shown in ITALICS). All other counties ( shown in normal font) either ' surround' the C/ MSA; are part of the ' 03 basis CSA/ CBSA; or surround the CSA/ CBSA. An ' m' indicates that one of these ' other' counties is also listed under another metropolitan area. [ An '*' county in one area could be an ' m' county in another area] The ' v' counties are not included in the top summary row but are considered part of the presumptive area.

st State FIPS code cou County FIPS code EPA Reg EPA Region ST State postal abbreviation COU County name PM State Rec For counties recommended as nonattainment for PM2.5 by the State or local agency: '' NA" denotes the entire county was recommended as nonattainment. " NA P" denotes that only part of the county was recommended as nonattainment. " NA Alt" identifies certain counties that Ohio recommended as NA under a " second option."

O3 8hr Desig. For counties designated nonattainment for the 8 hour ozone standard: '' NA' if the entire county was designated nonattainment on 4/ 15/ 04; ' NAp' if only part of the county was designated nonattainment. An asterisk is shown if the ' 01' 03 ozone design value exceeded the standard.

Weighted Emissions Score  County The weighted emissions score for each county is calculated using a) urban excess percentages by PM2.5 component, and b) 2001 emissions inventory information for SO2, NOx, total carbon, and crustal material ( inorganic PM2.5). ( The urban excess percentages by component are provided for each area on the spreadsheet " PM25 desigs urban excess data 061404. xls") The formula for calculating the weighted emission score for a county = [( SO2 emissions in county / SO2 emissions in CMSA) * (% sulfate of urban excess mass)] + [( NOx emissions in county / NOx emissions in CMSA) * (% nitrate of urban excess mass)] + [( carbon emissions in county / carbon emissions in CMSA) * (% carbon of urban excess mass)] + [( crustal emissions in county / crustal emissions in CMSA) * (% crustal of urban excess mass)]. These scores add to 100 for the MSA/ CMSA counties. For counties that are adjacent to the 1999 CMSA counties, the weighted emissions score is calculated in the same manner. Within each metropolitan area, the CMSA ( bold) counties are presented first from highest to lowest weighted emissions score. The " adjacent" counties ( normal text) are then presented below the CMSA counties, again from highest to lowest weighted emissions score. This appr Weighted Emissions  Cumulative The cumulative weighted emissions score for the counties in the C/ MSA, sorted from highest county score to lowest.

Area ' 99  MSA 1999 OMB classification system  Metropolitan Statistical Area name Area ' 99  CMSA 1999 OMB classification system  Consolidated Metropolitan Statistical Area name Area ' 03  CBSA 2003 OMB classification system  Core Based Statistical Area name ( Metropolitan or Micropolitan)

Area ' 03  CSA 2003 OMB CBSA based Combined Statistical Area name Design Values, ' 01' 03 ~ value 2001 2003 Design Value ( the highest site DV in county/ area is given precedence). Note that the area level DV does not encompass adjacent violating counties!

Design Values ' 01' 03 ~ status 2001 2003 Design Value status: ' NA'= meets completeness, violates std; ' A'= meets completeness, meets std; ' na'= incomplete, partial DV over std; ' a'= incomplete, partial DV under std; ' x'= designated ' micro scale, not accountable to annual NAAQS. Note that the area level DV status does not encompass adjacent violating counties!

Design Values, ' 00' 02 ~ value 2000 2002 Design Value ( highest site DV in county/ area given precedence). Note that the area level DV does not encompass adjacent violating counties!

Design Values ' 00' 02 ~ status 2000 2002 Design Value status: ' NA'= meets completeness, violates std; ' A'= meets completeness, meets std; ' na'= incomplete, partial DV over std; ' a'= incomplete, partial DV under std; ' x'= designated ' micro scale, not accountable to annual NAAQS. Note that the area level DV status does not encompass adjacent violating counties!

Design Values, ' 99' 01 ~ value yes 1999 2001 Design Value ( highest site DV in county/ area given precedence). Note that the area level DV does not encompass adjacent violating counties!

Design Values ' 99' 01 ~ status yes 1999 2001 Design Value status: ' NA'= meets completeness, violates std; ' A'= meets completeness, meets std; ' na'= incomplete, partial DV over std; ' a'= incomplete, partial DV under std; ' x'= designated ' micro scale, not accountable to annual NAAQS. Note that the area level DV status does not encompass adjacent violating counties!

Population  2002 2002 population ( from Census)

Area Area of county in square miles Population  Density 2002 population density ( population per square mile)

Population Growth 1990 2000 Actual population growth, 1990 to 2000 ( people)

Population  Percent Change 1990 2000 Actual percentage population growth ( as a percentage of 1990 population), 1990 to 2000 Population  1990 1990 population ( from Census)

Population  2000 2000 population ( from Census)

Projected Population Change 2002 2010 Projected population change, 2002 to 2010 Projected % Population Change 2002 2010 Projected percent population change, 2002 2010 VMT  2002 Vehicle miles traveled ( VMT) within county/ area in 2002 ( thousand miles)

VMT  1996 Vehicle miles traveled ( VMT) within county/ area in 1996 ( thousand miles)

VMT  Growth ' 96' 02 VMT growth, 1996 to 2002 ( thousand miles)

VMT  Pct. Chng ' 96' 02 VMT percentage growth from 1996 to 2002 Commuting to Other Metro Counties  Percent Percentage of workers in the county that commute to other counties in the core metropolitan area ( C/ MSA  bold counties)

Commuting to Other Metro Counties  Number Number of workers in the county that commute to other counties in the core metropolitan area ( C/ MSA  bold counties)

Total Emissions, 2001  PM 2001 NEI total emissions of direct PM2.5 ( tons)

Total Emissions, 2001  SO2 2001 NEI total emissions of sulfate ( tons)

Total Emissions, 2001  NOX 2001 NEI total emissions of NOx ( tons)

Total Emissions, 2001  VOC 2001 NEI total emissions of VOC ( tons)

Total Emissions, 2001  Amm. 2001 NEI total emissions of Ammonia ( tons)

Total Emissions, 2001  Carbon 2001 NEI emissions of carbon PM2.5 ( tons)

Total Emissions, 2001  Crustal 2001 NEI emissions of crustal/ other direct PM2.5 ( tons)

Total Emissions, 2001  SO2 Ex pt 2001 NEI total emissions minus point source emissions of sulfate Total Emissions, 2001  NOX Ex pt 2001 NEI total emissions minus point source emissions of NOx PM2.5 DESIGNATIONS SPREADSHEET  NOTES 1. The air quality data comes from the EPA's Air Quality System ( AQS) database. 2001 2003 design values 2. The inventory and VMT data were provided by the Emisssion Factors and Inventory Group, OAQPS, EPA 3. Population data were downloaded from the Census Bureau website.

4. Weighted emissions scores were calculated as follows:

A. Obtain ambient speciation profile for urban area ( from EPA speciation site nearest design value site). Obtain regional profile ( from nearby rural IMPROVE site). Profiles are constructed at 4 component level: ' Sulfates' ( ammonium sulfate), ' Nitrates' ( ammonium nitrate), ' Crustal' ( inorganics, metals, etc.), and ' Carbon' ( total B. For each PM2.5 component, the urban increment mass is estimated by subtracting the regional mass from the urban mass. The sum of these four components is the total urban increment mass. ( In cases where regional mass for a component exceeds the urban mass, the urban increment mass for that component was assumed to be zero.) The percentage that each PM2.5 component comprises of the total urban increment mass is then calculated. These component percentages are used in calculating the weighted emissions scores.

C. The weighted emissions score for each county is calculated using a) urban excess percentages by PM2.5 component, and b) 2001 emissions inventory information for SO2, NOx, total carbon, and crustal material ( inorganic PM2.5). ( The urban excess percentages by component are provided for each area on the spreadsheet " PM25 desigs urban excess data 061404. xls") The formula for calculating the weighted emission score for a county = [( SO2 emissions in county / SO2 emissions in CMSA) * (% sulfate of urban excess mass)] + [( NOx emissions in county / NOx emissions in CMSA) * (% nitrate of urban excess mass)] + [( carbon emissions in county / carbon emissions in CMSA) * (% carbon of urban excess mass)] + [( crustal emissions in county / crustal emissions in CMSA) * (% crustal of urban excess mass)]. These scores add to 100 for the MSA/ CMSA counties. For counties that are adjacent to the 1999 CMSA counties, the weighted emissions score is calculated in the same manner. Within each metropolitan area, the CMSA ( bold) counties are presented first from highest to lowest weighted emissions score. The " adjacent" counties ( normal text) are then presented below the CMSA co