part 98 of this chapter and that is appealable under Sec.  78.1(a):
* * * * *
    (b) * * *
    (3) * * *
    (i) Serve a copy of the petition on the Administrator and the
following person (unless such person is the petitioner):
    (A) The designated representative or authorized account
representative, for a petition under paragraph (a)(1), (2), (10), or
(11) of this section.
    (B) The NOX authorized account representative, for a
petition under paragraph (a)(3) of this section.
    (C) The CAIR designated representative or CAIR authorized account
representative, for a petition under paragraph (a)(4), (5), (6), (7),
(8), or (9) of this section.
* * * * *
    (c) * * *
    (7) Any revised or alternative action of the Administrator sought
by the petitioner as necessary to implement the requirements, purposes,
or policies of, as appropriate:
    (i) Title IV of the Act.
    (ii) Subparts A through J of part 97 of this chapter.
    (iii) Subparts AA through II, AAA through III, or AAAA through IIII
of part 96 of this chapter.
    (iv) Subparts AA through II, AAA through III, or AAAA through IIII
of part 97 of this chapter.
    (v) Subpart AAAAA, BBBBB, CCCCC, DDDDD, or EEEEE of part 97 of this
chapter.
    (d) In no event shall a petition for administrative review be
filed, or review be available under this part, with regard to:
    (1) Actions of the Administrator under sections 112(r), 113, 114,
120, 301, and 303 of the Act.
    (2) The reliance by the Administrator on:
    (i) A certificate of representation submitted by a designated
representative or an application for a general account submitted by an
authorized account representative under the Acid Rain Program or
subpart AAAAA, BBBBB, CCCCC, DDDDD, or EEEEE of part 97 of this
chapter.
    (ii) An account certificate of representation or an application for
a general account submitted by a NOX authorized account
representative under the NOX Budget Trading Program.
    (iii) A certificate of representation submitted by a CAIR
designated representative or an application for a general account
submitted by a CAIR authorized account representative under subparts AA
through II, AAA through III, or AAAA through IIII of part 96 of this
chapter or subparts AA through II, AAA through III, or AAAA through
IIII of part 97 of this chapter.
    (3) Any provision or requirement of part 72, 73, 74, 75, 76, or 77
of this chapter, including the standard requirements under Sec.  72.9
of this chapter and any emission monitoring or reporting requirements.
    (4) Any provision or requirement of subparts A through J of part 97
of this chapter, including the standard requirements under Sec.  97.6
of this chapter and any emission monitoring or reporting requirements.
    (5) Any provision or requirement of subparts AA through II, AAA
through III, or AAAA through IIII of part 96 of this chapter, including
the standard requirements under Sec.  96.106, Sec.  96.206, or Sec.
96.306 of this chapter, respectively, and any emission monitoring or
reporting requirements.
    (6) Any provision or requirement of subparts AA through II, AAA
through III, or AAAA through IIII of part 97 of this chapter, including
the standard requirements under Sec.  97.106, Sec.  97.206, or Sec.
97.306 of this chapter, respectively, and any emission monitoring or
reporting requirements.
    (7) Any provision or requirement of subpart AAAAA, BBBBB, CCCCC,
DDDDD, or EEEEE of part 97 of this chapter, including the standard
requirements under Sec.  97.406, Sec.  97.506, Sec.  97.606, Sec.
97.706, or Sec.  97.806 of this chapter, respectively, and any emission
monitoring or reporting requirements.
    (8) Any provision or requirement of subpart RR of part 98 of this
chapter.

0
49. Section 78.4 is amended by:
0
a. Revising paragraph (a)(1)(i);
0
b. In paragraph (a)(1)(ii), removing the word ``filing'' and adding in
its place the word ``filings'';

0
c. Revising paragraph (a)(1)(iii); and
0
d. In paragraphs (d), (e)(1), and (g), removing the words ``of this
part''.
    The revisions read as follows:

Sec.  78.4  Filings.

    (a)(1) * * *
    (i) Any filings on behalf of owners and operators of an affected
unit or affected source, CSAPR NOX Annual unit or CSAPR
NOX Annual source, CSAPR NOX Ozone Season Group 1
unit or CSAPR NOX Ozone Season Group 1 source, CSAPR
NOX Ozone Season Group 2 unit or CSAPR NOX Ozone
Season Group 2 source, CSAPR SO2 Group 1 unit or CSAPR
SO2 Group 1 source, or CSAPR SO2 Group 2 unit or
CSAPR SO2 Group 2 source shall be signed by the designated
representative. Any filings on behalf of persons with an ownership
interest with respect to allowances, CSAPR NOX Annual
allowances, CSAPR NOX Ozone Season Group 1 allowances, CSAPR
NOX Ozone Season Group 2 allowances, CSAPR SO2
Group 1 allowances, or CSAPR SO2 Group 2 allowances in a
general account shall be signed by the authorized account
representative.
* * * * *
    (iii) Any filings on behalf of owners and operators of a CAIR
NOX unit or CAIR NOX source, CAIR SO2
unit or CAIR SO2 source, or CAIR NOX Ozone Season
unit or CAIR NOX Ozone Season source shall be signed by the
CAIR designated representative. Any filings on behalf of persons with
an ownership interest with respect to CAIR NOX allowances,
CAIR SO2 allowances, or CAIR NOX Ozone Season
allowances in a general account shall be signed by the CAIR authorized
account representative.
* * * * *

PART 97--FEDERAL NOX BUDGET TRADING PROGRAM, CAIR NOX AND SO2
TRADING PROGRAMS, AND CSAPR NOX AND SO2 TRADING PROGRAMS

0
50. The authority citation for part 97 continues to read as follows:

    Authority:  42 U.S.C. 7401, 7403, 7410, 7426, 7601, and 7651, et
seq.

0
51. The heading of part 97 is revised to read as set forth above.

Subpart E--NOX Allowance Allocations

Sec.  97.40   [Amended]

0
52. Section 97.40 is amended by removing the text ``appendix C of this
part'' and adding in its place the text ``appendix C to this subpart''.

Sec.  97.41   [Amended]

0
53. Section 97.41, paragraph (a) is amended by removing the text
``appendices A and B of this part'' and adding in its place the text
``appendices A and B to this subpart''.

Sec.  97.43   [Amended]

0
54. Section 97.43 is amended by:
0
a. In paragraph (c)(3), removing the text ``appendix D of this part''
and adding in its place the text ``appendix D to this subpart''; and
0
b. In paragraph (c)(4), removing the text ``appendix D of this part''
two times and adding in its place the text ``appendix D to this
subpart''.

Subpart AAAAA--CSAPR NOX Annual Trading Program

0
55. The heading of subpart AAAAA of part 97 is revised to read as set
forth above.

Sec.  97.401   [Amended]

0
56. Section 97.401 is amended by removing the text ``Transport Rule
(TR) NOX Annual Trading Program'' and adding in its place
the text ``Cross-State Air Pollution Rule (CSAPR) NOX Annual
Trading Program''.

Sec. Sec.  97.402 through 97.435   [Amended]

0
57. Sections 97.402 through 97.435 are amended by removing the text
``TR'' wherever it appears and adding in its place the text ``CSAPR''.

0
58. Section 97.402 is amended by:
0
a. Revising the introductory text and the definitions ``Allowable
NOX emission rate'' and ``Allowance Management System'';
0
b. In the definition ``Allowance Management System account'', removing
the word ``holding'' and adding in its place the text ``auction,
holding'';
0
c. Revising the definition ``Alternate designated representative'';
0
d. Adding in alphabetical order the definition ``Auction'';
0
e. In the definition ``Cogeneration system'', removing the words
``steam turbine'';
0
f. In the definition ``Commence commercial operation'', paragraph (2)
introductory text, after the words ``defined in'' adding the word
``the'';
0
g. In the definition ``Common designated representative's share'',
paragraph (2), removing the words ``and of the total'' and adding in
their place the words ``and the total'';
0
h. Placing the newly amended definitions ``CSAPR NOX Annual
allowance'', ``CSAPR NOX Annual allowance deduction or
deduct CSAPR NOX Annual allowances'', ``CSAPR NOX
Annual allowances held or hold CSAPR NO4 Annual
allowances'', ``CSAPR NOX Annual emissions limitation'',
``CSAPR NOX Annual source'', ``CSAPR NOX Annual
Trading Program'', ``CSAPR NOX Annual unit'', ``CSAPR
NOX Ozone Season Trading Program'', ``CSAPR SO2
Group 1 Trading Program'', and ``CSAPR SO2 Group 2 Trading
Program'' in alphabetical order in the section;
0
i. In the newly amended definition heading ``CSAPR NOX
Annual allowances held or hold CSAPR NO4 Annual
allowances'', removing the text ``NO4'' and adding in its
place the text ``NOX'';
0
j. Removing the newly amended definition ``CSAPR NOX Ozone
Season Trading Program'';
0
k. Adding in alphabetical order the definitions ``CSAPR NOX
Ozone Season Group 1 Trading Program'' and ``CSAPR NOX Ozone
Season Group 2 Trading Program'';
0
l. Revising the newly amended definitions ``CSAPR SO2 Group
1 Trading Program'' and ``CSAPR SO2 Group 2 Trading
Program'' and the definition ``Designated representative'';
0
m. In the definition ``Fossil fuel'', paragraph (2), removing the text
``Sec. Sec.  '' and adding in its place the text ``Sec.  '';
0
n. Removing the definition ``Gross electrical output'';
0
o. Revising the definitions ``Heat input'', ``Heat input rate'', and
``Heat rate'';
0
p. In the definition heading ``Maximum design heat input'', after the
words ``heat input'' adding the word ``rate'';
0
q. Italicizing the words ``Annual unit'' in the newly amended
definition heading ``Newly affected CSAPR NOX Annual unit'';
0
r. Revising the definition ``Potential electrical output capacity'';
and
0
s. In the definition ``Sequential use of energy'', paragraph (2), after
the word ``from'' adding the word ``a''.
    The revisions and additions read as follows:

Sec.  97.402  Definitions.

    The terms used in this subpart shall have the meanings set forth in
this section as follows, provided that any term that includes the
acronym ``CSAPR'' shall be considered synonymous with a term that is
used in a SIP revision approved by the Administrator under Sec.  52.38
or Sec.  52.39 of this chapter and that is substantively identical
except for the inclusion of the acronym ``TR'' in place of the acronym
``CSAPR'':
* * * * *
    Allowable NOX emission rate means, for a unit, the most
stringent State or

federal NOX emission rate limit (in lb/MWh or, if in lb/
mmBtu, converted to lb/MWh by multiplying it by the unit's heat rate in
mmBtu/MWh) that is applicable to the unit and covers the longest
averaging period not exceeding one year.
    Allowance Management System means the system by which the
Administrator records allocations, auctions, transfers, and deductions
of CSAPR NOX Annual allowances under the CSAPR
NOX Annual Trading Program. Such allowances are allocated,
auctioned, recorded, held, transferred, or deducted only as whole
allowances.
* * * * *
    Alternate designated representative means, for a CSAPR
NOX Annual source and each CSAPR NOX Annual unit
at the source, the natural person who is authorized by the owners and
operators of the source and all such units at the source, in accordance
with this subpart, to act on behalf of the designated representative in
matters pertaining to the CSAPR NOX Annual Trading Program.
If the CSAPR NOX Annual source is also subject to the Acid
Rain Program, CSAPR NOX Ozone Season Group 1 Trading
Program, CSAPR NOX Ozone Season Group 2 Trading Program,
CSAPR SO2 Group 1 Trading Program, or CSAPR SO2
Group 2 Trading Program, then this natural person shall be the same
natural person as the alternate designated representative as defined in
the respective program.
* * * * *
    Auction means, with regard to CSAPR NOX Annual
allowances, the sale to any person by a State or permitting authority,
in accordance with a SIP revision submitted by the State and approved
by the Administrator under Sec.  52.38(a)(4) or (5) of this chapter, of
such CSAPR NOX Annual allowances to be initially recorded in
an Allowance Management System account.
* * * * *
    CSAPR NOX Ozone Season Group 1 Trading Program means a
multi-state NOX air pollution control and emission reduction
program established in accordance with subpart BBBBB of this part and
Sec.  52.38(b)(1), (b)(2)(i) and (ii), (b)(3) through (5), and (b)(10)
through (12) of this chapter (including such a program that is revised
in a SIP revision approved by the Administrator under Sec.  52.38(b)(3)
or (4) of this chapter or that is established in a SIP revision
approved by the Administrator under Sec.  52.38(b)(5) of this chapter),
as a means of mitigating interstate transport of ozone and
NOX.
    CSAPR NOX Ozone Season Group 2 Trading Program means a
multi-state NOX air pollution control and emission reduction
program established in accordance with subpart EEEEE of this part and
Sec.  52.38(b)(1), (b)(2)(i) and (iii), (b)(6) through (11), and
(b)(13) of this chapter (including such a program that is revised in a
SIP revision approved by the Administrator under Sec.  52.38(b)(7) or
(8) of this chapter or that is established in a SIP revision approved
by the Administrator under Sec.  52.38(b)(6) or (9) of this chapter),
as a means of mitigating interstate transport of ozone and
NOX.
    CSAPR SO2 Group 1 Trading Program means a multi-state
SO2 air pollution control and emission reduction program
established in accordance with subpart CCCCC of this part and Sec.
52.39(a), (b), (d) through (f), and (j) through (l) of this chapter
(including such a program that is revised in a SIP revision approved by
the Administrator under Sec.  52.39(d) or (e) of this chapter or that
is established in a SIP revision approved by the Administrator under
Sec.  52.39(f) of this chapter), as a means of mitigating interstate
transport of fine particulates and SO2.
    CSAPR SO2 Group 2 Trading Program means a multi-state
SO2 air pollution control and emission reduction program
established in accordance with subpart DDDDD of this part and Sec.
52.39(a), (c), (g) through (k), and (m) of this chapter (including such
a program that is revised in a SIP revision approved by the
Administrator under Sec.  52.39(g) or (h) of this chapter or that is
established in a SIP revision approved by the Administrator under Sec.
52.39(i) of this chapter), as a means of mitigating interstate
transport of fine particulates and SO2.
    Designated representative means, for a CSAPR NOX Annual
source and each CSAPR NOX Annual unit at the source, the
natural person who is authorized by the owners and operators of the
source and all such units at the source, in accordance with this
subpart, to represent and legally bind each owner and operator in
matters pertaining to the CSAPR NOX Annual Trading Program.
If the CSAPR NOX Annual source is also subject to the Acid
Rain Program, CSAPR NOX Ozone Season Group 1 Trading
Program, CSAPR NOX Ozone Season Group 2 Trading Program,
CSAPR SO2 Group 1 Trading Program, or CSAPR SO2
Group 2 Trading Program, then this natural person shall be the same
natural person as the designated representative as defined in the
respective program.
* * * * *
    Heat input means, for a unit for a specified period of unit
operating time, the product (in mmBtu) of the gross calorific value of
the fuel (in mmBtu/lb) fed into the unit multiplied by the fuel feed
rate (in lb of fuel/time) and unit operating time, as measured,
recorded, and reported to the Administrator by the designated
representative and as modified by the Administrator in accordance with
this subpart and excluding the heat derived from preheated combustion
air, recirculated flue gases, or exhaust.
    Heat input rate means, for a unit, the quotient (in mmBtu/hr) of
the amount of heat input for a specified period of unit operating time
(in mmBtu) divided by unit operating time (in hr) or, for a unit and a
specific fuel, the amount of heat input attributed to the fuel (in
mmBtu) divided by the unit operating time (in hr) during which the unit
combusts the fuel.
    Heat rate means, for a unit, the quotient (in mmBtu/unit of load)
of the unit's maximum design heat input rate (in Btu/hr) divided by the
product of 1,000,000 Btu/mmBtu and the unit's maximum hourly load.
* * * * *
    Potential electrical output capacity means, for a unit (in MWh/yr),
33 percent of the unit's maximum design heat input rate (in Btu/hr),
divided by 3,413 Btu/kWh, divided by 1,000 kWh/MWh, and multiplied by
8,760 hr/yr.
* * * * *

Sec.  97.403   [Amended]

0
59. Section 97.403 is amended by:
0
a. Adding in alphabetical order the list entry ``CSAPR--Cross-State Air
Pollution Rule'';
0
b. Removing the list entry ``kW--kilowatt electrical'';
0
c. Removing the list entry ``kWh--kilowatt hour'' and adding in its
place the entry ``kWh--kilowatt-hour'';
0
d. Removing the list entry ``MWh--megawatt hour'' and adding in its
place the entry ``MWh--megawatt-hour''; and
0
e. Adding in alphabetical order the list entries ``SIP--State
implementation plan'' and ``TR--Transport Rule''.

Sec.  97.404   [Amended]

0
60. Section 97.404 is amended by:
0
a. In paragraph (b)(1)(i)(B), removing the word ``electric'' and adding
in its place the word ``electrical'';
0
b. In paragraph (b)(2)(ii), removing the text ``paragraph (b)(1)(i)''
and adding in its place the text ``paragraph (b)(2)(i)''; and
0
c. Italicizing the headings of paragraphs (c)(1) and (2).

Sec.  97.405   [Amended]

0
61. Section 97.405, paragraph (b) is amended by italicizing the
heading.

Sec.  97.406   [Amended]

0
62. Section 97.406 is amended by:
0
a. Italicizing the headings of paragraphs (c)(1) and (2) and (c)(4)
through (7);
0
b. In paragraph (c)(2)(ii), after the words ``immediately after''
adding the words ``the year of'';
0
c. In paragraph (c)(4) heading, after the words ``Vintage of'' adding
the text ``CSAPR NOX Annual''; and
0
d. In paragraphs (c)(4)(i) and (ii), after the word ``allocated''
adding the words ``or auctioned''.

0
63. Section 97.410 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a) introductory text, removing the text ``unit-set
asides'' and adding in its place the text ``unit set-asides'';
0
c. In paragraphs (a)(1) through (23):
0
i. Removing the words ``annual trading'' wherever they appear and
adding in their place the words ``Annual trading'';
0
ii. Removing the text ``NOX annual new'' wherever it appears
and adding in its place the word ``new''; and
0
iii. Removing the text ``NOX annual Indian'' wherever it
appears and adding in its place the word ``Indian'';
0
d. Adding and reserving paragraphs (a)(11)(vi) and (a)(16)(vi);
0
e. In paragraphs (b)(1) through (23), removing the text
``NOX annual''; and
0
f. Revising paragraph (c).
    The revisions read as follows:

Sec.  97.410  State NOX Annual trading budgets, new unit set-asides,
Indian country new unit set-asides, and variability limits.

* * * * *
    (c) Each State NOX Annual trading budget in this section
includes any tons in a new unit set-aside or Indian country new unit
set-aside but does not include any tons in a variability limit.

0
64. Section 97.411 is amended by:
0
a. Revising the section heading;
0
b. Italicizing the headings of paragraphs (b)(1) and (2);
0
c. In paragraph (b)(1)(iii), after the text ``November 30 of'' adding
the word ``the'';
0
d. In paragraph (b)(1)(iv)(B), removing the words ``the each'' and
adding in their place the word ``each'';
0
e. In paragraph (b)(2)(iii), after the text ``November 30 of'' adding
the word ``the'';
0
f. In paragraph (b)(2)(iv)(B), removing the words ``the each'' and
adding in their place the word ``each'';
0
g. In paragraph (c)(1)(ii), removing the text ``Sec.  52.38(a)(3), (4),
or (5)'' and adding in its place the text ``Sec.  52.38(a)(4) or (5)'';
0
h. In paragraph (c)(5)(i)(B), after the text ``Sec.  52.38(a)(4) or
(5)'' adding the words ``of this chapter'';
0
i. In paragraph (c)(5)(ii) introductory text, removing the words ``this
paragraph'' and adding in their place the words ``this section'';
0
j. In paragraph (c)(5)(ii)(B), after the text ``Sec.  52.38(a)(4) or
(5)'' adding the words ``of this chapter''; and
0
k. In paragraph (c)(5)(iii), removing the words ``this paragraph'' and
adding in their place the words ``this section''.
    The revision reads as follows:

Sec.  97.411  Timing requirements for CSAPR NOX Annual allowance
allocations.

* * * * *

0
65. Section 97.412 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(2), removing the text ``Sec. Sec.  '' and adding in
its place the text ``Sec.  '';
0
c. In paragraph (a)(4)(i), removing the text ``paragraph (a)(1)(i)
through (iii)'' and adding in its place the text ``paragraphs (a)(1)(i)
through (iii)'';
0
d. In paragraph (a)(4)(ii), after the text ``paragraph (a)(4)(i)''
adding the words ``of this section'';
0
e. In paragraph (a)(9)(i), after the text ``November 30 of'' adding the
word ``the'';
0
f. In paragraph (b)(4)(ii), after the text ``paragraph (b)(4)(i)''
adding the words ``of this section'';
0
g. In paragraph (b)(9)(i), after the text ``November 30 of'' adding the
word ``the''; and
0
h. In paragraph (b)(10)(ii), after the text ``Sec.  52.38(a)(4) or
(5)'' adding the words ``of this chapter''.
    The revision reads as follows:

Sec.  97.412  CSAPR NOX Annual allowance allocations to new units.

* * * * *

0
66. Section 97.416 is amended by:
0
a. In paragraph (a)(1), removing the word ``Country'' and adding in its
place the word ``country''; and
0
b. Adding paragraph (c).
    The addition reads as follows:

Sec.  97.416  Certificate of representation.

* * * * *
    (c) A certificate of representation under this section that
complies with the provisions of paragraph (a) of this section except
that it contains the acronym ``TR'' in place of the acronym ``CSAPR''
in the required certification statements will be considered a complete
certificate of representation under this section, and the certification
statements included in such certificate of representation will be
interpreted as if the acronym ``CSAPR'' appeared in place of the
acronym ``TR''.

0
67. Section 97.420 is amended by:
0
a. Italicizing the headings of paragraphs (c)(1) through (6);
0
b. Adding paragraph (c)(1)(iv);
0
c. In paragraph (c)(2)(i) introductory text, removing the text
``paragraph (b)(1)'' and adding in its place the text ``paragraph
(c)(1)'';
0
d. Adding paragraph (c)(2)(iv):
0
e. In paragraph (c)(4)(i), removing the text ``paragraph (b)(1)'' and
adding in its place the text ``paragraph (c)(1)'';
0
f. In paragraph (c)(5)(iii)(D), removing the words ``authorized
representative'' and adding in their place the words ``authorized
account representative''; and
0
g. In paragraph (c)(5)(v), removing the word ``designated'' two times
and adding in its place the words ``authorized account''.
    The additions read as follows:

Sec.  97.420  Establishment of compliance accounts, assurance accounts,
and general accounts.

* * * * *
    (c) * * *
    (1) * * *
    (iv) An application for a general account under paragraph (c)(1) of
this section that complies with the provisions of such paragraph except
that it contains the acronym ``TR'' in place of the acronym ``CSAPR''
in the required certification statement will be considered a complete
application for a general account under such paragraph, and the
certification statement included in such application for a general
account will be interpreted as if the acronym ``CSAPR'' appeared in
place of the acronym ``TR''.
    (2) * * *
    (iv) A certification statement submitted in accordance with
paragraph (c)(2)(ii) of this section that contains the acronym ``TR''
will be interpreted as if the acronym ``CSAPR'' appeared in place of
the acronym ``TR''.
* * * * *

0
68. Section 97.421 is amended by:
0
a. Revising the section heading;
0
b. In paragraphs (c), (d), and (e), removing the word ``period'' and
adding in its place the word ``periods'';
0
c. In paragraph (i), after the text ``through (12)'' removing the
comma;
0
d. Revising paragraph (j); and
0
e. Redesignating paragraph (k) as paragraph (l) and adding a new
paragraph (k).
    The revisions and additions read as follows:

Sec.  97.421  Recordation of CSAPR NOX Annual allowance allocations and
auction results.

* * * * *

    (j) By February 15, 2016 and February 15 of each year thereafter,
the Administrator will record in each CSAPR NOX Annual
source's compliance account the CSAPR NOX Annual allowances
allocated to the CSAPR NOX Annual units at the source in
accordance with Sec.  97.412(b)(9) through (12) for the control period
in the year before the year of the applicable recordation deadline
under this paragraph.
    (k) By the date 15 days after the date on which any allocation or
auction results, other than an allocation or auction results described
in paragraphs (a) through (j) of this section, of CSAPR NOX
Annual allowances to a recipient is made by or are submitted to the
Administrator in accordance with Sec.  97.411 or Sec.  97.412 or with a
SIP revision approved under Sec.  52.38(a)(4) or (5) of this chapter,
the Administrator will record such allocation or auction results in the
appropriate Allowance Management System account.
* * * * *

0
69. Section 97.422 is amended by revising the section heading to read
as follows:

Sec.  97.422  Submission of CSAPR NOX Annual allowance transfers.

* * * * *

0
70. Section 97.423 is amended by:
0
a. Revising the section heading; and
0
b. In paragraph (b), after the word ``allocated'' adding the words ``or
auctioned''.
    The revision reads as follows:

Sec.  97.423  Recordation of CSAPR NOX Annual allowance transfers.

* * * * *

0
71. Section 97.424 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(1), after the word ``allocated'' adding the words
``or auctioned'';
0
c. Revising paragraphs (c)(2)(i) and (ii); and
0
d. In paragraph (d), after the word ``allocated'' adding the words ``or
auctioned''.
    The revisions read as follows:

Sec.  97.424  Compliance with CSAPR NOX Annual emissions limitation.

* * * * *
    (c) * * *
    (2) * * *
    (i) Any CSAPR NOX Annual allowances that were recorded
in the compliance account pursuant to Sec.  97.421 and not transferred
out of the compliance account, in the order of recordation; and then
    (ii) Any other CSAPR NOX Annual allowances that were
transferred to and recorded in the compliance account pursuant to this
subpart, in the order of recordation.
* * * * *

0
72. Section 97.425 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(1), after the word ``allocated'' adding the words
``or auctioned'';
0
c. In paragraph (b)(2)(iii) introductory text, removing the text
``paragraph (b)(1)(i)'' and adding in its place the text ``paragraph
(b)(1)(ii)'';
0
d. In paragraph (b)(2)(iii)(B), after the words ``availability of''
adding the words ``the calculations incorporating'';
0
e. In paragraph (b)(4)(i), after the words ``established for'' removing
the word ``the''; and
0
f. In paragraph (b)(6)(iii)(B), after the word ``appropriate'' removing
the word ``at''.
    The revision reads as follows:

Sec.  97.425  Compliance with CSAPR NOX Annual assurance provisions.

* * * * *

Sec.  97.426   [Amended]

0
73. Section 97.426, paragraph (b) is amended by removing the text
``97.427, or 97.428'' and adding in its place the text ``Sec.  97.427,
or Sec.  97.428''.

Sec.  97.428   [Amended]

0
74. Section 97.428, paragraph (b) is amended by removing the text
``paragraph (a)(1)'' and adding in its place the text ``paragraph
(a)''.

0
75. Section 97.430 is amended by:
0
a. Revising paragraph (b) introductory text and paragraphs (b)(1) and
(2);
0
b. In paragraph (b)(3) introductory text, removing the text
``Sec. Sec.  75.4(e)(1) through (e)(4)'' and adding in its place the
text ``Sec.  75.4(e)(1) through (4)''; and
0
c. In paragraph (b)(3)(iii), after the text ``Sec.  75.66'' adding the
words ``of this chapter''.
    The revisions read as follows:

Sec.  97.430  General monitoring, recordkeeping, and reporting
requirements.

* * * * *
    (b) Compliance deadlines. Except as provided in paragraph (e) of
this section, the owner or operator of a CSAPR NOX Annual
unit shall meet the monitoring system certification and other
requirements of paragraphs (a)(1) and (2) of this section on or before
the later of the following dates and shall record, report, and quality-
assure the data from the monitoring systems under paragraph (a)(1) of
this section on and after the later of the following dates:
    (1) January 1, 2015; or
    (2) 180 calendar days after the date on which the unit commences
commercial operation.
* * * * *

Sec.  97.431   [Amended]

0
76. Section 97.431 is amended by:
0
a. Italicizing the headings of paragraphs (d)(1) through (3), (d)(3)(i)
through (iv), (d)(3)(iv)(A) through (D), and (d)(3)(v); and
0
b. In paragraph (d)(3) introductory text, removing the text
``Sec. Sec.  '' and adding in its place the text ``Sec.  ''.

0
77. Section 97.434 is amended by:
0
a. In paragraph (b), after the words ``comply with'' adding the word
``the''; and
0
b. Revising paragraphs (d)(1) and (3).
    The revisions read as follows:

Sec.  97.434  Recordkeeping and reporting.

* * * * *
    (d) * * *
    (1) The designated representative shall report the NOX
mass emissions data and heat input data for a CSAPR NOX
Annual unit, in an electronic quarterly report in a format prescribed
by the Administrator, for each calendar quarter beginning with the
later of:
    (i) The calendar quarter covering January 1, 2015 through March 31,
2015; or
    (ii) The calendar quarter corresponding to the earlier of the date
of provisional certification or the applicable deadline for initial
certification under Sec.  97.430(b).
* * * * *
    (3) For CSAPR NOX Annual units that are also subject to
the Acid Rain Program, CSAPR NOX Ozone Season Group 1
Trading Program, CSAPR NOX Ozone Season Group 2 Trading
Program, CSAPR SO2 Group 1 Trading Program, or CSAPR
SO2 Group 2 Trading Program, quarterly reports shall include
the applicable data and information required by subparts F through H of
part 75 of this chapter as applicable, in addition to the
NOX mass emission data, heat input data, and other
information required by this subpart.
* * * * *

Sec.  97.435   [Amended]

0
78. Section 97.435 is amended by redesignating paragraphs (b)(i)
through (v) as paragraphs (b)(1) through (5).

Subpart BBBBB--CSAPR NOX Ozone Season Group 1 Trading Program

0
79. The heading of subpart BBBBB of part 97 is revised to read as set
forth above.

Sec.  97.501   [Amended]

0
80. Section 97.501 is amended by removing the text ``Transport Rule
(TR) NOX Ozone Season Trading Program'' and adding in its
place the text ``Cross-State Air Pollution Rule (CSAPR) NOX
Ozone Season Group 1 Trading Program''.

Sec. Sec.  97.502 through 97.508 and 97.511 through 97.535   [Amended]

0
81. Sections 97.502 through 97.508 and 97.511 through 97.535 are
amended by:
0
a. Removing the text ``TR'' wherever it appears and adding in its place
the text ``CSAPR''; and
0
b. After the words ``Ozone Season'' wherever they appear adding the
text ``Group 1''.

0
82. Section 97.502 is amended by:
0
a. Revising the introductory text and the definitions ``Allowable
NOX emission rate'' and ``Allowance Management System'';
0
b. In the definition ``Allowance Management System account'', removing
the word ``holding'' and adding in its place the text ``auction,
holding'';
0
c. Revising the definition ``Allowance transfer deadline'';
0
d. In the definition ``Alternate designated representative'', after the
words ``the alternate designated representative'' removing the comma;
0
e. Adding in alphabetical order the definition ``Auction'';
0
f. In the definition ``Cogeneration system'', removing the words
``steam turbine'';
0
g. In the definition ``Commence commercial operation'', paragraph (2)
introductory text, after the words ``defined in'' adding the word
``the'';
0
h. In the definition ``Common designated representative's share'',
paragraph (2), removing the words ``and of the total'' and adding in
their place the words ``and the total'';
0
i. Placing the newly amended definitions ``CSAPR NOX Annual
Trading Program'', ``CSAPR NOX Ozone Season allowance'',
``CSAPR NOX Ozone Season allowance deduction or deduct CSAPR
NOX Ozone Season allowances'', ``CSAPR NOX Ozone
Season allowances held or hold CSAPR NOX Ozone Season
allowances'', ``CSAPR NOX Ozone Season emissions
limitation'', ``CSAPR NOX Ozone Season source'', ``CSAPR
NOX Ozone Season Trading Program'', ``CSAPR NOX
Ozone Season unit'', ``CSAPR SO2 Group 1 Trading Program'',
and ``CSAPR SO2 Group 2 Trading Program'' in alphabetical
order in the section;
0
j. Revising the newly amended definition ``CSAPR NOX Ozone
Season Group 1 Trading Program'';
0
k. Adding in alphabetical order the definitions ``CSAPR NOX
Ozone Season Group 2 allowance'' and ``CSAPR NOX Ozone
Season Group 2 Trading Program'';
0
l. Revising the newly amended definitions ``CSAPR SO2 Group
1 Trading Program'' and ``CSAPR SO2 Group 2 Trading
Program'';
0
m. In the definition ``Designated representative'', after the words
``the designated representative'' removing the comma;
0
n. In the definition ``Fossil fuel'', paragraph (2), removing the text
``Sec. Sec.  '' and adding in its place the text ``Sec.  '';
0
o. Removing the definition ``Gross electrical output'';
0
p. Revising the definitions ``Heat input'', ``Heat input rate'', and
``Heat rate'';
0
q. In the definition heading ``Maximum design heat input'', after the
words ``heat input'' adding the word ``rate'';
0
r. Revising the definition ``Potential electrical output capacity'';
0
s. In the definition ``Sequential use of energy'', paragraph (2), after
the word ``from'' adding the word ``a''; and
0
t. Revising the definition ``State''.
    The revisions and additions read as follows:

Sec.  97.502   Definitions.

    The terms used in this subpart shall have the meanings set forth in
this section as follows, provided that any term that includes the
acronym ``CSAPR'' shall be considered synonymous with a term that is
used in a SIP revision approved by the Administrator under Sec.  52.38
or Sec.  52.39 of this chapter and that is substantively identical
except for the inclusion of the acronym ``TR'' in place of the acronym
``CSAPR'':
* * * * *
    Allowable NOX emission rate means, for a unit, the most stringent
State or federal NOX emission rate limit (in lb/MWh or, if
in lb/mmBtu, converted to lb/MWh by multiplying it by the unit's heat
rate in mmBtu/MWh) that is applicable to the unit and covers the
longest averaging period not exceeding one year.
    Allowance Management System means the system by which the
Administrator records allocations, auctions, transfers, and deductions
of CSAPR NOX Ozone Season Group 1 allowances under the CSAPR
NOX Ozone Season Group 1 Trading Program. Such allowances
are allocated, auctioned, recorded, held, transferred, or deducted only
as whole allowances.
* * * * *
    Allowance transfer deadline means, for a control period in 2015 or
2016, midnight of December 1, 2015 or December 1, 2016, respectively,
or for a control period in any other given year, midnight of March 1
(if it is a business day), or midnight of the first business day
thereafter (if March 1 is not a business day), immediately after such
control period and is the deadline by which a CSAPR NOX
Ozone Season Group 1 allowance transfer must be submitted for
recordation in a CSAPR NOX Ozone Season Group 1 source's
compliance account in order to be available for use in complying with
the source's CSAPR NOX Ozone Season Group 1 emissions
limitation for such control period in accordance with Sec. Sec.  97.506
and 97.524.
* * * * *
    Auction means, with regard to CSAPR NOX Ozone Season
Group 1 allowances, the sale to any person by a State or permitting
authority, in accordance with a SIP revision submitted by the State and
approved by the Administrator under Sec.  52.38(b)(4) or (5) of this
chapter, of such CSAPR NOX Ozone Season Group 1 allowances
to be initially recorded in an Allowance Management System account.
* * * * *
    CSAPR NOX Ozone Season Group 1 Trading Program means a multi-state
NOX air pollution control and emission reduction program
established in accordance with this subpart and Sec.  52.38(b)(1),
(b)(2)(i) and (ii), (b)(3) through (5), and (b)(10) through (12) of
this chapter (including such a program that is revised in a SIP
revision approved by the Administrator under Sec.  52.38(b)(3) or (4)
of this chapter or that is established in a SIP revision approved by
the Administrator under Sec.  52.38(b)(5) of this chapter), as a means
of mitigating interstate transport of ozone and NOX.
* * * * *
    CSAPR NOX Ozone Season Group 2 allowance means a limited
authorization issued and allocated or auctioned by the Administrator
under subpart EEEEE of this part or Sec.  97.526(c), or by a State or
permitting authority under a SIP revision approved by the Administrator
under Sec.  52.38(b)(6), (7), (8), or (9) of this chapter, to emit one
ton of NOX during a control period of the specified calendar
year for which the authorization is allocated or auctioned or of any
calendar year thereafter under the CSAPR NOX Ozone Season
Group 2 Trading Program.

    CSAPR NOX Ozone Season Group 2 Trading Program means a multi-state
NOX air pollution control and emission reduction program
established in accordance with subpart EEEEE of this part and Sec.
52.38(b)(1), (b)(2)(i) and (iii), (b)(6) through (11), and (b)(13) of
this chapter (including such a program that is revised in a SIP
revision approved by the Administrator under Sec.  52.38(b)(7) or (8)
of this chapter or that is established in a SIP revision approved by
the Administrator under Sec.  52.38(b)(6) or (9) of this chapter), as a
means of mitigating interstate transport of ozone and NOX.
    CSAPR SO2 Group 1 Trading Program means a multi-state
SO2 air pollution control and emission reduction program
established in accordance with subpart CCCCC of this part and Sec.
52.39(a), (b), (d) through (f), and (j) through (l) of this chapter
(including such a program that is revised in a SIP revision approved by
the Administrator under Sec.  52.39(d) or (e) of this chapter or that
is established in a SIP revision approved by the Administrator under
Sec.  52.39(f) of this chapter), as a means of mitigating interstate
transport of fine particulates and SO2.
    CSAPR SO2 Group 2 Trading Program means a multi-state
SO2 air pollution control and emission reduction program
established in accordance with subpart DDDDD of this part and Sec.
52.39(a), (c), (g) through (k), and (m) of this chapter (including such
a program that is revised in a SIP revision approved by the
Administrator under Sec.  52.39(g) or (h) of this chapter or that is
established in a SIP revision approved by the Administrator under Sec.
52.39(i) of this chapter), as a means of mitigating interstate
transport of fine particulates and SO2.
* * * * *
    Heat input means, for a unit for a specified period of unit
operating time, the product (in mmBtu) of the gross calorific value of
the fuel (in mmBtu/lb) fed into the unit multiplied by the fuel feed
rate (in lb of fuel/time) and unit operating time, as measured,
recorded, and reported to the Administrator by the designated
representative and as modified by the Administrator in accordance with
this subpart and excluding the heat derived from preheated combustion
air, recirculated flue gases, or exhaust.
    Heat input rate means, for a unit, the quotient (in mmBtu/hr) of
the amount of heat input for a specified period of unit operating time
(in mmBtu) divided by unit operating time (in hr) or, for a unit and a
specific fuel, the amount of heat input attributed to the fuel (in
mmBtu) divided by the unit operating time (in hr) during which the unit
combusts the fuel.
    Heat rate means, for a unit, the quotient (in mmBtu/unit of load)
of the unit's maximum design heat input rate (in Btu/hr) divided by the
product of 1,000,000 Btu/mmBtu and the unit's maximum hourly load.
* * * * *
    Potential electrical output capacity means, for a unit (in MWh/yr),
33 percent of the unit's maximum design heat input rate (in Btu/hr),
divided by 3,413 Btu/kWh, divided by 1,000 kWh/MWh, and multiplied by
8,760 hr/yr.
* * * * *
    State means one of the States that is subject to the CSAPR
NOX Ozone Season Group 1 Trading Program pursuant to Sec.
52.38(b)(1), (b)(2)(i) and (ii), (b)(3) through (5), and (b)(10)
through (12) of this chapter.
* * * * *

Sec.  97.503   [Amended]

0
83. Section 97.503 is amended by:
0
a. Adding in alphabetical order the list entry ``CSAPR--Cross-State Air
Pollution Rule'';
0
b. Removing the list entry ``kW--kilowatt electrical'';
0
c. Removing the list entry ``kWh--kilowatt hour'' and adding in its
place the entry ``kWh--kilowatt-hour'';
0
d. Removing the list entry ``MWh--megawatt hour'' and adding in its
place the entry ``MWh--megawatt-hour''; and
0
e. Adding in alphabetical order the list entries ``SIP--State
implementation plan'' and ``TR--Transport Rule''.

Sec.  97.504   [Amended]

0
84. Section 97.504 is amended by:
0
a. In paragraph (b)(1)(i)(B), removing the word ``electric'' and adding
in its place the word ``electrical'';
0
b. In paragraph (b)(2)(ii), removing the text ``paragraph (b)(1)(i)''
and adding in its place the text ``paragraph (b)(2)(i)'', and removing
the text ``NOX'' and adding in its place the text
``NOX''; and
0
c. Italicizing the headings of paragraphs (c)(1) and (2).

Sec.  97.505   [Amended]

0
85. Section 97.505, paragraph (b) is amended by italicizing the
heading.

Sec.  97.506   [Amended]

0
86. Section 97.506 is amended by:
0
a. Italicizing the headings of paragraphs (c), (c)(1) and (2), and
(c)(4) through (7);
0
b. In paragraph (c)(2)(ii), after the words ``immediately after''
adding the words ``the year of'';
0
c. In paragraph (c)(3)(i), after the paragraph designation ``(i)''
adding a space;
0
d. In paragraph (c)(4) heading, after the words ``Vintage of'' adding
the text ``CSAPR NOX Ozone Season Group 1''; and
0
e. In paragraphs (c)(4)(i) and (ii), after the word ``allocated''
adding the words ``or auctioned''.

0
87. Section 97.510 is amended by:
0
a. Revising the section heading;
0
b. Revising paragraph (a) introductory text;
0
c. In paragraphs (a)(1) through (25):
0
i. Removing the words ``ozone season trading'' wherever they appear and
adding in their place the text ``Ozone Season Group 1 trading'';
0
ii. Removing the text ``NOX ozone season new'' wherever it
appears and adding in its place the word ``new''; and
0
iii. Removing the text ``NOX ozone season Indian'' wherever
it appears and adding in its place the word ``Indian'';
0
d. Adding and reserving paragraphs (a)(2)(vi), (a)(13)(vi),
(a)(17)(vi), and (a)(18)(vi);
0
e. Revising paragraph (b) introductory text;
0
f. In paragraphs (b)(1) through (25), removing the text
``NOX ozone season''; and
0
g. Revising paragraph (c).
    The revisions read as follows:

Sec.  97.510  State NOX Ozone Season Group 1 trading budgets, new unit
set-asides, Indian country new unit set-asides, and variability limits.

    (a) The State NOX Ozone Season Group 1 trading budgets,
new unit set-asides, and Indian country new unit set-asides for
allocations of CSAPR NOX Ozone Season Group 1 allowances for
the control periods in 2015 and thereafter are as follows:
* * * * *
    (b) The States' variability limits for the State NOX
Ozone Season Group 1 trading budgets for the control periods in 2017
and thereafter are as follows:
* * * * *
    (c) Each State NOX Ozone Season Group 1 trading budget
in this section includes any tons in a new unit set-aside or Indian
country new unit set-aside but does not include any tons in a
variability limit.

0
88. Section 97.511 is amended by:
0
a. Revising the section heading;
0
b. Italicizing the headings of paragraphs (b)(1) and (2);
0
c. Revising paragraph (b)(1)(iii);
0
d. In paragraph (b)(1)(iv)(B), removing the words ``the each'' and
adding in their place the word ``each'', and revising the second
sentence;
0
e. Revising paragraph (b)(2)(iii);
0
f. In paragraph (b)(2)(iv)(B), removing the words ``the each'' and
adding in

their place the word ``each'', revising the second sentence, and after
the newly revised second sentence adding a paragraph break before the
paragraph designation ``(v)'' for the following paragraph (b)(2)(v);
0
g. In paragraph (c)(1)(ii), removing the text ``Sec.  52.38(b)(3), (4),
or (5)'' and adding in its place the text ``Sec.  52.38(b)(4) or (5)'',
and removing the text ``January 1'' and adding in its place the text
``May 1'';
0
h. In paragraph (c)(5)(i)(B), after the text ``Sec.  52.38(b)(4) or
(5)'' adding the words ``of this chapter'', and removing the word
``Annual'' and adding in its place the text ``Ozone Season Group 1'';
0
i. In paragraph (c)(5)(ii) introductory text, removing the words ``this
paragraph'' and adding in their place the words ``this section'';
0
j. In paragraph (c)(5)(ii)(B), after the text ``Sec.  52.38(b)(4) or
(5)'' adding the words ``of this chapter''; and
0
k. In paragraph (c)(5)(iii), removing the words ``this paragraph'' and
adding in their place the words ``this section''.
    The revisions read as follows:

Sec.  97.511  Timing requirements for CSAPR NOX Ozone Season Group 1
allowance allocations.

* * * * *
    (b) * * *
    (1) * * *
    (iii)(A) If the new unit set-aside for the control period in 2015
or 2016 contains any CSAPR NOX Ozone Season Group 1
allowances that have not been allocated in the applicable notice of
data availability required in paragraph (b)(1)(ii) of this section, the
Administrator will promulgate, by September 15 immediately after such
notice, a notice of data availability that identifies any CSAPR
NOX Ozone Season Group 1 units that commenced commercial
operation during the period starting May 1 of the year before the year
of such control period and ending August 31 of the year of such control
period.
    (B) If the new unit set-aside for the control period in 2017 or any
subsequent year contains any CSAPR NOX Ozone Season Group 1
allowances that have not been allocated in the applicable notice of
data availability required in paragraph (b)(1)(ii) of this section, the
Administrator will promulgate, by December 15 immediately after such
notice, a notice of data availability that identifies any CSAPR
NOX Ozone Season Group 1 units that commenced commercial
operation during the period starting January 1 of the year before the
year of such control period and ending November 30 of the year of such
control period.
    (iv) * * *
    (B) * * * By November 15 immediately after the promulgation of each
notice of data availability required in paragraph (b)(1)(iii)(A) of
this section, or by February 15 immediately after the promulgation of
each notice of data availability required in paragraph (b)(1)(iii)(B)
of this section, the Administrator will promulgate a notice of data
availability of any adjustments of the identification of CSAPR
NOX Ozone Season Group 1 units that the Administrator
determines to be necessary, the reasons for accepting or rejecting any
objections submitted in accordance with paragraph (b)(1)(iv)(A) of this
section, and the results of such calculations.
* * * * *
    (2) * * *
    (iii)(A) If the Indian country new unit set-aside for the control
period in 2015 or 2016 contains any CSAPR NOX Ozone Season
Group 1 allowances that have not been allocated in the applicable
notice of data availability required in paragraph (b)(2)(ii) of this
section, the Administrator will promulgate, by September 15 immediately
after such notice, a notice of data availability that identifies any
CSAPR NOX Ozone Season Group 1 units that commenced
commercial operation during the period starting May 1 of the year
before the year of such control period and ending August 31 of the year
of such control period.
    (B) If the Indian country new unit set-aside for the control period
in 2017 or any subsequent year contains any CSAPR NOX Ozone
Season Group 1 allowances that have not been allocated in the
applicable notice of data availability required in paragraph (b)(2)(ii)
of this section, the Administrator will promulgate, by December 15
immediately after such notice, a notice of data availability that
identifies any CSAPR NOX Ozone Season Group 1 units that
commenced commercial operation during the period starting January 1 of
the year before the year of such control period and ending November 30
of the year of such control period.
    (iv) * * *
    (B) * * * By November 15 immediately after the promulgation of each
notice of data availability required in paragraph (b)(2)(iii)(A) of
this section, or by February 15 immediately after the promulgation of
each notice of data availability required in paragraph (b)(2)(iii)(B)
of this section, the Administrator will promulgate a notice of data
availability of any adjustments of the identification of CSAPR
NOX Ozone Season Group 1 units that the Administrator
determines to be necessary, the reasons for accepting or rejecting any
objections submitted in accordance with paragraph (b)(2)(iv)(A) of this
section, and the results of such calculations.
* * * * *

0
89. Section 97.512 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(2), removing the text ``Sec. Sec.  '' and adding in
its place the text ``Sec.  '';
0
c. In paragraph (a)(4)(i), removing the text ``paragraph (a)(1)(i)
through (iii)'' and adding in its place the text ``paragraphs (a)(1)(i)
through (iii)'';
0
d. In paragraph (a)(4)(ii), after the text ``paragraph (a)(4)(i)''
adding the words ``of this section'';
0
e. Revising paragraph (a)(9)(i);
0
f. In paragraph (b)(4)(ii), after the text ``paragraph (b)(4)(i)''
adding the words ``of this section'';
0
g. Revising paragraph (b)(9)(i); and
0
h. In paragraph (b)(10)(ii), after the text ``Sec.  52.38(b)(4) or
(5)'' adding the words ``of this chapter''.
    The revisions read as follows:

Sec.  97.512  CSAPR NOX Ozone Season Group 1 allowance allocations to
new units.

    (a) * * *
    (9) * * *
    (i)(A) For the control period in 2015 or 2016, the Administrator
will determine, for each unit described in paragraph (a)(1) of this
section that commenced commercial operation during the period starting
May 1 of the year before the year of such control period and ending
August 31 of the year of such control period, the positive difference
(if any) between the unit's emissions during such control period and
the amount of CSAPR NOX Ozone Season Group 1 allowances
referenced in the notice of data availability required under Sec.
97.511(b)(1)(ii) for the unit for such control period;
    (B) For the control period in 2017 or any subsequent year, the
Administrator will determine, for each unit described in paragraph
(a)(1) of this section that commenced commercial operation during the
period starting January 1 of the year before the year of such control
period and ending November 30 of the year of such control period, the
positive difference (if any) between the unit's emissions during such
control period and the amount of CSAPR NOX Ozone Season
Group 1 allowances referenced in the notice of data availability
required under Sec.  97.511(b)(1)(ii) for the unit for such control
period;
* * * * *
    (b) * * *

    (9) * * *
    (i)(A) For the control period in 2015 or 2016, the Administrator
will determine, for each unit described in paragraph (b)(1) of this
section that commenced commercial operation during the period starting
May 1 of the year before the year of such control period and ending
August 31 of the year of such control period, the positive difference
(if any) between the unit's emissions during such control period and
the amount of CSAPR NOX Ozone Season Group 1 allowances
referenced in the notice of data availability required under Sec.
97.511(b)(2)(ii) for the unit for such control period;
    (B) For the control period in 2017 or any subsequent year, the
Administrator will determine, for each unit described in paragraph
(b)(1) of this section that commenced commercial operation during the
period starting January 1 of the year before the year of such control
period and ending November 30 of the year of such control period, the
positive difference (if any) between the unit's emissions during such
control period and the amount of CSAPR NOX Ozone Season
Group 1 allowances referenced in the notice of data availability
required under Sec.  97.511(b)(2)(ii) for the unit for such control
period;
* * * * *

0
90. Section 97.516 is amended by:
0
a. In paragraph (a)(1), removing the word ``Country'' and adding in its
place the word ``country''; and
0
b. Adding paragraph (c).
    The addition reads as follows:

Sec.  97.516  Certificate of representation.

* * * * *
    (c) A certificate of representation under this section that
complies with the provisions of paragraph (a) of this section except
that it contains the phrase ``TR NOX Ozone Season'' in place
of the phrase ``CSAPR NOX Ozone Season Group 1'' in the
required certification statements will be considered a complete
certificate of representation under this section, and the certification
statements included in such certificate of representation will be
interpreted for purposes of this subpart as if the phrase ``CSAPR
NOX Ozone Season Group 1'' appeared in place of the phrase
``TR NOX Ozone Season''.

0
91. Section 97.520 is amended by:
0
a. Italicizing the headings of paragraphs (c)(1) through (6);
0
b. Adding paragraph (c)(1)(iv);
0
c. In paragraph (c)(2)(i) introductory text, removing the text
``paragraph (b)(1)'' and adding in its place the text ``paragraph
(c)(1)'';
0
d. Adding paragraph (c)(2)(iv);
0
e. In paragraph (c)(4)(i), removing the text ``paragraph (b)(1)'' and
adding in its place the text ``paragraph (c)(1)'';
0
f. In paragraph (c)(5)(iii)(D), removing the words ``authorized
representative'' and adding in their place the words ``authorized
account representative''; and
0
g. In paragraph (c)(5)(v), removing the word ``designated'' two times
and adding in its place the words ``authorized account''.
    The additions read as follows:

Sec.  97.520  Establishment of compliance accounts, assurance accounts,
and general accounts.

* * * * *
    (c) * * *
    (1) * * *
    (iv) An application for a general account under paragraph (c)(1) of
this section that complies with the provisions of such paragraph except
that it contains the phrase ``TR NOX Ozone Season'' in place
of the phrase ``CSAPR NOX Ozone Season Group 1'' in the
required certification statement will be considered a complete
application for a general account under such paragraph, and the
certification statement included in such application for a general
account will be interpreted for purposes of this subpart as if the
phrase ``CSAPR NOX Ozone Season Group 1'' appeared in place
of the phrase ``TR NOX Ozone Season''.
    (2) * * *
    (iv) A certification statement submitted in accordance with
paragraph (c)(2)(ii) of this section that contains the phrase ``TR
NOX Ozone Season'' will be interpreted for purposes of this
subpart as if the phrase ``CSAPR NOX Ozone Season Group 1''
appeared in place of the phrase ``TR NOX Ozone Season''.
* * * * *

0
92. Section 97.521 is amended by:
0
a. Revising the section heading;
0
b. Revising paragraph (c);
0
c. In paragraphs (d) and (e), removing the word ``period'' and adding
in its place the word ``periods'';
0
d. Revising paragraphs (i) and (j); and
0
e. Redesignating paragraph (k) as paragraph (l) and adding a new
paragraph (k).
    The revisions and additions read as follows:

Sec.  97.521  Recordation of CSAPR NOX Ozone Season Group 1 allowance
allocations and auction results.

* * * * *
    (c) By January 9, 2017, the Administrator will record in each CSAPR
NOX Ozone Season Group 1 source's compliance account the
CSAPR NOX Ozone Season Group 1 allowances allocated to the
CSAPR NOX Ozone Season Group 1 units at the source, or in
each appropriate Allowance Management System account the CSAPR
NOX Ozone Season Group 1 allowances auctioned to CSAPR
NOX Ozone Season Group 1 units, in accordance with Sec.
97.511(a), or with a SIP revision approved under Sec.  52.38(b)(4) or
(5) of this chapter, for the control periods in 2017 and 2018.
* * * * *
    (i)(1) By November 15, 2015 and November 15, 2016, the
Administrator will record in each CSAPR NOX Ozone Season
Group 1 source's compliance account the CSAPR NOX Ozone
Season Group 1 allowances allocated to the CSAPR NOX Ozone
Season Group 1 units at the source in accordance with Sec.
97.512(a)(9) through (12) for the control period in the year of the
applicable recordation deadline under this paragraph.
    (2) By February 15, 2018 and February 15 of each year thereafter,
the Administrator will record in each CSAPR NOX Ozone Season
Group 1 source's compliance account the CSAPR NOX Ozone
Season Group 1 allowances allocated to the CSAPR NOX Ozone
Season Group 1 units at the source in accordance with Sec.
97.512(a)(9) through (12) for the control period in the year before the
year of the applicable recordation deadline under this paragraph.
    (j)(1) By November 15, 2015 and November 15, 2016, the
Administrator will record in each CSAPR NOX Ozone Season
Group 1 source's compliance account the CSAPR NOX Ozone
Season Group 1 allowances allocated to the CSAPR NOX Ozone
Season Group 1 units at the source in accordance with Sec.
97.512(b)(9) through (12) for the control period in the year of the
applicable recordation deadline under this paragraph.
    (2) By February 15, 2018 and February 15 of each year thereafter,
the Administrator will record in each CSAPR NOX Ozone Season
Group 1 source's compliance account the CSAPR NOX Ozone
Season Group 1 allowances allocated to the CSAPR NOX Ozone
Season Group 1 units at the source in accordance with Sec.
97.512(b)(9) through (12) for the control period in the year before the
year of the applicable recordation deadline under this paragraph.
    (k) By the date 15 days after the date on which any allocation or
auction results, other than an allocation or auction results described
in paragraphs (a) through (j) of this section, of CSAPR NOX
Ozone Season Group 1 allowances

to a recipient is made by or are submitted to the Administrator in
accordance with Sec.  97.511 or Sec.  97.512 or with a SIP revision
approved under Sec.  52.38(b)(4) or (5) of this chapter, the
Administrator will record such allocation or auction results in the
appropriate Allowance Management System account.
* * * * *

0
93. Section 97.522 is amended by revising the section heading to read
as follows:

Sec.  97.522  Submission of CSAPR NOX Ozone Season Group 1 allowance
transfers.

* * * * *

0
94. Section 97.523 is amended by:
0
a. Revising the section heading; and
0
b. In paragraph (b), after the word ``allocated'' adding the words ``or
auctioned''.
    The revision reads as follows:

Sec.  97.523  Recordation of CSAPR NOX Ozone Season Group 1 allowance
transfers.

* * * * *

0
95. Section 97.524 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(1), after the word ``allocated'' adding the words
``or auctioned'';
0
c. Revising paragraphs (c)(2)(i) and (ii); and
0
d. In paragraph (d), after the word ``allocated'' adding the words ``or
auctioned''.
    The revisions read as follows:

Sec.  97.524  Compliance with CSAPR NOX Ozone Season Group 1 emissions
limitation.

* * * * *
    (c) * * *
    (2) * * *
    (i) Any CSAPR NOX Ozone Season Group 1 allowances that
were recorded in the compliance account pursuant to Sec.  97.521 and
not transferred out of the compliance account, in the order of
recordation; and then
    (ii) Any other CSAPR NOX Ozone Season Group 1 allowances
that were transferred to and recorded in the compliance account
pursuant to this subpart, in the order of recordation.
* * * * *

0
96. Section 97.525 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(1), after the word ``allocated'' adding the words
``or auctioned'';
0
c. In paragraph (b)(2)(iii) introductory text, removing the text
``paragraph (b)(1)(i)'' and adding in its place the text ``paragraph
(b)(1)(ii)'';
0
d. In paragraph (b)(2)(iii)(B), after the words ``availability of''
adding the words ``the calculations incorporating'';
0
e. In paragraph (b)(4)(i), after the words ``established for'' removing
the word ``the''; and
0
f. In paragraph (b)(6)(iii)(B), after the word ``appropriate'' removing
the word ``at''.
    The revision reads as follows:

Sec.  97.525  Compliance with CSAPR NOX Ozone Season Group 1 assurance
provisions.

* * * * *

0
97. Section 97.526 is amended by:
0
a. In paragraph (b), removing the text ``Sec.  97.528'' and adding in
its place the text ``Sec.  97.528 or removed under paragraph (c) of
this section''; and
0
b. Adding paragraph (c).
    The addition reads as follows:

Sec.  97.526  Banking.

* * * * *
    (c) Replacement of CSAPR NOX Ozone Season Group 1 allowances with
CSAPR NOX Ozone Season Group 2 allowances. Notwithstanding any other
provision of this subpart or any provision of a SIP revision approved
under Sec.  52.38(b)(4) or (5) of this chapter, the Administrator will
remove CSAPR NOX Ozone Season Group 1 allowances from
compliance accounts and general accounts and allocate in their place
amounts of CSAPR NOX Ozone Season Group 2 allowances as
provided in paragraphs (c)(1) through (5) of this section and will
record CSAPR NOX Ozone Season Group 2 allowances in lieu of
initially recording CSAPR NOX Ozone Season Group 1
allowances as provided in paragraph (c)(6) of this section.
    (1) As soon as practicable after the completion of deductions under
Sec.  97.524 for the control period in 2016, but not later than March
1, 2018, the Administrator will temporarily suspend acceptance of CSAPR
NOX Ozone Season Group 1 allowance transfers submitted under
Sec.  97.522 and, before resuming acceptance of such transfers, will
take the following actions with regard to every general account and
every compliance account except a compliance account for a CSAPR
NOX Ozone Season Group 1 source located in a State listed in
Sec.  52.38(b)(2)(i) of this chapter or Indian country within the
borders of such a State:
    (i) The Administrator will remove all CSAPR NOX Ozone
Season Group 1 allowances allocated for the control periods in 2015 and
2016 from each such account.
    (ii) The Administrator will determine a conversion factor equal to
the greater of 1.0000 or the quotient, expressed to four decimal
places, of the sum of all CSAPR NOX Ozone Season Group 1
allowances removed from all such accounts under paragraph (c)(1)(i) of
this section divided by the product of 1.5 times the sum of the
variability limits for the control period in 2017 set forth in Sec.
97.810(b) for all States except a State listed in Sec.  52.38(b)(2)(i)
of this chapter.
    (iii) The Administrator will allocate to and record in each such
account an amount of CSAPR NOX Ozone Season Group 2
allowances for the control period in 2017, where such amount is
determined as the quotient of the number of CSAPR NOX Ozone
Season Group 1 allowances removed from such account under paragraph
(c)(1)(i) of this section divided by the conversion factor determined
under paragraph (c)(1)(ii) of this section, rounded up to the nearest
whole allowance, except as provided in paragraphs (c)(4) and (5) of
this section.
    (2) As soon as practicable after approval of a SIP revision under
Sec.  52.38(b)(6) of this chapter for a State listed in Sec.
52.38(b)(2)(i) of this chapter, but not later than the allowance
transfer deadline defined under Sec.  97.802 for the initial control
period described with regard to such SIP revision in Sec.
52.38(b)(6)(ii)(A) of this chapter, the Administrator will temporarily
suspend acceptance of CSAPR NOX Ozone Season Group 1
allowance transfers submitted under Sec.  97.522 and, before resuming
acceptance of such transfers, will take the following actions with
regard to every general account and every compliance account, unless
otherwise provided in such approval of the SIP revision:
    (i) The Administrator will remove from each such account all CSAPR
NOX Ozone Season Group 1 allowances for such initial control
period and each subsequent control period that were allocated to units
located in such State under this subpart or that were allocated or
auctioned to any entity under a SIP revision for such State approved by
the Administrator under Sec.  52.38(b)(4) or (5) of this chapter,
whether such CSAPR NOX Ozone Season Group 1 allowances were
initially recorded in such account or were transferred to such account
from another account.
    (ii) The Administrator will determine a conversion factor equal to
the greater of 1.0000 or the quotient, expressed to four decimal
places, of the NOX Ozone Season Group 1 trading budget set
forth for such State in Sec.  97.510(a) divided by the NOX
Ozone Season Group 2 trading budget set forth for such State in Sec.
97.810(a).
    (iii) The Administrator will allocate to and record in each such
account an amount of CSAPR NOX Ozone Season Group 2
allowances for each control

period for which CSAPR NOX Ozone Season Group 1 allowances
were removed from such account, where each such amount is determined as
the quotient of the number of CSAPR NOX Ozone Season Group 1
allowances for such control period removed from such account under
paragraph (c)(2)(i) of this section divided by the conversion factor
determined under paragraph (c)(2)(ii) of this section, rounded up to
the nearest whole allowance, except as provided in paragraphs (c)(4)
and (5) of this section.
    (3) As soon as practicable after approval of a SIP revision under
Sec.  52.38(b)(6) of this chapter for a State listed in Sec.
52.38(b)(2)(i) of this chapter, but not before the completion of
deductions under Sec.  97.524 for the control period before the initial
control period described with regard to such SIP revision in Sec.
52.38(b)(6)(ii)(A) of this chapter and not later than the allowance
transfer deadline defined under Sec.  97.802 for such initial control
period, the Administrator will temporarily suspend acceptance of CSAPR
NOX Ozone Season Group 1 allowance transfers submitted under
Sec.  97.522 and, before resuming acceptance of such transfers, will
take the following actions with regard to every compliance account for
a CSAPR NOX Ozone Season Group 1 source located in such
State, provided that if the provisions of Sec.  52.38(b)(2)(i) of this
chapter or a SIP revision approved under Sec.  52.38(b)(5) of this
chapter will no longer apply to any source in any State or Indian
country within the borders of any State with regard to emissions
occurring in such initial control period or any subsequent control
period, the Administrator instead will permanently end acceptance of
CSAPR NOX Ozone Season Group 1 allowance transfers submitted
under Sec.  97.522 and will take the following actions with regard to
every general account and every compliance account:
    (i) The Administrator will remove from each such account all CSAPR
NOX Ozone Season Group 1 allowances allocated for all
control periods before such initial control period.
    (ii) The Administrator will determine a conversion factor equal to
the greater of 1.0000 or the quotient, expressed to four decimal
places, of the sum of all CSAPR NOX Ozone Season Group 1
allowances removed from all such accounts under paragraph (c)(3)(i) of
this section divided by the product of 1.5 times the variability limit
for such initial control period set forth for such State in Sec.
97.810(b).
    (iii) The Administrator will allocate to and record in each such
account an amount of CSAPR NOX Ozone Season Group 2
allowances for such initial control period, where such amount is
determined as the quotient of the number of CSAPR NOX Ozone
Season Group 1 allowances removed from such account under paragraph
(c)(3)(i) of this section divided by the conversion factor determined
under paragraph (c)(3)(ii) of this section, rounded up to the nearest
whole allowance, except as provided in paragraphs (c)(4) and (5) of
this section.
    (4) Where, pursuant to paragraph (c)(1)(i), (c)(2)(i), or (c)(3)(i)
of this section, the Administrator removes CSAPR NOX Ozone
Season Group 1 allowances from the compliance account for a source
located in a State not listed in Sec.  52.38(b)(2)(iii) of this chapter
or Indian country within the borders of such a State, the Administrator
will not record CSAPR NOX Ozone Season Group 2 allowances in
that account but instead will allocate to and record in another
compliance account or general account CSAPR NOX Ozone Season
Group 2 allowances for the control periods and in the amounts
determined in accordance with paragraph (c)(1)(iii), (c)(2)(iii), or
(c)(3)(iii) of this section, respectively, provided that the designated
representative for such source identifies such other account in a
submission to the Administrator and further provided that any
compliance account identified in such a submission is for a source
located in a State listed in Sec.  52.38(b)(2)(iii) of this chapter or
Indian country within the borders of such a State.
    (5)(i) In computing any amounts of CSAPR NOX Ozone
Season Group 2 allowances to be allocated to and recorded in general
accounts under paragraph (c)(1)(iii), (c)(2)(iii), or (c)(3)(iii) of
this section, the Administrator may group multiple general accounts
whose ownership interests are held by the same or related persons or
entities and treat the group of accounts as a single account for
purposes of such computation.
    (ii) Following a computation for a group of general accounts in
accordance with paragraph (c)(5)(i) of this section, the Administrator
will allocate to and record in each individual account in such group a
proportional share of the quantity of CSAPR NOX Ozone Season
Group 2 allowances computed for such group, basing such shares on the
respective quantities of CSAPR NOX Ozone Season Group 1
allowances removed from such individual accounts under paragraph
(c)(1)(i), (c)(2)(i), or (c)(3)(i) of this section, as applicable.
    (iii) In determining the proportional shares under paragraph
(c)(5)(ii) of this section, the Administrator may employ any reasonable
adjustment methodology to truncate or round each such share up or down
to a whole number and to cause the total of such whole numbers to equal
the amount of CSAPR NOX Ozone Season Group 2 allowances
computed for such group of accounts in accordance with paragraph
(c)(5)(i) of this section, even where such adjustments cause the
numbers of CSAPR NOX Ozone Season Group 2 allowances
allocated to some individual accounts to equal zero.
    (6) After the Administrator has carried out the procedures set
forth in paragraph (c)(1), (2), or (3) of this section, upon any
determination that would otherwise result in the initial recordation of
any CSAPR NOX Ozone Season Group 1 allowances in any
account, where if such allowances had been recorded before the
Administrator had carried out such procedures the allowances would have
been removed from such account under paragraph (c)(1)(i), (c)(2)(i), or
(c)(3)(i) of this section, respectively, the Administrator will not
record such CSAPR NOX Ozone Season Group 1 allowances but
instead will record CSAPR NOX Ozone Season Group 2
allowances for the control periods and in the amounts determined in
accordance with paragraph (c)(1)(iii), (c)(2)(iii), or (c)(3)(iii) of
this section, respectively, in such account or another account
identified in accordance with paragraph (c)(4) of this section.
    (7) Notwithstanding any other provision of this subpart or subpart
EEEEE of this part, CSAPR NOX Ozone Season Group 2
allowances may be used to satisfy requirements to hold CSAPR
NOX Ozone Season Group 1 allowances under this subpart as
follows, provided that nothing in this paragraph alters the time as of
which any such allowance holding requirement must be met or limits any
consequence of a failure to timely meet any such allowance holding
requirement:
    (i) After the Administrator has carried out the procedures set
forth in paragraph (c)(1) of this section, the owner or operator of a
CSAPR NOX Ozone Season Group 1 unit in a State listed in
Sec.  52.38(b)(2)(iii) of this chapter or Indian country within the
borders of such a State may satisfy a requirement to hold a given
number of CSAPR NOX Ozone Season Group 1 allowances for the
control period in 2015 or 2016 by holding instead, in a general account
established for this sole purpose, an amount of CSAPR NOX
Ozone Season Group 2 allowances for the control period in 2017, where
such amount of CSAPR NOX Ozone Season Group 2 allowances is
computed as the quotient of such given number of CSAPR NOX

Ozone Season Group 1 allowances divided by the conversion factor
determined under paragraph (c)(1)(ii) of this section, rounded up to
the nearest whole allowance.
    (ii) After the Administrator has carried out the procedures set
forth in paragraph (c)(3) of this section, the owner or operator of a
CSAPR NOX Ozone Season Group 1 unit in a State listed in
Sec.  52.38(b)(2)(i) of this chapter may satisfy a requirement to hold
a given number of CSAPR NOX Ozone Season Group 1 allowances
for a control period before the initial control period described with
regard to the State's SIP revision in Sec.  52.38(b)(6)(ii)(A) of this
chapter by holding instead, in a general account established for this
sole purpose, an amount of CSAPR NOX Ozone Season Group 2
allowances for such initial control period or any previous control
period, where such amount of CSAPR NOX Ozone Season Group 2
allowances is computed as the quotient of such given number of CSAPR
NOX Ozone Season Group 1 allowances divided by the
conversion factor determined under paragraph (c)(3)(ii) of this
section, rounded up to the nearest whole allowance.

Sec.  97.528   [Amended]

0
98. Section 97.528, paragraph (b) is amended by removing the text
``paragraph (a)(1)'' and adding in its place the text ``paragraph
(a)''.

0
99. Section 97.530 is amended by:
0
a. Revising paragraph (b) introductory text and paragraphs (b)(1)
through (3);
0
b. In paragraph (b)(4) introductory text, removing the text
``Sec. Sec.  75.4 (e)(1) through (e)(4)'' and adding in its place the
text ``Sec.  75.4 (e)(1) through (4)''; and
0
c. In paragraph (b)(4)(iii), after the text ``Sec.  75.66'' adding the
words ``of this chapter''.
    The revisions read as follows:

Sec.  97.530  General monitoring, recordkeeping, and reporting
requirements.

* * * * *
    (b) Compliance deadlines. Except as provided in paragraph (e) of
this section, the owner or operator of a CSAPR NOX Ozone
Season Group 1 unit shall meet the monitoring system certification and
other requirements of paragraphs (a)(1) and (2) of this section on or
before the latest of the following dates and shall record, report, and
quality-assure the data from the monitoring systems under paragraph
(a)(1) of this section on and after the latest of the following dates:
    (1) May 1, 2015;
    (2) 180 calendar days after the date on which the unit commences
commercial operation; or
    (3) Where data for the unit are reported on a control period basis
under Sec.  97.534(d)(1)(ii)(B), and where the compliance date under
paragraph (b)(2) of this section is not in a month from May through
September, May 1 immediately after the compliance date under paragraph
(b)(2) of this section.
* * * * *

Sec.  97.531   [Amended]

0
100. Section 97.531 is amended by:
0
a. Italicizing the headings of paragraphs (d)(1) through (3), (d)(3)(i)
through (iv), (d)(3)(iv)(A) through (D), and (d)(3)(v);
0
b. In paragraph (d)(3) introductory text, removing the text
``Sec. Sec.  '' and adding in its place the text ``Sec.  ''; and
0
c. Redesignating paragraphs (d)(3)(v)(A)(1) through (5) as paragraphs
(d)(3)(v)(A)(1) through (5).

0
101. Section 97.534 is amended by:
0
a. In paragraph (b), after the words ``comply with'' adding the word
``the'';
0
b. Revising paragraphs (d)(1) and (2);
0
c. Redesignating paragraph (d)(6) as paragraph (d)(5)(ii); and
0
d. In paragraph (e)(3), removing the text ``paragraph (d)(2)(ii)'' and
adding in its place the text ``paragraph (d)(1)(ii)(B)''.
    The revisions read as follows:

Sec.  97.534  Recordkeeping and reporting.

* * * * *
    (d) * * *
    (1)(i) If a CSAPR NOX Ozone Season Group 1 unit is
subject to the Acid Rain Program or the CSAPR NOX Annual
Trading Program or if the owner or operator of such unit chooses to
report on an annual basis under this subpart, then the designated
representative shall meet the requirements of subpart H of part 75 of
this chapter (concerning monitoring of NOX mass emissions)
for such unit for the entire year and report the NOX mass
emissions data and heat input data for such unit for the entire year.
    (ii) If a CSAPR NOX Ozone Season Group 1 unit is not
subject to the Acid Rain Program or the CSAPR NOX Annual
Trading Program, then the designated representative shall either:
    (A) Meet the requirements of subpart H of part 75 of this chapter
for such unit for the entire year and report the NOX mass
emissions data and heat input data for such unit for the entire year in
accordance with paragraph (d)(1)(i) of this section; or
    (B) Meet the requirements of subpart H of part 75 of this chapter
(including the requirements in Sec.  75.74(c) of this chapter) for such
unit for the control period and report the NOX mass
emissions data and heat input data (including the data described in
Sec.  75.74(c)(6) of this chapter) for such unit only for the control
period of each year.
    (2) The designated representative shall report the NOX
mass emissions data and heat input data for a CSAPR NOX
Ozone Season Group 1 unit, in an electronic quarterly report in a
format prescribed by the Administrator, for each calendar quarter
indicated under paragraph (d)(1) of this section beginning by the
latest of:
    (i) The calendar quarter covering May 1, 2015 through June 30,
2015;
    (ii) The calendar quarter corresponding to the earlier of the date
of provisional certification or the applicable deadline for initial
certification under Sec.  97.530(b); or
    (iii) For a unit that reports on a control period basis under
paragraph (d)(1)(ii)(B) of this section, if the calendar quarter under
paragraph (d)(2)(ii) of this section does not include a month from May
through September, the calendar quarter covering May 1 through June 30
immediately after the calendar quarter under paragraph (d)(2)(ii) of
this section.
* * * * *

Sec.  97.535   [Amended]

0
102. Section 97.535 is amended by:
0
a. Redesignating paragraphs (b)(i) through (v) as paragraphs (b)(1)
through (5); and
0
b. In the newly redesignated paragraph (b)(4), removing the colon and
adding in its place a semicolon.

Subpart CCCCC--CSAPR SO2 Group 1 Trading Program

0
103. The heading of subpart CCCCC of part 97 is revised to read as set
forth above.

Sec.  97.601   [Amended]

0
104. Section 97.601 is amended by removing the text ``Transport Rule
(TR) SO2 Group 1 Trading Program'' and adding in its place
the text ``Cross-State Air Pollution Rule (CSAPR) SO2 Group
1 Trading Program''.

Sec. Sec.  97.602 through 97.635   [Amended]

0
105. Sections 97.602 through 97.635 are amended by removing the text
``TR'' wherever it appears and adding in its place the text ``CSAPR''.

0
106. Section 97.602 is amended by:
0
a. Revising the introductory text and the definitions ``Allowable
SO2 emission rate'' and ``Allowance Management System'';
0
b. In the definition ``Allowance Management System account'',

removing the word ``holding'' and adding in its place the text
``auction, holding'';
0
c. Revising the definition ``Alternate designated representative'';
0
d. Adding in alphabetical order the definition ``Auction'';
0
e. In the definition ``Cogeneration system'', removing the words
``steam turbine'';
0
f. In the definition ``Commence commercial operation'', paragraph (2)
introductory text, after the words ``defined in'' adding the word
``the'';
0
g. In the definition ``Common designated representative's share'',
paragraph (2), removing the words ``and of the total'' and adding in
their place the words ``and the total'';
0
h. Placing the newly amended definitions ``CSAPR NOX Annual
Trading Program'', ``CSAPR NOX Ozone Season Trading
Program'', ``CSAPR SO2 Group 1 allowance'', ``CSAPR
SO2 Group 1 allowance deduction or deduct CSAPR
SO2 Group 1 allowances'', ``CSAPR SO2 Group 1
allowances held or hold CSAPR SO2 Group 1 allowances'',
``CSAPR SO2 Group 1 emissions limitation'', ``CSAPR
SO2 Group 1 source'', ``CSAPR SO2 Group 1 Trading
Program'', and ``CSAPR SO2 Group 1 unit'' in alphabetical
order in the section;
0
i. Removing the newly amended definition ``CSAPR NOX Ozone
Season Trading Program'';
0
j. Adding in alphabetical order the definitions ``CSAPR NOX
Ozone Season Group 1 Trading Program'' and ``CSAPR NOX Ozone
Season Group 2 Trading Program'';
0
k. Revising the newly amended definition ``CSAPR SO2 Group 1
Trading Program'' and the definition ``Designated representative'';
0
l. In the definition ``Fossil fuel'', paragraph (2), removing the text
``Sec. Sec.  '' and adding in its place the text ``Sec.  '';
0
m. Removing the definition ``Gross electrical output'';
0
n. Revising the definitions ``Heat input'', ``Heat input rate'', and
``Heat rate'';
0
o. In the definition heading ``Maximum design heat input'', after the
words ``heat input'' adding the word ``rate'';
0
p. Revising the definition ``Potential electrical output capacity'';
0
q. In the definition ``Sequential use of energy'', paragraph (2), after
the word ``from'' adding the word ``a''; and
0
r. Revising the definition ``State''.
    The revisions and additions read as follows:

Sec.  97.602  Definitions.

    The terms used in this subpart shall have the meanings set forth in
this section as follows, provided that any term that includes the
acronym ``CSAPR'' shall be considered synonymous with a term that is
used in a SIP revision approved by the Administrator under Sec.  52.38
or Sec.  52.39 of this chapter and that is substantively identical
except for the inclusion of the acronym ``TR'' in place of the acronym
``CSAPR'':
* * * * *
    Allowable SO2 emission rate means, for a unit, the most stringent
State or federal SO2 emission rate limit (in lb/MWh or, if
in lb/mmBtu, converted to lb/MWh by multiplying it by the unit's heat
rate in mmBtu/MWh) that is applicable to the unit and covers the
longest averaging period not exceeding one year.
    Allowance Management System means the system by which the
Administrator records allocations, auctions, transfers, and deductions
of CSAPR SO2 Group 1 allowances under the CSAPR
SO2 Group 1 Trading Program. Such allowances are allocated,
auctioned, recorded, held, transferred, or deducted only as whole
allowances.
* * * * *
    Alternate designated representative means, for a CSAPR
SO2 Group 1 source and each CSAPR SO2 Group 1
unit at the source, the natural person who is authorized by the owners
and operators of the source and all such units at the source, in
accordance with this subpart, to act on behalf of the designated
representative in matters pertaining to the CSAPR SO2 Group
1 Trading Program. If the CSAPR SO2 Group 1 source is also
subject to the Acid Rain Program, CSAPR NOX Annual Trading
Program, CSAPR NOX Ozone Season Group 1 Trading Program, or
CSAPR NOX Ozone Season Group 2 Trading Program, then this
natural person shall be the same natural person as the alternate
designated representative as defined in the respective program.
* * * * *
    Auction means, with regard to CSAPR SO2 Group 1
allowances, the sale to any person by a State or permitting authority,
in accordance with a SIP revision submitted by the State and approved
by the Administrator under Sec.  52.39(e) or (f) of this chapter, of
such CSAPR SO2 Group 1 allowances to be initially recorded
in an Allowance Management System account.
* * * * *
    CSAPR NOX Ozone Season Group 1 Trading Program means a multi-state
NOX air pollution control and emission reduction program
established in accordance with subpart BBBBB of this part and Sec.
52.38(b)(1), (b)(2)(i) and (ii), (b)(3) through (5), and (b)(10)
through (12) of this chapter (including such a program that is revised
in a SIP revision approved by the Administrator under Sec.  52.38(b)(3)
or (4) of this chapter or that is established in a SIP revision
approved by the Administrator under Sec.  52.38(b)(5) of this chapter),
as a means of mitigating interstate transport of ozone and
NOX.
    CSAPR NOX Ozone Season Group 2 Trading Program means a multi-state
NOX air pollution control and emission reduction program
established in accordance with subpart EEEEE of this part and Sec.
52.38(b)(1), (b)(2)(i) and (iii), (b)(6) through (11), and (b)(13) of
this chapter (including such a program that is revised in a SIP
revision approved by the Administrator under Sec.  52.38(b)(7) or (8)
of this chapter or that is established in a SIP revision approved by
the Administrator under Sec.  52.38(b)(6) or (9) of this chapter), as a
means of mitigating interstate transport of ozone and NOX.
* * * * *
    CSAPR SO2 Group 1 Trading Program means a multi-state
SO2 air pollution control and emission reduction program
established in accordance with this subpart and Sec.  52.39(a), (b),
(d) through (f), and (j) through (l) of this chapter (including such a
program that is revised in a SIP revision approved by the Administrator
under Sec.  52.39(d) or (e) of this chapter or that is established in a
SIP revision approved by the Administrator under Sec.  52.39(f) of this
chapter), as a means of mitigating interstate transport of fine
particulates and SO2.
* * * * *
    Designated representative means, for a CSAPR SO2 Group 1
source and each CSAPR SO2 Group 1 unit at the source, the
natural person who is authorized by the owners and operators of the
source and all such units at the source, in accordance with this
subpart, to represent and legally bind each owner and operator in
matters pertaining to the CSAPR SO2 Group 1 Trading Program.
If the CSAPR SO2 Group 1 source is also subject to the Acid
Rain Program, CSAPR NOX Annual Trading Program, CSAPR
NOX Ozone Season Group 1 Trading Program, or CSAPR
NOX Ozone Season Group 2 Trading Program, then this natural
person shall be the same natural person as the designated
representative as defined in the respective program.
* * * * *
    Heat input means, for a unit for a specified period of unit
operating time, the product (in mmBtu) of the gross calorific value of
the fuel (in mmBtu/lb) fed into the unit multiplied by the fuel feed
rate (in lb of fuel/time) and unit

operating time, as measured, recorded, and reported to the
Administrator by the designated representative and as modified by the
Administrator in accordance with this subpart and excluding the heat
derived from preheated combustion air, recirculated flue gases, or
exhaust.
    Heat input rate means, for a unit, the quotient (in mmBtu/hr) of
the amount of heat input for a specified period of unit operating time
(in mmBtu) divided by unit operating time (in hr) or, for a unit and a
specific fuel, the amount of heat input attributed to the fuel (in
mmBtu) divided by the unit operating time (in hr) during which the unit
combusts the fuel.
    Heat rate means, for a unit, the quotient (in mmBtu/unit of load)
of the unit's maximum design heat input rate (in Btu/hr) divided by the
product of 1,000,000 Btu/mmBtu and the unit's maximum hourly load.
* * * * *
    Potential electrical output capacity means, for a unit (in MWh/yr),
33 percent of the unit's maximum design heat input rate (in Btu/hr),
divided by 3,413 Btu/kWh, divided by 1,000 kWh/MWh, and multiplied by
8,760 hr/yr.
* * * * *
    State means one of the States that is subject to the CSAPR
SO2 Group 1 Trading Program pursuant to Sec.  52.39(a), (b),
(d) through (f), and (j) through (l) of this chapter.
* * * * *

Sec.  97.603   [Amended]

0
107. Section 97.603 is amended by:
0
a. Adding in alphabetical order the list entry ``CSAPR--Cross-State Air
Pollution Rule'';
0
b. Removing the list entry ``kW--kilowatt electrical'';
0
c. Removing the list entry ``kWh--kilowatt hour'' and adding in its
place the entry ``kWh--kilowatt-hour'';
0
d. Removing the list entry ``MWh--megawatt hour'' and adding in its
place the entry ``MWh--megawatt-hour''; and
0
e. Adding in alphabetical order the list entries ``SIP--State
implementation plan'' and ``TR--Transport Rule''.

Sec.  97.604   [Amended]

0
108. Section 97.604 is amended by:
0
a. In paragraph (b)(1)(i)(B), removing the word ``electric'' and adding
in its place the word ``electrical'';
0
b. In paragraph (b)(2)(ii), removing the text ``paragraph (b)(1)(i)''
and adding in its place the text ``paragraph (b)(2)(i)''; and
0
c. Italicizing the headings of paragraphs (c)(1) and (2).

Sec.  97.605   [Amended]

0
109. Section 97.605, paragraph (b) is amended by italicizing the
heading.

Sec.  97.606   [Amended]

0
110. Section 97.606 is amended by:
0
a. Italicizing the headings of paragraphs (c)(1) and (2) and (c)(4)
through (7);
0
b. In paragraph (c)(2)(ii), after the words ``immediately after''
adding the words ``the year of'';
0
c. In paragraph (c)(4) heading, after the words ``Vintage of'' adding
the text ``CSAPR SO2 Group 1'';
0
d. In paragraphs (c)(4)(i) and (ii), after the word ``allocated''
adding the words ``or auctioned''; and
0
e. In paragraph (d)(2), removing the text ``subpart H'' and adding in
its place the text ``subpart B''.

0
111. Section 97.610 is amended by:
0
a. Revising the section heading;
0
b. Revising paragraph (a) introductory text;
0
c. In paragraphs (a)(1) through (16):
0
i. Removing the word ``trading'' wherever it appears and adding in its
place the text ``Group 1 trading'';
0
ii. Removing the text ``SO2 new'' wherever it appears and
adding in its place the word ``new''; and
0
iii. Removing the text ``SO2 Indian'' wherever it appears
and adding in its place the word ``Indian'';
0
d. Adding and reserving paragraphs (a)(2)(vi) and (a)(11)(vi);
0
e. In paragraphs (b)(1) through (16), removing the text
``SO2''; and
0
f. Revising paragraph (c).
    The revisions read as follows:

Sec.  97.610  State SO2 Group 1 trading budgets, new unit set-asides,
Indian country new unit set-asides, and variability limits.

    (a) The State SO2 Group 1 trading budgets, new unit set-
asides, and Indian country new unit set-asides for allocations of CSAPR
SO2 Group 1 allowances for the control periods in 2015 and
thereafter are as follows:
* * * * *
    (c) Each State SO2 Group 1 trading budget in this
section includes any tons in a new unit set-aside or Indian country new
unit set-aside but does not include any tons in a variability limit.

0
112. Section 97.611 is amended by:
0
a. Revising the section heading;
0
b. Italicizing the headings of paragraphs (b)(1) and (2);
0
c. In paragraphs (b)(1)(iii) and (b)(2)(iii), after the text ``November
30 of'' adding the word ``the'';
0
d. In paragraph (b)(2)(v), removing the text ``NOX Annual''
and adding in its place the text ``SO2 Group 1'';
0
e. In paragraph (c)(1)(ii), removing the text ``Sec.  52.39(d), (e), or
(f)'' and adding in its place the text ``Sec.  52.39(e) or (f)'';
0
f. In paragraph (c)(5)(i)(B), after the text ``Sec.  52.39(e) or (f)''
adding the words ``of this chapter'';
0
g. In paragraph (c)(5)(ii) introductory text, removing the words ``this
paragraph'' and adding in their place the words ``this section'';
0
h. In paragraph (c)(5)(ii)(B), after the text ``Sec.  52.39(e) or (f)''
adding the words ``of this chapter''; and
0
i. In paragraph (c)(5)(iii), removing the words ``this paragraph'' and
adding in their place the words ``this section''.
    The revision reads as follows:

Sec.  97.611  Timing requirements for CSAPR SO2 Group 1 allowance
allocations.

* * * * *

0
113. Section 97.612 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(2), removing the text ``Sec. Sec.  '' and adding in
its place the text ``Sec.  '';
0
c. In paragraph (a)(4)(i), removing the text ``paragraph (a)(1)(i)
through (iii)'' and adding in its place the text ``paragraphs (a)(1)(i)
through (iii)'';
0
d. In paragraph (a)(4)(ii), after the text ``paragraph (a)(4)(i)''
adding the words ``of this section'';
0
e. In paragraph (a)(9)(i), after the text ``November 30 of'' adding the
word ``the'';
0
f. In paragraph (b)(4)(ii), after the text ``paragraph (b)(4)(i)''
adding the words ``of this section'';
0
g. In paragraph (b)(9)(i), after the text ``November 30 of'' adding the
word ``the'';
0
h. In paragraph (b)(10)(ii), removing the text ``Sec.  52.39(d), (e),
or (f)'' and adding in its place the text ``Sec.  52.39(e) or (f)'';
and
0
i. In paragraph (b)(11), after the text ``paragraphs (b)(9), (10) and
(12)'' adding the words ``of this section''.
    The revision reads as follows:

Sec.  97.612   CSAPR SO2 Group 1 allowance allocations to new units.

* * * * *

0
114. Section 97.616 is amended by:
0
a. In paragraph (a)(1), removing the word ``Country'' and adding in its
place the word ``country''; and
0
b. Adding paragraph (c).
    The additions read as follows:

Sec.  97.616  Certificate of representation.

* * * * *
    (c) A certificate of representation under this section that
complies with the provisions of paragraph (a) of this section except
that it contains the acronym ``TR'' in place of the acronym ``CSAPR''
in the required certification

statements will be considered a complete certificate of representation
under this section, and the certification statements included in such
certificate of representation will be interpreted as if the acronym
``CSAPR'' appeared in place of the acronym ``TR''.

0
115. Section 97.620 is amended by:
0
a. Italicizing the headings of paragraphs (c)(1) through (6);
0
b. Adding paragraph (c)(1)(iv);
0
c. In paragraph (c)(2)(i) introductory text, removing the text
``paragraph (b)(1)'' and adding in its place the text ``paragraph
(c)(1)'';
0
d. Adding paragraph (c)(2)(iv);
0
e. In paragraph (c)(4)(i), removing the text ``paragraph (b)(1)'' and
adding in its place the text ``paragraph (c)(1)'';
0
f. In paragraph (c)(5)(iii)(D), removing the words ``authorized
representative'' and adding in their place the words ``authorized
account representative''; and
0
g. In paragraph (c)(5)(v), removing the word ``designated'' two times
and adding in its place the words ``authorized account''.
    The additions read as follows:

Sec.  97.620  Establishment of compliance accounts, assurance accounts,
and general accounts.

* * * * *
    (c) * * *
    (1) * * *
    (iv) An application for a general account under paragraph (c)(1) of
this section that complies with the provisions of such paragraph except
that it contains the acronym ``TR'' in place of the acronym ``CSAPR''
in the required certification statement will be considered a complete
application for a general account under such paragraph, and the
certification statement included in such application for a general
account will be interpreted as if the acronym ``CSAPR'' appeared in
place of the acronym ``TR''.
    (2) * * *
    (iv) A certification statement submitted in accordance with
paragraph (c)(2)(ii) of this section that contains the acronym ``TR''
will be interpreted as if the acronym ``CSAPR'' appeared in place of
the acronym ``TR''.
* * * * *

0
116. Section 97.621 is amended by:
0
a. Revising the section heading;
0
b. In paragraphs (c), (d), and (e), removing the word ``period'' and
adding in its place the word ``periods'';
0
c. In paragraphs (f) and (g), removing the text ``Sec.  52.39(e) and
(f)'' and adding in its place the text ``Sec.  52.39(e) or (f)'';
0
d. In paragraph (i), after the text ``through (12)'' removing the
comma;
0
e. Revising paragraph (j); and
0
f. Redesignating paragraph (k) as paragraph (l) and adding a new
paragraph (k).
    The revisions and additions read as follows:

Sec.  97.621  Recordation of CSAPR SO2 Group 1 allowance allocations
and auction results.

* * * * *
    (j) By February 15, 2016 and February 15 of each year thereafter,
the Administrator will record in each CSAPR SO2 Group 1
source's compliance account the CSAPR SO2 Group 1 allowances
allocated to the CSAPR SO2 Group 1 units at the source in
accordance with Sec.  97.612(b)(9) through (12) for the control period
in the year before the year of the applicable recordation deadline
under this paragraph.
    (k) By the date 15 days after the date on which any allocation or
auction results, other than an allocation or auction results described
in paragraphs (a) through (j) of this section, of CSAPR SO2
Group 1 allowances to a recipient is made by or are submitted to the
Administrator in accordance with Sec.  97.611 or Sec.  97.612 or with a
SIP revision approved under Sec.  52.39(e) or (f) of this chapter, the
Administrator will record such allocation or auction results in the
appropriate Allowance Management System account.
* * * * *

0
117. Section 97.622 is amended by revising the section heading to read
as follows:

Sec.  97.622  Submission of CSAPR SO2 Group 1 allowance transfers.

* * * * *

0
118. Section 97.623 is amended by:
0
a. Revising the section heading; and
0
b. In paragraph (b), after the word ``allocated'' adding the words ``or
auctioned''.
    The revision reads as follows:

Sec.  97.623  Recordation of CSAPR SO2 Group 1 allowance transfers.

* * * * *

0
119. Section 97.624 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(1), after the word ``allocated'' adding the words
``or auctioned'';
0
c. Revising paragraphs (c)(2)(i) and (ii); and
0
d. In paragraph (d), after the word ``allocated'' adding the words ``or
auctioned''.
    The revisions read as follows:

Sec.  97.624  Compliance with CSAPR SO2 Group 1 emissions limitation.

* * * * *
    (c) * * *
    (2) * * *
    (i) Any CSAPR SO2 Group 1 allowances that were recorded
in the compliance account pursuant to Sec.  97.621 and not transferred
out of the compliance account, in the order of recordation; and then
    (ii) Any other CSAPR SO2 Group 1 allowances that were
transferred to and recorded in the compliance account pursuant to this
subpart, in the order of recordation.
* * * * *

0
120. Section 97.625 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(1), after the word ``allocated'' adding the words
``or auctioned'';
0
c. In paragraph (b)(2)(iii) introductory text, removing the text
``paragraph (b)(1)(i)'' and adding in its place the text ``paragraph
(b)(1)(ii)''; and
0
d. In paragraph (b)(2)(iii)(B), after the words ``availability of''
adding the words ``the calculations incorporating''.
    The revision reads as follows:

Sec.  97.625  Compliance with CSAPR SO2 Group 1 assurance provisions.

* * * * *

Sec.  97.628   [Amended]

0
121. Section 97.628, paragraph (b) is amended by removing the text
``paragraph (a)(1)'' and adding in its place the text ``paragraph
(a)''.

0
122. Section 97.630 is amended by:
0
a. Revising paragraph (b) introductory text and paragraphs (b)(1) and
(2);
0
b. In paragraph (b)(3) introductory text, removing the text
``Sec. Sec.  75.4(e)(1) through (e)(4)'' and adding in its place the
text ``Sec.  75.4(e)(1) through (4)''; and
0
c. In paragraph (b)(3)(iii), after the text ``Sec.  75.66'' adding the
words ``of this chapter''.
    The revisions read as follows:

Sec.  97.630  General monitoring, recordkeeping, and reporting
requirements.

* * * * *
    (b) Compliance deadlines. Except as provided in paragraph (e) of
this section, the owner or operator of a CSAPR SO2 Group 1
unit shall meet the monitoring system certification and other
requirements of paragraphs (a)(1) and (2) of this section on or before
the later of the following dates and shall record, report, and quality-
assure the data from the monitoring systems under paragraph (a)(1) of
this section on and after the later of the following dates:
    (1) January 1, 2015; or
    (2) 180 calendar days after the date on which the unit commences
commercial operation.
* * * * *

Sec.  97.631   [Amended]

0
123. Section 97.631 is amended by:
0
a. Italicizing the headings of paragraphs (d)(1) through (3), (d)(3)(i)
through (iv), (d)(3)(iv)(A) through (D), and (d)(3)(v);
0
b. In paragraph (d)(3) introductory text, removing the text
``Sec. Sec.  '' and adding in its place the text ``Sec.  ''; and
0
c. Redesignating paragraphs (d)(3)(v)(A)(1) through (3) as paragraphs
(d)(3)(v)(A)(1) through (3).

0
124. Section 97.634 is amended by:
0
a. In paragraph (b), after the words ``comply with'' adding the word
``the''; and
0
b. Revising paragraphs (d)(1) and (3).
    The revisions read as follows:

Sec.  97.634  Recordkeeping and reporting.

* * * * *
    (d) * * *
    (1) The designated representative shall report the SO2
mass emissions data and heat input data for a CSAPR SO2
Group 1 unit, in an electronic quarterly report in a format prescribed
by the Administrator, for each calendar quarter beginning with the
later of:
    (i) The calendar quarter covering January 1, 2015 through March 31,
2015; or
    (ii) The calendar quarter corresponding to the earlier of the date
of provisional certification or the applicable deadline for initial
certification under Sec.  97.630(b).
* * * * *
    (3) For CSAPR SO2 Group 1 units that are also subject to
the Acid Rain Program, CSAPR NOX Annual Trading Program,
CSAPR NOX Ozone Season Group 1 Trading Program, or CSAPR
NOX Ozone Season Group 2 Trading Program, quarterly reports
shall include the applicable data and information required by subparts
F through H of part 75 of this chapter as applicable, in addition to
the SO2 mass emission data, heat input data, and other
information required by this subpart.
* * * * *

Sec.  97.635   [Amended]

0
125. Section 97.635 is amended by redesignating paragraphs (b)(i)
through (v) as paragraphs (b)(1) through (5).

Subpart DDDDD--CSAPR SO2 Group 2 Trading Program

0
126. The heading of subpart DDDDD of part 97 is revised to read as set
forth above.

Sec.  97.701   [Amended]

0
127. Section 97.701 is amended by removing the text ``Transport Rule
(TR) SO2 Group 2 Trading Program'' and adding in its place
the text ``Cross-State Air Pollution Rule (CSAPR) SO2 Group
2 Trading Program''.

Sec. Sec.  97.702 through 97.735   [Amended]

0
128. Sections 97.702 through 97.735 are amended by removing the text
``TR'' wherever it appears and adding in its place the text ``CSAPR''.

0
129. Section 97.702 is amended by:
0
a. Revising the introductory text and the definitions ``Allowable
SO2 emission rate'' and ``Allowance Management System'';
0
b. In the definition ``Allowance Management System account'', removing
the word ``holding'' and adding in its place the text ``auction,
holding'';
0
c. Revising the definition ``Alternate designated representative'';
0
d. Adding in alphabetical order the definition ``Auction'';
0
e. In the definition ``Cogeneration system'', removing the words
``steam turbine'';
0
f. In the definition ``Commence commercial operation'', paragraph (2)
introductory text, after the words ``defined in'' adding the word
``the'';
0
g. In the definition ``Common designated representative's share'',
paragraph (2), removing the words ``and of the total'' and adding in
their place the words ``and the total'';
0
h. Placing the newly amended definitions ``CSAPR NOX Annual
Trading Program'', ``CSAPR NOX Ozone Season Trading
Program'', ``CSAPR SO2 Group 2 allowance'', ``CSAPR
SO2 Group 2 allowance deduction or deduct CSAPR
SO2 Group 2 allowances'', ``CSAPR SO2 Group 2
allowances held or hold CSAPR SO2 Group 2 allowances'',
``CSAPR SO2 Group 2 emissions limitation'', ``CSAPR
SO2 Group 2 source'', ``CSAPR SO2 Group 2 Trading
Program'', and ``CSAPR SO2 Group 2 unit'' in alphabetical
order in the section;
0
i. Removing the newly amended definition ``CSAPR NOX Ozone
Season Trading Program'';
0
j. Adding in alphabetical order the definitions ``CSAPR NOX
Ozone Season Group 1 Trading Program'' and ``CSAPR NOX Ozone
Season Group 2 Trading Program'';
0
k. Italicizing the newly amended definition headings ``CSAPR
SO2 Group 2 allowance deduction or deduct CSAPR
SO2 Group 2 allowances'' and ``CSAPR SO2 Group 2
allowances held or hold CSAPR SO2 Group 2 allowances'';
0
l. Revising the newly amended definition ``CSAPR SO2 Group 2
Trading Program'' and the definition ``Designated representative'';
0
m. In the definition ``Fossil fuel'', paragraph (2), removing the text
``Sec. Sec.  '' and adding in its place the text ``Sec.  '';
0
n. Removing the definition ``Gross electrical output'';
0
o. Revising the definitions ``Heat input'', ``Heat input rate'', and
``Heat rate'';
0
p. In the definition heading ``Maximum design heat input'', after the
words ``heat input'' adding the word ``rate'';
0
q. Revising the definition ``Potential electrical output capacity'';
0
r. In the definition ``Sequential use of energy'', paragraph (2), after
the word ``from'' adding the word ``a''; and
0
s. Revising the definition ``State''.
    The revisions and additions read as follows:

Sec.  97.702  Definitions.

    The terms used in this subpart shall have the meanings set forth in
this section as follows, provided that any term that includes the
acronym ``CSAPR'' shall be considered synonymous with a term that is
used in a SIP revision approved by the Administrator under Sec.  52.38
or Sec.  52.39 of this chapter and that is substantively identical
except for the inclusion of the acronym ``TR'' in place of the acronym
``CSAPR'':
* * * * *
    Allowable SO2 emission rate means, for a unit, the most stringent
State or federal SO2 emission rate limit (in lb/MWh or, if
in lb/mmBtu, converted to lb/MWh by multiplying it by the unit's heat
rate in mmBtu/MWh) that is applicable to the unit and covers the
longest averaging period not exceeding one year.
    Allowance Management System means the system by which the
Administrator records allocations, auctions, transfers, and deductions
of CSAPR SO2 Group 2 allowances under the CSAPR
SO2 Group 2 Trading Program. Such allowances are allocated,
auctioned, recorded, held, transferred, or deducted only as whole
allowances.
* * * * *
    Alternate designated representative means, for a CSAPR
SO2 Group 2 source and each CSAPR SO2 Group 2
unit at the source, the natural person who is authorized by the owners
and operators of the source and all such units at the source, in
accordance with this subpart, to act on behalf of the designated
representative in matters pertaining to the CSAPR SO2 Group
2 Trading Program. If the CSAPR SO2 Group 2 source is also
subject to the Acid Rain Program, CSAPR NOX Annual Trading
Program, CSAPR NOX Ozone Season

Group 1 Trading Program, or CSAPR NOX Ozone Season Group 2
Trading Program, then this natural person shall be the same natural
person as the alternate designated representative as defined in the
respective program.
* * * * *
    Auction means, with regard to CSAPR SO2 Group 2
allowances, the sale to any person by a State or permitting authority,
in accordance with a SIP revision submitted by the State and approved
by the Administrator under Sec.  52.39(h) or (i) of this chapter, of
such CSAPR SO2 Group 2 allowances to be initially recorded
in an Allowance Management System account.
* * * * *
    CSAPR NOX Ozone Season Group 1 Trading Program means a multi-state
NOX air pollution control and emission reduction program
established in accordance with subpart BBBBB of this part and Sec.
52.38(b)(1), (b)(2)(i) and (ii), (b)(3) through (5), and (b)(10)
through (12) of this chapter (including such a program that is revised
in a SIP revision approved by the Administrator under Sec.  52.38(b)(3)
or (4) of this chapter or that is established in a SIP revision
approved by the Administrator under Sec.  52.38(b)(5) of this chapter),
as a means of mitigating interstate transport of ozone and
NOX.
    CSAPR NOX Ozone Season Group 2 Trading Program means a multi-state
NOX air pollution control and emission reduction program
established in accordance with subpart EEEEE of this part and Sec.
52.38(b)(1), (b)(2)(i) and (iii), (b)(6) through (11), and (b)(13) of
this chapter (including such a program that is revised in a SIP
revision approved by the Administrator under Sec.  52.38(b)(7) or (8)
of this chapter or that is established in a SIP revision approved by
the Administrator under Sec.  52.38(b)(6) or (9) of this chapter), as a
means of mitigating interstate transport of ozone and NOX.
* * * * *
    CSAPR SO2 Group 2 Trading Program means a multi-state
SO2 air pollution control and emission reduction program
established in accordance with this subpart and Sec.  52.39(a), (c),
(g) through (k), and (m) of this chapter (including such a program that
is revised in a SIP revision approved by the Administrator under Sec.
52.39(g) or (h) of this chapter or that is established in a SIP
revision approved by the Administrator under Sec.  52.39(i) of this
chapter), as a means of mitigating interstate transport of fine
particulates and SO2.
* * * * *
    Designated representative means, for a CSAPR SO2 Group 2
source and each CSAPR SO2 Group 2 unit at the source, the
natural person who is authorized by the owners and operators of the
source and all such units at the source, in accordance with this
subpart, to represent and legally bind each owner and operator in
matters pertaining to the CSAPR SO2 Group 2 Trading Program.
If the CSAPR SO2 Group 2 source is also subject to the Acid
Rain Program, CSAPR NOX Annual Trading Program, CSAPR
NOX Ozone Season Group 1 Trading Program, or CSAPR
NOX Ozone Season Group 2 Trading Program, then this natural
person shall be the same natural person as the designated
representative as defined in the respective program.
* * * * *
    Heat input means, for a unit for a specified period of unit
operating time, the product (in mmBtu) of the gross calorific value of
the fuel (in mmBtu/lb) fed into the unit multiplied by the fuel feed
rate (in lb of fuel/time) and unit operating time, as measured,
recorded, and reported to the Administrator by the designated
representative and as modified by the Administrator in accordance with
this subpart and excluding the heat derived from preheated combustion
air, recirculated flue gases, or exhaust.
    Heat input rate means, for a unit, the quotient (in mmBtu/hr) of
the amount of heat input for a specified period of unit operating time
(in mmBtu) divided by unit operating time (in hr) or, for a unit and a
specific fuel, the amount of heat input attributed to the fuel (in
mmBtu) divided by the unit operating time (in hr) during which the unit
combusts the fuel.
    Heat rate means, for a unit, the quotient (in mmBtu/unit of load)
of the unit's maximum design heat input rate (in Btu/hr) divided by the
product of 1,000,000 Btu/mmBtu and the unit's maximum hourly load.
* * * * *
    Potential electrical output capacity means, for a unit (in MWh/yr),
33 percent of the unit's maximum design heat input rate (in Btu/hr),
divided by 3,413 Btu/kWh, divided by 1,000 kWh/MWh, and multiplied by
8,760 hr/yr.
* * * * *
    State means one of the States that is subject to the CSAPR
SO2 Group 2 Trading Program pursuant to Sec.  52.39(a), (c),
(g) through (k), and (m) of this chapter.
* * * * *

Sec.  97.703   [Amended]

0
130. Section 97.703 is amended by:
0
a. Adding in alphabetical order the list entry ``CSAPR--Cross-State Air
Pollution Rule'';
0
b. Removing the list entry ``kW--kilowatt electrical'';
0
c. Removing the list entry ``kWh--kilowatt hour'' and adding in its
place the entry ``kWh--kilowatt-hour'';
0
d. Removing the list entry ``MWh--megawatt hour'' and adding in its
place the entry ``MWh--megawatt-hour''; and
0
e. Adding in alphabetical order the list entries ``SIP--State
implementation plan'' and ``TR--Transport Rule''.

Sec.  97.704   [Amended]

0
131. Section 97.704 is amended by:
0
a. In paragraph (b)(1)(i)(B), removing the word ``electric'' and adding
in its place the word ``electrical'';
0
b. In paragraph (b)(2)(ii), removing the text ``paragraph (b)(1)(i)''
and adding in its place the text ``paragraph (b)(2)(i)''; and
0
c. Italicizing the headings of paragraphs (c)(1) and (2).

Sec.  97.705   [Amended]

0
132. Section 97.705, paragraph (b) is amended by italicizing the
heading.

Sec.  97.706   [Amended]

0
133. Section 97.706 is amended by:
0
a. Italicizing the headings of paragraphs (c)(1) and (2) and (c)(4)
through (7);
0
b. In paragraph (c)(2)(ii), after the words ``immediately after''
adding the words ``the year of'';
0
c. In paragraph (c)(4) heading, after the words ``Vintage of'' adding
the text ``CSAPR SO2 Group 2'';
0
d. In paragraphs (c)(4)(i) and (ii), after the word ``allocated''
adding the words ``or auctioned''; and
0
e. In paragraph (d)(2), removing the text ``subpart H'' and adding in
its place the text ``subpart B''.

0
134. Section 97.710 is amended by:
0
a. Revising the section heading;
0
b. Revising paragraph (a) introductory text;
0
c. In paragraphs (a)(1) through (7):
0
i. Removing the word ``trading'' wherever it appears and adding in its
place the text ``Group 2 trading'';
0
ii. Removing the text ``SO2 new'' wherever it appears and
adding in its place the word ``new''; and
0
iii. Removing the text ``SO2 Indian'' wherever it appears
and adding in its place the word ``Indian'';
0
d. In paragraphs (b)(1) through (7), removing the text
``SO2''; and
0
e. Revising paragraph (c).
    The revisions read as follows:

Sec.  97.710  State SO2 Group 2 trading budgets, new unit set-asides,
Indian country new unit set-asides, and variability limits.

    (a) The State SO2 Group 2 trading budgets, new unit set-
asides, and Indian

country new unit set-asides for allocations of CSAPR SO2
Group 1 allowances for the control periods in 2015 and thereafter are
as follows:
* * * * *
    (c) Each State SO2 Group 2 trading budget in this
section includes any tons in a new unit set-aside or Indian country new
unit set-aside but does not include any tons in a variability limit.

0
135. Section 97.711 is amended by:
0
a. Revising the section heading;
0
b. Italicizing the headings of paragraphs (b)(1) and (2);
0
c. In paragraph (b)(1)(iii), after the text ``November 30 of'' adding
the word ``the'';
0
d. In paragraph (b)(1)(iv)(B), removing the words ``the each'' and
adding in their place the word ``each'';
0
e. In paragraph (b)(2)(iii), after the text ``November 30 of'' adding
the word ``the'';
0
f. In paragraph (b)(2)(iv)(B), removing the words ``the each'' and
adding in their place the word ``each'';
0
g. In paragraph (c)(1) introductory text, removing the word
``approved'' two times and adding in its place the words ``approved
under'';
0
h. In paragraph (c)(1)(ii), removing the text ``Sec.  52.39(g), (h), or
(i)'' and adding in its place the text ``Sec.  52.39(h) or (i)'';
0
i. In paragraph (c)(5)(i)(B), after the text ``Sec.  52.39(h) or (i)''
adding the words ``of this chapter'';
0
j. In paragraph (c)(5)(ii) introductory text, removing the words ``this
paragraph'' and adding in their place the words ``this section'';
0
k. In paragraph (c)(5)(ii)(B), after the text ``Sec.  52.39(h) or (i)''
adding the words ``of this chapter''; and
0
l. In paragraph (c)(5)(iii), removing the words ``this paragraph'' and
adding in their place the words ``this section''.
    The revision reads as follows:

Sec.  97.711  Timing requirements for CSAPR SO2 Group 2 allowance
allocations.

* * * * *

0
136. Section 97.712 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(2), removing the text ``Sec. Sec.  '' and adding in
its place the text ``Sec.  '';
0
c. In paragraph (a)(4)(i), removing the text ``paragraph (a)(1)(i)
through (iii)'' and adding in its place the text ``paragraphs (a)(1)(i)
through (iii)'';
0
d. In paragraph (a)(4)(ii), after the text ``paragraph (a)(4)(i)''
adding the words ``of this section'';
0
e. In paragraph (a)(9)(i), after the text ``November 30 of'' adding the
word ``the'';
0
f. In paragraph (b)(4)(ii), after the text ``paragraph (b)(4)(i)''
adding the words ``of this section'';
0
g. In paragraph (b)(9)(i), after the text ``November 30 of'' adding the
word ``the''; and
0
h. In paragraph (b)(10)(ii), removing the text ``Sec.  52.39(g), (h),
or (i)'' and adding in its place the text ``Sec.  52.39(h) or (i)''.
    The revision reads as follows:

Sec.  97.712  CSAPR SO2 Group 2 allowance allocations to new units.

* * * * *

0
137. Section 97.716 is amended by:
0
a. In paragraph (a)(1), removing the word ``Country'' and adding in its
place the word ``country''; and
0
b. Adding paragraph (c).
    The additions read as follows:

Sec.  97.716  Certificate of representation.

* * * * *
    (c) A certificate of representation under this section that
complies with the provisions of paragraph (a) of this section except
that it contains the acronym ``TR'' in place of the acronym ``CSAPR''
in the required certification statements will be considered a complete
certificate of representation under this section, and the certification
statements included in such certificate of representation will be
interpreted as if the acronym ``CSAPR'' appeared in place of the
acronym ``TR''.

0
138. Section 97.720 is amended by:
0
a. Italicizing the headings of paragraphs (c)(1) through (6);
0
b. Adding paragraph (c)(1)(iv);
0
c. In paragraph (c)(2)(i) introductory text, removing the text
``paragraph (b)(1)'' and adding in its place the text ``paragraph
(c)(1)'';
0
d. Adding paragraph (c)(2)(iv);
0
e. In paragraph (c)(4)(i), removing the text ``paragraph (b)(1)'' and
adding in its place the text ``paragraph (c)(1)'';
0
f. In paragraph (c)(5)(iii)(D), removing the words ``authorized
representative'' and adding in their place the words ``authorized
account representative''; and
0
g. In paragraph (c)(5)(v), removing the word ``designated'' two times
and adding in its place the words ``authorized account''.
    The additions read as follows:

Sec.  97.720  Establishment of compliance accounts, assurance accounts,
and general accounts.

* * * * *
    (c) * * *
    (1) * * *
    (iv) An application for a general account under paragraph (c)(1) of
this section that complies with the provisions of such paragraph except
that it contains the acronym ``TR'' in place of the acronym ``CSAPR''
in the required certification statement will be considered a complete
application for a general account under such paragraph, and the
certification statement included in such application for a general
account will be interpreted as if the acronym ``CSAPR'' appeared in
place of the acronym ``TR''.
    (2) * * *
    (iv) A certification statement submitted in accordance with
paragraph (c)(2)(ii) of this section that contains the acronym ``TR''
will be interpreted as if the acronym ``CSAPR'' appeared in place of
the acronym ``TR''.
* * * * *

0
139. Section 97.721 is amended by:
0
a. Revising the section heading;
0
b. In paragraphs (c), (d), and (e), removing the word ``period'' and
adding in its place the word ``periods''`;
0
c. In paragraphs (f) and (g), removing the text ``Sec.  52.39(h) and
(i)'' and adding in its place the text ``Sec.  52.39(h) or (i)'';
0
d. In paragraph (i), after the text ``through (12)'' removing the
comma;
0
e. Revising paragraph (j); and
0
f. Redesignating paragraph (k) as paragraph (l) and adding a new
paragraph (k).
    The revisions and additions read as follows:

Sec.  97.721  Recordation of CSAPR SO2 Group 2 allowance allocations
and auction results.

* * * * *
    (j) By February 15, 2016 and February 15 of each year thereafter,
the Administrator will record in each CSAPR SO2 Group 2
source's compliance account the CSAPR SO2 Group 2 allowances
allocated to the CSAPR SO2 Group 2 units at the source in
accordance with Sec.  97.712(b)(9) through (12) for the control period
in the year before the year of the applicable recordation deadline
under this paragraph.
    (k) By the date 15 days after the date on which any allocation or
auction results, other than an allocation or auction results described
in paragraphs (a) through (j) of this section, of CSAPR SO2
Group 2 allowances to a recipient is made by or are submitted to the
Administrator in accordance with Sec.  97.711 or Sec.  97.712 or with a
SIP revision approved under Sec.  52.39(h) or (i) of this chapter, the
Administrator will record such allocation or auction results in the
appropriate Allowance Management System account.
* * * * *

0
140. Section 97.722 is amended by revising the section heading to read
as follows:

Sec.  97.722  Submission of CSAPR SO2 Group 2 allowance transfers.

* * * * *

0
141. Section 97.723 is amended by:
0
a. Revising the section heading; and
0
b. In paragraph (b), after the word ``allocated'' adding the words ``or
auctioned''.
    The revision reads as follows:

Sec.  97.723  Recordation of CSAPR SO2 Group 2 allowance transfers.

* * * * *

0
142. Section 97.724 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(1), after the word ``allocated'' adding the words
``or auctioned'';
0
c. Revising paragraphs (c)(2)(i) and (ii); and
0
d. In paragraph (d), after the word ``allocated'' adding the words ``or
auctioned''.
    The revisions read as follows:

Sec.  97.724  Compliance with CSAPR SO2 Group 2 emissions limitation.

* * * * *
    (c) * * *
    (2) * * *
    (i) Any CSAPR SO2 Group 2 allowances that were recorded
in the compliance account pursuant to Sec.  97.721 and not transferred
out of the compliance account, in the order of recordation; and then
    (ii) Any other CSAPR SO2 Group 2 allowances that were
transferred to and recorded in the compliance account pursuant to this
subpart, in the order of recordation.
* * * * *

0
143. Section 97.725 is amended by:
0
a. Revising the section heading;
0
b. In paragraph (a)(1), after the word ``allocated'' adding the words
``or auctioned'';
0
c. In paragraph (b)(2)(iii) introductory text, removing the text
``paragraph (b)(1)(i)'' and adding in its place the text ``paragraph
(b)(1)(ii)'';
0
d. In paragraph (b)(2)(iii)(B), after the words ``availability of''
adding the words ``the calculations incorporating''; and
0
e. In paragraph (b)(6)(iii)(B), after the word ``appropriate'' removing
the word ``at''.
    The revision reads as follows:

Sec.  97.725  Compliance with CSAPR SO2 Group 2 assurance provisions.

* * * * *

Sec.  97.728   [Amended]

0
144. Section 97.728, paragraph (b) is amended by removing the text
``paragraph (a)(1)'' and adding in its place the text ``paragraph
(a)''.

0
145. Section 97.730 is amended by:
0
a. Italicizing the heading of paragraph (a);
0
b. Revising paragraph (b) introductory text and paragraphs (b)(1) and
(2);
0
c. In paragraph (b)(3) introductory text, removing the text
``Sec. Sec.  75.4(e)(1) through (e)(4)'' and adding in its place the
text ``Sec.  75.4(e)(1) through (4)''; and
0
d. In paragraph (b)(3)(iii), after the text ``Sec.  75.66'' adding the
words ``of this chapter''.
    The revisions read as follows:

Sec.  97.730  General monitoring, recordkeeping, and reporting
requirements.

* * * * *
    (b) Compliance deadlines. Except as provided in paragraph (e) of
this section, the owner or operator of a CSAPR SO2 Group 2
unit shall meet the monitoring system certification and other
requirements of paragraphs (a)(1) and (2) of this section on or before
the later of the following dates and shall record, report, and quality-
assure the data from the monitoring systems under paragraph (a)(1) of
this section on and after the later of the following dates:
    (1) January 1, 2015; or
    (2) 180 calendar days after the date on which the unit commences
commercial operation.
* * * * *

Sec.  97.731   [Amended]

0
146. Section 97.731 is amended by:
0
a. Italicizing the headings of paragraphs (d)(1) through (3), (d)(3)(i)
through (iv), (d)(3)(iv)(A) through (D), and (d)(3)(v);
0
b. In paragraph (d)(3) introductory text, removing the text
``Sec. Sec.  '' and adding in its place the text ``Sec.  ''; and
0
c. Redesignating paragraphs (d)(3)(v)(A)(1) through (3) as paragraphs
(d)(3)(v)(A)(1) through (3).

0
147. Section 97.734 is amended by:
0
a. In paragraph (b), after the words ``comply with'' adding the word
``the''; and
0
b. Revising paragraphs (d)(1) and (3).
    The revisions read as follows:

Sec.  97.734  Recordkeeping and reporting.

* * * * *
    (d) * * *
    (1) The designated representative shall report the SO2
mass emissions data and heat input data for a CSAPR SO2
Group 2 unit, in an electronic quarterly report in a format prescribed
by the Administrator, for each calendar quarter beginning with the
later of:
    (i) The calendar quarter covering January 1, 2015 through March 31,
2015; or
    (ii) The calendar quarter corresponding to the earlier of the date
of provisional certification or the applicable deadline for initial
certification under Sec.  97.730(b).
* * * * *
    (3) For CSAPR SO2 Group 2 units that are also subject to
the Acid Rain Program, CSAPR NOX Annual Trading Program,
CSAPR NOX Ozone Season Group 1 Trading Program, or CSAPR
NOX Ozone Season Group 2 Trading Program, quarterly reports
shall include the applicable data and information required by subparts
F through H of part 75 of this chapter as applicable, in addition to
the SO2 mass emission data, heat input data, and other
information required by this subpart.
* * * * *

Sec.  97.735  [Amended]

0
148. Section 97.735 is amended by redesignating paragraphs (b)(i)
through (v) as paragraphs (b)(1) through (5).

0
149. Part 97 is amended by adding subpart EEEEE, consisting of
Sec. Sec.  97.801 through 97.835, to read as follows:

Subpart EEEEE--CSAPR NOX Ozone Season Group 2 Trading Program

Sec.
97.801 Purpose.
97.802 Definitions.
97.803 Measurements, abbreviations, and acronyms.
97.804 Applicability.
97.805 Retired unit exemption.
97.806 Standard requirements.
97.807 Computation of time.