Code    Grp  Commodity Name                    (ppm)       #1    #2

-------- ---- -------------------------------  ----------  ------ ------  -------

01010500 1AB  Beet, garden, roots                0.384060   1.000  1.000

01010501 1AB  Beet, garden, roots-babyfood       0.384060   1.000  1.000

01010520 1A   Beet, sugar                        0.154540   1.000  1.000

01010521 1A   Beet, sugar-babyfood               0.154540   1.000  1.000

01010530 1A   Beet, sugar, molasses              0.344900   1.000  1.000

01010531 1A   Beet, sugar, molasses-babyfood     0.344900   1.000  1.000

01010670 1AB  Burdock                            0.032410   1.000  1.000

01010780 1AB  Carrot                             0.168780   1.000  1.000

01010781 1AB  Carrot-babyfood                    0.168780   1.000  1.000

01010790 1AB  Carrot, juice                      0.168780   1.000  1.000

01010840 1AB  Celeriac                           0.032410   1.000  1.000

01011000 1AB  Chicory, roots                     0.032410   1.000  1.000

01011680 1AB  Ginseng, dried                     0.032410   1.000  1.000

01011900 1AB  Horseradish                        0.032410   1.000  1.000

01012500 1AB  Parsley, turnip rooted             0.032410   1.000  1.000

01012510 1AB  Parsnip                            0.032410   1.000  1.000

01012511 1AB  Parsnip-babyfood                   0.032410   1.000  1.000

01013140 1AB  Radish, roots                      0.032410   1.000  1.000

01013160 1AB  Radish, Oriental, roots            0.032410   1.000  1.000

01013270 1AB  Rutabaga                           0.032410   1.000  1.000

01013310 1AB  Salsify, roots                     0.032410   1.000  1.000

01013880 1AB  Turnip, roots                      0.240510   1.000  1.000

01030150 1CD  Arrowroot, flour                   0.112090   1.000  1.000

01030151 1CD  Arrowroot, flour-babyfood          0.112090   1.000  1.000

01030170 1CD  Artichoke, Jerusalem               0.112090   1.000  1.000

01030820 1CD  Cassava                            0.112090   1.000  1.000

01030821 1CD  Cassava-babyfood                   0.112090   1.000  1.000

01031390 1CD  Dasheen, corm                      0.112090   1.000  1.000

01031660 1CD  Ginger                             0.112090   1.000  1.000

01031661 1CD  Ginger-babyfood                    0.112090   1.000  1.000

01031670 1CD  Ginger, dried                      0.112090   1.000  1.000

01032960 1C   Potato, chips                      0.112090   1.000  1.000

01032970 1C   Potato, dry (granules/ flakes)     0.112090   6.500  1.000

01032971 1C   Potato, dry (granules/ flakes)-b   0.112090   6.500  1.000

01032980 1C   Potato, flour                      0.112090   1.000  1.000

01032981 1C   Potato, flour-babyfood             0.112090   1.000  1.000

01032990 1C   Potato, tuber, w/peel              0.112090   1.000  1.000

01032991 1C   Potato, tuber, w/peel-babyfood     0.112090   1.000  1.000

01033000 1C   Potato, tuber, w/o peel            0.112090   1.000  1.000

01033001 1C   Potato, tuber, w/o peel-babyfood   0.112090   1.000  1.000

01033660 1CD  Sweet potato                       0.112090   1.000  1.000

01033661 1CD  Sweet potato-babyfood              0.112090   1.000  1.000

01033710 1CD  Tanier, corm                       0.112090   1.000  1.000

01033870 1CD  Turmeric                           0.112090   1.000  1.000

01034060 1CD  Yam, true                          0.112090   1.000  1.000

01034070 1CD  Yam bean                           0.112090   1.000  1.000

02000510 2    Beet, garden, tops                 3.662980   1.000  1.000

02001010 2    Chicory, tops                      0.032410   1.000  1.000

02001400 2    Dasheen, leaves                    0.032410   1.000  1.000

02003150 2    Radish, tops                       0.032410   1.000  1.000

02003170 2    Radish, Oriental, tops             0.032410   1.000  1.000

02003320 2    Salsify, tops                      0.032410   1.000  1.000

03001640 3    Garlic                             0.317280   1.000  1.000

03001650 3    Garlic, dried                      0.317280   1.000  1.000

03001651 3    Garlic, dried-babyfood             0.317280   1.000  1.000

03001980 3    Leek                               3.968950   1.000  1.000

03002370 3    Onion, dry bulb                    0.317280   1.000  1.000

03002371 3    Onion, dry bulb-babyfood           0.317280   1.000  1.000

03002380 3    Onion, dry bulb, dried             0.317280   9.000  1.000

03002381 3    Onion, dry bulb, dried-babyfood    0.317280   9.000  1.000

03002390 3    Onion, green                       3.968950   1.000  1.000

03003380 3    Shallot                            0.317280   1.000  1.000

04010050 4A   Amaranth, leafy                    9.723670   1.000  1.000

04010180 4A   Arugula                            9.723670   1.000  1.000

04011040 4A   Chrysanthemum, garland             9.723670   1.000  1.000

04011330 4A   Cress, garden                      9.723670   1.000  1.000

04011340 4A   Cress, upland                      9.723670   1.000  1.000

04011380 4A   Dandelion, leaves                  9.723670   1.000  1.000

04011500 4A   Endive                             9.723670   1.000  1.000

04012040 4A   Lettuce, head                      9.723670   1.000  1.000

04012050 4A   Lettuce, leaf                      9.723670   1.000  1.000

04012480 4A   Parsley, leaves                   10.787850   1.000  1.000

04013130 4A   Radicchio                          9.723670   1.000  1.000

04013550 4A   Spinach                            0.032410   1.000  1.000

04013551 4A   Spinach-babyfood                   0.032410   1.000  1.000

04020760 4B   Cardoon                            2.295440   1.000  1.000

04020850 4B   Celery                             2.295440   1.000  1.000

04020851 4B   Celery-babyfood                    2.295440   1.000  1.000

04020860 4B   Celery, juice                      2.295440   1.000  1.000

04020870 4B   Celtuce                            2.295440   1.000  1.000

04021520 4B   Fennel, Florence                   2.295440   1.000  1.000

04023220 4B   Rhubarb                            2.295440   1.000  1.000

04023670 4B   Swiss chard                        2.295440   1.000  1.000

05010610 5A   Broccoli                           0.506000   1.000  1.000

05010611 5A   Broccoli-babyfood                  0.506000   1.000  1.000

05010620 5A   Broccoli, Chinese                  0.506000   1.000  1.000

05010640 5A   Brussels sprouts                   1.137000   1.000  1.000

05010690 5A   Cabbage                            1.137000   1.000  1.000

05010710 5A   Cabbage, Chinese, napa             1.137000   1.000  1.000

05010720 5A   Cabbage, Chinese, mustard          0.506000   1.000  1.000

05010830 5A   Cauliflower                        0.506000   1.000  1.000

05011960 5A   Kohlrabi                           1.137000   1.000  1.000

05020630 5B   Broccoli raab                      5.375340   1.000  1.000

05020700 5B   Cabbage, Chinese, bok choy         5.375340   1.000  1.000

05021170 5B   Collards                           5.375340   1.000  1.000

05021940 5B   Kale                               5.375340   1.000  1.000

05022290 5B   Mustard greens                     5.375340   1.000  1.000

05023180 5B   Rape greens                        5.375340   1.000  1.000

05023890 5B   Turnip, greens                    10.325090   1.000  1.000

06003470 6    Soybean, seed                      1.050020   1.000  1.000

06003480 6    Soybean, flour                     1.050020   1.000  1.000

06003481 6    Soybean, flour-babyfood            1.050020   1.000  1.000

06003490 6    Soybean, soy milk                  1.050020   1.000  1.000

06003491 6    Soybean, soy milk-babyfood or in   1.050020   1.000  1.000

06003500 6    Soybean, oil                       1.096150   1.000  1.000

06003501 6    Soybean, oil-babyfood              1.096150   1.000  1.000

06010430 6A   Bean, snap, succulent              0.590880   1.000  1.000

06010431 6A   Bean, snap, succulent-babyfood     0.590880   1.000  1.000

06012570 6A   Pea, edible podded, succulent      0.066890   1.000  1.000

06020310 6B   Bean, broad, succulent             0.066890   1.000  1.000

06020330 6B   Bean, cowpea, succulent            0.066890   1.000  1.000

06020370 6B   Bean, lima, succulent              0.066890   1.000  1.000

06022550 6B   Pea, succulent                     0.066890   1.000  1.000

06022551 6B   Pea, succulent-babyfood            0.066890   1.000  1.000

06022590 6B   Pea, pigeon, succulent             0.066890   1.000  1.000

06030300 6C   Bean, black, seed                  0.192790   1.000  1.000

06030320 6C   Bean, broad, seed                  0.192790   1.000  1.000

06030340 6C   Bean, cowpea, seed                 0.192790   1.000  1.000

06030350 6C   Bean,  great northern, seed        0.192790   1.000  1.000

06030360 6C   Bean, kidney, seed                 0.192790   1.000  1.000

06030380 6C   Bean, lima, seed                   0.192790   1.000  1.000

06030390 6C   Bean, mung, seed                   0.192790   1.000  1.000

06030400 6C   Bean, navy, seed                   0.192790   1.000  1.000

06030410 6C   Bean, pink, seed                   0.192790   1.000  1.000

06030420 6C   Bean, pinto, seed                  0.192790   1.000  1.000

06030980 6C   Chickpea, seed                     0.237380   1.000  1.000

06030981 6C   Chickpea, seed-babyfood            0.237380   1.000  1.000

06030990 6C   Chickpea, flour                    0.237380   1.000  1.000

06031820 6C   Guar, seed                         0.192790   1.000  1.000

06031821 6C   Guar, seed-babyfood                0.192790   1.000  1.000

06032030 6C   Lentil, seed                       0.192790   1.000  1.000

06032560 6C   Pea, dry                           0.192790   1.000  1.000

06032561 6C   Pea, dry-babyfood                  0.192790   1.000  1.000

06032580 6C   Pea, pigeon, seed                  0.192790   1.000  1.000

08001480 8    Eggplant                           0.914510   1.000  1.000

08002340 8    Okra                               0.841340   1.000  1.000

08002700 8    Pepper, bell                       0.755310   1.000  1.000

08002701 8    Pepper, bell-babyfood              0.755310   1.000  1.000

08002710 8    Pepper, bell, dried                1.125910   1.000  1.000

08002711 8    Pepper, bell, dried-babyfood       1.125910   1.000  1.000

08002720 8    Pepper, nonbell                    0.805710   1.000  1.000

08002721 8    Pepper, nonbell-babyfood           0.805710   1.000  1.000

08002730 8    Pepper, nonbell, dried             1.127910   1.000  1.000

08003740 8    Tomatillo                          1.163320   1.000  1.000

08003750 8    Tomato                             1.163320   1.000  1.000

08003751 8    Tomato-babyfood                    1.163320   1.000  1.000

08003760 8    Tomato, paste                      1.257860   5.400  1.000

08003761 8    Tomato, paste-babyfood             1.257860   5.400  1.000

08003770 8    Tomato, puree                      1.190330   3.300  1.000

08003771 8    Tomato, puree-babyfood             1.190330   3.300  1.000

08003780 8    Tomato, dried                      1.163320  14.300  1.000

08003781 8    Tomato, dried-babyfood             1.163320  14.300  1.000

08003790 8    Tomato, juice                      1.163320   1.500  1.000

09010750 9A   Cantaloupe                         0.232030   1.000  1.000

09010800 9A   Casaba                             0.232030   1.000  1.000

09011870 9A   Honeydew melon                     0.232030   1.000  1.000

09013990 9A   Watermelon                         0.232030   1.000  1.000

09014000 9A   Watermelon, juice                  0.232030   1.000  1.000

09020210 9B   Balsam pear                        0.285370   1.000  1.000

09020880 9B   Chayote, fruit                     0.278700   1.000  1.000

09021020 9B   Chinese waxgourd                   0.285370   1.000  1.000

09021350 9B   Cucumber                           0.285370   1.000  1.000

09023080 9B   Pumpkin                            0.278700   1.000  1.000

09023090 9B   Pumpkin, seed                      0.278700   1.000  1.000

09023560 9B   Squash, summer                     0.278700   1.000  1.000

09023561 9B   Squash, summer-babyfood            0.278700   1.000  1.000

09023570 9B   Squash, winter                     0.278700   1.000  1.000

09023571 9B   Squash, winter-babyfood            0.278700   1.000  1.000

10001060 10   Citrus citron                      0.593350   1.000  1.000

10001070 10   Citrus hybrids                     0.593350   1.000  1.000

10001080 10   Citrus, oil                       23.346100   1.000  1.000

10001800 10   Grapefruit                         0.598350   1.000  1.000

10001810 10   Grapefruit, juice                  0.598350   2.100  1.000

10001970 10   Kumquat                            0.593350   1.000  1.000

10001990 10   Lemon                              0.588350   1.000  1.000

10002000 10   Lemon, juice                       0.588350   2.000  1.000

10002001 10   Lemon, juice-babyfood              0.588350   2.000  1.000

10002010 10   Lemon, peel                        0.588350   1.000  1.000

10002060 10   Lime                               0.588350   1.000  1.000

10002070 10   Lime, juice                        0.588350   2.000  1.000

10002071 10   Lime, juice-babyfood               0.588350   2.000  1.000

10002400 10   Orange                             0.593350   1.000  1.000

10002410 10   Orange, juice                      0.593350   1.800  1.000

10002411 10   Orange, juice-babyfood             0.593350   1.800  1.000

10002420 10   Orange, peel                       0.593350   1.000  1.000

10003070 10   Pummelo                            0.598350   1.000  1.000

10003690 10   Tangerine                          0.593350   1.000  1.000

10003700 10   Tangerine, juice                   0.593350   2.300  1.000

11000070 11   Apple, fruit with peel             0.319320   1.000  1.000

11000080 11   Apple, peeled fruit                0.319320   1.000  1.000

11000081 11   Apple, peeled fruit-babyfood       0.319320   1.000  1.000

11000090 11   Apple, dried                       0.319320   8.000  1.000

11000091 11   Apple, dried-babyfood              0.319320   8.000  1.000

11000100 11   Apple, juice                       0.319320   1.300  1.000

11000101 11   Apple, juice-babyfood              0.319320   1.300  1.000

11000110 11   Apple, sauce                       0.319320   1.000  1.000

11000111 11   Apple, sauce-babyfood              0.319320   1.000  1.000

11001290 11   Crabapple                          0.292330   1.000  1.000

11002100 11   Loquat                             0.292330   1.000  1.000

11002660 11   Pear                               0.242330   1.000  1.000

11002661 11   Pear-babyfood                      0.242330   1.000  1.000

11002670 11   Pear, dried                        0.242330   6.250  1.000

11002680 11   Pear, juice                        0.242330   1.300  1.000

11002681 11   Pear, juice-babyfood               0.242330   1.300  1.000

11003100 11   Quince                             0.119540   1.000  1.000

12000120 12   Apricot                            1.039700   1.000  1.000

12000121 12   Apricot-babyfood                   1.039700   1.000  1.000

12000130 12   Apricot, dried                     1.039700   6.000  1.000

12000140 12   Apricot, juice                     1.039700   1.000  1.000

12000141 12   Apricot, juice-babyfood            1.039700   1.000  1.000

12000900 12   Cherry                             1.734030   1.000  1.000

12000901 12   Cherry-babyfood                    1.734030   1.000  1.000

12000910 12   Cherry, juice                      1.734030   1.500  1.000

12000911 12   Cherry, juice-babyfood             1.734030   1.500  1.000

12002300 12   Nectarine                          1.102870   1.000  1.000

12002600 12   Peach                              1.102870   1.000  1.000

12002601 12   Peach-babyfood                     1.102870   1.000  1.000

12002610 12   Peach, dried                       1.115670   7.000  1.000

12002611 12   Peach, dried-babyfood              1.115670   7.000  1.000

12002620 12   Peach, juice                       1.115670   1.000  1.000

12002621 12   Peach, juice-babyfood              1.115670   1.000  1.000

12002850 12   Plum                               0.958370   1.000  1.000

12002851 12   Plum-babyfood                      0.958370   1.000  1.000

12002860 12   Plum, prune, fresh                 0.958370   1.000  1.000

12002861 12   Plum, prune, fresh-babyfood        0.958370   1.000  1.000

12002870 12   Plum, prune, dried                 1.498570   5.000  1.000

12002871 12   Plum, prune, dried-babyfood        1.498570   5.000  1.000

12002880 12   Plum, prune, juice                 0.958370   1.400  1.000

12002881 12   Plum, prune, juice-babyfood        0.958370   1.400  1.000

13010550 13A  Blackberry                         1.061050   1.000  1.000

13010560 13A  Blackberry, juice                  1.061050   1.000  1.000

13010561 13A  Blackberry, juice-babyfood         1.061050   1.000  1.000

13010580 13A  Boysenberry                        1.061050   1.000  1.000

13011420 13A  Dewberry                           1.061050   1.000  1.000

13012080 13A  Loganberry                         1.061050   1.000  1.000

13013200 13A  Raspberry                          0.898130   1.000  1.000

13013201 13A  Raspberry-babyfood                 0.898130   1.000  1.000

13013210 13A  Raspberry, juice                   0.898130   1.000  1.000

13013211 13A  Raspberry, juice-babyfood          0.898130   1.000  1.000

13020570 13B  Blueberry                          0.450040   1.000  1.000

13020571 13B  Blueberry-babyfood                 0.450040   1.000  1.000

13021360 13B  Currant                            1.155260   1.000  1.000

13021370 13B  Currant, dried                     1.155260   4.300  1.000

13021490 13B  Elderberry                         0.459940   1.000  1.000

13021740 13B  Gooseberry                         0.548810   1.000  1.000

13021910 13B  Huckleberry                        0.459940   1.000  1.000

14000030 14   Almond                             0.154630   1.000  1.000

14000031 14   Almond-babyfood                    0.154630   1.000  1.000

14000040 14   Almond, oil                        0.154630   1.000  1.000

14000041 14   Almond, oil-babyfood               0.154630   1.000  1.000

14000590 14   Brazil nut                         0.175850   1.000  1.000

14000680 14   Butternut                          0.175850   1.000  1.000

14000810 14   Cashew                             0.175850   1.000  1.000

14000920 14   Chestnut                           0.193350   1.000  1.000

14001550 14   Filbert                            0.060850   1.000  1.000

14001560 14   Filbert, oil                       0.175850   1.000  1.000

14001850 14   Hickory nut                        0.175850   1.000  1.000

14002130 14   Macadamia nut                      0.175850   1.000  1.000

14002690 14   Pecan                              0.130540   1.000  1.000

14002820 14   Pistachio                          0.193350   1.000  1.000

14003910 14   Walnut                             0.175850   1.000  1.000

15000250 15   Barley, pearled barley             0.568250   1.000  1.000

15000251 15   Barley, pearled barley-babyfood    0.568250   1.000  1.000

15000260 15   Barley, flour                      0.568250   1.000  1.000

15000261 15   Barley, flour-babyfood             0.568250   1.000  1.000

15000270 15   Barley, bran                       0.583450   1.000  1.000

15000650 15   Buckwheat                          0.187730   1.000  1.000

15000660 15   Buckwheat, flour                   0.187730   1.000  1.000

15001200 15   Corn, field, flour                 0.345320   1.000  1.000

15001201 15   Corn, field, flour-babyfood        0.345320   1.000  1.000

15001210 15   Corn, field, meal                  0.345320   1.000  1.000

15001211 15   Corn, field, meal-babyfood         0.345320   1.000  1.000

15001220 15   Corn, field, bran                  0.345320   1.000  1.000

15001230 15   Corn, field, starch                0.345320   1.000  1.000

15001231 15   Corn, field, starch-babyfood       0.345320   1.000  1.000

15001240 15   Corn, field, syrup                 0.345320   1.500  1.000

15001241 15   Corn, field, syrup-babyfood        0.345320   1.500  1.000

15001250 15   Corn, field, oil                   0.345320   1.000  1.000

15001251 15   Corn, field, oil-babyfood          0.345320   1.000  1.000

15001260 15   Corn, pop                          0.386970   1.000  1.000

15001270 15   Corn, sweet                        0.375880   1.000  1.000

15001271 15   Corn, sweet-babyfood               0.375880   1.000  1.000

15002260 15   Millet, grain                      0.187730   1.000  1.000

15002310 15   Oat, bran                          0.418310   1.000  1.000

15002320 15   Oat, flour                         0.418310   1.000  1.000

15002321 15   Oat, flour-babyfood                0.418310   1.000  1.000

15002330 15   Oat, groats/rolled oats            0.418310   1.000  1.000

15002331 15   Oat, groats/rolled oats-babyfood   0.418310   1.000  1.000

15003230 15   Rice, white                        3.207140   1.000  1.000

15003231 15   Rice, white-babyfood               3.207140   1.000  1.000

15003240 15   Rice, brown                        3.207140   1.000  1.000

15003241 15   Rice, brown-babyfood               3.207140   1.000  1.000

15003250 15   Rice, flour                        3.207140   1.000  1.000

15003251 15   Rice, flour-babyfood               3.207140   1.000  1.000

15003260 15   Rice, bran                         6.853910   1.000  1.000

15003261 15   Rice, bran-babyfood                6.853910   1.000  1.000

15003280 15   Rye, grain                         0.349530   1.000  1.000

15003290 15   Rye, flour                         0.349530   1.000  1.000

15003440 15   Sorghum, grain                     0.999400   1.000  1.000

15003450 15   Sorghum, syrup                     0.999400   1.000  1.000

15003810 15   Triticale, flour                   0.339110   1.000  1.000

15003811 15   Triticale, flour-babyfood          0.339110   1.000  1.000

15004010 15   Wheat, grain                       0.408890   1.000  1.000

15004011 15   Wheat, grain-babyfood              0.408890   1.000  1.000

15004020 15   Wheat, flour                       0.411320   1.000  1.000

15004021 15   Wheat, flour-babyfood              0.411320   1.000  1.000

15004030 15   Wheat, germ                        0.411320   1.000  1.000

15004040 15   Wheat, bran                        0.423750   1.000  1.000

15004050 15   Wild rice                          0.244130   1.000  1.000

19011180 19A  Coriander, leaves                 10.787850   1.000  1.000

19011181 19A  Coriander, leaves-babyfood        10.787850   1.000  1.000

19012490 19A  Parsley, dried leaves             31.909300   1.000  1.000

19012491 19A  Parsley, dried leaves-babyfood    31.909300   1.000  1.000

20003190 20   Rapeseed, oil                      0.210460   1.000  1.000

20003191 20   Rapeseed, oil-babyfood             0.210460   1.000  1.000

20003640 20   Sunflower, seed                    0.050680   1.000  1.000

20003650 20   Sunflower, oil                     0.050680   1.000  1.000

20003651 20   Sunflower, oil-babyfood            0.050680   1.000  1.000

21000440 M    Beef, meat                         0.042870   1.000  1.000

21000441 M    Beef, meat-babyfood                0.042870   1.000  1.000

21000450 M    Beef, meat, dried                  0.042870   1.920  1.000

21000460 M    Beef, meat byproducts              0.099280   1.000  1.000

21000461 M    Beef, meat byproducts-babyfood     0.099280   1.000  1.000

21000470 M    Beef, fat                          0.063770   1.000  1.000

21000471 M    Beef,fat-babyfood                  0.063770   1.000  1.000

21000480 M    Beef, kidney                       0.296820   1.000  1.000

21000490 M    Beef, liver                        0.516100   1.000  1.000

21000491 M    Beef, liver-babyfood               0.516100   1.000  1.000

23001690 M    Goat, meat                         0.042870   1.000  1.000

23001700 M    Goat, meat byproducts              0.099280   1.000  1.000

23001710 M    Goat, fat                          0.063770   1.000  1.000

23001720 M    Goat, kidney                       0.296820   1.000  1.000

23001730 M    Goat, liver                        0.516100   1.000  1.000

24001890 M    Horse, meat                        0.042870   1.000  1.000

25002900 M    Pork, meat                         0.051610   1.000  1.000

25002901 M    Pork, meat-babyfood                0.051610   1.000  1.000

25002910 M    Pork, skin                         0.046400   1.000  1.000

25002920 M    Pork, meat byproducts              0.084040   1.000  1.000

25002921 M    Pork, meat byproducts-babyfood     0.084040   1.000  1.000

25002930 M    Pork, fat                          0.046400   1.000  1.000

25002931 M    Pork, fat-babyfood                 0.046400   1.000  1.000

25002940 M    Pork, kidney                       0.103700   1.000  1.000

25002950 M    Pork, liver                        0.236980   1.000  1.000

26003390 M    Sheep, meat                        0.042870   1.000  1.000

26003391 M    Sheep, meat-babyfood               0.042870   1.000  1.000

26003400 M    Sheep, meat byproducts             0.099280   1.000  1.000

26003410 M    Sheep, fat                         0.063770   1.000  1.000

26003411 M    Sheep, fat-babyfood                0.063770   1.000  1.000

26003420 M    Sheep, kidney                      0.296820   1.000  1.000

26003430 M    Sheep, liver                       0.516100   1.000  1.000

27002220 D    Milk, fat                          0.124040   1.000  1.000

27002221 D    Milk, fat - baby food/infant for   0.124040   1.000  1.000

27012230 D    Milk, nonfat solids                0.037810   1.000  1.000

27012231 D    Milk, nonfat solids-baby food/in   0.037810   1.000  1.000

27022240 D    Milk, water                        0.037810   1.000  1.000

27022241 D    Milk, water-babyfood/infant form   0.037810   1.000  1.000

27032251 D    Milk, sugar (lactose)-baby food/   0.037810   1.000  1.000

28002210 M    Meat, game                         0.042870   1.000  1.000

29003120 M    Rabbit, meat                       0.042870   1.000  1.000

40000930 P    Chicken, meat                      0.015000   1.000  1.000

40000931 P    Chicken, meat-babyfood             0.015000   1.000  1.000

40000940 P    Chicken, liver                     0.031760   1.000  1.000

40000950 P    Chicken, meat byproducts           0.031760   1.000  1.000

40000951 P    Chicken, meat byproducts-babyfoo   0.031760   1.000  1.000

40000960 P    Chicken, fat                       0.031760   1.000  1.000

40000961 P    Chicken, fat-babyfood              0.031760   1.000  1.000

40000970 P    Chicken, skin                      0.031760   1.000  1.000

40000971 P    Chicken, skin-babyfood             0.031760   1.000  1.000

50003820 P    Turkey, meat                       0.015000   1.000  1.000

50003821 P    Turkey, meat-babyfood              0.015000   1.000  1.000

50003830 P    Turkey, liver                      0.031760   1.000  1.000

50003831 P    Turkey, liver-babyfood             0.031760   1.000  1.000

50003840 P    Turkey, meat byproducts            0.031760   1.000  1.000

50003841 P    Turkey, meat byproducts-babyfood   0.031760   1.000  1.000

50003850 P    Turkey, fat                        0.031760   1.000  1.000

50003851 P    Turkey, fat-babyfood               0.031760   1.000  1.000

50003860 P    Turkey, skin                       0.031760   1.000  1.000

50003861 P    Turkey, skin-babyfood              0.031760   1.000  1.000

60003010 P    Poultry, other, meat               0.015000   1.000  1.000

60003020 P    Poultry, other, liver              0.031760   1.000  1.000

60003030 P    Poultry, other, meat byproducts    0.031760   1.000  1.000

60003040 P    Poultry, other, fat                0.031760   1.000  1.000

60003050 P    Poultry, other, skin               0.031760   1.000  1.000

70001450 P    Egg, whole                         0.024220   1.000  1.000

70001451 P    Egg, whole-babyfood                0.024220   1.000  1.000

70001460 P    Egg, white                         0.024220   1.000  1.000

70001461 P    Egg, white (solids)-babyfood       0.024220   1.000  1.000

70001470 P    Egg, yolk                          0.024220   1.000  1.000

70001471 P    Egg, yolk-babyfood                 0.024220   1.000  1.000

86010000 O    Water, direct, all sources         0.011000   1.000  1.000

86020000 O    Water, indirect, all sources       0.011000   1.000  1.000

95000160 O    Artichoke, globe                   0.972370   1.000  1.000

95000190 O    Asparagus                          0.036140   1.000  1.000

95000200 O    Avocado                            9.116940   1.000  1.000

95000230 O    Banana                             0.761190   1.000  1.000

95000231 O    Banana-babyfood                    0.761190   1.000  1.000

95000240 O    Banana, dried                      0.761190   3.900  1.000

95000241 O    Banana, dried-babyfood             0.761190   3.900  1.000

95000740 O    Canistel                           3.241220   1.000  1.000

95001150 O    Coffee, roasted bean               0.152770   1.000  1.000

95001160 O    Coffee, instant                    0.152770   1.000  1.000

95001280 O    Cottonseed, oil                    0.436920   1.000  1.000

95001281 O    Cottonseed, oil-babyfood           0.436920   1.000  1.000

95001300 O    Cranberry                          0.687420   1.000  1.000

95001301 O    Cranberry-babyfood                 0.687420   1.000  1.000

95001310 O    Cranberry, dried                   0.687420   4.300  1.000

95001320 O    Cranberry, juice                   0.687420   1.100  1.000

95001321 O    Cranberry, juice-babyfood          0.687420   1.100  1.000

95001750 O    Grape                              1.265850   1.000  1.000

95001760 O    Grape, juice                       1.265850   1.200  1.000

95001761 O    Grape, juice-babyfood              1.265850   1.200  1.000

95001770 O    Grape, leaves                      1.265850   1.000  1.000

95001780 O    Grape, raisin                      2.421820   4.300  1.000

95001790 O    Grape, wine and sherry             1.265850   1.200  1.000

95001880 O    Hop                               23.139680   1.000  1.000

95001950 O    Kiwifruit                          0.153840   1.000  1.000

95002110 O    Lychee                             1.621730   1.000  1.000

95002120 O    Lychee, dried                      1.621730   1.850  1.000

95002150 O    Mango                              1.149010   1.000  1.000

95002151 O    Mango-babyfood                     1.149010   1.000  1.000

95002160 O    Mango, dried                       1.149010   1.000  1.000

95002170 O    Mango, juice                       1.149010   1.000  1.000

95002171 O    Mango, juice-babyfood              1.149010   1.000  1.000

95002280 O    Mushroom                           0.091170   1.000  1.000

95002450 O    Papaya                             1.735810   1.000  1.000

95002451 O    Papaya-babyfood                    1.735810   1.000  1.000

95002460 O    Papaya, dried                      1.735810   1.800  1.000

95002470 O    Papaya, juice                      1.735810   1.500  1.000

95002630 O    Peanut                             0.388890   1.000  1.000

95002640 O    Peanut, butter                     0.398350   1.890  1.000

95002650 O    Peanut, oil                        0.397280   1.000  1.000

95002750 O    Peppermint                         6.179080   1.000  1.000

95002760 O    Peppermint, oil                    6.179080   1.000  1.000

95002790 O    Pineapple                          3.644500   1.000  1.000

95002791 O    Pineapple-babyfood                 3.644500   1.000  1.000

95002800 O    Pineapple, dried                   3.644500   5.000  1.000

95002810 O    Pineapple, juice                   3.644500   1.700  1.000

95002811 O    Pineapple, juice-babyfood          3.644500   1.700  1.000

95002830 O    Plantain                           0.761190   1.000  1.000

95002840 O    Plantain, dried                    0.761190   3.900  1.000

95003330 O    Sapote, Mamey                      3.241220   1.000  1.000

95003520 O    Spearmint                          6.179080   1.000  1.000

95003530 O    Spearmint, oil                     6.179080   1.000  1.000

95003590 O    Strawberry                         0.731040   1.000  1.000

95003591 O    Strawberry-babyfood                0.731040   1.000  1.000

95003600 O    Strawberry, juice                  0.731040   1.000  1.000

95003601 O    Strawberry, juice-babyfood         0.731040   1.000  1.000

95003620 O    Sugarcane, sugar                   1.201800   1.000  1.000

95003621 O    Sugarcane, sugar-babyfood          1.201800   1.000  1.000

95003630 O    Sugarcane, molasses                2.403600   1.000  1.000

95003631 O    Sugarcane, molasses-babyfood       2.403600   1.000  1.000

Attachment 5.  Summary of the acute dietary exposure and risk estimates for 1,2,4-triazole.

U.S. Environmental Protection Agency                                  Ver. 2.02

DEEM-FCID ACUTE Analysis for 1,2,4-TRIAZOLE                      (1994-98 data)

Residue file: Triazole Acute.R98                      Adjustment factor #2 used.

Analysis Date: 04-07-2011/09:17:41    Residue file dated: 04-07-2011/09:01:59/8

Daily totals for food and foodform consumption used.

Run Comment: ""

======================================================================== =======

Summary calculations (per capita):

                    95th Percentile      99th Percentile      99.9th Percentile

                   Exposure   % aRfD    Exposure   % aRfD    Exposure   % aRfD

                  ---------- --------  ---------- --------  ---------- --------

U.S. Population:

                    0.006383    21.28    0.011001    36.67    0.020951    69.84

All infants:

                    0.011430    38.10    0.016200    54.00    0.024414    81.38

Children 1-2 yrs:

                    0.014129    47.10    0.021660    72.20    0.035540   118.47

Children 3-5 yrs:

                    0.011683    38.94    0.018417    61.39    0.031119   103.73

Children 6-12 yrs:

                    0.007713    25.71    0.012412    41.37    0.021428    71.43

Youth 13-19 yrs:

                    0.005402    18.01    0.007867    26.22    0.013851    46.17

Adults 20-49 yrs:

                    0.005101    17.00    0.007903    26.34    0.013265    44.22

Adults 50+ yrs:

                    0.004639    15.46    0.006982    23.27    0.009558    31.86

Females 13-49 yrs:

                    0.004898    16.33    0.007358    24.53    0.012748    42.49

Attachment 6.  Summary of the chronic dietary exposure and risk estimates for 1,2,4-triazole.

U.S. Environmental Protection Agency                                 Ver. 2.00

DEEM-FCID Chronic analysis for 1,2,4-TRIAZOLE                   (1994-98 data)

Residue file name: C:\Documents and Settings\tmorton\My Documents\MyFiles\DEEM Files\Triazole Risk Assessment 4-2011 for AA-Metconazole\Triazole Chronic.R98

                                                     Adjustment factor #2 used.

Analysis Date 04-07-2011/09:19:42     Residue file dated: 04-07-2011/09:01:59/8

Reference dose (RfD, Chronic) = .005 mg/kg bw/day

======================================================================== =======

                    Total exposure by population subgroup

------------------------------------------------------------------------ -------

                                                    Total Exposure

                                         -----------------------------------

          Population                         mg/kg             Percent of

           Subgroup                       body wt/day             Rfd

--------------------------------------   -------------       ---------------

U.S. Population (total)                     0.001191                23.8%

U.S. Population (spring season)             0.001203                24.1%

U.S. Population (summer season)             0.001208                24.2%

U.S. Population (autumn season)             0.001168                23.4%

U.S. Population (winter season)             0.001188                23.8%

Northeast region                            0.001216                24.3%

Midwest region                              0.001197                23.9%

Southern region                             0.001102                22.0%

Western region                              0.001305                26.1%

Hispanics                                   0.001357                27.1%

Non-hispanic whites                         0.001156                23.1%

Non-hispanic blacks                         0.001155                23.1%

Non-hisp/non-white/non-black                0.001490                29.8%

All infants (< 1 year)                      0.001879                37.6%

Nursing infants                             0.000842                16.8%

Non-nursing infants                         0.002273                45.5%

Children 1-6  yrs                           0.002563                51.3%

Children 7-12 yrs                           0.001526                30.5%

Females 13-19 (not preg or nursing)         0.000979                19.6%

Females 20+ (not preg or nursing)           0.000966                19.3%

Females 13-50 yrs                           0.001052                21.0%

Females 13+ (preg/not nursing)              0.001140                22.8%

Females 13+ (nursing)                       0.001257                25.1%

Males 13-19 yrs                             0.001069                21.4%

Males 20+ yrs                               0.000980                19.6%

Seniors 55+                                 0.000918                18.4%

Children 1-2 yrs                            0.002944                58.9%

Children 3-5 yrs                            0.002472                49.4%

Children 6-12 yrs                           0.001609                32.2%

Youth 13-19 yrs                             0.001028                20.6%

Adults 20-49 yrs                            0.001004                20.1%

Adults 50+ yrs                              0.000925                18.5%

Females 13-49 yrs                           0.000993                19.9%

------------------------------------------------------------------------ -------

Attachment 7.  Summary of the acute dietary exposure and risk estimates for the conjugated triazole metabolites.

U.S. Environmental Protection Agency                                  Ver. 2.02

DEEM-FCID ACUTE Analysis for TRIAZOLE CONJUGATES                 (1994-98 data)

Residue file: Conjugates Acute.R98                    Adjustment factor #2 used.

Analysis Date: 04-07-2011/09:19:01    Residue file dated: 04-07-2011/09:01:59/8

Daily totals for food and foodform consumption used.

Run Comment: ""

======================================================================== =======

Summary calculations (per capita):

                    95th Percentile      99th Percentile      99.9th Percentile

                   Exposure   % aRfD    Exposure   % aRfD    Exposure   % aRfD

                  ---------- --------  ---------- --------  ---------- --------

Females 13-49 yrs:

                    0.052303    52.30    0.076360    76.36    0.137403   137.40

Attachment 8.  Summary of the chronic dietary exposure and risk estimates for the conjugated triazole metabolites.

U.S. Environmental Protection Agency                                 Ver. 2.00

DEEM-FCID Chronic analysis for TRIAZOLE CONJUGATES              (1994-98 data)

Residue file name: C:\Documents and Settings\tmorton\My Documents\MyFiles\DEEM Files\Triazole Risk Assessment 4-2011 for AA-Metconazole\Conjugates Chronic.R98

                                                     Adjustment factor #2 used.

Analysis Date 04-07-2011/09:20:15     Residue file dated: 04-07-2011/09:01:59/8

Reference dose (RfD, Chronic) = .09 mg/kg bw/day

======================================================================== =======

                    Total exposure by population subgroup

------------------------------------------------------------------------ -------

                                                    Total Exposure

                                         -----------------------------------

          Population                         mg/kg             Percent of

           Subgroup                       body wt/day             Rfd

--------------------------------------   -------------       ---------------

U.S. Population (total)                     0.014081                15.6%

U.S. Population (spring season)             0.014244                15.8%

U.S. Population (summer season)             0.014160                15.7%

U.S. Population (autumn season)             0.013807                15.3%

U.S. Population (winter season)             0.014133                15.7%

Northeast region                            0.014932                16.6%

Midwest region                              0.013932                15.5%

Southern region                             0.012857                14.3%

Western region                              0.015420                17.1%

Hispanics                                   0.016049                17.8%

Non-hispanic whites                         0.013556                15.1%

Non-hispanic blacks                         0.013786                15.3%

Non-hisp/non-white/non-black                0.018825                20.9%

All infants (< 1 year)                      0.018206                20.2%

Nursing infants                             0.009117                10.1%

Non-nursing infants                         0.021656                24.1%

Children 1-6  yrs                           0.032102                35.7%

Children 7-12 yrs                           0.018186                20.2%

Females 13-19 (not preg or nursing)         0.011756                13.1%

Females 20+ (not preg or nursing)           0.011044                12.3%

Females 13-50 yrs                           0.012240                13.6%

Females 13+ (preg/not nursing)              0.013160                14.6%

Females 13+ (nursing)                       0.013942                15.5%

Males 13-19 yrs                             0.013033                14.5%

Males 20+ yrs                               0.011518                12.8%

Seniors 55+                                 0.010401                11.6%

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Children 1-2 yrs                            0.038106                42.3%

Children 3-5 yrs                            0.030642                34.0%

Children 6-12 yrs                           0.019145                21.3%

Youth 13-19 yrs                             0.012441                13.8%

Adults 20-49 yrs                            0.011755                13.1%

Adults 50+ yrs                              0.010510                11.7%

Females 13-49 yrs                           0.011548                12.8%

------------------------------------------------------------------------ -------

Triazole Metabolites 	Dietary Exposure and Risk Assessment	DP Number:  388469

 PAGE

Page   PAGE  1  of   NUMPAGES  40

DRAFT – Confidential, Internal, and Deliberative Material

[Chemical Name]	Dietary Exposure and Risk Assessment	DP Number: [xxxxxxx]

PC Code:  [xxxxxx]


[Federal Register Volume 83, Number 156 (Monday, August 13, 2018)]
[Proposed Rules]
[Pages 39978-39979]
[FR Doc No: 2018-16801]

-----------------------------------------------------------------------

ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 300

[EPA-HQ-OLEM-2017-0603; FRL-9981-49-OLEM]

Documentation Supporting the Proposal of the Orange County North
Basin Site; Addendum Availability

AGENCY: Environmental Protection Agency (EPA).

ACTION: Proposed rule; notice of data availability.

-----------------------------------------------------------------------

SUMMARY: This notice provides an opportunity to comment on additional
reference documentation for the Orange County North Basin site in
Orange County, California. The site was proposed to the National
Priorities List (NPL) on January 18, 2018.

DATES: Comments must be submitted (postmarked) on or before September
12, 2018.

ADDRESSES: Submit your comments, identified by docket number EPA-HQ-
OLEM-2017-0603, at https://www.regulations.gov. Follow the online
instructions for submitting comments. Once submitted, comments cannot
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    To send a comment via the United States Postal Service, use the
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business hours: EPA Superfund Docket Center, WJC West Building, Room
3334, 1301 Constitution Avenue NW, Washington, DC 20004.

FOR FURTHER INFORMATION CONTACT: Jennifer Wendel, phone: (404) 562-
8799, email: [email protected], Site Assessment and Remedy
Decisions Branch, Assessment and Remediation Division, Office of
Superfund Remediation and Technology Innovation (Mail Code 5204P), U.S.
Environmental Protection Agency, 1200 Pennsylvania Avenue NW,
Washington, DC 20460.

SUPPLEMENTARY INFORMATION:
    The site was proposed to the National Priorities List (NPL) on
January 18, 2018 (83 FR 2576).

Site Geological Information

    One commenter questioned the EPA's use of a reference in the HRS
documentation record (HRS Reference 110--the 3DVA Technical Memorandum)
to support aquifer interconnection and contaminant migration. EPA notes
that the reference in question is a model, and analysis, of the
hydrology and geology in the vicinity of the Orange County North Basin
site. The commenter stated that the EPA cites to HRS Reference 110 and
presents conclusions in the HRS documentation record based on the model
in the reference that used well borehole and lithology data that was
not

available to the public to review to confirm the reliability of the
reference.
    The EPA has examined this issue and has decided to provide the
relevant documentation used to develop the content presented in the
reference. This information includes well logs and lithology reports
for the wells which were used to produce HRS Reference 110--the 3DVA
Technical Memorandum. This data will be included as one reference to
the HRS documentation record and the EPA is providing this additional
document for public review and comment. This document is available at
the Regional office in San Francisco, CA. Anyone wishing to comment on
the information in the reference or the impact this data may have on
the HRS score for the proposed Orange County North Basin site should do
so within the next 30 calendar days (see DATES section at the beginning
of this notice). Additional comments will not be accepted on other HRS
scoring issues which could have appropriately been raised during the
original comment period and are not based on information provided in
these additional references.
    Comments should be submitted pursuant to instructions in the
ADDRESSEES section of this notice; they may be submitted
electronically, by mail or by express mail. The docket number for this
site is EPA-HQ-OLEM-2017-0603 and should be identified in any
correspondence/electronic submission.

    Dated: July 16, 2018.
James E. Woolford,
Director, Office of Superfund Remediation and Technology Innovation.
[FR Doc. 2018-16801 Filed 8-10-18; 8:45 am]
 BILLING CODE 6560-50-P


1a(47) of the Commodity Exchange Act (7 U.S.C. 1a(47)) and section
3(a)(69) of the Act (15 U.S.C. 78c(a)(69)), including any rules and
regulations thereunder) or security-based swap (as defined in section
3(a)(68) of the Act (15 U.S.C. 78c(a)(68)), including any rules and
regulations thereunder) to which:
    (1) A municipal entity is a counterparty; or
    (2) An obligated person, acting in such capacity, is a
counterparty.
    (g) Municipal entity means any State, political subdivision of a
State, or municipal corporate instrumentality of a State or of a
political subdivision of a State, including:
    (1) Any agency, authority, or instrumentality of the State,
political subdivision, or municipal corporate instrumentality;
    (2) Any plan, program, or pool of assets sponsored or established
by the State, political subdivision, or municipal corporate
instrumentality or any agency, authority, or instrumentality thereof;
and
    (3) Any other issuer of municipal securities.
    (h) Municipal escrow investments.
    (1) In general. Except as otherwise provided in paragraph (h)(2) of
this section, municipal escrow investments means proceeds of municipal
securities and any other funds of a municipal entity that are deposited
in an escrow account to pay the principal of, premium, if any, and
interest on one or more issues of municipal securities.
    (2) Reasonable reliance on representations. In determining whether
or not funds to be invested or reinvested constitute municipal escrow
investments for purposes of this section, a person may rely on
representations in writing made by a knowledgeable official of the
municipal entity or obligated person whose funds are to be invested or
reinvested regarding the nature of such investments, provided that the
person seeking to rely on such representations has a reasonable basis
for such reliance.
    (i) Municipal financial product has the same meaning as in section
15B(e)(5) of the Act (15 U.S.C. 78o-4(e)(5)).
    (j) Non-resident means:
    (1) In the case of an individual, one who resides in or has his
principal office and place of business in any place not subject to the
jurisdiction of the United States;
    (2) In the case of a corporation, one incorporated in or having its
principal office and place of business in any place not subject to the
jurisdiction of the United States; or
    (3) In the case of a partnership or other unincorporated
organization or association, one having its principal office and place
of business in any place not subject to the jurisdiction of the United
States.
    (k) Obligated person has the same meaning as in section 15B(e)(10)
of the Act (15 U.S.C. 78o-4(e)(10)); provided, however, that the term
obligated person shall not include:
    (1) A person who provides municipal bond insurance, letters of
credit, or other liquidity facilities;
    (2) A person whose financial information or operating data is not
material to a municipal securities offering, without reference to any
municipal bond insurance, letter of credit, liquidity facility, or
other credit enhancement; or
    (3) The federal government.
    (l) Principal office and place of business means the executive
office of the municipal advisor from which the officers, partners, or
managers of the municipal advisor direct, control, and coordinate the
activities of the municipal advisor.
    (m)(1) Proceeds of municipal securities--In general. Except as
otherwise provided in paragraphs (m)(2) and (m)(3) of this section,
proceeds of municipal securities means monies derived by a municipal
entity from the sale of municipal securities, investment income derived
from the investment or reinvestment of such monies, and any monies of a
municipal entity or obligated person held in funds under legal
documents for the municipal securities that are reasonably expected to
be used as security or a source of payment for the payment of the debt
service on the municipal securities, including reserves, sinking funds,
and pledged funds created for such purpose, and the investment income
derived from the investment or reinvestment of monies in such funds.
When such monies are spent to carry out the authorized purposes of
municipal securities, they cease to be proceeds of municipal
securities.
    (2) Exception for Section 529 college savings plans. Solely for
purposes of this paragraph (m), monies derived from a municipal
security issued by an education trust established by a State under
Section 529(b) of the Internal Revenue Code (26 U.S.C. 529(b)) are not
proceeds of municipal securities.
    (3) Reasonable reliance on representations. In determining whether
or not funds to be invested constitute proceeds of municipal securities
for purposes of this section, a person may rely on representations in
writing made by a knowledgeable official of the municipal entity or
obligated person whose funds are to be invested regarding the nature of
such funds, provided that the person seeking to rely on such
representations has a reasonable basis for such reliance.
    (n) Solicitation of a municipal entity or obligated person has the
same meaning as in section 15B(e)(9) of the Act (15 U.S.C. 78o-
4(e)(9)); provided, however, that a solicitation does not include:
    (1) Advertising by a broker, dealer, municipal securities dealer,
municipal advisor, or investment adviser; or
    (2) Solicitation of an obligated person, if such obligated person
is not acting in the capacity of an obligated person or the
solicitation of the obligated person is not in connection with the
issuance of municipal securities or with respect to municipal financial
products.

Sec.  240.15Ba1-2  Registration of municipal advisors and information
regarding certain natural persons.

    (a) Form MA. A person applying for registration with the Commission
as a municipal advisor pursuant to section 15B of the Act (15 U.S.C.
78o-4) must complete Form MA (17 CFR 249.1300) in accordance with the
instructions in the Form and file the Form electronically with the
Commission.
    (b) Form MA-I. (1) A person applying for registration or registered
with the Commission as a municipal advisor pursuant to section 15B of
the Act (15 U.S.C. 78o-4) must complete Form MA-I (17 CFR 249.1310)
with respect to each natural person who is a person associated with the
municipal advisor (as defined in section 15B(e)(7) of the Act (15
U.S.C. 78o-4(e)(7))) and engaged in municipal advisory activities on
its behalf in accordance with the instructions in the Form and file the
Form electronically with the Commission.
    (2) A natural person applying for registration with the Commission
as a municipal advisor pursuant to section 15B of the Act (15 U.S.C.
78o-4), in addition to completing and filing Form MA pursuant to
paragraph (a) of this section, must complete Form MA-I (17 CFR
249.1310) in accordance with the instructions in the Form and file the
Form electronically with the Commission.
    (c) When filed. Each Form MA (17 CFR 249.1300) shall be considered
filed with the Commission upon submission of a completed Form MA,
together with all additional required documents, including all required
filings of Form MA-I (17 CFR 249.1310), to the Commission's Electronic
Data Gathering, Analysis, and Retrieval system.
    (d) Form MA and Form MA-I are reports. Each Form MA (17 CFR
249.1300) and Form MA-I (17 CFR 249.1310) required to be filed under
this section shall constitute a report within the meaning of sections
15B(c), 17(a), 18(a), 32(a) of the Act (15 U.S.C. 78o-4(c), 78q(a),
78r(a), 78ff(a)) and other applicable provisions of the Act.

Sec.  240.15Ba1-3  Exemption of certain natural persons from
registration under section 15B(a)(1)(B) of the Act.

    A natural person municipal advisor shall be exempt from section
15B(a)(1)(B) of the Act (15 U.S.C. 78o-4(a)(1)(B)) if he or she:
    (a) Is an associated person of an advisor that is registered with
the Commission pursuant to section 15B(a)(2) of the Act (15 U.S.C. 78o-
4(a)(2)) and the rules and regulations thereunder; and
    (b) Engages in municipal advisory activities solely on behalf of a
registered municipal advisor.

Sec.  240.15Ba1-4  Withdrawal from municipal advisor registration.

    (a) Form MA-W. Notice of withdrawal from registration as a
municipal advisor shall be filed on Form MA-W (17 CFR 249.1320) in
accordance with the instructions to the Form.
    (b) Electronic filing. Any notice of withdrawal on Form MA-W (17
CFR 249.1320) must be filed electronically.
    (c) Effective date. A notice of withdrawal from registration shall
become effective for all matters on the 60th day after the filing
thereof, within such longer period of time as to which the municipal
advisor consents or which the Commission by order may determine as
necessary or appropriate in the public interest or for the protection
of investors, or within such shorter period of time as the Commission
may determine. If a notice of withdrawal from registration is filed at
any time subsequent to the date of the issuance of a Commission order
instituting proceedings pursuant to section 15B(c) of the Act (15
U.S.C. 78o-4(c)) to censure, place limitations on the activities,
functions or operations of, or suspend or revoke the registration of,
the municipal advisor, or if prior to the effective date of the notice
of withdrawal pursuant to this paragraph (c), the Commission institutes
such a proceeding or a proceeding to impose terms or conditions upon
such withdrawal, the notice of withdrawal shall not become effective
pursuant to this paragraph (c) except at such time and upon such terms
and conditions as the Commission deems necessary or appropriate in the
public interest or for the protection of investors.
    (d) Form MA-W is a report. Each Form MA-W (17 CFR 249.1320)
required to be filed under this section shall constitute a report
within the meaning of sections 15B(c), 17(a), 18(a), 32(a) of the Act
(15 U.S.C. 78o-4(c), 78q(a), 78r(a), 78ff(a)) and other applicable
provisions of the Act.

Sec.  240.15Ba1-5  Amendments to Form MA and Form MA-I.

    (a) When amendment is required--Form MA. A registered municipal
advisor shall promptly amend the information contained in its Form MA
(17 CFR 249.1300):
    (1) At least annually, within 90 days of the end of a municipal
advisor's fiscal year, or of the end of the calendar year for a sole
proprietor; and
    (2) More frequently, if required by the General Instructions (17
CFR 249.1300), as applicable.
    (b) When amendment is required--Form MA-I. A registered municipal
advisor shall promptly amend the information contained in Form MA-I (17
CFR 249.1310) by filing an amended Form MA-I whenever the information
contained in the Form MA-I becomes inaccurate for any reason.
    (c) Electronic filing of amendments. A registered municipal advisor
shall file all amendments to Form MA (17 CFR 249.1300) and Form MA-I
(17 CFR 249.1310) electronically.
    (d) Amendments to Form MA and Form MA-I are reports. Each amendment
required to be filed under this section shall constitute a report
within the meaning of sections 15B(c), 17(a), 18(a), 32(a) of the Act
(15 U.S.C. 78o-4(c), 78q(a), 78r(a), 78ff(a)) and other applicable
provisions of the Act.

Sec.  240.15Ba1-6  Consent to service of process to be filed by non-
resident municipal advisors; legal opinion to be provided by non-
resident municipal advisors.

    (a)(1) Each non-resident municipal advisor applying for
registration pursuant to section 15B(a) of the Act (15 U.S.C. 78o-4(a))
shall, at the time of filing of the municipal advisor's application on
Form MA (17 CFR 249.1300), file with the Commission a written
irrevocable consent and power of attorney on Form MA-NR (17 CFR
249.1330) to appoint an agent in the United States, other than a
Commission member, official, or employee, upon whom may be served any
process, pleadings, or other papers in any action brought against the
non-resident municipal advisor to enforce this chapter.
    (2) Each municipal advisor applying for registration pursuant to or
registered under section 15B of the Act (15 U.S.C. 78o-4) shall, at the
time of filing the relevant Form MA (17 CFR 249.1300) or Form MA-I (17
CFR 249.1310), file with the Commission a written irrevocable consent
and power of attorney on Form MA-NR (17 CFR 249.1330) to appoint an
agent in the United States, other than a Commission member, official,
or employee, upon whom may be served any process, pleadings, or other
papers in any action brought against the municipal advisor's non-
resident general partner or non-resident managing agent, or non-
resident natural persons who are persons associated with the municipal
advisor (as defined in section 15B(e)(7) of the Act (15 U.S.C. 78o-
4(e)(7))) and engaged in municipal

advisory activities on its behalf, to enforce this chapter.
    (b) The registered municipal advisor shall communicate promptly to
the Commission by filing a new Form MA-NR (17 CFR 249.1330) any change
to the name or address of the agent for service of process of each such
non-resident municipal advisor, general partner, managing agent, or
natural persons who are persons associated with the municipal advisor
(as defined in section 15B(e)(7) of the Act (15 U.S.C. 78o-4(e)(7)))
and engaged in municipal advisory activities on its behalf.
    (c)(1) Each registered non-resident municipal advisor must promptly
appoint a successor agent for service of process and file a new Form
MA-NR (17 CFR 249.1330) if the non-resident municipal advisor
discharges its identified agent for service of process or if its agent
for service of process is unwilling or unable to accept service on
behalf of the non-resident municipal advisor.
    (2) Each registered municipal advisor must require each of its non-
resident general partners or non-resident managing agents, or non-
resident natural persons who are persons associated with the municipal
advisor (as defined in section 15B(e)(7) of the Act (15 U.S.C. 78o-
4(e)(7))) and engaged in municipal advisory activities on its behalf,
to promptly appoint a successor agent for service of process and the
registered municipal advisor must file a new Form MA-NR (17 CFR
249.1330) if such non-resident general partner, managing agent, or
associated person discharges the identified agent for service of
process or if the agent for service of process is unwilling or unable
to accept service on behalf such person.
    (d) Each non-resident municipal advisor applying for registration
pursuant to section 15B(a) of the Act (15 U.S.C. 78o-4(a)) shall
provide an opinion of counsel on Form MA (17 CFR 249.1300) that the
municipal advisor can, as a matter of law, provide the Commission with
access to the books and records of the municipal advisor as required by
law and that the municipal advisor can, as a matter of law, submit to
inspection and examination by the Commission.
    (e) Form MA-NR (17 CFR 249.1330) must be filed electronically.

Sec.  240.15Ba1-7  Registration of successor to municipal advisor.

    (a) In the event that a municipal advisor succeeds to and continues
the business of a municipal advisor registered pursuant to section
15B(a) of the Act (15 U.S.C. 78o-4(a)), the registration of the
predecessor shall be deemed to remain effective as the registration of
the successor if the successor, within 30 days after the succession,
files an application for registration on Form MA (17 CFR 249.1300), and
the predecessor files a notice of withdrawal from registration on Form
MA-W (17 CFR 249.1320); provided, however, that the registration of the
predecessor municipal advisor will cease to be effective as the
registration of the successor municipal advisor 45 days after the
application for registration on Form MA is filed by the successor.
    (b) Notwithstanding paragraph (a) of this section, if a municipal
advisor succeeds to and continues the business of a registered
predecessor municipal advisor, and the succession is based solely on a
change in the predecessor's date or state of incorporation, form of
organization, or composition of a partnership, the successor may,
within 30 days after the succession, amend the registration of the
predecessor municipal advisor on Form MA (17 CFR 249.1300) to reflect
these changes. This amendment shall be deemed an application for
registration filed by the predecessor and adopted by the successor.

Sec.  240.15Ba1-8  Books and records to be made and maintained by
municipal advisors.

    (a) Every person registered or required to be registered under
section 15B of the Act (15 U.S.C. 78o-4) and the rules and regulations
thereunder shall make and keep true, accurate, and current the
following books and records relating to its municipal advisory
activities:
    (1) Originals or copies of all written communications received, and
originals or copies of all written communications sent, by such
municipal advisor (including inter-office memoranda and communications)
relating to municipal advisory activities, regardless of the format of
such communications;
    (2) All check books, bank statements, general ledgers, cancelled
checks and cash reconciliations of the municipal advisor;
    (3) A copy of each version of the municipal advisor's policies and
procedures, if any, that:
    (i) Are in effect; or
    (ii) At any time within the last five years were in effect, not
including those in effect prior to January 13, 2014;
    (4) A copy of any document created by the municipal advisor that
was material to making a recommendation to a municipal entity or
obligated person or that memorializes the basis for that
recommendation;
    (5) All written agreements (or copies thereof) entered into by the
municipal advisor with any municipal entity, employee of a municipal
entity, or an obligated person or otherwise relating to the business of
such municipal advisor as such;
    (6) A record of the names of persons who are currently, or within
the past five years were, associated with the municipal advisor, not
including persons associated with the municipal advisor prior to
January 13, 2014;
    (7) Books and records containing a list or other record of:
    (i) The names, titles, and business and residence addresses of all
persons associated with the municipal advisor;
    (ii) All municipal entities or obligated persons with which the
municipal advisor is engaging or has engaged in municipal advisory
activities in the past five years, not including those prior to January
13, 2014;
    (iii) The name and business address of each person to whom the
municipal advisor provides or agrees to provide, directly or
indirectly, payment to solicit a municipal entity, an employee of a
municipal entity, or an obligated person on its behalf; and
    (iv) The name and business address of each person that provides or
agrees to provide, directly or indirectly, payment to the municipal
advisor to solicit a municipal entity, an employee of a municipal
entity, or an obligated person on its behalf; and
    (8) Written consents to service of process from each natural person
who is a person associated with the municipal advisor and engages in
municipal advisory activities solely on behalf of such municipal
advisor.
    (b)(1) All books and records required to be made under this section
shall be maintained and preserved for a period of not less than five
years, the first two years in an easily accessible place.
    (2) Partnership articles and any amendments thereto, articles of
incorporation, charters, minute books, and stock certificate books of
the municipal advisor and of any predecessor, excluding those that were
only in effect prior to January 13, 2014, shall be maintained in the
principal office of the municipal advisor and preserved until at least
three years after termination of the business or withdrawal from
registration as a municipal advisor.
    (c) A municipal advisor subject to paragraph (a) of this section,
before ceasing to conduct or discontinuing business as a municipal
advisor, shall arrange for and be responsible for the preservation of
the books and records required to be maintained and preserved

under this section for the remainder of the period specified in this
section, and shall notify the Commission in writing, at its principal
office in Washington, DC, of the exact address where such books and
records will be maintained during such period.
    (d) Electronic storage permitted.
    (1) General. The records required to be maintained and preserved
pursuant to this part may be maintained and preserved for the required
time on:
    (i) Electronic storage media, including any digital storage medium
or system that meets the terms of this section; or
    (ii) Paper documents.
    (2) General requirements. The municipal advisor must:
    (i) Arrange and index the records in a way that permits easy
location, access, and retrieval of any particular record;
    (ii) Provide promptly any of the following that the Commission (by
its staff or other representatives) may request:
    (A) A legible, true, and complete copy of the record in the medium
and format in which it is stored;
    (B) A legible, true, and complete printout of the record; and
    (C) Means to access, view, and print the records; and
    (iii) Separately store, for the time required for preservation of
the record, a duplicate copy of the record on any medium allowed by
this section.
    (3) Special requirements for electronic storage media. In the case
of records on electronic storage media, the municipal advisor must
establish and maintain procedures:
    (i) To maintain and preserve the records, so as to reasonably
safeguard them from loss, alteration, or destruction;
    (ii) To limit access to the records to properly authorized
personnel and the Commission (including its staff and other
representatives); and
    (iii) To reasonably ensure that any reproduction of a non-
electronic record on electronic storage media is complete, true, and
legible when retrieved.
    (e)(1) Any book or other record made, kept, maintained, and
preserved in compliance with Sec. Sec.  240.17a-3 and 240.17a-4, rules
of the Municipal Securities Rulemaking Board, or Sec.  275.204-2 under
the Investment Advisers Act of 1940 (15 U.S.C. 80b-1 et seq.), which is
substantially the same as a book or other record required to be made,
kept, maintained, and preserved under this section, shall satisfy the
requirements of this section.
    (2) A record made and kept pursuant to any provision of paragraph
(a) of this section that contains all the information required under
any other provision of paragraph (a) of this section, need not be
maintained in duplicate in order to meet the requirements of the other
provisions of paragraph (a) of this section.
    (f)(1) Except as provided in paragraph (f)(3) of this section, each
non-resident municipal advisor registered or applying for registration
pursuant to section 15B of the Act (15 U.S.C. 78o-4) and the rules and
regulations thereunder shall keep, maintain, and preserve, at a place
within the United States designated in a notice from such municipal
advisor as provided in paragraph (f)(2) of this section, true, correct,
complete, and current copies of books and records that such municipal
advisor is required to make, keep current, maintain or preserve
pursuant to any provisions of any rule or regulation of the Commission
adopted under the Act.
    (2) Except as provided in paragraph (f)(3) of this section, each
non-resident municipal advisor subject to paragraph (f)(1) of this
section shall furnish to the Commission a written notice specifying the
address of the place within the United States where the copies of the
books and records required to be kept, maintained, and preserved by
such municipal advisor pursuant to paragraph (f)(1) of this section are
located. Each non-resident municipal advisor registered or applying for
registration when this paragraph becomes effective shall file such
notice within 30 calendar days after this paragraph becomes effective.
Each non-resident municipal advisor that files an application for
registration after this paragraph becomes effective shall file such
notice with such application for registration.
    (3) Notwithstanding the provisions of paragraphs (f)(1) and (2) of
this section, a non-resident municipal advisor need not keep, maintain,
or preserve within the United States copies of the books and records
referred to in paragraphs (f)(1) and (2) of this section, if:
    (i) Such non-resident municipal advisor files with the Commission,
at the time or within the period provided by paragraph (f)(2) of this
section, a written undertaking, in a form acceptable to the Commission
and signed by a duly authorized person, to furnish to the Commission,
upon demand, at the Commission's principal office in Washington, DC, or
at any Regional Office of the Commission designated in such demand,
true, correct, complete, and current copies of any or all of the books
and records which such municipal advisor is required to make, keep
current, maintain, or preserve pursuant to any provision of any rule or
regulation of the Commission adopted under the Act, or any part of such
books and records that may be specified in such demand. Such
undertaking shall be in substantially the following form:

    The undersigned hereby undertakes to furnish at its own expense
to the Securities and Exchange Commission at the Commission's
principal office in Washington, DC or at any Regional Office of the
Commission specified in a demand for copies of books and records
made by or on behalf of the Commission, true, correct, complete, and
current copies of any or all, or any part, of the books and records
that the undersigned is required to make, keep current, maintain, or
preserve pursuant to any provision of any rule or regulation of the
Securities and Exchange Commission under the Securities Exchange Act
of 1934. This undertaking shall be suspended during any period when
the undersigned is making, keeping current, maintaining, and
preserving copies of all of said books and records at a place within
the United States in compliance with 17 CFR 240.15Ba1-7(f)(1) and
(2). This undertaking shall be binding upon the undersigned and the
heirs, successors and assigns of the undersigned, and the written
irrevocable consents and powers of attorney of the undersigned, its
general partners, and managing agents filed with the Securities and
Exchange Commission shall extend to and cover any action to enforce
the same.

and
    (ii) Such non-resident municipal advisor furnishes to the
Commission, at such municipal advisor's own expense 14 calendar days
after written demand therefor forwarded to such municipal advisor by
registered mail at such municipal advisor's last address of record
filed with the Commission and signed by the Secretary of the Commission
or such person as the Commission may authorize to act in its behalf,
true, correct, complete, and current copies of any or all books and
records which such municipal advisor is required to make, keep current,
maintain, or preserve pursuant to any provision of any rule or
regulation of the Commission adopted under the Act, or any part of such
books and records that may be specified in said written demand. Such
copies shall be furnished to the Commission at the Commission's
principal office in Washington, DC, or at any Regional Office of the
Commission which may be specified in said written demand.

0
8. Section 240.15Bc4-1 is added to read as follows:

Sec.  240.15Bc4-1  Persons associated with municipal advisors.

    A person associated, seeking to become associated, or, at the time
of the alleged misconduct, associated or seeking to become associated
with a municipal advisor, shall be subject to a

Commission order that censures or places limitations on the activities
or functions of such person, or suspends for a period not exceeding
twelve months or bars such person from being associated with a broker,
dealer, investment adviser, municipal securities dealer, municipal
advisor, transfer agent, or nationally recognized statistical rating
organization, if the Commission finds, on the record after notice and
opportunity for hearing, that such censure, placing of limitations,
suspension, or bar is in the public interest and that such person has
committed any act, or is subject to an order or finding, enumerated in
subparagraph (A), (D), (E), (H), or (G) of paragraph (4) of section
15(b) of the Act (15 U.S.C. 78o(b)(4)(A), 78o(b)(4)(D), 78o(b)(4)(E),
78o(b)(4)(H), 78o(b)(4)(G)), has been convicted of any offense
specified in subparagraph (B) of such paragraph (4) (15 U.S.C.
78o(b)(4)(B)) within 10 years of the commencement of the proceedings
under section 15B(c)(4) (15 U.S.C. 78o-4(c)(4)), or is enjoined from
any action, conduct, or practice specified in subparagraph (C) of such
paragraph (4) (15 U.S.C. 78o(b)(4)(C)). It shall be unlawful for any
person as to whom an order entered pursuant to section 15B(c)(4) of the
Act (15 U.S.C. 78o-4(c)(4)) or section 15B(c)(5) of the Act (15 U.S.C.
78o-4(c)(5)) suspending or barring him from being associated with a
municipal advisor is in effect willfully to become, or to be,
associated with a municipal advisor without the consent of the
Commission, and it shall be unlawful for any municipal advisor to
permit such a person to become, or remain, a person associated with it
without the consent of the Commission, if such municipal advisor knew,
or, in the exercise of reasonable care should have known, of such
order.

PART 249--FORMS, SECURITIES EXCHANGE ACT OF 1934

0
9. The general authority citation for part 249 continues to read as
follows:

    Authority: 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C.
5461 et seq.; and 18 U.S.C. 1350, unless otherwise noted.
* * * * *

0
10. Subpart N is revised to read as follows:
Subpart N--Forms for Registration of Municipal Advisors and for
Providing Information Regarding Certain Natural Persons
Sec.
249.1300 Form MA, for registration as a municipal advisor, and for
amendments to registration.
249.1300T Form MA-T, for temporary registration as a municipal
advisor, and for amendments to, and withdrawals from, temporary
registration.
249.1310 Form MA-I, for providing information regarding natural
person municipal advisors, and for amendments to such information.
249.1320 Form MA-W, for withdrawal from registration as a municipal
advisor.
249.1330 Form MA-NR, for appointment of agent for service of process
by non-resident municipal advisor, non-resident general partner or
managing agent of a municipal advisor, and non-resident natural
person associated with a municipal advisor.

Subpart N--Forms for Registration of Municipal Advisors and for
Providing Information Regarding Certain Natural Persons

Sec.  249.1300  Form MA, for registration as a municipal advisor, and
for amendments to registration.

    The form shall be used for registration as a municipal advisor
pursuant to section 15B of the Securities Exchange Act of 1934 (15
U.S.C. 78o-4) and for amendments to registrations.

Sec.  249.1300T  Form MA-T, for temporary registration as a municipal
advisor, and for amendments to, and withdrawals from, temporary
registration.

    The form shall be used for temporary registration as a municipal
advisor, and for amendments to, and withdrawals from, temporary
registration pursuant to Section 15B of the Exchange Act, (15 U.S.C.
78o-4).

Sec.  249.1310  Form MA-I, for providing information regarding natural
person municipal advisors, and for amendments to such information.

    The form shall be used for providing information regarding natural
person municipal advisors, and for amendments to such information.

Sec.  249.1320  Form MA-W, for withdrawal from registration as a
municipal advisor.

    The form shall be used for filing a notice of withdrawal from
registration as a municipal advisor pursuant to section 15B of the
Securities Exchange Act of 1934 (15 U.S.C. 78o-4).

Sec.  249.1330  Form MA-NR, for appointment of agent for service of
process by non-resident municipal advisor, non-resident general partner
or managing agent of a municipal advisor, and non-resident natural
person associated with a municipal advisor.

    The form shall be used to furnish information pertaining to the
appointment of agent for service of process by a non-resident municipal
advisor and by registered municipal advisors to furnish the same for
each of its non-resident general partner or managing agent, or non-
resident natural person associated with a municipal advisor pursuant to
section 15B of the Securities Exchange Act of 1934 (15 U.S.C. 78o-4).

Sec.  249.1300T  [Removed]

0
11. Effective January 1, 2015, Sec.  249.1300T is removed.

[Note: The following Forms will not appear in the Code of Federal
Regulations.]

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    By the Commission.

    Date: September 20, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-23524 Filed 11-8-13; 8:45 am]
BILLING CODE 8011-01-C