Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 1234 5 67 89 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 A B C D E F G H I J K L M N O P Q R Exhibit A. 1 Facility Cost and Burden Estimates for NPDES Permit Application Activities Exhibit A. 1a Start up Activities Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Read and Understand Rule 108 120 129 357 12 12 0 0 0 0 0 1 25 $ 1,206 8,925 Mobilization/ Planning 108 120 129 357 4 8 0 0 0 0 0 1 13 $ 542 4,641 Training 108 120 129 357 2 2 0 0 0 0 0 1 5 $ 216 1,785 Totals 108 120 129 357 18 22 0 0 0 0 0 3 43 $ 1,964 $ 50 $ 2,014 15,351 Exhibit A. 1b Permit Application Activities Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Statement of Intent to Comply with Track I or Track II 97 123 130 350 1 0 0 0 0 0 0 1 2 $ 85 700 Source Water Physical Data 97 123 130 350 2 16 40 0 0 0 0 0 58 $ 1,769 20,300 Configuration and Location of CWIS 97 123 130 350 2 5 8 0 0 0 0 0 15 $ 519 5,250 Facility Water Balance Diagram 97 123 130 350 1 1 1 0 0 0 0 0 3 $ 127 1,050 CWIS Operation Narrative 97 123 130 350 16 40 0 0 0 0 0 0 56 $ 2,350 19,600 CWS Operation Narrative 97 123 130 350 16 40 0 0 0 0 0 0 56 $ 2,350 19,600 Engineering Calculations 97 123 130 350 8 32 0 0 0 0 0 0 40 $ 1,558 14,000 Submit Materials for Review by State 97 123 130 350 0 0 0 0 0 0 0 6 6 $ 109 2,100 Recordkeeping 97 123 130 350 2 2 2 0 0 0 0 2 8 $ 291 2,800 Totals 97 123 130 350 244 $ 9,156 $ 500 $ 9,656 85,400 Water balance diagram is assumed to be taken from the facility design report. The hours reported here are for incorporation of the diagram( s) in the permit.

Assumed Loaded Hourly Rate Level of Effort ( hrs)

Assumed Loaded Hourly Rate Level of Effort ( hrs)

A Facilities ( Respondents)

A Facilities ( Respondents) Burden Per Facility Burden Per Facility Labor Cost per Facility ODCs lump sum*

Labor Cost per Facility ODCs lump sum* Total Cost Per Facility Total Burden ( hrs.)

Total Burden ( hrs.)

Total Cost Per Facility February 28, 2002 1 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 1234 5 67 89 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 S A*( C+ D)

$ 430,613 $ 193,423 $ 77,183 $ 719,069 A*( C+ D)

$ 29,855 $ 619,010 $ 181,475 $ 44,485 $ 822,360 $ 822,360 $ 545,160 $ 38,220 $ 101,710 $ 3,379,635 Total Initial Cost Total Initial Cost February 28, 2002 2 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 A B C D E F G H I J K L M N O P Q R Exhibit A. 1c Source Water Baseline Biological Characterization Data Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Identify Available Data and Document Efforts 97 123 130 350 40 80 0 0 0 0 0 8 128 $ 5,382 44,800 Compile and Analyze Existing Data 97 123 130 350 32 60 20 0 0 0 0 4 116 $ 4,696 40,600 Submit Data for Review by State 97 123 130 350 0 0 0 0 0 0 0 8 8 $ 146 2,800 Recordkeeping 97 123 130 350 2 4 1 0 0 0 0 6 13 $ 399 4,550 Totals 97 123 130 350 265 $ 10,622 $ 750 $ 11,372 92,750 Exhibit A. 1d Flow Reduction Information ( Track I) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Develop Narrative 6 6 9 21 8 16 0 0 0 0 0 0 24 $ 1,047 504 Perform Engineering Calculations 6 6 9 21 4 12 0 0 0 0 0 0 16 $ 651 336 Document Minimization of Makeup and Blowdown 6 6 9 21 0 40 0 0 0 0 0 6 46 $ 1,385 966 Submit Data and Analysis for Review 6 6 9 21 0 0 0 0 0 0 0 8 8 $ 146 168 Recordkeeping 6 6 9 21 2 4 0 0 0 0 0 8 14 $ 407 294 Totals 6 6 9 21 108 $ 3,637 $ 400 $ 4,037 2,268 Assumed Loaded Hourly Rate Level of Effort ( hrs)

Assumed Loaded Hourly Rate Level of Effort ( hrs)

Facilities ( Respondents)

A Facilities ( Respondents)

A ODCs lump sum*

Labor Cost per Facility Burden Per Facility Burden Per Facility Labor Cost per Facility Total Cost Per Facility Total Burden ( hrs.)

Total Cost Per Facility Total Burden ( hrs.)

ODCs lump sum*

February 28, 2002 3 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 S A*( C+ D)

$ 1,883,560 $ 1,643,600 $ 50,960 $ 139,685 $ 3,980,305 A*( C+ D)

$ 21,991 $ 13,675 $ 29,089 $ 3,058 $ 8,555 $ 84,769 Total Initial Cost Total Initial Cost February 28, 2002 4 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 A B C D E F G H I J K L M N O P Q R Exhibit A. 1e Source Water Body Flow Information ( Track I) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Gather Information to Characterize Flow ( FW River/ Stream) or Tidal Excursion ( Estuary/ Tidal River) 61 85 84 230 0 32 0 0 0 0 0 0 32 $ 1,021 7,360 Water Body Thermal Stratification Narrative ( Lake/ Reservoir) 28 23 30 81 4 40 0 0 0 0 0 0 44 $ 1,544 3,564 Perform Engineering Calculations 89 108 114 311 8 32 0 0 0 0 0 0 40 $ 1,558 12,440 Submit Data and Analysis for Review 89 108 114 311 0 0 0 0 0 0 0 16 16 $ 291 4,976 Recordkeeping 89 108 114 311 0 8 0 0 0 0 0 8 16 $ 401 4,976 Totals 89 108 114 311 107 $ 3,407 $ 100 $ 3,507 33,316 Exhibit A. 1f Design and Construction Technology Plan ( Track 1) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Gather Information Demonstrating Whether Marine Species Criteria Are Met 6 6 9 21 8 16 0 0 0 0 0 0 24 $ 1,047 504 Delineate Hydraulic Zone of Influence 6 6 9 21 2 5 8 0 0 0 0 0 15 $ 519 315 Develop Narrative Description of Technologies ( Impingement) 95 117 125 337 8 16 0 0 0 0 0 0 24 $ 1,047 8,088 Perform Engineering Calculations ( Impingement) 95 117 125 337 3 8 0 0 0 0 0 0 11 $ 457 3,707 Develop Narrative Description of Technologies ( Entrainment) 43 59 59 161 8 16 0 0 0 0 0 0 24 $ 1,047 3,864 Perform Engineering Calculations ( Entrainment) 43 59 59 161 3 8 0 0 0 0 0 0 11 $ 457 1,771 Document that Technologies Are Optimal 95 117 125 337 0 40 0 0 0 0 0 6 46 $ 1,385 15,502 Submit Data and Analysis for Review 95 117 125 337 0 0 0 0 0 0 0 6 6 $ 109 2,022 Recordkeeping 95 117 125 337 1 2 0 0 0 0 0 6 9 $ 240 3,033 Totals 95 117 125 337 115 $ 4,054 $ 50 $ 4,104 38,806 Level of Effort ( hrs)

Assumed Loaded Hourly Rate Level of Effort ( hrs)

Assumed Loaded Hourly Rate Facilities ( Respondents)

A Burden Per Facility ODCs lump sum* Total Burden ( hrs.)

Labor Cost per Facility Total Cost Per Facility ODCs lump sum* Total Cost Per Facility Total Burden ( hrs.)

Labor Cost per Facility Burden Per Facility Facilities ( Respondents)

A February 28, 2002 5 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 S A*( C+ D)

$ 234,784 $ 125,096 $ 484,414 $ 90,563 $ 124,649 $ 1,090,606 A*( C+ D)

$ 21,991 $ 10,889 $ 352,906 $ 153,841 $ 168,599 $ 73,497 $ 466,812 $ 36,800 $ 80,914 $ 1,383,099 Total Initial Cost Total Initial Cost February 28, 2002 6 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 A B C D E F G H I J K L M N O P Q R Exhibit A. 1g Comprehensive Demonstration Study ( Track 2) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Description of Historical Studies that will be Used 2 6 5 13 20 40 0 0 0 0 0 2 62 $ 2,654 806 Description of Proposed and/ or Implemented Technologies 2 6 5 13 8 20 0 0 0 0 0 0 28 $ 1,175 364 Develop Source Water Sampling Plan 2 6 5 13 40 60 8 8 0 0 0 4 120 $ 5,578 1,560 Develop Verification Monitoring 2 6 5 13 40 60 8 0 0 0 0 4 112 $ 4,896 1,456 Submit Data and Plans for 2 6 5 13 0 0 0 0 0 0 0 12 12 $ 218 156 Revise Based on State Review 2 6 5 13 8 16 4 0 0 0 0 4 32 $ 1,232 416 Recordkeeping 2 6 5 13 2 4 2 1 0 0 0 8 17 $ 549 221 Totals 2 6 5 13 383 $ 16,303 $ 1,000 $ 17,303 4,979 Exhibit A. 1h Source Water Biological Study ( Track 2) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Implement Source Water Sampling 13 14 12 20 10 101 0 160 2028 120 2028 60 4507 $ 250,435 58,591 Profile of Source Water Biota 13 14 12 20 32 20 0 32 60 0 20 8 172 $ 10,120 2,236 Identification of Critical Species 13 14 12 20 32 20 0 20 40 0 0 3 115 $ 6,762 1,495 Write Study based on Results and Submit for Review by State 2 6 5 13 80 160 0 16 8 8 0 8 280 $ 12,710 3,640 Recordkeeping 2 6 5 13 6 12 0 6 0 0 0 24 48 $ 1,734 624 Finalize study based on State review 2 6 5 13 16 32 0 0 0 0 0 8 56 $ 2,240 728 Totals 13 14 12 20 5044 $ 278,161 $ 13,000 67,314 Level of Effort ( hrs)

Assumed Loaded Hourly Rate A Total Cost Per Facility over 3 yrs Burden Per Facility over 3 yrs Labor Cost per Facility for 3 yrs lump sum ODCs for 3 yrs*

Assumed Loaded Hourly Rate Level of Effort ( hrs)

Facilities ( Respondents)

A Facilities ( Respondents) Burden Per Facility Labor Cost per Facility Total Cost Per Facility Total Burden ( hrs.)

ODCs lump sum* Total Burden ( hrs.)

February 28, 2002 7 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 S A*( C+ D)

$ 34,507 $ 15,272 $ 72,514 $ 63,643 $ 2,839 $ 16,021 $ 7,136 $ 224,933 A*( C+ D)

$ 3,255,649 $ 131,565 $ 87,903 $ 165,225 $ 22,542 $ 29,120 $ 3,861,004 Total Initial Cost Total Initial Cost February 28, 2002 8 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 A B C D E F G H I J K L M N O P Q R Exhibit A. 1i Evaluation of Potential CWIS Effects ( Track 2) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B Calculate Reduction in Impingement Mortality and Entrainment 2 6 5 13 80 80 8 0 0 0 0 12 180 $ 8,363 2,340 Perform Engineering Estimates of Efficiency 2 6 5 13 40 32 0 0 0 0 0 4 76 $ 3,778 988 Perform Impingement Pilot Study 2 6 5 13 16 33 0 160 507 52 507 26 1301 $ 74,963 16,907 Perform Entrainment Pilot Study 2 6 5 13 16 33 0 160 325 52 325 26 937 $ 54,543 12,175 Submit Data and Analysis for Review 2 6 5 13 8 10 0 8 6 4 0 16 52 $ 2,304 676 Recordkeeping 2 6 5 13 4 8 0 0 0 0 0 20 32 $ 888 416 Totals 2 6 5 13 2577 $ 144,838 $ 500 $ 145,338 33,501 Total Labor Burden, Labor Cost, and ODCs for All NPDES Application Activities Year 1 Year 2 Year 3 Total Track 1 Freshwater 40 65 64 169 770 $ 29,034 $ 1,450 $ 30,484 Track 1 Lake/ Reservoir 28 23 30 81 764 $ 28,775 $ 1,450 $ 30,225 Track 1 Great Lake 1 2 7 10 673 $ 26,033 $ 1,350 $ 27,383 Track 1 Estuary/ Tidal River 21 20 20 61 901 $ 33,630 $ 1,850 $ 35,480 Track 1 Ocean 5 7 4 16 794 $ 30,234 $ 1,750 $ 31,984 Track 2 Estuary/ Tidal River 9 10 10 14 7,520 $ 404,645 $ 15,275 $ 419,920 Track 2 Ocean 4 4 2 6 7,520 $ 404,645 $ 15,275 $ 419,920 Totals 108 131 137 357 1,168 $ 50,773 $ 2,304 $ 53,076 373,685 Assumed Loaded Hourly Rate Level of Effort ( hrs)

Facilities ( Respondents)

A Facilities ( Respondents) ODCs lump sum* Total Cost Per Facility Average Facility Labor $ Average Facility ODCs $ Total Burden ( hrs.)

Average Burden Per Facility Average Facility Cost $

Burden Per Facility Labor Cost per Facility Total Burden ( hrs.)

February 28, 2002 9 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 S A*( C+ D)

$ 108,722 $ 49,109 $ 974,518 $ 709,053 $ 29,949 $ 11,539 $ 1,889,390 $ 16,612,810 Total Initial Cost Total Initial Cost February 28, 2002 10 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 A B C D E F G H I J K L M N O P Q R Exhibit A. 1j Permitting Process Capital and O& M Costs Activity ODCs lump sum Purchase and Installation of Remote Monitoring Device 19 25 26 70 $ 1,000 Purchase, Installation &

Operation of Pilot Study Technology ( Track 2) 2 6 5 13 $ 30,000 Source Water Biological Study Laboratory Analysis ( Track 2) 13 14 12 14 $ 1,500 Pilot Study Entrainment Laboratory Analysis ( Track 2) 2 6 5 13 $ 4,300 Total Burden and Costs for All NPDES Application Activities Totals 373,685 * The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.

Facilities ( Respondents) Total Burden ( hrs.)

$ 65,910 Activity Cost $ 50,000 $ 250,000 $ 197,730 February 28, 2002 11 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 S Cost ($)

$ 3,570,000 $ 3,640,000 $ 2,589,990 $ 912,730 $ 10,712,720 $ 27,325,530 Total Initial Cost February 28, 2002 12 of 59 5 3001_ Opt. 1  A1 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12345 6789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 A B CD E F G H I J K L M N O P Q R Exhibit A. 2 Facility Cost and Burden Estimates for Annual Activities Exhibit A. 2a Biological Monitoring for Impingement ( Freshwater) Facility Manager Junior Technical Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B A*( C+ D)

Monthly Sample Collection 0 69 159 228 2 0 4 36 0 36 0 78 $ 4,515 17,784 $ 1,029,329 Onsite Analysis of Samples 0 69 159 228 4 0 12 72 0 72 0 160 $ 9,370 36,480 $ 2,136,451 Perform Statistical Analysis 0 69 159 228 8 4 0 0 32 0 0 44 $ 1,800 10,032 $ 410,491 Record Keeping 0 69 159 228 2 1 1 4 1 0 16 25 $ 800 5,700 $ 182,332 Totals 0 69 159 228 16 5 17 112 33 108 16 307 $ 16,485 $ 500 $ 16,985 69,996 $ 3,872,603 Exhibit A. 2b Biological Monitoring for Impingement ( Marine) Facility Manager Junior Technical Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B A*( C+ D)

Monthly Sample Collection 0 28 61 89 2 0 5 47 0 47 0 101 $ 5,829 8,971 $ 518,756 Onsite Analysis of Samples 0 28 61 89 4 0 16 94 0 94 0 207 $ 12,101 18,405 $ 1,076,989 Perform Statistical Analysis 0 28 61 89 8 4 0 0 42 0 0 54 $ 2,141 4,770 $ 190,567 Record Keeping 0 28 61 89 2 1 1 5 1 0 16 27 $ 902 2,385 $ 80,315 Totals 0 28 61 89 16 5 22 146 43 140 16 388 $ 20,973 $ 650 $ 21,623 34,532 $ 1,924,477 Exhibit A. 2c Biological Monitoring for Entrainment ( Freshwater) Facility Manager Junior Technical Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B A*( C+ D)

Biweekly Sample Collection 0 69 159 228 4 0 12 156 0 156 0 328 $ 18,795 74,784 $ 4,285,306 Handling and Preparation of Samples 0 69 159 228 4 0 12 78 0 78 0 172 $ 10,044 39,216 $ 2,289,941 Perform Statistical Analysis 0 69 159 228 16 4 0 0 64 0 0 84 $ 3,473 19,152 $ 791,890 Recordkeeping 0 69 159 228 2 1 1 8 2 0 16 30 $ 1,057 6,840 $ 240,950 Totals 0 69 159 228 26 5 25 242 66 234 16 614 $ 33,369 $ 4,000 $ 37,369 139,992 $ 8,520,086 Exhibit A. 2d Biological Monitoring for Entrainment ( Marine) Facility Manager Junior Technical Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B A*( C+ D)

Biweekly Sample Collection 0 28 61 89 4 0 12 203 0 203 0 422 $ 24,069 37,558 $ 2,142,105 Handling and Preparation of Samples 0 28 61 89 4 0 12 101 0 101 0 218 $ 12,624 19,402 $ 1,123,554 Perform Statistical Analysis 0 28 61 89 16 4 0 0 83 0 0 103 $ 4,148 9,167 $ 369,145 Recordkeeping 0 28 61 89 2 1 1 10 3 0 16 33 $ 1,203 2,937 $ 107,076 Annual Cost Assumed Loaded Hourly Rate Level of Effort ( hrs)

Assumed Loaded Hourly Rate Level of Effort ( hrs) Burden ( hrs) Labor Cost ODCs lump sum* Total Costs Burden ( hrs.) Annual Cost Total for AllFacilities in the ICR Approval Period Burden ( hrs.) Annual Cost Totals Per Facility for the ICR Approval Period Total for AllFacilities in the ICR Approval Period Total for AllFacilities in the ICR Approval Period Burden ( hrs) Labor Cost ODCs lump sum* Total Costs A Burden ( hrs)

Level of Effort ( hrs) Labor Cost ODCs lump sum* Total Costs A Facilities ( Respondents)

A Facilities ( Respondents)

Facilities ( Respondents)

A Facilities ( Respondents) Totals Per Facility for the ICR Approval Period Totals Per Facility for the ICR Approval Period Assumed Loaded Hourly Rate Total for AllFacilities in the ICR Approval Period Burden ( hrs.)

ODCs lump sum* Total Costs Totals Per Facility for the ICR Approval Period Burden ( hrs) Annual Cost Assumed Loaded Hourly Rate Labor Cost Burden ( hrs.)

Level of Effort ( hrs)

February 28, 2002 13 of 59 5 3001_ Opt. 1  A2 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 A B CD E F G H I J K L M N O P Q R Totals 0 28 61 89 26 5 25 314 86 304 16 776 $ 42,044 $ 4,000 $ 46,044 69,064 $ 4,097,880 Exhibit A. 2e Visual or Remote Inspections Facility Manager Junior Technical Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B A*( C+ D)

Visually or Remotely Inspect All InstalledTechnologies 0 97 220 317 24 208 0 0 0 0 0 232 $ 8,246 73,544 $ 2,613,855 Recordkeeping 0 97 220 317 3 16 0 0 0 0 2 21 $ 748 6,657 $ 237,148 Totals 0 97 220 317 27 224 0 0 0 0 2 253 $ 8,994 $ 100 $ 9,094 80,201 $ 2,882,703 Exhibit A. 2f Yearly Status Report Activities Facility Manager Junior Technical Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B A*( C+ D)

Report on Inspection and Maintenance 0 97 220 317 16 16 0 0 0 0 0 32 $ 1,584 10,144 $ 502,128 Detail Biological Monitoring Results 0 97 220 317 24 32 4 4 24 0 0 88 $ 4,046 27,896 $ 1,282,582 Compile and Submit Report 0 97 220 317 80 80 0 0 0 0 16 176 $ 8,211 55,792 $ 2,602,950 Recordkeeping 0 97 220 317 8 12 0 0 0 0 8 28 $ 1,065 8,876 $ 337,668 Totals 0 97 220 317 128 140 4 4 24 0 24 324 $ 14,906 $ 750 $ 15,656 102,708 $ 4,963,079 Facilities ( Respondents)

A Total for AllFacilities in the ICR Approval Period Totals Per Facility for the ICR Approval Period Burden ( hrs) Labor Cost ODCs lump sum* Annual Cost Total Costs Assumed Loaded Hourly Rate Level of Effort ( hrs) Burden ( hrs.) Annual Cost ODCs lump sum*

Burden ( hrs) Labor Cost Total for AllFacilities in the ICR Approval Period Facilities ( Respondents) Assumed Loaded Hourly Rate Totals Per Facility for the ICR Approval Period A Level of Effort ( hrs) Burden ( hrs.)

Total Costs February 28, 2002 14 of 59 5 3001_ Opt. 1  A2 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 79 80 81 82 83 84 85 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 A B CD E F G H I J K L M N O P Q R Exhibit A. 2g Verification Study ( Track 2) Facility Manager Junior Technical Contracted Manager Biologist Statistician Biological Technician Clerical Year 1 Year 2 Year 3 Total $ 67 $ 32 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D A* B A*( C+ D)

Perform Statistical Analysis 0 2 8 10 25 30 15 15 25 0 1 111 $ 5,651 1,110 $ 56,507 bmit Monitoring Results & Study Analysis 0 0 0 0 0 0 0 0 0 0 4 4 $ 73  $ 0 Record Keeping 0 2 8 10 1 2 0 0 0 0 4 7 $ 204 70 $ 2,037 Totals 0 2 8 10 26 32 15 15 25 0 9 122 $ 5,927 $ 500 $ 6,427 1,180 $ 63,544 Total Burden and Cost for All Annual Activities Year 1 Year 2 Year 3 Total Track 1 Freshwater River/ Stream 0 40 105 145 1,498 $ 73,754 $ 5,350 $ 79,104 Track 1 Lake/ Reservoir 0 28 51 79 1,498 $ 73,754 $ 5,350 $ 79,104 Track 1 Great Lake 0 1 3 4 1,498 $ 73,754 $ 5,350 $ 79,104 Track 1 Estuary/ Tidal River 0 21 41 62 1,741 $ 86,917 $ 5,500 $ 92,417 Track 1 Ocean 0 5 12 17 1,741 $ 86,917 $ 5,500 $ 92,417 Track 2 Estuary/ Tidal River 0 2 4 6 1,863 $ 92,844 $ 6,000 $ 98,844 Track 2 Ocean 0 0 4 4 1,863 $ 92,844 $ 6,000 $ 98,844 Totals 317 1,570 $ 77,637 $ 5,408 $ 83,044 497,673 $ 26,324,372 Exhibit A. 2h Facility Annual O& M Costs Activity ODCs lump sum* Cost ($)

Operation of Remote Monitoring Device 0 19 44 63 $ 50 $ 15,750 & Enumerate Entrained Freshwater Biota 0 66 153 219 $ 500 $ 1,817,700 ntify & Enumerate Entrained Marine Biota 0 24 55 79 $ 500 $ 840,560 $ 1,050 $ 2,674,010 Total Cost for All NPDES Application Activities Total Cost ($)

Totals $ 28,998,382 A Labor Cost ODCs lump sum* Total Costs Level of Effort ( hrs)

Assumed Loaded Hourly Rate Totals Per Facility for the ICR Approval Period Facilities ( Respondents) Total for AllFacilities in the ICR Approval Period Burden ( hrs) Annual Cost Burden ( hrs.) Total Annual Cost Total Burden ( hrs.)

ODCs lump sum* Total Cost per Facility $ 7,800 $ 10,140 Facilities ( Responses) Contracted Laboratory Analysis Cost Facilities ( Respondents) Operation and Maintenance Costs $ 200 Burden Per Facility Cost per Facility February 28, 2002 15 of 59 5 3001_ Opt. 1  A2 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12345 6789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 A B C D E FGHI J K Exhibit A. 3 Director Burden and Cost Estimates for Activities Exhibit A. 3a Director Start up Activities Senior Technical Junior Technical Clerical $ 45 $ 29 $ 22 Activity A B C D C+ D A* B A*( C+ D)

Read and Understand Rule 45 12 12 0 24 $ 877 1,080 $ 39,474 Mobilization/ Planning 45 24 16 0 40 $ 1,526 1,800 $ 68,652 Training 45 4 32 0 36 $ 1,093 1,620 $ 49,194 Totals 45 40 60 0 100 $ 3,496 $ 50 $ 3,546 4,500 $ 159,570 Exhibit A. 3b Director Permit Issuance Activities Senior Technical Junior Technical Clerical $ 45 $ 29 $ 22 Activity A B C D C+ D A* B A*( C+ D)

Review Source Water Physical Data 350 2 6 0 8 $ 261 2,800 $ 91,210 Review CWIS Data 350 6 18 0 24 $ 782 8,400 $ 273,630 Review Source Water Baseline Biological Characterization Data 350 20 20 0 40 $ 1,462 14,000 $ 511,700 Review Existing Facility CWS Data 350 6 18 0 24 $ 782 8,400 $ 273,630 Review Flow Reduction Information ( Track I) 21 8 8 0 16 $ 585 336 $ 12,281 Review Source Water Body Flow Information ( Track I) 311 2 6 0 8 $ 261 2,488 $ 81,047 Review Design and Construction Technology Plan ( Track 1) 337 24 8 0 32 $ 1,297 10,784 $ 437,022 Review Comprehensive Demonstration Study ( Track 2) 13 16 16 0 32 $ 1,170 416 $ 15,205 Review Source Water Biological Study ( Track 2) 13 400 50 0 450 $ 19,230 5,850 $ 249,990 Review Evaluation of Potential CWIS Effects ( Track 2) 13 16 16 0 32 $ 1,170 416 $ 15,205 Determine Monitoring Frequency 350 2 6 0 8 $ 261 2,800 $ 91,210 Determine Record keeping and Reporting Frequency 350 2 6 0 8 $ 261 2,800 $ 91,210 Considering Public Comments 350 16 16 0 32 $ 1,170 11,200 $ 409,360 Issuing Permit 350 1 6 1 8 $ 238 2,800 $ 83,300 Permit Record Keeping 350 1 1 2 4 $ 117 1,400 $ 40,915 Totals 350 522 201 3 214 $ 7,648 $ 300 $ 7,948 74,890 $ 2,781,914 Directors ( Responses) Assumed Loaded Hourly Rate Level of Effort ( hrs) Burden Per Director Labor Cost per Director ODCs lump sum* Total Burden ( hrs.) Total Initial Cost*

Total Burden ( hrs.) Total Initial Cost Total Cost Per Director ODCs lump sum* Total Cost Per Permit Burden Per Permit Labor Cost per Permit Assumed Loaded Hourly Rate Level of Effort ( hrs)

Directors ( Responses)

February 28, 2002 16 of 59 5 3001_ Opt. 1  A3 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 A B C D E FGHI J K Exhibit A. 3c Verification Study Review ( Track 2) Senior Technical Junior Technical Clerical $ 45 $ 29 $ 22 Activity A B C D C+ D A* B A*( C+ D)

Review of Verification Studies 0 2 4 0 6 $ 203 0 $ 0 Permit Modification Due to Unfavorable Results 0 4 10 0 14 $ 464 0 $ 0 Record Keeping 0 0 0 1 1 $ 22 0 $ 0 Totals 0 6 14 1 21 $ 689 $ 50 $ 739 0 $ 0 Exhibit A. 3d Annual Director Activities Senior Technical Junior Technical Clerical $ 45 $ 29 $ 22 Activity A B C D C+ D A* B A*( C+ D)

Review of Yearly Status Report 317 6 12 0 18 $ 610 5,706 $ 193,433 Compliance Tracking 317 4 12 0 16 $ 521 5,072 $ 165,220 Determination on Monitoring Frequency Reduction 317 4 8 0 12 $ 407 3,804 $ 128,956 Record Keeping 317 1 2 1 4 $ 124 1,268 $ 39,181 Totals 317 15 34 1 50 $ 1,662 $ 50 $ 1,712 15,850 $ 542,641 Total Burden and Cost for All Director Activities Totals 95,240 3,484,125 Total Burden ( hrs.) Total Annual Cost Burden Per Permit Labor Cost per Permit ODCs lump sum* Total Cost Per Permit Burden Per Permit Labor Cost per Permit Directors ( Responses) Assumed Loaded Hourly Rate Directors ( Responses) Assumed Loaded Hourly Rate Level of Effort ( hrs)

Level of Effort ( hrs) Total Burden ( hrs.) Total Initial Cost ODCs lump sum* Total Cost Per Permit Total Burden ( hrs.) Total Initial Cost February 28, 2002 17 of 59 5 3001_ Opt. 1  A3 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123456 7 89 10 11 12 13 14 15 16 17 18 19 20 21 22 23 A B C D E F G H I J K Exhibit A. 4 Federal Burden and Cost Estimates for Activities Exhibit A. 4a Federal Permit Program Oversight Activities Senior Technical Junior Technical Clerical $ 45 $ 29 $ 22 Activity A B C D C+ D A* B A*( C+ D)

Review Source Water Physical Data 350 1 3 0 4 $ 130 1,400 $ 45,605 Review CWIS Data 350 1 2 0 3 $ 102 1,050 $ 35,595 w Source Water Baseline Biological Characterization Data 350 1 2 0 3 $ 102 1,050 $ 35,595 Review Existing Facility CWS Data 350 1 2 0 3 $ 102 1,050 $ 35,595 Review Flow Reduction Information ( Track I) 21 1 2 0 3 $ 102 63 $ 2,136 Review Source Water Body Flow Information ( Track I) 311 1 3 0 4 $ 130 1,244 $ 40,523 view Design and Construction Technology Plan ( Track 1) 337 1 4 0 5 $ 159 1,685 $ 53,549 Review Comprehensive Demonstration Study ( Track 2) 13 1 2 0 3 $ 102 39 $ 1,322 Review Source Water Biological Study ( Track 2) 13 6 12 0 18 $ 610 234 $ 7,933 Review Evaluation of Potential CWIS Effects ( Track 2) 13 1 2 0 3 $ 102 39 $ 1,322 Review Monitoring Frequency 350 1 3 0 4 $ 130 1,400 $ 45,605 Permit Record Keeping 350 1 1 2 4 $ 117 1,400 $ 40,915 Totals 350 17 38 2 30 $ 988 $ 50 $ 1,038 10,654 $ 363,195 Level of Effort ( hrs) Total Burden ( hrs.) Total Initial Cost *

ODCs lump sum* Total Cost per Permit Review Federal ( Responses) Burden per permit Review Labor Cost per Permit Review Assumed Loaded Hourly Rate February 28, 2002 18 of 59 5 3001_ Opt. 1  A4 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12345 6789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 A B C D E Exhibit A. 5 Respondents for the ICR Approval Period Year by Year by Activity Facilities [ 1] Year 1 Year 2 Year 3 Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005

Aug. 2006 Annual Average Start up Activities 108 120 129 119 Permit Application Activities 97 123 130 117 Source Water Baseline Biological Characterization Data 97 123 130 117 Flow Reduction Information ( Track I) 6 6 9 7 Source Water Body Flow Information ( Track I) 89 108 114 104 Design and Construction Technology Plan ( Track 1) 95 117 125 112 Comprehensive Demonstration Study ( Track 2) 2 6 5 4 Source Water Biological Study ( Track 2) 13 14 12 13 Evaluation of Potential CWIS Effects ( Track 2) 2 6 5 4 Biological Monitoring for Impingement ( Freshwater) 0 69 159 76 Biological Monitoring for Impingement ( Marine) 0 28 61 30 Biological Monitoring for Entrainment ( Freshwater) 0 69 159 76 Biological Monitoring for Entrainment ( Marine) 0 28 61 30 Visual or Remote Inspections 0 97 220 106 Yearly Status Report Activities 0 97 220 106 Verification Study ( Track 2) 0 2 8 3 Respondents 108 228 357 231 Directors [ 2] Year 1 Year 2 Year 3 Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005

Aug. 2006 Annual Average Director Start up Activities 45 0 0 15 Director Permit Issuance Activities Review Permit Application Information 97 123 130 117 Review Source Water Baseline Biological Characterization Data 97 123 130 Review Flow Reduction Information ( Track I) 6 6 9 7 Review Source Water Body Flow Information ( Track I) 89 108 114 104 Review Design and Construction Technology Plan ( Track 1) 95 117 125 112 Review Comprehensive Demonstration Study ( Track 2) 2 6 5 4 Review Source Water Biological Study ( Track 2) 2 6 5 4 Review Evaluation of Potential CWIS Effects ( Track 2) 2 6 5 4 Determine Permit Requirements and Issue Permit 97 123 130 Verification Study Review ( Track 2) 0 0 0 0 Annual Director Activities Review of Yearly Status Report 0 97 220 106 Compliance Tracking 0 97 220 106 Determination on Monitoring Frequency Reduction 0 97 220 106 Record Keeping 0 97 220 106 Respondents 45 35 39 40 February 28, 2002 19 of 59 5 3001_ Opt. 1  A5 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 48 49 50 51 52 53 54 55 56 57 58 A B C D E Sum for Facilities and Directors Year 1 Year 2 Year 3 Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005

Aug. 2006 Annual Average Facilities 108 228 357 231 Directors 45 35 39 40 Yearly Total 153 263 396 271 [ 1] Each facility is one respondent. One respondent may be involved in more than one activity;

however, in order to avoid double counting, the maximum number of respondents expected to be involved in the rule activities annually is assumed to be the number of respondents for that year.

[ 2] Each Director is one respondent.

February 28, 2002 20 of 59 5 3001_ Opt. 1  A5 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12345 6789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 A B C D E Exhibit A. 6 Responses for the ICR Approval Period Year by Year by Activity Facilities Year 1 Year 2 Year 3 Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005

Aug. 2006 Annual Average Start up Activities 108 120 129 119 Permit Application Activities 97 123 130 117 Source Water Baseline Biological Characterization Data 97 123 130 117 Flow Reduction Information ( Track I) 6 6 9 7 Source Water Body Flow Information ( Track I) 89 108 114 104 Design and Construction Technology Plan ( Track 1) 95 117 125 112 Comprehensive Demonstration Study ( Track 2) 2 6 5 4 Source Water Biological Study ( Track 2) 13 14 12 13 Evaluation of Potential CWIS Effects ( Track 2) 2 6 5 4 Biological Monitoring for Impingement ( Freshwater) 0 69 159 76 Biological Monitoring for Impingement ( Marine) 0 28 61 30 Biological Monitoring for Entrainment ( Freshwater) 0 69 159 76 Biological Monitoring for Entrainment ( Marine) 0 28 61 30 Visual or Remote Inspections 0 97 220 106 Yearly Status Report Activities 0 97 220 106 Verification Study ( Track 2) 0 2 8 3 Responses 509 1,013 1,547 1,023 Directors Year 1 Year 2 Year 3 Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005

Aug. 2006 Annual Average Director Start up Activities 45 0 0 15 Director Permit Issuance Activities Review Permit Application Information 97 123 130 117 Review Source Water Baseline Biological Characterization Data 97 123 130 117 Review Flow Reduction Information ( Track I) 6 6 9 7 Review Source Water Body Flow Information ( Track I) 89 108 114 104 Review Design and Construction Technology Plan ( Track 1) 95 117 125 112 Review Comprehensive Demonstration Study ( Track 2) 2 6 5 4 Review Source Water Biological Study ( Track 2) 2 6 5 4 Review Evaluation of Potential CWIS Effects ( Track 2) 2 6 5 Determine Permit Requirements and Issue Permit 97 123 130 117 Verification Study Review ( Track 2) 0 0 0 0 Annual Director Activities Review of Yearly Status Report 0 97 220 106 Compliance Tracking 0 97 220 106 Determination on Monitoring Frequency Reduction 0 97 220 106 Record Keeping 0 97 220 106 Responses 532 1,006 1,533 1,024 Sum for Facilities and Directors Year 1 Year 2 Year 3 Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005

Aug. 2006 Annual Average Facilities 509 1,013 1,547 1,023 Directors 532 1,006 1,533 1,024 Yearly Total* 1,041 2,019 3,080 2,047 February 28, 2002 21 of 59 5 3001_ Opt. 1  A6 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123456 789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 A B C D E F Exhibit A. 7 Hourly Burden for the ICR Approval Period Year by Year for Facilities Facility Activities Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005

Aug. 2006 Annual Average NPDES Permit Application Activities Start up Activities A1a 4,644 5,160 5,547 5,117 Permit Application Activities A1b 23,668 30,012 31,720 28,467 Source Water Baseline Biological Characterization Data A1c 25,705 32,595 34,450 30,917 Flow Reduction Information ( Track I) A1d 648 648 972 756 Source Water Body Flow Information ( Track I) A1e 9,592 11,508 12,216 11,105 Design and Construction Technology Plan ( Track 1) A1f 10,859 13,531 14,416 12,935 Comprehensive Demonstration Study ( Track 2) A1g 766 2,298 1,915 1,660 Source Water Biological Study ( Track 2) A1h 21,542 24,676 21,096 22,438 Evaluation of Potential CWIS Effects ( Track 2) A1i 5,154 15,462 12,885 11,167 NPDES Permit Application Activity Total 102,578 135,890 135,217 124,562 Annual Activities Biological Monitoring for Impingement ( Freshwater) A2a 0 21,183 48,813 23,332 Biological Monitoring for Impingement ( Marine) A2b 0 10,864 23,668 11,511 Biological Monitoring for Entrainment ( Freshwater) A2c 0 42,366 97,626 46,664 Biological Monitoring for Entrainment ( Marine) A2d 0 21,728 47,336 23,021 Visual or Remote Inspections A2e 0 24,541 55,660 26,734 Yearly Status Report Activities A2f 0 31,428 71,280 34,236 Verification Study ( Track 2) A2g 0 236 944 393 Annual Activity Yearly Labor Total 0 131,163 296,514 142,559 Yearly Labor Total 102,578 267,053 431,731 267,121 February 28, 2002 22 of 59 5 3001_ Opt. 1  A7 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123456 789 10 11 12 13 14 15 16 17 18 19 20 A B C D E F Exhibit A. 8 Hourly Burden for the ICR Approval Period Year by Year for Directors and Federal Government Director Activities Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003  Aug.

2004 Sep. 2004  Aug.

2005 Sep. 2005  Aug.

2006 Annual Average Director Start up Activities A3a 4,500 0 0 1,500 Director Permit Issuance Activities A3b 20,008 26,976 27,906 24,963 Verification Study Review ( Track 2) A3c 0 0 0 0 Annual Director Activities A3d 0 4,850 11,000 5,283 Yearly Total 24,508 31,826 38,906 31,747 Federal Activities Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003  Aug.

2004 Sep. 2004  Aug.

2005 Sep. 2005  Aug.

2006 Annual Average Federal Permit Program Oversight Activities A4a 2,934 3,762 3,958 3,551 Yearly Total 2,934 3,762 3,958 3,551 February 28, 2002 23 of 59 5 3001_ Opt. 1  A8 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123456 789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 A B C D E F Exhibit A. 9 Costs for the ICR Approval Period Year by Year for Facilities Facility Activities Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003  Aug.

2004 Sep. 2004  Aug.

2005 Sep. 2005  Aug.

2006 Annual Average NPDES Permit Application Activities Start up Activities A1a $ 212,134 $ 235,704 $ 253,382 $ 233,740 Permit Application Activities A1b $ 888,142 $ 1,126,200 $ 1,190,293 $ 1,068,212 Source Water Baseline Biological Characterization Data A1c $ 1,030,363 $ 1,306,543 $ 1,380,899 $ 1,239,268 Flow Reduction Information ( Track I) A1d $ 21,820 $ 21,820 $ 32,729 $ 25,456 Source Water Body Flow Information ( Track I) A1e $ 305,726 $ 365,246 $ 388,534 $ 353,169 Design and Construction Technology Plan ( Track 1) A1f $ 381,682 $ 476,982 $ 507,585 $ 455,416 Comprehensive Demonstration Study ( Track 2) A1g $ 32,605 $ 97,815 $ 81,513 $ 70,644 Source Water Biological Study ( Track 2) A1h $ 1,191,740 $ 1,347,580 $ 1,152,685 $ 1,230,668 Evaluation of Potential CWIS Effects ( Track 2) A1i $ 289,675 $ 869,026 $ 724,189 $ 627,630 NPDES Permit Application Activity Total $ 4,353,887 $ 5,846,915 $ 5,711,807 $ 5,304,203 Annual Activities Biological Monitoring for Impingement ( Freshwater) A2a $ 0 $ 1,137,472 $ 2,621,131 $ 1,252,868 Biological Monitoring for Impingement ( Marine) A2b $ 0 $ 587,254 $ 1,279,374 $ 622,209 Biological Monitoring for Entrainment ( Freshwater) A2c $ 0 $ 2,302,447 $ 5,305,639 $ 2,536,029 Biological Monitoring for Entrainment ( Marine) A2d $ 0 $ 1,177,221 $ 2,564,660 $ 1,247,293 Visual or Remote Inspections A2e $ 0 $ 872,389 $ 1,978,614 $ 950,334 Yearly Status Report Activities A2f $ 0 $ 1,445,921 $ 3,279,408 $ 1,575,110 Verification Study ( Track 2) A2g $ 0 $ 11,709 $ 46,835 $ 19,515 Annual Activity Yearly Labor Total $ 0 $ 7,534,412 $ 17,075,661 $ 8,203,358 Yearly Labor Total $ 4,353,887 $ 13,381,327 $ 22,787,468 $ 13,507,561 Facility O& M Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003  Aug.

2004 Sep. 2004  Aug.

2005 Sep. 2005  Aug.

2006 Annual Average NPDES Application Purchase and Installation of Remote Monitoring Device A. 1j $ 950,000 $ 1,250,000 $ 1,300,000 $ 1,166,667 rchase, Installation & Operation of Pilot Study Technology ( Track 2) A. 1j $ 500,000 $ 1,500,000 $ 1,250,000 $ 1,083,333 Source Water Biological Study Laboratory Analysis ( Track 2) A. 1j $ 856,830 $ 922,740 $ 790,920 $ 856,830 Pilot Study Entrainment Laboratory Analysis ( Track 2) A. 1j $ 131,820 $ 395,460 $ 329,550 $ 285,610 Other Direct Costs A. 1a j $ 296,133 $ 486,267 $ 453,200 $ 411,867 Annual Operation of Remote Monitoring Device A. 2f $ 0 $ 3,800 $ 8,800 $ 4,200 Identify & Enumerate Entrained Freshwater Biota A. 2f $ 0 $ 514,800 $ 1,193,400 $ 569,400 Identify & Enumerate Entrained Marine Biota A. 2f $ 0 $ 243,360 $ 557,700 $ 267,020 Other Direct Costs A. 2a f $ 0 $ 570,100 $ 1,296,350 $ 622,150 Equipment Cost Subtotal $ 1,450,000 $ 2,753,800 $ 2,558,800 $ 2,254,200 Laboratory Analysis Subtotal $ 988,650 $ 2,076,360 $ 2,871,570 $ 1,978,860 Other Direct Costs Subtotal $ 296,133 $ 1,056,367 $ 1,749,550 $ 1,034,017 Yearly O& M Total $ 2,734,783 $ 5,886,527 $ 7,179,920 $ 5,267,077 $ 7,088,670 February 28, 2002 24 of 59 5 3001_ Opt. 1  A9 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123456 789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 A B C D E F Exhibit A. 10 Costs for the ICR Approval Period Year by Year for Directors and Federal Government Director Activities Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005  Aug.

2006 Annual Average Director Start up Activities A3a $ 157,320 $ 0 $ 0 $ 52,440 Director Permit Issuance Activities A3b $ 710,231 $ 968,618 $ 998,065 $ 892,305 Verification Study Review ( Track 2) A3c $ 0 $ 0 $ 0 $ 0 Annual Director Activities A3d $ 0 $ 161,195 $ 365,596 $ 175,597 Yearly Total $ 867,551 $ 1,129,813 $ 1,363,661 $ 1,120,341 Director O& M Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005  Aug.

2006 Annual Average Start Up & NPDES Application Other Direct Costs A3a b $ 31,350 $ 36,900 $ 39,000 $ 35,750 Annual Other Direct Costs A3c d $ 0 $ 4,850 $ 11,000 $ 5,283 Yearly O& M Cost Total $ 31,350 $ 41,750 $ 50,000 $ 41,033 Federal Labor Activities Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005  Aug.

2006 Annual Average Federal Permit Program Oversight Activities A4a $ 95,142 $ 122,115 $ 128,438 $ 115,232 Yearly Total $ 95,142 $ 122,115 $ 128,438 $ 115,232 Federal O& M Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003

Aug. 2004 Sep. 2004

Aug. 2005 Sep. 2005  Aug.

2006 Annual Average Federal Permit Program Oversight ODCs A4a $ 4,850 $ 6,150 $ 6,500 $ 5,833 Yearly Total $ 4,850 $ 6,150 $ 6,500 $ 5,833 February 28, 2002 25 of 59 5 3001_ Opt. 1  A10 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123 456 789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 A B C D E F G Exhibit A. 11 Summary of the Burden, Respondents, Responses, and Costs for the ICR Approval Period by Year and Annual Averages Facilities Year 1 Year 2 Year 3 Source ( Exhibit)* Sep. 2003  Aug.

2004 Sep. 2004  Aug.

2005 Sep. 2005  Aug.

2006 Annual Average Burden ( hours) A7 102,578 267,053 431,731 267,121 801,362 Respondents ( number) A5 108 228 357 231 357 Responses ( number) A6 509 1,013 1,547 1,023 3,069 Costs ( labor) A9 $ 4,353,887 $ 13,381,327 $ 22,787,468 $ 13,507,561 $ 40,522,682 Costs ( Equipment) A9 $ 1,450,000 $ 2,753,800 $ 2,558,800 $ 2,254,200 $ 6,762,600 Costs ( Lab Analysis) A9 $ 988,650 $ 2,076,360 $ 2,871,570 $ 1,978,860 $ 5,936,580 Costs ( Other Direct Costs) A9 $ 296,133 $ 1,056,367 $ 1,749,550 $ 1,034,017 $ 3,102,050 Total Costs $ 7,088,670 $ 19,267,854 $ 29,967,388 $ 18,774,637 $ 56,323,912 Directors Year 1 Year 2 Year 3 Source ( Exhibit)* Sep. 2003  Aug.

2004 Sep. 2004  Aug.

2005 Sep. 2005  Aug.

2006 Annual Average Burden ( hours) A8 24,508 31,826 38,906 31,747 95,240 Respondents ( number) A5 45 35 39 40 45 Responses ( number) A6 532 1,006 1,533 1,024 3,071 Costs( labor) A10 $ 867,551 $ 1,129,813 $ 1,363,661 $ 1,120,341 $ 3,361,024 Costs ( Other Direct Costs) A10 $ 31,350 $ 41,750 $ 50,000 $ 41,033 $ 123,100 Total Costs $ 898,901 $ 1,171,563 $ 1,413,661 $ 1,161,375 $ 3,484,124 Federal Government Year 1 Year 2 Year 3 Source ( Exhibit) Sep. 2003  Aug.

2004 Sep. 2004  Aug.

2005 Sep. 2005  Aug.

2006 Annual Average Burden ( hours) A8 2,934 3,762 3,958 3,551 10,654 Costs( labor) A10 $ 95,142 $ 122,115 $ 128,438 $ 115,232 $ 345,695 Costs ( O& M) A10 $ 4,850 $ 6,150 $ 6,500 $ 5,833 $ 17,500 Total Costs $ 99,992 $ 128,265 $ 134,938 $ 121,065 $ 363,195 Totals for Respondents ( Facilities and Directors)* Annual Average Three Year Total Total Respondent Burden ( hours) 298,867 896,602 Total Respondents ( number) 271 402 Total Respondent Labor Costs $ 14,627,902 $ 43,883,706 Three Year Total Three Year Total Three Year Total February 28, 2002 26 of 59 5 3001_ Opt. 1  A11 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 55 56 57 A B C D E F G Total Respondent Capital and O& M Costs $ 5,308,110 $ 15,924,330 Total Respondent Cost for All Activities $ 19,936,012 $ 59,808,036 * Totals for annual averages may not match exactly due to rounding discrepancies February 28, 2002 27 of 59 5 3001_ Opt. 1  A11 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 1234 5 67 89 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 A B C D E F G H I J K L M Exhibit A. 12 Facility Cost and Burden Estimates for NPDES Permit Renewal Activities Exhibit A. 12a Start up Activities Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Read and Understand Rule 2 4 0 0 0 0 0 0 6 $ 262 Mobilization/ Planning 1 2 0 0 0 0 0 0 3 $ 131 Training 1 1 0 0 0 0 0 0 2 $ 99 Totals 4 7 0 0 0 0 0 0 11 $ 492 $ 50 $ 542 Exhibit A. 12b Permit Application Activities Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Statement of Intent to Comply with Track I or Track II 1 0 0 0 0 0 0 1 2 $ 85 Source Water Physical Data 1 5 12 0 0 0 0 0 18 $ 564 Configuration and Location of CWIS 1 1 1 0 0 0 0 0 3 $ 127 Facility Water Balance Diagram 1 1 1 0 0 0 0 0 3 $ 127 CWIS Operation Narrative 12 30 0 0 0 0 0 0 42 $ 1,762 CWS Operation Narrative 12 30 0 0 0 0 0 0 42 $ 1,762 Engineering Calculations 6 24 0 0 0 0 0 0 30 $ 1,168 Submit Materials for Review by State 0 0 0 0 0 0 0 3 3 $ 55 Recordkeeping 1 1 1 0 0 0 0 1 4 $ 145 Totals 34 92 15 0 0 0 0 4 147 $ 5,796 $ 500 $ 6,296 Total Cost Per Facility Total Cost Per Facility ODCs lump sum*

ODCs lump sum*

Labor Cost per Facility Assumed Loaded Hourly Rate Level of Effort ( hrs) Burden Per Facility Labor Cost per Facility Burden Per Facility Assumed Loaded Hourly Rate Level of Effort ( hrs)

February 28, 2002 28 of 59 5 3001_ Opt. 1  A12 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 A B C D E F G H I J K L M Exhibit A. 12c Source Water Baseline Biological Characterization Data Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Identify Available Data and Document Efforts 12 24 0 0 0 0 0 2 38 $ 1,607 Compile and Analyze Existing Data 10 18 6 0 0 0 0 1 35 $ 1,432 Submit Data for Review by State 0 0 0 0 0 0 0 4 4 $ 73 Recordkeeping 1 2 1 0 0 0 0 3 7 $ 214 Totals 23 44 7 0 0 0 0 10 84 $ 3,326 $ 750 $ 4,076 Exhibit A. 12d Flow Reduction Information ( Track I) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Develop Narrative 8 16 0 0 0 0 0 0 24 $ 1,047 Perform Engineering Calculations 4 12 0 0 0 0 0 0 16 $ 651 Document Minimization of Make up and Blowdown 0 40 0 0 0 0 0 6 46 $ 1,385 Submit Data and Analysis for Review 0 0 0 0 0 0 0 8 8 $ 146 Recordkeeping 2 4 0 0 0 0 0 8 14 $ 407 Totals 14 72 0 0 0 0 0 22 108 $ 3,637 $ 400 $ 4,037 Exhibit A. 12e Source Water Body Flow Information ( Track I) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Gather Information to Characterize Flow ( FW River/ Stream)

or Tidal Excursion ( Estuary/ Tidal River) 0 10 0 0 0 0 0 0 10 $ 319 Water Body Thermal Stratification Narrative ( Lake/ Reservoir) 1 12 0 0 0 0 0 0 13 $ 450 Perform Engineering Calculations 8 32 0 0 0 0 0 0 40 $ 1,558 Submit Data and Analysis for Review 0 0 0 0 0 0 0 8 8 $ 146 Recordkeeping 0 4 0 0 0 0 0 4 8 $ 200 Totals 9 58 0 0 0 0 0 12 79 $ 2,673 $ 100 $ 2,773 Burden Per Facility Labor Cost per Facility ODCs lump sum*

Assumed Loaded Hourly Rate Labor Cost per Facility Burden Per Facility Assumed Loaded Hourly Rate Level of Effort ( hrs) Total Cost Per Facility Assumed Loaded Hourly Rate Level of Effort ( hrs) Total Cost Per Facility ODCs lump sum*

ODCs lump sum* Total Cost Per Facility Level of Effort ( hrs) Burden Per Facility Labor Cost per Facility February 28, 2002 29 of 59 5 3001_ Opt. 1  A12 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 A B C D E F G H I J K L M Exhibit A. 12f Design and Construction Technology Plan ( Track 1) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Gather Information Demonstrating Whether Marine Species Criteria Are Met 4 8 0 0 0 0 0 0 12 $ 524 Delineate Hydraulic Zone of Influence 1 3 4 0 0 0 0 0 8 $ 275 Develop Narrative Description of Technologies ( Impingement) 4 8 0 0 0 0 0 0 12 $ 524 Perform Engineering Calculations ( Impingement) 2 4 0 0 0 0 0 0 6 $ 262 Develop Narrative Description of Technologies ( Entrainment) 4 8 0 0 0 0 0 0 12 $ 524 Perform Engineering Calculations ( Entrainment) 2 4 0 0 0 0 0 0 6 $ 262 Document that Technologies Are Optimal 0 20 0 0 0 0 0 3 23 $ 693 Submit Data and Analysis for Review 0 0 0 0 0 0 0 3 3 $ 55 Recordkeeping 1 1 0 0 0 0 0 3 5 $ 154 Totals 18 56 4 0 0 0 0 9 87 $ 3,270 $ 50 $ 3,320 Exhibit A. 12g Comprehensive Demonstration Study ( Track 2) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Description of Historical Studies that will be Used 7 12 0 0 0 0 0 1 20 $ 871 Description of Proposed and/ or Implemented Technologies 3 6 0 0 0 0 0 0 9 $ 393 Develop Source Water Sampling Plan 13 18 2 0 0 0 0 2 35 $ 1,550 Develop Verification Monitoring Plan 13 18 2 0 0 0 0 2 35 $ 1,550 Submit Data and Plans for Review 0 0 0 0 0 0 0 6 6 $ 109 Revise Based on State Review 3 5 1 0 0 0 0 2 11 $ 425 Recordkeeping 1 2 1 1 0 0 0 4 9 $ 232 Totals 40 61 7 1 0 0 0 17 126 $ 5,130 $ 1,000 $ 6,130 ODCs lump sum*

Level of Effort ( hrs)

Level of Effort ( hrs) Total Cost Per Facility ODCs lump sum* Total Cost Per Facility Burden Per Facility Labor Cost per Facility Labor Cost per Facility Assumed Loaded Hourly Rate Burden Per Facility Assumed Loaded Hourly Rate February 28, 2002 30 of 59 5 3001_ Opt. 1  A12 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 A B C D E F G H I J K L M Exhibit A. 12h Source Water Biological Study ( Track 2) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Implement Estuary Sampling 3 30 0 48 608 36 608 18 1351 $ 1,486 Profile of Source Water Biota 10 6 0 10 18 0 6 2 52 $ 899 Identification of Critical Species 10 6 0 6 12 0 0 1 35 $ 881 Submit Study for Review by State 24 48 0 5 2 2 0 2 83 $ 3,178 Recordkeeping 2 4 0 2 0 0 0 7 15 $ 389 Finalize study based on State review 5 10 0 0 0 0 0 2 17 $ 691 Totals 54 104 0 71 640 38 614 32 1553 $ 7,523 $ 7,500 $ 15,023 Exhibit A. 12i Evaluation of Potential CWIS Effects ( Track 2) Facility Manager Junior Technical CAD Operator Contracted Manager Biologist Statistician Biological Technician Clerical $ 67 $ 32 $ 28 $ 85 $ 55 $ 36 $ 57 $ 18 Activity B C D C+ D Calculate Reduction in Impingement Mortality and Entrainment 40 40 4 0 0 0 0 6 90 $ 4,182 Perform Engineering Estimates of Efficiency 20 16 0 0 0 0 0 2 38 $ 1,889 Perform Impingement Pilot Study 0 0 0 0 0 0 0 0 0 $ 0 Perform Entrainment Pilot Study 0 0 0 0 0 0 0 0 0 $ 0 Submit Data and Analysis for Review 4 5 0 4 3 2 0 8 26 $ 574 Recordkeeping 2 4 0 0 0 0 0 10 16 $ 444 Totals 66 65 4 4 3 2 0 26 170 $ 7,088 $ 50 $ 7,138 Exhibit A. 12j Repermitting Process Capital and O& M Costs Activity ODCs lump sum Total Cost per Facility Source Water Biological Study Laboratory Analysis ( Track 2) $ 1,500 $ 199,230 $ 199,230 Level of Effort ( hrs) ODCs lump sum*

ODCs lump sum* Total Cost Per Facility Level of Effort ( hrs) Burden Per Facility Labor Cost per Facility Assumed Loaded Hourly Rate Total Cost Per Facility Burden Per Facility Labor Cost per Facility Assumed Loaded Hourly Rate $ 197,730 Activity Cost February 28, 2002 31 of 59 5 3001_ Opt. 1  A12 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12345 6 789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A B C D E F G H Exhibit A. 13 Director Burden and Cost Estimates for Permit Renewal Exhibit A. 13 Director Permit Reissuance Activities Senior Technical Junior Technical Clerical $ 45 $ 29 $ 22 Activity B C D C+ D Review Source Water Physical Data 1 2 0 3 $ 102 Review CWIS Data 2 5 0 7 $ 232 Review Source Water Baseline Biological Characterization Data 6 6 0 12 $ 439 Review Existing Facility CWS Data 2 5 0 7 $ 232 Review Flow Reduction Information ( Track I) 2 2 0 4 $ 146 Review Source Water Body Flow Information ( Track I) 1 2 0 3 $ 102 Review Design and Construction Technology Plan ( Track 1) 7 2 0 9 $ 369 Review Comprehensive Demonstration Study ( Track 2) 5 5 0 10 $ 366 Review Source Water Biological Study ( Track 2) 120 15 0 135 $ 5,769 Review Evaluation of Potential CWIS Effects ( Track 2) 5 5 0 10 $ 366 Determine Monitoring Frequency 1 2 0 3 $ 102 Determine Record keeping and Reporting Frequency 1 2 0 3 $ 102 Considering Public Comments 5 5 0 10 $ 366 Issuing Permit 0 2 0 2 $ 57 Permit Record Keeping 0 0 1 1 $ 22 Totals 158 60 1 219 $ 8,769 $ 300 $ 9,069 Assumed Loaded Hourly Rate Level of Effort ( hrs) ODCs lump sum* Total Cost Per Permit Burden Per Permit Labor Cost per Permit February 28, 2002 32 of 59 5 3001_ Opt. 1  A13 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 A B C DE FG H I J K L M N Respondents and Compliance Schedule Year 1 2 3 4 5 6 7 8 9 10 11 12 13 Facility # 0 97 123 130 93 96 97 123 130 93 96 97 123 Track 1 FW River< Capacity Utilization Threshold 0 3 3 5 7 3 3 3 5 7 3 3 3 Track 1 FW River< Flow Threshold 0 16 28 26 24 18 16 28 26 24 18 16 28 Track 1 FW River> Flow Threshold 0 21 34 33 21 18 21 34 33 21 18 21 34 Track 1 Lake 0 28 23 30 22 31 28 23 30 22 31 28 23 Track 1 Great Lake< Capacity Utilization Threshold 0 1 0 2 0 0 1 0 2 0 0 1 0 Track 1 Great Lake> Capacity Utilization Threshold 0 0 2 5 2 4 0 2 5 2 4 0 2 Track 1 Estuary< Capacity Utilization Threshold 0 4 2 1 3 3 4 2 1 3 3 4 2 Track 1 Estuary No Cooling Tower 0 14 13 11 8 9 14 13 11 8 9 14 13 Track 1 Estuary Cooling Tower Required 0 3 5 8 3 6 3 5 8 3 6 3 5 Track 1 Ocean< Capacity Utilization Threshold 0 0 2 2 0 0 0 2 2 0 0 0 2 Track 1 Ocean No Cooling Tower 0 2 4 1 0 0 2 4 1 0 0 2 4 Track 1 Ocean Cooling Tower Required 0 3 1 1 0 0 3 1 1 0 0 3 1 Track 2 Estuary 0 2 2 5 3 2 2 2 5 3 2 2 2 Track 2 Ocean 0 0 4 0 0 2 0 4 0 0 2 0 4 check 0 97 123 130 93 96 97 123 130 93 96 97 123 3 yr total 220 Total Assumption States 56 3 number of years required for Track 2 Sourcewater Biological Characterization Study NPDES Auth. 45 000 Labor Assumptions Contracted Company Facility Management Junior Technical CAD Operator Contracted Manager Biologist Biological Technician Statistician Clerical Senior Technical Junior Technical Labor Rates $/ hr $ 40.42 $ 19.24 $ 16.93 $ 36.48 $ 23.67 $ 15.16 $ 25.00 $ 10.16 Labor Rates $/ hr $ 29.35 $ 17.53 Compensation Factor 1.39 1.39 1.39 1.39 1.39 1.39 1.35 1.39 Compensation Factor 1.34 1.44 Indirect Costs( overhead) 1.15 1.15 1.15 1.5 1.5 1.5 1.5 1.15 Indirect Cost( Overhead) 1.15 1.15 Fee 1 1 1 1.08 1.08 1.08 1.08 1.08 Inflation Factors*** 1.039 1.039 1.039 1.039 1.039 1.039 1.039 1.039 0.9839 0.9839 Loaded Rate $/ hr/ 01 $ 67.10 $ 31.90 $ 28.10 $ 85.30 $ 55.40 $ 35.50 $ 56.80 $ 18.20 Loaded Rate $/ hr/ 01 $ 45 $ 29 * All labor rates are from the BLS Occupational Outlook Handbook 2002 2003 http:// www. bls. gov/ oco/ home. htm Compensation factors are from the BLS Employment Cost Trends, as of March 2001. http:// stats. bls. gov/ news. release/ ecec. t04. htm ** All labor rates and compensation factors are from the BLS Employment Cost Trends, as of March 2001. http:// stats. bls. gov/ news. release/ ecec. t04. htm Inflation Factors***

12/ 2000 3/ 2001 State and Local Labor rates from BLS Occupational Handbook were adjusted for inflatio ECI Technical 0.9839 TABLE 1b. EMPLOYMENT COST INDEX ( WAGES AND SALARIES O inflation Managerial 0.9839 GOVERNMENT, AND PRIVATE INDUSTRY WORKERS 2 BY OCCUP rates Clerical 0.9839 ( Seasonally adjusted) Civillian Workers Index ***( ECI, April 27, 2000) ftp:// ftp. bls. gov/ pub/ special. requests/ ocwc/ ect/ echistry. pdf Mar 98 133.9 Jun 00 Jun 01 150.9 Dec. Mar. Jun. Dec 00 147.9 2000 2001 2001 1.070 1.104555639 $ 71.36 State and local government............... 147.9 149.4 151.8 $ 71.80 $ 33.97 $ 34.13 Dec00 Mar2001 0.0101 ECI % change in Private Industry Compensation costs ( SA)

Mar01 June2001 0.0161 6/ 2000 9/ 20 0.9 1.009 9/ 2000 12/ 2 0.9 1.018081 12/ 2000 3/ 2 1.1 1.029279891 Capital Cost 3/ 2001 6/ 20 0.9 1.03854341 Labor Categories** State Labor Categories* Facility February 28, 2002 33 of 59 5 3001_ Opt. 1  Assumptions Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 O P Q R S T U 14 15 16 17 18 19 20 130 93 96 97 123 130 93 5 7 3 3 3 5 7 26 24 18 16 28 26 24 33 21 18 21 34 33 21 30 22 31 28 23 30 22 2 0 0 1 0 2 0 5 2 4 0 2 5 2 1 3 3 4 2 1 3 11 8 9 14 13 11 8 8 3 6 3 5 8 3 2 0 0 0 2 2 0 1 0 0 2 4 1 0 1 0 0 3 1 1 0 5 3 2 2 2 5 3 0 0 2 0 4 0 0 130 93 96 97 123 130 93 Clerical $ 12.88 1.5 1.15 0.9839 $ 22 on using the ECI NLY), CIVILIAN 1 , STATE AND LOCAL PATION AND INDUSTRY GROUP February 28, 2002 34 of 59 5 3001_ Opt. 1  Assumptions Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 65 66 67 68 A B C DE FG H I J K L M N Ammortization Formula 10 years 7% Interest Rate 7.02 Adjustment Factor February 28, 2002 35 of 59 5 3001_ Opt. 1  Assumptions Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 65 66 67 68 O P Q R S T U February 28, 2002 36 of 59 5 3001_ Opt. 1  Assumptions Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 123456789 10 11 12 13 14 15 16 17 18 19 20 A B C D E F G H I J K L M N O P Q R S T U V Respondents and Compliance Schedule Year 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Facility # 0 97 123 130 93 96 97 123 130 93 96 97 123 130 93 96 97 123 130 93 2060 Track 1 FW River< Capacity Utilization Threshold 0 3 3 5 7 3 3 3 5 7 3 3 3 5 7 3 3 3 5 7 81 Track 1 FW River< Flow Threshold 0 16 28 26 24 18 16 28 26 24 18 16 28 26 24 18 16 28 26 24 430 Track 1 FW River> Flow Threshold 0 21 34 33 21 18 21 34 33 21 18 21 34 33 21 18 21 34 33 21 490 Track 1 Lake 0 28 23 30 22 31 28 23 30 22 31 28 23 30 22 31 28 23 30 22 505 Track 1 Great Lake< Capacity Utilization Threshold 0 1 0 2 0 0 1 0 2 0 0 1 0 2 0 0 1 0 2 0 12 Track 1 Great Lake> Capacity Utilization Threshold 0 0 2 5 2 4 0 2 5 2 4 0 2 5 2 4 0 2 5 2 48 Track 1 Estuary< Capacity Utilization Threshold 0 4 2 1 3 3 4 2 1 3 3 4 2 1 3 3 4 2 1 3 49 Track 1 Estuary No Cooling Tower 0 14 13 11 8 9 14 13 11 8 9 14 13 11 8 9 14 13 11 8 211 Track 1 Estuary Cooling Tower Required 0 3 5 8 3 6 3 5 8 3 6 3 5 8 3 6 3 5 8 3 94 Track 1 Ocean< Capacity Utilization Threshold 0 0 2 2 0 0 0 2 2 0 0 0 2 2 0 0 0 2 2 0 16 Track 1 Ocean No Cooling Tower 0 2 4 1 0 0 2 4 1 0 0 2 4 1 0 0 2 4 1 0 28 Track 1 Ocean Cooling Tower Required 0 3 1 1 0 0 3 1 1 0 0 3 1 1 0 0 3 1 1 0 20 Track 2 Estuary 0 2 2 5 3 2 2 2 5 3 2 2 2 5 3 2 2 2 5 3 54 Track 2 Ocean 0 0 4 0 0 2 0 4 0 0 2 0 4 0 0 2 0 4 0 0 22 0 97 123 130 93 96 97 123 130 93 96 97 123 130 93 96 97 123 130 93 2060 February 28, 2002 37 of 59 5 3001_ Opt. 1  Compliance Schedule Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 1234 56789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 A B C D E F G H I J K L M N O P Q R S T U V W X Y ZAA As of January 23, 2002 EXISTING 316( B) FACILITIES (>= 50 MGD FLOW THRESHOLD) BY PERMIT YEAR Lake Estuary Ocean < Capacity Utilization Threshold < Flow Threshold > Flow Threshold < Capacity Utilization Threshold > Capacity Utilization Threshold < Capacity Utilization Threshold No Cooling Tower Cooling Tower Required < Capacity Utilization Threshold No Cooling Tower Cooling Tower Required 2003 2004 3 16 21 28 1 0 4 14 3 2 3 2 97 2005 3 28 34 23 2 2 13 5 2 4 1 2 4 123 2006 5 26 33 30 2 5 1 11 8 2 1 1 5 0 130 2007 7 24 21 22 2 3 8 3 3 93 2008 3 18 18 31 4 3 9 6 2 2 96 539 2009 3 16 21 28 1 0 4 14 3 2 3 2 2010 3 28 34 23 2 2 13 5 2 4 1 2 4 2011 5 26 33 30 2 5 1 11 8 2 1 1 5 0 2012 7 24 21 22 2 3 8 3 3 2013 3 18 18 31 4 3 9 6 2 2 2014 3 16 21 28 1 0 4 14 3 2 3 2 2015 3 28 34 23 2 2 13 5 2 4 1 2 4 2016 5 26 33 30 2 5 1 11 8 2 1 1 5 0 2017 7 24 21 22 2 3 8 3 3 2018 3 18 18 31 4 3 9 6 2 2 2019 3 16 21 28 1 0 4 14 3 2 3 2 2020 3 28 34 23 2 2 13 5 2 4 1 2 4 2021 5 26 33 30 2 5 1 11 8 2 1 1 5 0 2022 7 24 21 22 2 3 8 3 3 TOTAL 81 430 490 505 12 48 49 211 94 16 28 20 54 22 2,060 YEAR AL AR CA CO CT DE FL GA HI IA IL IN KS KY LA MD ME MI MN MO MS MT NC ND NE NJ 2003 2004 4 3 2 2 8 4 3 3 5 5 2 2 3 3 3 3 1 1 1 2 2005 4 12 1 10 2 12 4 2 2 5 1 2 3 5 1 3 1 1 2 2006 5 5 3 2 1 5 4 1 3 4 7 2 4 8 1 6 2 3 3 2007 1 3 1 2 1 3 11 2 1 3 7 2 1 9 2 4 2 3 2 2008 3 1 7 6 6 6 2 4 3 2 2 2 1 3 2009 4 3 2 2 8 4 3 3 5 5 2 2 3 3 3 3 1 1 1 2 2010 4 12 1 10 2 12 4 2 2 5 1 2 3 5 1 3 1 1 2 2011 5 5 3 2 1 5 4 1 3 4 7 2 4 8 1 6 2 3 3 2012 1 3 1 2 1 3 11 2 1 3 7 2 1 9 2 4 2 3 2 2013 3 1 7 6 6 6 2 4 3 2 2 2 1 3 2014 4 3 2 2 8 4 3 3 5 5 2 2 3 3 3 3 1 1 1 2 2015 4 12 1 10 2 12 4 2 2 5 1 2 3 5 1 3 1 1 2 2016 5 5 3 2 1 5 4 1 3 4 7 2 4 8 1 6 2 3 3 2017 1 3 1 2 1 3 11 2 1 3 7 2 1 9 2 4 2 3 2 2018 3 1 7 6 6 6 2 4 3 2 2 2 1 3 2019 4 3 2 2 8 4 3 3 5 5 2 2 3 3 3 3 1 1 1 2 2020 4 12 1 10 2 12 4 2 2 5 1 2 3 5 1 3 1 1 2 2021 5 5 3 2 1 5 4 1 3 4 7 2 4 8 1 6 2 3 3 2022 1 3 1 2 1 3 11 2 1 3 7 2 1 9 2 4 2 3 2 TOTAL 40 28 80 21 32 7 113 68 12 42 110 82 26 56 56 44 12 84 61 54 18 4 58 16 23 45 YEAR FACILITY STATE LOCATIONS BY PERMIT YEAR Great Lake Estuary Track 2 Track 1 FW River Ocean February 28, 2002 38 of 59 5 3001_ Opt. 1  Respondents2 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 1234 56789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 AB AC AD AE AF AG AH AI AJ AK AL AM AN AO AP AQ AR AS AT AU AV AW AX NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA WI WV WY EPA Total State Respondents ( Not Including EPA) Total Respondents ( Including EPA) Total Responses ( Including EPA)

4 2 1 2 1 2 19 1 2 3 29 30 97 8 4 10 4 2 4 5 4 5 1 3 29 30 123 6 9 9 1 3 1 9 2 1 10 6 4 30 31 130 1 6 5 2 3 1 10 1 2 2 28 29 93 5 5 3 1 5 4 17 1 7 22 23 96 4 2 1 2 1 2 19 1 2 3 29 30 97 8 4 10 4 2 4 5 4 5 1 3 29 30 123 6 9 9 1 3 1 9 2 1 10 6 4 30 31 130 1 6 5 2 3 1 10 1 2 2 28 29 93 5 5 3 1 5 4 17 1 7 22 23 96 4 2 1 2 1 2 19 1 2 3 29 30 97 8 4 10 4 2 4 5 4 5 1 3 29 30 123 6 9 9 1 3 1 9 2 1 10 6 4 30 31 130 1 6 5 2 3 1 10 1 2 2 28 29 93 5 5 3 1 5 4 17 1 7 22 23 96 4 2 1 2 1 2 19 1 2 3 29 30 97 8 4 10 4 2 4 5 4 5 1 3 29 30 123 6 9 9 1 3 1 9 2 1 10 6 4 30 31 130 1 6 5 2 3 1 10 1 2 2 28 29 93 4 111 95 21 0 99 4 47 4 32 219 0 36 0 4 0 75 44 4 69 2,060 2060 2,060 2060 February 28, 2002 39 of 59 5 3001_ Opt. 1  Respondents2 Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12 34 56789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 A B C D E F G H I J Facility Permitting Costs ( per Permit) Track 1 Exhibit Compliance Activity FW River FW River FW River Lake Great Lake Great Lake Estuary Estuary < Capacity Utilization Threshold < Flow Threshold > Flow Threshold < Capacity Utilization Threshold > Capacity Utilization Threshold < Capacity Utilization Threshold No Cooling Tower FW< CU FW< FT FW> FT L GL< CU GL> CU E< CU E< TE Permit Application ( One Time) FW FW FW FW FW FW M M Exhibit A. 1 Facility Cost and Burden Estimates for NPDES Permit Application Activities Exhibit A. 1a Start up Activities Read and Understand Rule $ 1,206 $ 1,206 $ 1,206 $ 1,206 $ 1,206 $ 1,206 $ 1,206 $ 1,206 Mobilization/ Planning $ 542 $ 542 $ 542 $ 542 $ 542 $ 542 $ 542 $ 542 Training $ 216 $ 216 $ 216 $ 216 $ 216 $ 216 $ 216 $ 216 ODCs lump sum* $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 1,974 $ 1,974 $ 1,974 $ 1,974 $ 1,974 $ 1,974 $ 1,974 $ 1,974 Exhibit A. 1b Permit Application Activities Statement of Intent to Comply with Track I or Track II $ 85 $ 85 $ 85 $ 85 $ 85 $ 85 $ 85 $ 85 Source Water Physical Data $ 1,769 $ 1,769 $ 1,769 $ 1,769 $ 1,769 $ 1,769 $ 1,769 $ 1,769 Configuration and Location of CWIS $ 519 $ 519 $ 519 $ 519 $ 519 $ 519 $ 519 $ 519 Facility Water Balance Diagram $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 CWIS Operation Narrative $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 CWS Operation Narrative $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 Engineering Calculations $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 Submit Materials for Review by State $ 109 $ 109 $ 109 $ 109 $ 109 $ 109 $ 109 $ 109 Recordkeeping $ 291 $ 291 $ 291 $ 291 $ 291 $ 291 $ 291 $ 291 ODCs lump sum* $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 9,256 $ 9,256 $ 9,256 $ 9,256 $ 9,256 $ 9,256 $ 9,256 $ 9,256 Exhibit A. 1c Source Water Baseline Biological Characterization Data Identify Available Data and Document Efforts $ 5,382 $ 5,382 $ 5,382 $ 5,382 $ 5,382 $ 5,382 $ 5,382 $ 5,382 Compile and Analyze Existing Data $ 4,696 $ 4,696 $ 4,696 $ 4,696 $ 4,696 $ 4,696 $ 4,696 $ 4,696 Submit Data for Review by State $ 146 $ 146 $ 146 $ 146 $ 146 $ 146 $ 146 $ 146 Recordkeeping $ 399 $ 399 $ 399 $ 399 $ 399 $ 399 $ 399 $ 399 ODCs lump sum* $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 10,772 $ 10,772 $ 10,772 $ 10,772 $ 10,772 $ 10,772 $ 10,772 $ 10,772 Exhibit A. 1d Flow Reduction Information ( Track I)

Develop Narrative Perform Engineering Calculations Document Minimization of Make up and Blowdown Submit Data and Analysis for Review Recordkeeping ODCs lump sum*

Exhibit A. 1e Source Water Body Flow Information ( Track I)

Gather Information to Characterize Flow ( FW River/ Stream) or Tidal Excursion ( Estuary/ Tidal River) $ 1,021 $ 1,021 $ 1,021 $ 1,021 $ 1,021 Water Body Thermal Stratification Narrative ( Lake/ Reservoir) $ 1,544 Perform Engineering Calculations $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 Submit Data and Analysis for Review $ 291 $ 291 $ 291 $ 291 $ 291 $ 291 Recordkeeping $ 401 $ 401 $ 401 $ 401 $ 401 $ 401 ODCs lump sum* $ 20 $ 20 $ 20 $ 20 $ 20 $ 20 $ 3,290 $ 3,290 $ 3,290 $ 3,814 $ 3,290 $ 3,290 Exhibit A. 1f Design and Construction Technology Plan ( Track 1)

Gather Information Demonstrating Whether Marine Species Criteria Are Met Delineate Hydraulic Zone of Influence Develop Narrative Description of Technologies ( Impingement) $ 1,047 $ 1,047 $ 1,047 $ 1,047 $ 1,047 $ 1,047 $ 1,047 $ 1,047 Perform Engineering Calculations ( Impingement) $ 457 $ 457 $ 457 $ 457 $ 457 $ 457 $ 457 $ 457 Develop Narrative Description of Technologies ( Entrainment) $ 1,047 $ 1,047 $ 1,047 Perform Engineering Calculations ( Entrainment) $ 457 $ 457 $ 457 February 28, 2002 40 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12 34 56789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 K L M N O P Q R Estuary Ocean Ocean Ocean Estuary Ocean Cooling Tower Required < Capacity Utilization Threshold No Cooling Tower Cooling Tower Required E> TE O< CU O< TE O> TE T2 T2 M M M M T2 T2 Into Compliance  Track 1 Into Compliance  Track 2 $ 1,206 $ 1,206 $ 1,206 $ 1,206 $ 1,206 $ 1,206 $ 542 $ 542 $ 542 $ 542 $ 542 $ 542 $ 216 $ 216 $ 216 $ 216 $ 216 $ 216 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 1,974 $ 1,974 $ 1,974 $ 1,974 $ 1,974 $ 1,974 Over 1 year, 1 year prior Over 1 year, 3 years prior $ 85 $ 85 $ 85 $ 85 $ 85 $ 85 $ 1,769 $ 1,769 $ 1,769 $ 1,769 $ 1,769 $ 1,769 $ 519 $ 519 $ 519 $ 519 $ 519 $ 519 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 2,350 $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 109 $ 109 $ 109 $ 109 $ 109 $ 109 $ 291 $ 291 $ 291 $ 291 $ 291 $ 291 $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 9,256 $ 9,256 $ 9,256 $ 9,256 $ 9,256 $ 9,256 Over 1 year, 1 year prior Over 1 year, 3 years prior $ 5,382 $ 5,382 $ 5,382 $ 5,382 $ 5,382 $ 5,382 $ 4,696 $ 4,696 $ 4,696 $ 4,696 $ 4,696 $ 4,696 $ 146 $ 146 $ 146 $ 146 $ 146 $ 146 $ 399 $ 399 $ 399 $ 399 $ 399 $ 399 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 10,772 $ 10,772 $ 10,772 $ 10,772 $ 10,772 $ 10,772 Over 1 year, 1 year prior Over 1 year, 3 years prior $ 1,047 $ 1,047 $ 651 $ 651 $ 1,385 $ 1,385 $ 146 $ 146 $ 407 $ 407 $ 80 $ 80 $ 3,717 $ 3,717 Over 1 year, 1 year prior Over 1 year, 1 year prior $ 1,021 $ 1,558 $ 291 $ 401 $ 20 $ 3,290 Over 1 year, 1 year prior Over 1 year, 1 year prior $ 1,047 $ 1,047 $ 519 $ 519 $ 1,047 $ 1,047 $ 1,047 $ 1,047 $ 457 $ 457 $ 457 $ 457 $ 1,047 $ 1,047 $ 1,047 $ 457 $ 457 $ 457 Track 2 February 28, 2002 41 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 55 56 57 58 59 A B C D E F G H I J Document that Technologies Are Optimal $ 1,385 $ 1,385 $ 1,385 $ 1,385 $ 1,385 $ 1,385 $ 1,385 $ 1,385 Submit Data and Analysis for Review $ 109 $ 109 $ 109 $ 109 $ 109 $ 109 $ 109 $ 109 Recordkeeping $ 240 $ 240 $ 240 $ 240 $ 240 $ 240 $ 240 $ 240 ODCs lump sum* $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 3,248 $ 3,248 $ 4,752 $ 3,248 $ 3,248 $ 4,752 $ 3,248 $ 4,752 February 28, 2002 42 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 55 56 57 58 59 K L M N O P Q R $ 1,385 $ 1,385 $ 1,385 $ 1,385 $ 109 $ 109 $ 109 $ 109 $ 240 $ 240 $ 240 $ 240 $ 10 $ 10 $ 10 $ 10 $ 6,318 $ 3,248 $ 4,752 $ 6,318 Over 1 year, 1 year prior Over 1 year, 1 year prior February 28, 2002 43 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 A B C D E F G H I J Exhibit A. 1g Comprehensive Demonstration Study ( Track 2)

Description of Historical Studies that will be Used Description of Proposed and/ or Implemented Technologies Develop Source Water Sampling Plan Develop Verification Monitoring Plan Submit Data and Plans for Review Revise Based on State Review Recordkeeping ODCs lump sum*

Exhibit A. 1h Source Water Biological Study ( Track 2)

Implement Source Water Sampling Profile of Source Water Biota Identification of Critical Species Write Study based on Results and Submit for Review by State Recordkeeping Finalize study based on State review lump sum ODCs for 3 yrs*

Exhibit A. 1i Evaluation of Potential CWIS Effects ( Track 2)

Calculate Reduction in Impingement Mortality and Entrainment Perform Engineering Estimates of Efficiency Perform Impingement Pilot Study Perform Entrainment Pilot Study Submit Data and Analysis for Review Recordkeeping ODCs lump sum*

Exhibit A. 1j Permitting Process Capital and O& M Costs Purchase and Installation of Remote Monitoring Device* $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 Purchase, Installation & Operation of Pilot Study Technology ( Track 2)

Source Water Biological Study Laboratory Analysis ( Track 2)

Pilot Study Entrainment Laboratory Analysis ( Track 2) $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 Total Permit Application ( One Time) $ 38,741 $ 38,741 $ 40,245 $ 39,265 $ 35,451 $ 36,955 $ 38,741 $ 40,245 Over 1 year, 3 years before compliance year Over 3 years, 3 years before compliance year Over 1 year, 1 year before compliance year $ 38,741 $ 38,741 $ 40,245 $ 39,265 $ 35,451 $ 36,955 $ 38,741 $ 40,245 Over 1 year, compliance year * Assumed to apply to 20% of all facilities.

February 28, 2002 44 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 K L M N O P Q R $ 2,654 $ 2,654 $ 1,175 $ 1,175 $ 5,578 $ 5,578 $ 4,896 $ 4,896 $ 218 $ 218 $ 1,232 $ 1,232 $ 549 $ 549 $ 200 $ 200 $ 16,503 $ 16,503 Track 2 ONLY Over 3 years, 3 years prior $ 250,435 $ 250,435 $ 10,120 $ 10,120 $ 6,762 $ 6,762 $ 12,710 $ 12,710 $ 1,734 $ 1,734 $ 2,240 $ 2,240 $ 2,600 $ 2,600 $ 286,600 $ 286,600 Track 2 ONLY Over 3 years, 3 years prior $ 8,363 $ 8,363 $ 3,778 $ 3,778 $ 74,963 $ 74,963 $ 54,543 $ 54,543 $ 2,304 $ 2,304 $ 888 $ 888 $ 100 $ 100 $ 144,938 $ 144,938 Track 2 ONLY Over 1 year, 1 year prior $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 10,200 Over 1 year, 1 year prior Over 1 year, 1 year prior $ 280,000 $ 280,000 Track 2 ONLY Over 1 year, 1 year prior $ 199,230 $ 199,230 Track 2 ONLY Over 3 years, 3 years prior $ 70,210 $ 70,210 Track 2 ONLY Over 1 year, 1 year prior $ 10,200 $ 10,200 $ 10,200 $ 10,200 $ 559,640 $ 559,640 $ 45,527 $ 35,451 $ 36,955 $ 42,237 $ 1,029,683 $ 1,029,683 $ 22,003 $ 22,003 $ 502,333 $ 502,333 $ 45,527 $ 35,451 $ 36,955 $ 42,237 $ 505,348 $ 505,348 $ 6,027 $ 6,027 February 28, 2002 45 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 A B C D E F G H I J Monitoring ( Annual)

Exhibit A. 2 Facility Cost and Burden Estimates for Annual Activities Exhibit A. 2a Biological Monitoring for Impingement ( Freshwater)

Monthly Sample Collection $ 4,515 $ 4,515 $ 4,515 $ 4,515 $ 4,515 $ 4,515 Onsite Analysis of Samples $ 9,370 $ 9,370 $ 9,370 $ 9,370 $ 9,370 $ 9,370 Perform Statistical Analysis $ 1,800 $ 1,800 $ 1,800 $ 1,800 $ 1,800 $ 1,800 Record Keeping $ 800 $ 800 $ 800 $ 800 $ 800 $ 800 ODCs lump sum* $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 16,585 $ 16,585 $ 16,585 $ 16,585 $ 16,585 $ 16,585 Exhibit A. 2b Biological Monitoring for Impingement ( Marine)

Monthly Sample Collection $ 5,829 $ 5,829 Onsite Analysis of Samples $ 12,101 $ 12,101 Perform Statistical Analysis $ 2,141 $ 2,141 Record Keeping $ 902 $ 902 ODCs lump sum* $ 130 $ 130 $ 21,103 $ 21,103 Exhibit A. 2c Biological Monitoring for Entrainment ( Freshwater)

Biweekly Sample Collection $ 18,795 $ 18,795 $ 18,795 $ 18,795 $ 18,795 $ 18,795 Handling and Preparation of Samples $ 10,044 $ 10,044 $ 10,044 $ 10,044 $ 10,044 $ 10,044 Perform Statistical Analysis $ 3,473 $ 3,473 $ 3,473 $ 3,473 $ 3,473 $ 3,473 Recordkeeping $ 1,057 $ 1,057 $ 1,057 $ 1,057 $ 1,057 $ 1,057 ODCs lump sum* $ 800 $ 800 $ 800 $ 800 $ 800 $ 800 $ 34,169 $ 34,169 $ 34,169 $ 34,169 $ 34,169 $ 34,169 Exhibit A. 2d Biological Monitoring for Entrainment ( Marine)

Biweekly Sample Collection $ 24,069 $ 24,069 Handling and Preparation of Samples $ 12,624 $ 12,624 Perform Statistical Analysis $ 4,148 $ 4,148 Recordkeeping $ 1,203 $ 1,203 ODCs lump sum* $ 800 $ 800 $ 42,844 $ 42,844 Exhibit A. 2e Visual or Remote Inspections Visually or Remotely Inspect All InstalledTechnologies $ 8,246 $ 8,246 $ 8,246 $ 8,246 $ 8,246 $ 8,246 $ 8,246 $ 8,246 Recordkeeping $ 748 $ 748 $ 748 $ 748 $ 748 $ 748 $ 748 $ 748 ODCs lump sum* $ 20 $ 20 $ 20 $ 20 $ 20 $ 20 $ 20 $ 20 $ 9,014 $ 9,014 $ 9,014 $ 9,014 $ 9,014 $ 9,014 $ 9,014 $ 9,014 Exhibit A. 2f Yearly Status Report Activities Report on Inspection and Maintenance $ 1,584 $ 1,584 $ 1,584 $ 1,584 $ 1,584 $ 1,584 $ 1,584 $ 1,584 Detail Biological Monitoring Results $ 4,046 $ 4,046 $ 4,046 $ 4,046 $ 4,046 $ 4,046 $ 4,046 $ 4,046 Compile and Submit Report $ 8,211 $ 8,211 $ 8,211 $ 8,211 $ 8,211 $ 8,211 $ 8,211 $ 8,211 Recordkeeping $ 1,065 $ 1,065 $ 1,065 $ 1,065 $ 1,065 $ 1,065 $ 1,065 $ 1,065 ODCs lump sum* $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 15,056 $ 15,056 $ 15,056 $ 15,056 $ 15,056 $ 15,056 $ 15,056 $ 15,056 Exhibit A. 2g Verification Study ( Track 2)

Perform Statistical Analysis Submit Monitoring Results & Study Analysis Record Keeping ODCs lump sum*

Exhibit A. 2h Facility Annual O& M Costs Operation of Remote Monitoring Device* $ 50 $ 50 $ 50 $ 50 $ 50 $ 50 $ 50 $ 50 Identify & Enumerate Entrained Freshwater Biota $ 8,300 $ 8,300 $ 8,300 $ 8,300 $ 8,300 $ 8,300 Identify & Enumerate Entrained Marine Biota $ 10,640 $ 10,640 $ 8,350 $ 8,350 $ 8,350 $ 8,350 $ 8,350 $ 8,350 $ 10,690 $ 10,690 Total Annual Costs $ 83,174 $ 83,174 $ 83,174 $ 83,174 $ 83,174 $ 83,174 $ 98,707 $ 98,707 Total Annual Monitoring Costs $ 83,174 $ 83,174 $ 83,174 $ 83,174 $ 83,174 $ 83,174 $ 98,707 $ 98,707 * Assumed to apply to 20% of all facilities.

February 28, 2002 46 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 K L M N O P Q R $ 5,829 $ 5,829 $ 5,829 $ 5,829 $ 5,829 $ 5,829 $ 12,101 $ 12,101 $ 12,101 $ 12,101 $ 12,101 $ 12,101 $ 2,141 $ 2,141 $ 2,141 $ 2,141 $ 2,141 $ 2,141 $ 902 $ 902 $ 902 $ 902 $ 902 $ 902 $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 $ 21,103 $ 21,103 $ 21,103 $ 21,103 $ 21,103 $ 21,103 $ 24,069 $ 24,069 $ 24,069 $ 24,069 $ 24,069 $ 24,069 $ 12,624 $ 12,624 $ 12,624 $ 12,624 $ 12,624 $ 12,624 $ 4,148 $ 4,148 $ 4,148 $ 4,148 $ 4,148 $ 4,148 $ 1,203 $ 1,203 $ 1,203 $ 1,203 $ 1,203 $ 1,203 $ 800 $ 800 $ 800 $ 800 $ 800 $ 800 $ 42,844 $ 42,844 $ 42,844 $ 42,844 $ 42,844 $ 42,844 $ 8,246 $ 8,246 $ 8,246 $ 8,246 $ 8,246 $ 8,246 $ 748 $ 748 $ 748 $ 748 $ 748 $ 748 $ 20 $ 20 $ 20 $ 20 $ 20 $ 20 $ 9,014 $ 9,014 $ 9,014 $ 9,014 $ 9,014 $ 9,014 $ 1,584 $ 1,584 $ 1,584 $ 1,584 $ 1,584 $ 1,584 $ 4,046 $ 4,046 $ 4,046 $ 4,046 $ 4,046 $ 4,046 $ 8,211 $ 8,211 $ 8,211 $ 8,211 $ 8,211 $ 8,211 $ 1,065 $ 1,065 $ 1,065 $ 1,065 $ 1,065 $ 1,065 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 15,056 $ 15,056 $ 15,056 $ 15,056 $ 15,056 $ 15,056 $ 5,651 $ 5,651 $ 73 $ 73 $ 204 $ 204 $ 100 $ 100 $ 6,027 $ 6,027 $ 50 $ 50 $ 50 $ 50 $ 50 $ 50 $ 10,640 $ 10,640 $ 10,640 $ 10,640 $ 10,640 $ 10,640 $ 10,690 $ 10,690 $ 10,690 $ 10,690 $ 10,690 $ 10,690 $ 98,707 $ 98,707 $ 98,707 $ 98,707 $ 104,734 $ 104,734 $ 98,707 $ 98,707 $ 98,707 $ 98,707 $ 98,707 $ 98,707 February 28, 2002 47 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 A B C D E F G H I J Other Repermit Application ( Every 5 Years)

Exhibit A. 12 Facility Cost and Burden Estimates for NPDES Permit Renewal Activities Exhibit A. 12a Start up Activities Read and Understand Rule $ 262 $ 262 $ 262 $ 262 $ 262 $ 262 $ 262 $ 262 Mobilization/ Planning $ 131 $ 131 $ 131 $ 131 $ 131 $ 131 $ 131 $ 131 Training $ 99 $ 99 $ 99 $ 99 $ 99 $ 99 $ 99 $ 99 ODCs lump sum* $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 502 $ 502 $ 502 $ 502 $ 502 $ 502 $ 502 $ 502 Exhibit A. 12b Permit Application Activities Statement of Intent to Comply with Track I or Track II $ 85 $ 85 $ 85 $ 85 $ 85 $ 85 $ 85 $ 85 Source Water Physical Data $ 564 $ 564 $ 564 $ 564 $ 564 $ 564 $ 564 $ 564 Configuration and Location of CWIS $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 Facility Water Balance Diagram $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 CWIS Operation Narrative $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 CWS Operation Narrative $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 Engineering Calculations $ 1,168 $ 1,168 $ 1,168 $ 1,168 $ 1,168 $ 1,168 $ 1,168 $ 1,168 Submit Materials for Review by State $ 55 $ 55 $ 55 $ 55 $ 55 $ 55 $ 55 $ 55 Recordkeeping $ 145 $ 145 $ 145 $ 145 $ 145 $ 145 $ 145 $ 145 ODCs lump sum* $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 5,811 $ 5,811 $ 5,811 $ 5,811 $ 5,811 $ 5,811 $ 5,811 $ 5,811 Exhibit A. 12c Source Water Baseline Biological Characterization Data Identify Available Data and Document Efforts $ 1,607 $ 1,607 $ 1,607 $ 1,607 $ 1,607 $ 1,607 $ 1,607 $ 1,607 Compile and Analyze Existing Data $ 1,432 $ 1,432 $ 1,432 $ 1,432 $ 1,432 $ 1,432 $ 1,432 $ 1,432 Submit Data for Review by State $ 73 $ 73 $ 73 $ 73 $ 73 $ 73 $ 73 $ 73 Recordkeeping $ 214 $ 214 $ 214 $ 214 $ 214 $ 214 $ 214 $ 214 ODCs lump sum* $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 3,476 $ 3,476 $ 3,476 $ 3,476 $ 3,476 $ 3,476 $ 3,476 $ 3,476 Exhibit A. 12d Flow Reduction Information ( Track I)

Develop Narrative Perform Engineering Calculations Document Minimization of Make up and Blowdown Submit Data and Analysis for Review Recordkeeping ODCs lump sum*

Exhibit A. 12e Source Water Body Flow Information ( Track I)

Gather Information to Characterize Flow ( FW River/ Stream) or Tidal Excursion ( Estuary/ Tidal River) $ 319 $ 319 $ 319 $ 319 $ 319 Water Body Thermal Stratification Narrative ( Lake/ Reservoir) $ 450 Perform Engineering Calculations $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 $ 1,558 Submit Data and Analysis for Review $ 146 $ 146 $ 146 $ 146 $ 146 $ 146 Recordkeeping $ 200 $ 200 $ 200 $ 200 $ 200 $ 200 ODCs lump sum* $ 20 $ 20 $ 20 $ 20 $ 100 $ 100 $ 2,243 $ 2,243 $ 2,243 $ 2,374 $ 2,323 $ 2,323 Exhibit A. 12f Design and Construction Technology Plan ( Track 1)

Gather Information Demonstrating Whether Marine Species Criteria Are Met Delineate Hydraulic Zone of Influence Develop Narrative Description of Technologies ( Impingement) $ 524 $ 524 $ 524 $ 524 $ 524 $ 524 $ 524 $ 524 Perform Engineering Calculations ( Impingement) $ 262 $ 262 $ 262 $ 262 $ 262 $ 262 $ 262 $ 262 Develop Narrative Description of Technologies ( Entrainment) $ 524 $ 524 $ 524 Perform Engineering Calculations ( Entrainment) $ 262 $ 262 $ 262 Document that Technologies Are Optimal $ 693 $ 693 $ 693 $ 693 $ 693 $ 693 $ 693 $ 693 Submit Data and Analysis for Review $ 55 $ 55 $ 55 $ 55 $ 55 $ 55 $ 55 $ 55 Recordkeeping $ 154 $ 154 $ 154 $ 154 $ 154 $ 154 $ 154 $ 154 ODCs lump sum* $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 1,696 $ 1,696 $ 2,482 $ 1,696 $ 1,696 $ 2,482 $ 1,696 $ 2,482 February 28, 2002 48 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 K L M N O P Q R $ 262 $ 262 $ 262 $ 262 $ 262 $ 262 $ 131 $ 131 $ 131 $ 131 $ 131 $ 131 $ 99 $ 99 $ 99 $ 99 $ 99 $ 99 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 502 $ 502 $ 502 $ 502 $ 502 $ 502 $ 85 $ 85 $ 85 $ 85 $ 85 $ 85 $ 564 $ 564 $ 564 $ 564 $ 564 $ 564 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 127 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,762 $ 1,168 $ 1,168 $ 1,168 $ 1,168 $ 1,168 $ 1,168 $ 55 $ 55 $ 55 $ 55 $ 55 $ 55 $ 145 $ 145 $ 145 $ 145 $ 145 $ 145 $ 100 $ 100 $ 100 $ 100 $ 100 $ 100 $ 5,811 $ 5,811 $ 5,811 $ 5,811 $ 5,811 $ 5,811 $ 1,607 $ 1,607 $ 1,607 $ 1,607 $ 1,607 $ 1,607 $ 1,432 $ 1,432 $ 1,432 $ 1,432 $ 1,432 $ 1,432 $ 73 $ 73 $ 73 $ 73 $ 73 $ 73 $ 214 $ 214 $ 214 $ 214 $ 214 $ 214 $ 150 $ 150 $ 150 $ 150 $ 150 $ 150 $ 3,476 $ 3,476 $ 3,476 $ 3,476 $ 3,476 $ 3,476 $ 1,047 $ 1,047 $ 651 $ 651 $ 1,385 $ 1,385 $ 146 $ 146 $ 407 $ 407 $ 80 $ 80 $ 3,717 $ 3,717 $ 319 $ 1,558 $ 146 $ 200 $ 100 $ 2,323 $ 524 $ 524 $ 275 $ 275 $ 524 $ 524 $ 524 $ 524 $ 262 $ 262 $ 262 $ 262 $ 524 $ 524 $ 524 $ 262 $ 262 $ 262 $ 693 $ 693 $ 693 $ 693 $ 55 $ 55 $ 55 $ 55 $ 154 $ 154 $ 154 $ 154 $ 10 $ 10 $ 10 $ 10 $ 3,280 $ 1,696 $ 2,482 $ 3,280 February 28, 2002 49 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 215 216 217 218 219 220 221 222 223 224 A B C D E F G H I J Exhibit A. 12g Comprehensive Demonstration Study ( Track 2)

Description of Historical Studies that will be Used Description of Proposed and/ or Implemented Technologies Develop Source Water Sampling Plan Develop Verification Monitoring Plan Submit Data and Plans for Review Revise Based on State Review Recordkeeping ODCs lump sum*

February 28, 2002 50 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 215 216 217 218 219 220 221 222 223 224 K L M N O P Q R $ 871 $ 871 $ 393 $ 393 $ 1,550 $ 1,550 $ 1,550 $ 1,550 $ 109 $ 109 $ 425 $ 425 $ 232 $ 232 $ 200 $ 200 $ 5,330 $ 5,330 February 28, 2002 51 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 A B C D E F G H I J Exhibit A. 12h Source Water Biological Study ( Track 2)

Implement Estuary Sampling Profile of Source Water Biota Identification of Critical Species Submit Study for Review by State Recordkeeping Finalize study based on State review ODCs lump sum*

Exhibit A. 12i Evaluation of Potential CWIS Effects ( Track 2)

Calculate Reduction in Impingement Mortality and Entrainment Perform Engineering Estimates of Efficiency Perform Impingement Pilot Study Perform Entrainment Pilot Study Submit Data and Analysis for Review Recordkeeping ODCs lump sum*

Exhibit A. 12j Repermitting Process Capital and O& M Costs Source Water Biological Study Laboratory Analysis ( Track 2)

Total Repermitting Costs $ 13,727 $ 13,727 $ 14,512 $ 13,858 $ 11,484 $ 12,269 $ 13,807 $ 14,592 February 28, 2002 52 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 K L M N O P Q R $ 1,486 $ 1,486 $ 899 $ 899 $ 881 $ 881 $ 3,178 $ 3,178 $ 389 $ 389 $ 691 $ 691 $ 1,500 $ 1,500 $ 9,023 $ 9,023 $ 4,182 $ 4,182 $ 1,889 $ 1,889 $ 0 $ 0 $ 0 $ 0 $ 574 $ 574 $ 444 $ 444 $ 10 $ 10 $ 7,098 $ 7,098 $ 0 $ 0 $ 19,107 $ 11,484 $ 12,269 $ 16,785 $ 31,239 $ 31,239 February 28, 2002 53 of 59 5 3001_ Opt. 1  Facility Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12 3456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 A B C DEFG H I J K State Permitting Costs ( per Permit) Track 1 Exhibit Compliance Activity FW River FW River FW River Lake Great Lake Great Lake Estuary Estuary Estuary < Capacity Utilization Threshold < Flow Threshold > Flow Threshold < Capacity Utilization Threshold > Capacity Utilization Threshold < Capacity Utilization Threshold No Cooling Tower Cooling Tower Required FW< CU FW< FT FW> FT L GL< CU GL> CU E< CU E< TE E> TE Exhibit A. 3 Director Burden and Cost Estimates for Activities FW FW FW FW FW FW M M M Exhibit A. 3a Director Start up Activities Read and Understand Rule N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A Mobilization/ Planning N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A Training N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A ODCs lump sum* N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A Exhibit A. 3b Director Permit Issuance Activities Review Source Water Physical Data $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 Review CWIS Data $ 782 $ 782 $ 782 $ 782 $ 782 $ 782 $ 782 $ 782 $ 782 Review Source Water Baseline Biological Characterization Data $ 1,462 $ 1,462 $ 1,462 $ 1,462 $ 1,462 $ 1,462 $ 1,462 $ 1,462 $ 1,462 Review Existing Facility CWS Data $ 782 $ 782 $ 782 $ 782 $ 782 $ 782 $ 782 $ 782 $ 782 Review Flow Reduction Information ( Track I) $ 585 Review Source Water Body Flow Information ( Track I) $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 Review Design and Construction Technology Plan ( Track 1) $ 1,297 $ 1,297 $ 1,297 $ 1,297 $ 1,297 $ 1,297 $ 1,297 $ 1,297 $ 1,297 Review Comprehensive Demonstration Study ( Track 2)

Review Source Water Biological Study ( Track 2)

Review Evaluation of Potential CWIS Effects ( Track 2)

Determine Monitoring Frequency $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 Determine Record keeping and Reporting Frequency $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 Considering Public Comments $ 1,170 $ 1,170 $ 1,170 $ 1,170 $ 1,170 $ 1,170 $ 1,170 $ 1,170 $ 1,170 Issuing Permit $ 238 $ 238 $ 238 $ 238 $ 238 $ 238 $ 238 $ 238 $ 238 Permit Record Keeping $ 117 $ 117 $ 117 $ 117 $ 117 $ 117 $ 117 $ 117 $ 117 ODCs lump sum* $ 60 $ 60 $ 60 $ 60 $ 60 $ 60 $ 60 $ 60 $ 60 $ 6,949 $ 6,949 $ 6,949 $ 6,949 $ 6,689 $ 6,689 $ 6,949 $ 6,949 $ 7,534 Exhibit A. 3c Verification Study Review ( Track 2)

Review of Verification Studies Permit Modification Due to Unfavorable Results Record Keeping ODCs lump sum*

Exhibit A. 3d Annual Director Activities Review of Yearly Status Report $ 610 $ 610 $ 610 $ 610 $ 610 $ 610 $ 610 $ 610 $ 610 Compliance Tracking $ 521 $ 521 $ 521 $ 521 $ 521 $ 521 $ 521 $ 521 $ 521 Determination on Monitoring Frequency Reduction $ 407 $ 407 $ 407 $ 407 $ 407 $ 407 $ 407 $ 407 $ 407 Record Keeping $ 124 $ 124 $ 124 $ 124 $ 124 $ 124 $ 124 $ 124 $ 124 ODCs lump sum* $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 1,672 $ 1,672 $ 1,672 $ 1,672 $ 1,672 $ 1,672 $ 1,672 $ 1,672 $ 1,672 Total State Permitting Costs ( per Permit) $ 8,621 $ 8,621 $ 8,621 $ 8,621 $ 8,361 $ 8,361 $ 8,621 $ 8,621 $ 9,206 Total Initial State Permitting Costs ( per Permit) $ 6,949 $ 6,949 $ 6,949 $ 6,949 $ 6,689 $ 6,689 $ 6,949 $ 6,949 $ 7,534 February 28, 2002 54 of 59 5 3001_ Opt. 1  State Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12 3456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 L M N O P Ocean Ocean Ocean Estuary Ocean < Capacity Utilization Threshold No Cooling Tower Cooling Tower Required O< CU O< TE O> TE T2 T2 M M M T2 T2 N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A N/ A $ 261 $ 261 $ 261 $ 261 $ 261 $ 782 $ 782 $ 782 $ 782 $ 782 $ 1,462 $ 1,462 $ 1,462 $ 1,462 $ 1,462 $ 782 $ 782 $ 782 $ 782 $ 782 $ 585 $ 1,297 $ 1,297 $ 1,297 $ 1,170 $ 1,170 $ 19,230 $ 19,230 $ 1,170 $ 1,170 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 261 $ 1,170 $ 1,170 $ 1,170 $ 1,170 $ 1,170 $ 238 $ 238 $ 238 $ 238 $ 238 $ 117 $ 117 $ 117 $ 117 $ 117 $ 60 $ 60 $ 60 $ 60 $ 60 $ 6,689 $ 6,689 $ 7,274 $ 26,961 $ 26,961 $ 203 $ 203 $ 464 $ 464 $ 22 $ 22 $ 10 $ 10 $ 699 $ 699 $ 610 $ 610 $ 610 $ 610 $ 610 $ 521 $ 521 $ 521 $ 521 $ 521 $ 407 $ 407 $ 407 $ 407 $ 407 $ 124 $ 124 $ 124 $ 124 $ 124 $ 10 $ 10 $ 10 $ 10 $ 10 $ 1,672 $ 1,672 $ 1,672 $ 1,672 $ 1,672 $ 8,361 $ 8,361 $ 8,945 $ 29,332 $ 29,332 $ 6,689 $ 6,689 $ 7,274 $ 27,660 $ 27,660 Track 2 February 28, 2002 55 of 59 5 3001_ Opt. 1  State Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 A B C DEFG H I J K Other Repermit Application ( Every 5 Years)

Exhibit A. 13 Director Burden and Cost Estimates for Permit Renewal Exhibit A. 13 Director Permit Reissuance Activities Review Source Water Physical Data $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 Review CWIS Data $ 232 $ 232 $ 232 $ 232 $ 232 $ 232 $ 232 $ 232 $ 232 Review Source Water Baseline Biological Characterization Data $ 439 $ 439 $ 439 $ 439 $ 439 $ 439 $ 439 $ 439 $ 439 Review Existing Facility CWS Data $ 232 $ 232 $ 232 $ 232 $ 232 $ 232 $ 232 $ 232 $ 232 Review Flow Reduction Information ( Track I) $ 146 Review Source Water Body Flow Information ( Track I) $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 Review Design and Construction Technology Plan ( Track 1) $ 369 $ 369 $ 369 $ 369 $ 369 $ 369 $ 369 $ 369 $ 369 Review Comprehensive Demonstration Study ( Track 2)

Review Source Water Biological Study ( Track 2)

Review Evaluation of Potential CWIS Effects ( Track 2)

Determine Monitoring Frequency $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 Determine Record keeping and Reporting Frequency $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 Considering Public Comments $ 366 $ 366 $ 366 $ 366 $ 366 $ 366 $ 366 $ 366 $ 366 Issuing Permit $ 57 $ 57 $ 57 $ 57 $ 57 $ 57 $ 57 $ 57 $ 57 Permit Record Keeping $ 22 $ 22 $ 22 $ 22 $ 22 $ 22 $ 22 $ 22 $ 22 ODCs lump sum* $ 60 $ 60 $ 60 $ 60 $ 60 $ 60 $ 60 $ 60 $ 60 $ 2,183 $ 2,183 $ 2,183 $ 2,183 $ 2,081 $ 2,081 $ 2,183 $ 2,183 $ 2,329 February 28, 2002 56 of 59 5 3001_ Opt. 1  State Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 L M N O P $ 102 $ 102 $ 102 $ 102 $ 102 $ 232 $ 232 $ 232 $ 232 $ 232 $ 439 $ 439 $ 439 $ 439 $ 439 $ 232 $ 232 $ 232 $ 232 $ 232 $ 146 $ 369 $ 369 $ 369 $ 366 $ 366 $ 5,769 $ 5,769 $ 366 $ 366 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 366 $ 366 $ 366 $ 366 $ 366 $ 57 $ 57 $ 57 $ 57 $ 57 $ 22 $ 22 $ 22 $ 22 $ 22 $ 60 $ 60 $ 60 $ 60 $ 60 $ 2,081 $ 2,081 $ 2,227 $ 8,212 $ 8,212 February 28, 2002 57 of 59 5 3001_ Opt. 1  State Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12 3456789 10 11 12 13 14 15 16 17 18 19 20 A B C D EFG H I JK Federal Permitting Costs ( per Permit) Track 1 FW River FW River FW River Lake Great Lake Great Lake Estuary Estuary Estuary Exhibit Activity < Capacity Utilization Threshold < Flow Threshold > Flow Threshold < Capacity Utilization Threshold > Capacity Utilization Threshold < Capacity Utilization Threshold No Cooling Tower Cooling Tower Required FW< CU FW< FT FW> FT L GL< CU GL> CU E< CU E< TE E> TE Exhibit A. 4 Federal Burden and Cost Estimates for Activities FW FW FW FW FW FW M M M Exhibit A. 4a Federal Permit Program Oversight Activities Review Source Water Physical Data $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 Review CWIS Data $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 Review Source Water Baseline Biological Characterization Data $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 Review Existing Facility CWS Data $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 Review Flow Reduction Information ( Track I) $ 102 Review Source Water Body Flow Information ( Track I) $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 Review Design and Construction Technology Plan ( Track 1) $ 159 $ 159 $ 159 $ 159 $ 159 $ 159 $ 159 $ 159 $ 159 Review Comprehensive Demonstration Study ( Track 2)

Review Source Water Biological Study ( Track 2)

Review Evaluation of Potential CWIS Effects ( Track 2)

Review Monitoring Frequency $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 $ 130 Permit Record Keeping $ 117 $ 117 $ 117 $ 117 $ 117 $ 117 $ 117 $ 117 $ 117 ODCs lump sum* $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 10 $ 982 $ 982 $ 982 $ 982 $ 852 $ 852 $ 982 $ 982 $ 1,084 February 28, 2002 58 of 59 5 3001_ Opt. 1  Federal Permitting Costs Record for the Proposed Section 316( b) Phase II Existing Facilities Rule 12 3456789 10 11 12 13 14 15 16 17 18 19 20 L M N O P Ocean Ocean Ocean Estuary Ocean < Capacity Utilization Threshold No Cooling Tower Cooling Tower Required O< CU O< TE O> TE T2 T2 M M M T2 T2 $ 130 $ 130 $ 130 $ 130 $ 130 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 102 $ 159 $ 159 $ 159 $ 102 $ 102 $ 610 $ 610 $ 102 $ 102 $ 130 $ 130 $ 130 $ 130 $ 130 $ 117 $ 117 $ 117 $ 117 $ 117 $ 10 $ 10 $ 10 $ 10 $ 10 $ 852 $ 852 $ 953 $ 1,506 $ 1,506 Track 2 February 28, 2002 59 of 59 5 3001_ Opt. 1  Federal Permitting Costs