	UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

	WASHINGTON, D.C.  20460

                                                    OFFICE OF
PREVENTION, PESTICIDES AND TOXIC SUBSTANCES

August 4, 2009

MEMORANDUM

SUBJECT:	Updated Review of Esfenvalerate Incident Reports

FROM:	Monica Hawkins, PhD, MPH, Environmental Health Scientist

		Toxicology and Epidemiology Branch

		Health Effects Division (7509P)

		Jessie Cordova, Information Technology Specialist

		Toxicology and Epidemiology Branch

		Health Effect Division (7509P)

THRU:	Mary Manibusan, Branch Chief

		Toxicology and Epidemiology Branch

		Health Effects Division (7509P)

TO:		Molly Clayton, CRM

		Special Review and Reregistration Division (7508P)

BACKGROUND

The OPP Incident Data System (IDS) was consulted for poisoning incident
data on the active ingredient esfenvalerate. The purpose of the database
search is to identify potential patterns on the extent and severity of
the health effects attributed to esfenvalerate exposure.  The IDS
includes reports of incidents from various sources, including mandatory
Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) Section 6 (a)
(2) reports from registrants, other federal and state health and
environmental agencies and individual consumers.  The following
databases were not searched for poisoning incident data:  the American
Association of Poison Control Centers Toxic Exposure Surveillance System
(TESS), the California Pesticide Illness Surveillance Program, and the
National Institute of Occupational Safety and Health’s Sentinel Event
Notification System for Occupational Risks (NIOSH SENSOR).  The EPA is
supplying the following incident report to fulfill our requirement to
docket summaries of incident data that were reported to the Agency.
This report represents 195 incidents occurring in the United States from
2002 to the present for the single chemical only.

Reports of adverse health effects allegedly due to a specific pesticide
exposure (an “incident”) are largely self-reported and therefore,
generally speaking, neither exposure to a pesticide or reported symptom
(or the connection between the two) is validated.  However, incident
information can be an important feedback loop to the Agency –
incidents of severe outcome, or a suggested pattern or trend among less
severe incidents can signal the Agency to further investigate a
particular chemical or product.

The Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) Section
6(a)(2) includes reports of alleged human health incidents from various
sources, including mandatory reports from registrants, other federal and
state health and environmental agencies and individual consumers.  Since
1992, OPP compiles these reports in an Incident Data System (IDS).
Reports submitted to the IDS represent anecdotal reports or allegations
only, unless otherwise stated in this report.  Typically, OPP does not
draw firm conclusions implicating the pesticide is causally associated
with the reported health effects.  Nevertheless, in some instances if
enough cases and/or documentation of exposure and health effect or
suggested patterns of exposure and response are indicative of a strong
relationship, risk mitigation measures may be suggested.

In this evaluation, we identified 195 case reports allegedly
attributable to esfenvalerate reported to the IDS between 2002 and 2008.
 We reviewed the written content of each summarized case-report to
determine the health effects most commonly allegedly associated with
esfenvalerate use/exposure.  Based on the IDS, we identified 8 major
types of adverse health effects:  gastro-intestinal (8.7%), dermal
(28.7%), upper-respiratory (21%), neurological (20%), ocular (4.1%),
cardiovascular (1.5%), muscular (0.5%), and combination (15.4%) effects.
 There were no case reports that alleged exposure with no ensuing health
effect (i.e., no effect report). Among the case reports, the majority of
the reported symptoms involved dermal effects. Dermal effects included
itching, pruritus, erythema, rash, skin irritation, edema, blisters,
hives/welts and swollen skin. The majority of these effects were
associated with exposure to 2 products, EPA Registration Number
00102101645 and<PHONE_NUMBER>2.

Esfenvalerate exhibits moderate toxicity via the oral route (Toxicity
Category II) but is less toxic by the dermal route (Toxicity Category
III).  Esfenvalerate is mildly irritating but is not a sensitizer.  In
general, the IDS query for esfenvalerate resulted in a moderately large
number of case reports which warrants searching the following databases
for consistency and reproducibility of the poisoning incident data:  the
American Association of Poison Control Centers Toxic Exposure
Surveillance System (TESS), the California Pesticide Illness
Surveillance Program, and the National Institute of Occupational Safety
and Health’s Sentinel Event Notification System for Occupational Risks
(NIOSH SENSOR).

	Symptoms	Frequency (%)

Dermal	28.7

Gastro-intestinal	8.7

Upper Respiratory	21

Neurological	20

Combination	15.4

Ocular	4.1

Muscular	0.5

Cardiovascular	1.5

No Symptoms	-

Total	100%1

1overall frequency does not total 100% due to rounding.

IDS Report	 8/4/2009

Chemical: Esfenvalerate	109303	Human Incidents

Incident Number	Incident Date	Product Name	Registration Number	City
State	Exposure Type*	Incident Description

012883	001	23-Jan-02	CONQUER RESIDUAL INSECTICIDE CONCENTRATE
00102101641 057076	 	WV	HB	A sprayer & bag was left unattended and a 22
month old child soaked her clothing with it.  She was immediately taken
to the hospital and was diagnosed with hydrocarbon aspiration.

012968	001	22-Apr-02	CONQUER RESIDUAL INSECTICIDE CONCENTRATE
00102101641 057076	SALISBURY	MD	HC	A 7 year old Female reported
Coughing/Choking, Nasal Discharge, Redness, Lacrimation, and
Bronchospasm after the product was applied in an apartment complex.

012968	002	14-May-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
BALDWIN PARK	CA	HC	A 4 year old Male reported Nasal Discharge, Vomiting,
and Drowsiness/Lethargy after the product was applied to kitchen
cabinets.

012968	003	22-May-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
FERRIS	CA	HC	A 97 year old Male reported respiratory irritation after
the product was applied in another area of the room.

012968	005	28-May-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
ALMA	AR	HC	A 50 year old Female inhaled the product while she was using
it. She reported Dyspnea and Coughing/Choking.

013104	002	01-Jun-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
HOUSTON	TX	HC	An 88 year old Female reported Coughing/Choking, Wheezing,
Erythema/Flushed, and Edema after she applied the product.

013135	049	25-Jun-02	BUG-B-GON MULTI-PURPOSE INSECT KILLER ESFENVALERATE
CONCENTRATE<PHONE_NUMBER>5 000239	 	TX	HC	A 24 year old Male reported
Shortness of Breath, Edema, and Hives/Welts after the product was
applied inside his home.

013243	049	22-Jul-02	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	 	TX	HC	Unknown Adult
(18-64 years old) Male applied the product and reported Nausea and
Dizziness/Vertigo.

013264	001	29-Jun-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
CINCINNATI	OH	HC	A 54 year old Female applied the product in a confined
area and reported Shortness of Breath.

013289	001	30-Aug-02	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	PLEASANT
PLAIN	IA	HC	A 35 year old Male reported Burning Sensation, Redness on
Skin, Minor Pruritus, and Eye Irritation after the product was applied
aerially.

013290	001	29-Aug-02	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	EAST
WINDFALL	DE	HC	Unknown Adult (18-64 years old) Male rinsed the product
and some of it got on his arms.  He immediately removed his shirt and
decontaminated it. Approximately two hours later, he reported Skin
Irritation and Welts.

013331	004	30-Jul-02	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	ATKIN	SC	HC	Unknown Adult
(18-64 years old) Female reported Numbness, Irritation/Pain after
spilling the product on her hand at work.

013331	007	26-Jul-02	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	AIKEN	SC	HC	A 19 year old
Male accidentally spilled the product on his hand and reported Tingling.

013336	002	04-Aug-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	IA	HC	A 14 year old Female reported Coughing/Choking,
Dizziness/Vertigo after the product was applied in a small room in a
house.

013336	003	09-Aug-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
FRESNO	CA	HC	A 4 year old Female accidentally sprayed the product in her
face and reported Coughing/Choking and Vomiting.

013336	004	09-Aug-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
DIEBOLL	TX	HC	A 40 year old Female applied the product in a room and
reported Throat Irritation, Dyspnea, and Coughing/Choking.

013336	005	10-Aug-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	AL	HC	A 40 year old Female applied the product outdoors and reported
Shortness of Breath and Wheezing.

013336	006	14-Aug-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
FT. WORTH	TX	HC	A 34 year old Female reported Coughing/Choking,
Headache, Nausea, and Dizziness/Vertigo after applying the product.

013434	001	04-Sep-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
CLAREMORE	OK	HC	A 60 year old Female reported Shortness of Breath and
Respiratory Irritation after inhaling the product.

013434	002	12-Sep-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
CYPRESS	CA	HC	A 69 year old Female reported Trouble Breathing, Dyspnea,
and Coughing/Choking after applying the product.

013434	003	18-Sep-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
BASTROP	LA	HC	A 52 year old Female reported Coughing/Choking after
applying the product in the toilet.

013458	009	07-Jul-02	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	DUQUESNE	PA	HC	A 70 year
old Female reported Hive/Welts, Rash, Pruritus, and Erythema/Flushed
after using the product.

013484	002	15-Aug-02	SECT-B-GONE RESIDUAL INSECTICIDE<PHONE_NUMBER>1 066114
NAVASOTA	TX	HC	A 46 year old Male accidentally spilled some of the
product on his chin and reported Hair Loss.

013484	003	16-Oct-02	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	AR	HC	A man mistakenly applied the product and indoors.  His wife
reported Respiratory Irritation, Coughing/Choking, Chest Pain, and
Drowsiness/Lethargy and his two children reported Vomiting.

013510	004	02-Oct-02	BUG-B-GON MULTI-PURPOSE (EMULSIFIABLE CONCENTRATE)
00102101645 000239	DAVIE	FL	HC	A 28 year old Male reported Rash and
Pruritus after using the product.

013510	009	06-Oct-02	BUG-B-GON MULTI-PURPOSE INSECT KILLER READY-TO-USE
00102101582 000239	KINGSPORT	TN	HC	A 58 year old Male used the product
in a building that had no windows but the doors were open when spraying
was being done. Approximately 4 to 6 hours later, he reported Nausea,
Headache, and Dry Mouth.

013510	024	16-Oct-02	BUG-B-GON MULTI-PURPOSE INSECT KILLER READY-TO-USE
00102101582 000239	WESTON	ID	HC	An 80 year old Male used the product and
got some of it his hands.  He reported Dermal Irritation/Pain, and
Erythema/Flushed.

013757	002	24-Jan-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	TX	HC	Unknown Adult (18-64 years old) Female used the product in her
home and reported Rash, Dermal Irritation/Pain, and Edema.

013839	001	04-Feb-03	PEGASUS ANT AND ROACH KILLER<PHONE_NUMBER>1 071245
OH	HC	A 41 year old Female's sister used the product.  She reported
Shortness of Breath, Coughing/Choking, and Throat Irritation/Pain.

013839	002	12-Feb-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
ENCINO	CA	HC	Unknown Adult (18-64 years old) Female reported
Coughing/Choking and Respiratory Congestion immediately after using the
product.

013839	003	25-Feb-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
HOUSTON	TX	HC	A 28 year old Female used the product in her apartment.
She reported Dizziness/Vertigo, Vomiting, and Syncope.

013839	004	26-Feb-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	CA	HC	A 79 year old Female reported Dyspnea, Coughing/Choking, and
Chest Pain after she used the product.

013931	002	21-Mar-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
RICHMOND	CA	HC	Unknown Adult (18-64 years old) Female reported Shortness
of Breath after using the product.  She was treated and released the
same day from a hospital.

013931	004	31-Mar-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
DECATUR	GA	HC	An 86 year old Female reported Respiratory, Distress and
Vomiting, Shortness of Breath, and Coughing/Choking after using the
product.

014028	031	01-Apr-03	BUG-B-GON MULTI-PURPOSE INSECT KILLER RTU
(DISCONTINUED)<PHONE_NUMBER>2 000239	 	OR	HC	A 52 year old Female's
husband used the product outdoors frequently for the past few weeks.
She reported Dermal Irritation/Pain, and Bullae/Blisters.

014117	002	16-May-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
UPLAND	CA	HC	An 8 year old Male reported Red Spots on Skin, Eyes
Hematemesis.

014143	082	04-May-03	BUG-B-GON MULTI-PURPOSE LIQUID CONCENTRATE
00102101645 000239	LAKE JACKSON	TX	HC	Unknown Adult (18-64 years old)
Male reported Blisters.

014232	001	06-Jun-03	SPECKOZ EVERCIDE ESFENVALERATE EC<PHONE_NUMBER>1
072113	 	PA	HC	A 52 year old Female reported Tingling, Numbness on Face
and Lips, and Ocular Irritation/Pain. A liquid leaked onto the label
directions and the woman later touched her face.

014232	002	10-Jun-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	IL	HC	A 65 year old Female reported Shortness of Breath and Dyspnea
after the product was applied.

014232	003	15-Jun-03	PEGASUS ANT AND ROACH KILLER<PHONE_NUMBER>1 071245
JEROME	ID	HC	A 49 year old Male applied the product and reported
Sneezing, Ocular Irritation/Pain, Dizziness/Vertigo, Ataxia, and
Hypertension.

014232	005	17-Jun-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	AR	HC	Unknown Adult (18-64 years old) Female reported Ocular
Irritation/Pain and Edema.

014232	007	27-Jun-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
COVINA	CA	HC	An 11 year old Female, A Mother reported Nausea, Headache,
Throat Irritation, and Dyspnea after applying the product in a small
room.

014288	002	08-Jul-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
RIALTO	CA	HC	A 48 year old Female reported Coughing/Choking and
Congestion after she applied the product in a small space.

014288	004	28-Jul-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
SIOUX FALLS	SD	HC	Unknown Adult (18-64 years old) Female, who has
asthma, reported dyspnea after the product was applied.

014317	007	28-Jun-03	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	LINWOOD	NJ	HC	A 42 year old Female reported Tingling
and Numbness.

014317	021	01-Jul-03	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	CARMEL	NJ	HC	A 72 year
old Female's husband applied the product to her garden about 2 weeks
ago. Six days later, she worked in the garden and reported a Rash.

014317	052	02-Feb-03	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	DAVENPORT	IA	HC	Unknown
Adult (18-64 years old) Male reported Dermal Irritation/Pain,
Erythema/Flushed, and Edema after the product dropped and splashed on
his foot.

014317	071	24-Jul-03	BUG-B-GON MULTI-PURPOSE INSECT KILLER RTU
(DISCONTINUED)<PHONE_NUMBER>2 000239	LEASBURG	MO	HC	Unknown Adult (18-64
years old) Female used the product outside.  She reported Throat
Irritation, Nasal Irritation, and Fever/Hyperthermia.

014428	015	05-Aug-03	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	CHRISTIANA	TN	HC	A 35 year old Male reported Dermal
Irritation/Pain and Bullae/Blisters after the product was applied on
tomatoes.

014428	057	21-Aug-03	BUG-B-GON GARDEN & LANDSCAPE RTU KILLER<PHONE_NUMBER>2
000239	SANTA ANNA	CA	HC	Unknown Adult (18-64 years old) Male reported
Shortness of Breath, Vomiting, Throat Irritation, and Coughing/Choking.

014489	004	26-Sep-03	VIKOR XL PRO PEST CONTROL CONCENTRATE<PHONE_NUMBER>1
000270	GLOSTER	MS	HC	A 23 year old Male reported a Headache,
Dizziness/Vertigo, and Nausea after the product was applied.

014583	001	04-Oct-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
KANSAS CITY	MI	HC	Unknown Adult (18-64 year old) Female severe
Coughing/Choking, and Vomiting after the product was applied in a small
bathroom.

014583	004	14-Sep-03	EVERCIDE ESFENVALERATE 35% WETTABLE POWDER
00102101636	 	NJ	HC	A 44 year old Male reported Chest Pain after
applying the product.

014583	005	14-Oct-03	PEGASUS ANT & ROACH KILLER<PHONE_NUMBER>1 071245	 	KS
HC	A 57 year old Female used an entire can of the product and reported
Shortness of Breath, Coughing/Choking, Nausea, Diaphoresis, Muscle
Weakness, and Numbness.

014687	001	22-Nov-03	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
LAKE HAVASU CITY	AZ	HC	A 72 year old Female reported Dyspnea, and
Respiratory Irritation after applying the product.

014644	008	09-Oct-03	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	MI	HC	An 82 year old Male, who had cataract
surgery in the last 2 months, got the product in his eye.  He reported
Ocular Irritation/Pain.

014697	007	08-Nov-03	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	TUCSON	AZ	HC	A 67 year old Male reported
Drowsiness/Lethargy after applying the product.

014644	010	05-Oct-03	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	PHOENIX	AZ	HC	A 74 year
old Male applied the product and reported Shortness of Breath.

014697	011	01-Jan-03	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	NORTHERN (JOLLIET)	IL	HC	A 75 year Female reported
Pneumonia, Memory Loss, and Swollen Legs.

014644	020	24-Aug-03	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	TN	HC	A 70 year old Female applied the product and
reported Bullae/Blisters.

014644	103	01-Oct-03	BUG B GON MULTI-PURPOSE INSECT KILLER<PHONE_NUMBER>2
000239	MANHATTAN	NY	HB	Unknown Adult (18-64 years old) Male reported
respiratory problems.

014803	004	28-Jan-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
BONAFAEY	FL	HC	A 38 year old Female used product in a well ventilated
area. Five people were in the area and reported Nausea, Headache,
Coughing, and Shortness of Breath.

014868	002	05-Jan-04	EVERCIDE<PHONE_NUMBER>5 000239	 	CA	HC	Unknown Adult
(18-64 years old) Male reported Edema, Rash, and Pruritus.

014928	002	17-Feb-04	POWERHOUSE ANT & ROACH KILLER<PHONE_NUMBER>1 051463
CARNIS	GA	HC	A 77 year old Female reported Coughing/Choking after the
product was applied.

014976	022	19-Mar-04	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	CLINTON	SC	HC	Unknown Adult (18-64 years old) Female
reported Hives/Welts, and Rash.

014976	023	29-Mar-04	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	GULFPORT	MS	HC	A 10 year old Male reported
Nausea, Dizziness/Vertigo, Dyspnea, and Chest Pain after his mother
applied the product.

015102	001	12-Apr-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
SCHRIEVER	LA	HC	A 27 year old Female reported Coughing/Choking and
Dyspnea after she applied the product in her house.

015189	001	17-May-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	CA	HC	Unknown Adult (18-64 years old) Female applied the product and
reported Coughing.

015207	041	08-Apr-04	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	JONESBORO	LA	HC	Unknown Adult (18-64 years old)
Male reported a Rash and Hives/Welts after he accidentally spilled the
product.

015262	011	04-Jun-04	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
READY-TO-SPRAY<PHONE_NUMBER>8 000239	CHARLOTTE	NC	HC	A 39 year old Female
reported Numbness in her Toes, Drowsiness/Lethargy, and
Dizziness/Vertigo.

015262	015	24-May-04	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	CLARKESVILLE	GA	HC	A 63 year old Male reported
Numbness in his lower extremities and Renal Failure. He was hospitalized
for an unknown number of days.

015262	018	03-Jun-04	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	RIVERSIDE	CA	HC	A 43 year old Male reported Nausea
and Vomiting and was treated by a physician.

015262	041	21-Apr-04	BUG-B-GON GARDEN & LANDSCAPE INSECT KILLER
CONCENTRATE<PHONE_NUMBER>5 000239	ROSWELL	GA	HC	A 73 year old Male applied
the product to trees and reported Ocular Irritation/Pain, Redness,
Infected Ear, Tachycardia, Hypertension, and Throat Constriction.

015262	044	17-Jun-04	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	ARLINGTON	TX	HC	A 42 year old Male applied the
product with his bare feet and reported Abdominal Pain.

015262	073	29-Jun-04	BUG-B-GON MULTI-PURPOSE INSECT KILLER READY-TO-USE
(DISCONTINUED)<PHONE_NUMBER>2 000239	PHILADELPHIA	PA	HC	Unknown Adult
(18-64 years old) Female cut off some of the dead leaves on a tree that
was sprayed with the product. Some of the leaves may have hit her in the
eyes.  She reported Ocular Irritation/Pain, and Corneal Abrasion.

015365	004	07-Jul-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
NEW ORLEANS	LA	HC	A 54 year old Male used the product and reported
Coughing/Choking.

015365	005	09-Jul-04	BOSS ANT & ROACH KILLER<PHONE_NUMBER>1 066241	RICHMOND
VA	HC	A 48 year old Female reported Shortness of Breath, Respiratory
Irritation, Coughing/Choking, Nasal Irritation, Nasal Discharge, and
Throat Irritation.

015365	006	12-Jul-04	POWERHOUSE ANT & ROACH KILLER<PHONE_NUMBER>1 051463
MEMPHIS	TN	HC	A 45 year old Female applied the product in her home and
reported Wheezing, Coughing/Choking, and Shortness of Breath. The woman
was treated in the emergency room and was given multiple medications
including an inhaler and antibiotic.

015365	009	19-Jul-04	PEGASUS ANT AND ROACH KILLER<PHONE_NUMBER>1 071245
SULPHUR SRPINGS	TX	HC	Unknown Adult (18-64 years old) Male applied the
product in a house and reported Coughing/Choking and Nausea.

015474	001	03-Aug-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
MEMPHIS	TN	HC	A 46 year old Male applied the product on his porch and
reported Shortness of Breath and Respiratory Irritation.

015474	002	07-Aug-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
PHOENIX	AZ	HC	A 22 year old Female applied the product and reported
Nausea, Headache, Vomiting, Diarrhea, and Throat Irritation.

015474	004	12-Aug-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
BAKERSFIELD	CA	HC	A 42 year old Male reported Shortness of Breath and
Vomiting after using the product.

015474	005	14-Aug-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
PORTSMOUTH	OH	HC	A 35 year old Male applied the product and reported
Coughing/Choking and Vomiting.

015474	006	16-Jul-04	SPECKOZ EVERCIDE ESFENVALERATE EC<PHONE_NUMBER>1
072113	SHERMAN	TX	HC	A 51 year old Male reported severe
Coughing/Choking, Difficulty Breathing, and Dyspnea after using the
product.

015474	007	21-Aug-04	BOSS ANT & ROACH KILLER<PHONE_NUMBER>1 066241	BROOKLYN
OH	HC	A 90 year old Male applied the product on the kitchen floor. The
sprayer didn’t work well and some of the product got on his hands. He
washed them and then ate some food.  He reported Abdominal Pain, and
Chest Pain.

015474	009	20-Aug-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
CHICAGO HEIGHTS	IL	HC	A 75 year old Female applied the product in her
bathroom.  She reported Edema, Vomiting, and Dermal Irritation/Pain.

015478	001	01-Jul-04	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	RALEIGH	NC
HC	A 25 year old Male farm worker used the product and had an Asthma
attack with allergic symptoms ("Bronchospasm"). He was seen and treated
in the emergency room and later released the same day.

015419	536	19-Jun-04	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
READY-TO-SPRAY<PHONE_NUMBER>8 000239	 	CA	HC	An 80 year old Male used the
product and reported Dizziness/Vertigo.

015419	545	11-Jul-04	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	OK	HC	A 9 year old Male reported a Seizure. He was
treated by a physician.

015419	574	13-Jul-04	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	JOLIET	IL	HC	Unknown Adult (18-64 years old) Female
sprayed the product outdoors and reported Chills, Fever/Hyperthermia,
Sweating, Malaise, Drowsiness/Lethargy, and Tingling in Hands.

015419	587	18-Jul-04	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
READY-TO-SPRAY<PHONE_NUMBER>8 000239	 	TX	HC	Unknown Adult (18-64 years
old) Female used the product and reported Painful Joints and Edema.

015483	047	17-Aug-04	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
READY-TO-SPRAY<PHONE_NUMBER>8 000239	LAKE MARY	FL	HC	Unknown Adult (18-64
years old) Male reported Chest Pain and Dermal Irritation/Pain.

015483	049	19-Aug-04	BUG-B-GON GARDEN & LANDSCAPE INSECT KILLER
CONCENTRATE<PHONE_NUMBER>5 000239	ORRINGTON	ME	HC	Unknown Adult (18-64
years old) Male used the product for a short time outside and reported
Fever/Hyperthermia.

015483	067	25-Aug-04	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	CHATOM	AL	HC	An 8 year old Female reported
Hives/Welts on her entire body area.

015483	073	27-Aug-04	BUG-B-GON GARDEN & LANDSCAPE INSECT KILLER
CONCENTRATE<PHONE_NUMBER>5 000239	SAN ANGELO	TX	HC	A 31 year old Female
reported a Headache and Backache after the product spilled on her hands.

015571	003	10-Sep-04	BOSS ANT & ROACH KILLER<PHONE_NUMBER>1 066241	DELAND
FL	HC	An 80 year old Female reported Coughing/Choking and
Dizziness/Vertigo after the product was used in her apartment.

015571	006	14-Sep-04	CONQUER RESIDUAL INSECTICIDE CONCENTRATE
00102101641 057076	NEW YORK	NY	HC	A 33 year old Male reported a Seizure.

015571	008	11-Sep-04	CONQUER RESIDUAL INSECTICIDE CONCENTRATE
00102101641 057076	WINCHESTER	IN	HC	Unknown Adult (18-64 years old)
Female's husband applied the product on flowers. She reported
Bullae/Blisters, Erythema/Flushed, Dermal Irritation/Pain, and Pruritus.

015602	007	05-Sep-04	BUG-B-GON MULTI-PURPOSE INSECT KILLER<PHONE_NUMBER>5
000239	 	VA	HC	A 60 year old Female used the product on a fern in a
container in the yard and then his wife trimmed fern. She then worked in
a garden and her fingers began to hurt.  The woman went into the house
and took her blood pressure that was high.  Her blood pressure remained
high until when finally she went into the emergency room 6 hours later.
She reported Dermal Irritation/Pain, Erythema/Flushed, and Rash.

015602	018	10-Sep-04	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONC)
00102101645 000239	HIGHLANDS RANCH	CO	HC	A 47 year old Female used the
product and got some of it got on her arms. The woman reported Blisters
on both arms.

015602	022	16-Sep-04	BUG-B-GON GARDEN & LANDSCAPE INSECT KILLER CONC
00102101645 000239	 	OR	HC	Unknown Adult (18-64 years old) Male used
the product in his garage.  He reported a Rash on his entire body area
within a few days.

015602	024	06-Sep-04	BUG-B-GON MULTI-PURPOSE INSECT KILLER CONC
00023902680	 	IN	HC	A 49 year old Male reported Body Aches,
Fever/Hyperthermia, and Sores on his Arms, Legs, and Face 4 days later.

015602	044	13-Sep-04	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	SC	HC	Unknown Adult (18-64 years old) Female
inhaled some of the product mist and reported Nasal Sores in her nose 1
week later. She had a sinus infection and was treated by a physician.

015714	007	30-Sep-04	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	NATCHEZ	MI	HC	An 18 month
old Male Child touched the product and some of it got on his shin and
hands. He may have also put his hands in his mouth. Developed Muscle
Spasms, Insomnia, and Fatigue. The boy was treated by a physician.

015799	001	07-Nov-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
 	LA	HC	Unknown Adult (18-64 years old) Female applied the product on
her ceiling. She and her children inhaled some of the product fumes and
reported Coughing/Choking.

015784	005	05-Nov-04	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	WILMINGTON	NC	HC	A 33 year old Male applied the
product and reported a Sore Throat.

015831	001	21-Dec-04	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	COLUMBUS	OH
HC	Two workers were treated for minor chemical burns from unloading
empty drums.  The workers reported Twitching Eyes, Irritation, Nausea,
and Burning Sensation.

016212	001	06-Apr-05	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
CROSS PLAINS	TN	HC	A 21 year old Female reported Coughing/Choking,
Dyspnea, and Vomiting after she used the product.

016212	002	15-Aug-04	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
CHICAGO HEIGHTS	IL	HC	Unknown Adult (18-64 years old) Female applied the
product in her home. She reported Dizziness, Nausea, Difficulty
Breathing, and Fainting. The woman was treated in an emergency room.

016270	033	17-Apr-05	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	BAMMEL	TX	HC	A 43 year old Male applied the
product that got into his eyes.  He flushed out his eyes. The man
reported Ocular Irritation/Pain, Corneal Abrasion, and Edema.

016270	035	28-Feb-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	VIDOR	TX	HB	A 40 year old Male used the product and
reported Difficulty Breathing and Nasal Discharge.  He was treated at an
emergency room.

016270	056	28-Apr-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONSENTRATE)
00102101645 000239	SANTA ANA	CA	HC	Unknown Adult (18-64 years old)
Female used the product and reported Diarrhea and Vomiting.

016352	030	13-May-05	ORTHO BUG-B-GON MAX LAWN & GARDEN KILER READY TO
SPRAY<PHONE_NUMBER>8 000239	TULSA	OK	HC	Unknown Adult (18-64 years old)
Female reported Edema, Hives/Welts, Itching, and Pruritus.

016352	032	10-May-05	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	SHREVEPORT	LA	HC	An 87 year old Female reported
Blisters, Hives/Welts, Dermal Irritation/Pain, and Erythema/Flushed.

016352	034	03-May-05	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	THOMASVILLE	GA	HC	A 34 year old Male used the
product and reported Edema, Ocular Irritation/Pain, and Redness.

016352	066	26-May-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	 	WI	HC	A 4 year old
Male Child reported a Rash on Arms, Legs, and Face.

016352	067	22-May-05	BUG-B-GON MAX LAWN & GARDEN KILLER CONCENTRATE
(DISCONTINUED)<PHONE_NUMBER>5 000239	 	KY	HC	A 32 year old Male reported
Dermal Irritation/Pain after using the product.

016397	001	31-May-05	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1 051463
LAFAYETTE	LA	HC	A 57 year old Female reported a Rash on her entire body
area.

016396	007	29-May-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	STEVENSON	AL	HC	Unknown Adult (18-64 years old)
Female sprayed the product and accidently got some on her hands and then
touched her face. She reported Hives/Welts, Pruritus, and Blisters on
her face.

016396	011	06-Jun-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	KANSAS	OK	HC	Unknown Adult (18-64 years old) Male
sprayed the product and reported a Rash and Pruritus on his upper body.

016396	022	09-Jun-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	WASHINGTON	PA	HC	Unknown Adult (18-64 years old)
Female reported Blisters, Dermal Irritation/Pain, and Pruritus.

016396	039	17-Jun-05	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
CONCENTRATE (DISCONTINUED)<PHONE_NUMBER>5 000239	MANTI	UT	HC	A 76 year old
Female, who did not wear gloves, sprayed the product and reported
Bullae/Blisters on both hands and ankles.

016396	042	19-Jun-05	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
CONCENTRATE (DISCONTINUED)<PHONE_NUMBER>5 000239	CASAR	NC	HC	A 75 year old
Female ate some vegetables from her garden that were treated with the
product. She washed them off thoroughly before eating. The next day, she
reported Swollen Eyes, Rash, and Edema.

016396	078	29-Jun-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER (CONCENTRATE)
00102101645 000239	BYRON	MN	HC	A one and a half year old Male Child
reported a Rash and Facial Swelling, and Swollen Eyes.

016530	003	27-Jun-05	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	 	OH	HC	An 11 year old Male was sprayed on and
around some rocks in a yard.  The rocks were handled and carried by the
boy. He reported Dermal Irritation/Pain, Pruritus, and Rash on Hands and
Arms.

016530	012	05-Jul-05	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	CONCORD	VA	HC	A 76 year old Male reported Sore
Throat.

016530	034	22-Jun-05	BUG-B-GON GARDEN & LANDSCAPE INSECT KILLER CONC.
(DISCONTINUED)<PHONE_NUMBER>5 000239	PINOLE	CA	HC	A 78 year old Male
applied the product in his yard and reported Nausea.

016530	035	12-Jul-05	BUG-B-GON INSECT KILLER CONCENTRATE (DISCONTINUED)
00102101645 000239	NEALSVILLE	WI	HC	Unknown Adult (18-64 years old)
Female used the product and reported Dermal Irritation/Pain,
Erythema/Flushed, Hives/Welts, Pruritus, and Rash.

016530	042	01-Jul-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER<PHONE_NUMBER>5
000239	 	VA	HC	Unknown Adult (18-64 years old) Female connected the
product to her garden hose and applied it.  She reported
Drowsiness/Lethargy and Dizziness/Vertigo.

016530	044	06-Jul-05	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	 	VA	HC	Unknown Adult (18-64 years old) Female
accidentally exposed her arms and hands to the product while gardening.
She reported Bullae/Blisters, Lesions, and Burning.

016530	070	13-Jul-05	BUG-B-GON GARDEN & LANDWSCAPE INSECT KILLER CONC
(DISCONTINUED)<PHONE_NUMBER>5 000239	 	OH	HC	Unknown Adult (18-64 years
old) Male reported Rash, Bullae/Blisters, and Pruritus.

016530	223	11-Jul-05	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER 32OZ
CONCENTRATE<PHONE_NUMBER>5 000239	MANTI	UT	HC	Unknown Adult (18-64 years
old) Female used the product and reported Swollen Hands.

016548	001	20-Jul-05	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	WINSTON
SALEM	NC	HB	A 52 year old Male used the product and reported Confusion
and Fever/Hyperthermia.

016566	006	30-Jun-05	POWERHOUSE ANT AND ROACH KILLER<PHONE_NUMBER>1
INDIANAPOLIS	IN	HC	Unknown Adult (18-64 years old) Female sprayed the
product once and then sprayed it a second time.  She reported Dyspnea.

016652	003	28-Jul-05	BUG-B-GON GARDEN & LANDSCAPE READY-TO-USE INSECT
KILLER<PHONE_NUMBER>2 000239	OTISVILLE	MI	HC	A 92 year old Female used the
product and reported a Rash on her stomach, legs and face. She was
treated by a physician.

016652	051	16-Aug-05	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	OAKLAND	CA	HC	A 72 year old Male sprayed the
product on a lemon tree and reported Coughing/Choking, Respiratory
Irritation, Dermal Irritation/Pain, Diarrhea, Vomiting, and Nausea.

016692	001	02-Sep-05	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	 	AL	HC	A
48 year old Male farmer, who has a history of hypertension, sprayed
pumpkins with the product.  He reported Bradycardia.

016774	024	30-Aug-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER (EMULSIFIABLE
CONCENTRATE)<PHONE_NUMBER>5 000239	FLOMATON	AL	HC	A 58 year old Female, who
wore gloves that were wet from watering plants, applied the product (she
may have added an extra spoonful) and reported Skin Peeling, Difficulty
of Breathing, and Dizziness/Vertigo.

016774	038	16-Sep-05	BUG-B-GON MULTI-PURPOSE INSECT KILLER RTU
(DISCONTINUED)<PHONE_NUMBER>2 000239	OCEAN SIDE	CA	HC	An 81 year old Female
accidentally exposed her face and chest to the product spray during an
application and reported Dyspnea and a Rash.

016992	006	07-Nov-05	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
CONCENTRATE (DISCONTINUED)<PHONE_NUMBER>5 000239	LAKELAND	FL	HC	A 73 year
old Male applied the product for 3 days. He reported Vomiting and
Stomach Pain.

017500	011	04-May-06	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	ST. GEORGE	UT	HC	A 50 year old Female applied the
product while it was windy.  She reported Vomiting.

017500	047	17-May-06	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	THOMSONVILLE	IL	HC
Unknown Adult (18-64 years old) Female used product in her yard. She
reported Hives/Welts on her forearms.

017620	029	12-Jun-06	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	CHELSEA	MA	HC	Unknown Adult (18-64 years old) Female
used the product and reported Dermal Irritation/Pain, Pruritus, and
Rash.

017620	050	15-Jun-06	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	NY	HC	Unknown Adult (18-64 years old) Female
applied product on the lawn while it was windy and reported Congestion.

017747	001	30-Jun-06	BUG-B-GON GARDEN & LANDSCAPE RTU KILLER<PHONE_NUMBER>2
000239	 	OH	HC	A 57 year old Female reported Coughing/Choking, and
Shortness of Breath.

017747	021	08-Jul-06	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
CONCENTRATE (ESFENVALERATE)<PHONE_NUMBER>5 000239	BIENNA	IL	HB	A 64 year
old Male, who did not wear gloves, used the product and reported
Abdominal Pain, Swelling, Nausea, and Diarrhea.

017747	038	15-Jul-06	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	BOWLING BROOK	IL	HC	Unknown Adult (18-64 years old)
Female used the product and reported Pruritus and a Rash.

017863	036	17-Aug-06	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	TUJUNGA	CA	HC	6 weeks old Female reported Abnormal
Mentation, and Seizures after the product was used indoors.  The child
was treated at an emergency room.

017863	041	20-Aug-06	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	BAYONNE	NJ	HC	Unknown Adult (18-64 years old)
Female sprayed the product in her yard and reported Edema, Dysuria,
Malaise, Anorexia, and Color Alteration.

017981	003	01-Aug-06	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	OCEANSIDE	NY	HC	A 58 year old Male used the
product for several weeks. About a week later, he reported Numbness in
Hands, and Head Pressure.

017981	004	30-Aug-06	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	FORT LAUDERDALE	FL	HC	A 2 year old Female Child,
caller that started to have a stomach ache around 7pm. Caller was then
told by her brother that he applied the product on the floor where she
eats. Caller states that her daughter drops food and picks it up and
eats it. She reported Vomiting, and Abdominal Pain.

017981	024	08-Sep-06	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	WILLIAMSBURG	KY	HC	A man thought that the product was
for fleas so he sprayed it on chairs, carpet, and all household
furniture. A 14 month old Male Child reported Erythema, Fever, and
Hives/Welts.

017981	033	20-Sep-06	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	JACKSONVILLE	NC	HC	A woman sprayed her mattress
with the product and then she and her 16 month old grandson both slept
on the bed. The woman's grandson reported Diarrhea and Vomiting.

017981	036	24-Sep-06	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	MO	HC	A 28 year old Male sprayed the product
outside after mowing the lawn on a windy day.  The man reported Nausea,
Dizziness, Lethargy, and Blurred Vision.

017981	156	21-Sep-06	BUG B GON MULTI PURPOSE INSECT KILLER READY-TO-USE
00102101582 000239	TOLEDO	OH	HC	Unknown Adult (18-64 years old) Female
reported Swollen Hands and Hives/Welts.

018089	024	19-Jun-06	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	OCEANSIDE	NY	HB	A 58 year old Male used the
product some of the mist got on his hands and legs. He showered a short
while after he applied the product. He reported Headache, Anorexia,
Tingling, Weight Loss, Fever, and Hives/Welts.

018146	008	06-Nov-06	BUG-B-GON MAX LAWN & GARDEN INSECT KILLER
CONCENTRATE (DISCONTINUED)<PHONE_NUMBER>5 000239	 	CA	HC	An 85 year old
Female used the product and reported Malaise, and Shortness of Breath.

018188	001	17-Dec-06	S00859 HIT SQUAD INDUSTRIAL INSECTICIDE<PHONE_NUMBER>5
064695	MAGNA	UT	HC	A 64 year old Male reported Erythema/Flushed,
Diaphoresis, and Dyspnea.

018437	010	18-Mar-07	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SRRAY
INSECT KILLER 1.33 GAL<PHONE_NUMBER>2 000239	BUFORD	GA	HC	Unknown Adult
(18-64 years old) Male used the product and reported Vomiting.

018524	001	01-Jan-04	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	 	OH	HB
Unknown Adult (18-64 years old) Male was exposed dermal exposure to
unknown product. The exposure involved Dermal Burns. This man has now
developed COPD, Chemical Bronchitis and has Bilateral Blurred Vision.

018525	001	01-Jan-07	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	WAIMEA	HI
HC	A 9 year old Female was applied adjacent to a school.  She was
treated by a physician and diagnosed with Conjunctivitis.

018507	004	02-Apr-07	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	WARSAW	MO	HC	A 38 year old Female got the
product on her face and possibly in her eyes and mouth. She reported
Swollen Eyes and Lips and Vomiting.

018507	021	12-Apr-07	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SPRAY
INSECT KILLER 1.33 GAL<PHONE_NUMBER>2 000239	OCALA	FL	HC	A 67 year old
Female treated flowers for grasshoppers. She reported Red Spots around
her eyes.

018599	073	29-May-07	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SPRAY
INSECT KILLER 1.33 GAL<PHONE_NUMBER>2 000239	 	WA	HC	Unknown Adult (18-64
years old) Female used the product and reported Tachycardia and Chest
Pain.  She was treated by a physician.

018599	289	15-May-07	BUG B GON MAX GARDEN & LANDSCAPE INSECT KILLER
READY-TO-USE<PHONE_NUMBER>2 000239	BEND	OR	HC	Unknown Adult (18-64 years
old) Male, who has a heart condition, sprayed the product on his trees.
He reported Difficulty Breathing.

018732	020	31-May-07	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	SHELBYVILLE	TN	HC	A 66
year old Female applied product to her yard on a windy day.  She
reported an Itchy Rash and Welts on both arms. She was treated by a
physician.

018732	049	10-Jun-07	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SPRAY
INSECT KILLER 1.33 GAL<PHONE_NUMBER>2 000239	 	MA	HC	Unknown Adult (18-64
years old) Female sprayed the product on roses.  The woman pulled weeds
and later reported Erythema and Dermal Irritation.

018732	066	01-May-07	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SPRAY
INSECT KILLER 1.33 GAL<PHONE_NUMBER>2 000239	HARLEM	GA	HC	Unknown Adult
(18-64 years old) Male didn't read the instructions and sprayed the
product around his house and on his carpet.  He walked on the wet carpet
with his bare feet.  He reported a Rash.

018818	063	24-Jul-07	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	WEST SENECA	NY	HC	Unknown Adult (18-64 years
old) Male used the product and reported Ocular Irritation, Erythema, and
Skin Swelling.

018818	066	26-Jul-07	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	GREENFIELD	IL	HC	Unknown Adult (18-64 years old)
Female reported Blisters after using the product.  The woman was treated
by a physician.

018818	069	26-Jul-07	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SPRAY
INSECT KILLER 1.33 GAL<PHONE_NUMBER>2 000239	 	MO	HC	Unknown Adult (18-64
years old) Female used the product and reported a Rash.

018896	006	28-Jul-07	ELIMINATOR HOME PEST CONTROL INDOOR & OUTDOOR
INSECT KILLER<PHONE_NUMBER>9 059144	COVINGTON	LA	HC	A 39 year old Male
sprayed the product in a small trailer. He was in the trailer for 20
minutes and later reported Vomiting.

018915	010	04-Aug-07	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SPRAY
INSECT KILLER 1.33 GAL<PHONE_NUMBER>2 000239	DAMARISCOTTA	ME	HC	Unknown
Adult (18-64 years old) Female used the product and reported a Rash.

018915	012	05-Aug-07	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SPRAY
INSECT KILLER 1.33 GAL<PHONE_NUMBER>2 000239	 	TX	HC	A 64 year old Female
sprayed her garden with the product and reported Skin Irritation and
Erythema. She rinsed her legs with hand soap and water.

019076	006	17-Sep-07	ADAMS YARD SPRAY WITH SPRAYER<PHONE_NUMBER>4 004758
LA	HC	Unknown Adult (18-64 years old) Male used the product and it
splashed in his face. He reported Eye Irritation, Lacrimation, and
Redness.

019100	003	21-Oct-07	DO IT BEST LAWN & GARDEN INSECT CONTROL CONCENTRATE
00102101701 075111	DES MOINES	IA	HC	A 60 year old Male applied the
product and reported Chest Pain, Vomiting, Coughing, and Shortness of
Breath.

019218	021	01-Jun-07	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	CANTON	GA	HC	Unknown
Adult (18-64 years old) Female has been using the diluted product in her
yard, trees and garden for the last 4-5 months. She has been in and out
of her MD Clinic with symptoms Numbness, Tingling to her legs, hands,
and feet. He developed Respiratory Issues, Dizziness, and Blood Sugar
issues but not diagnosed with diabetes.

019474	006	13-Feb-08	BUG-B-GON MULTI-PURPOSE INSECT KILLER
(ESFENVALERATE CONCENTRATE)<PHONE_NUMBER>5 000239	 	TX	HC	Unknown Adult
(18-64 year old) Male used the product and reported Ocular Irritation,
Shortness of Breath, and Itching.

019681	175	20-Apr-08	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	MO	HC	A 17 year old Male and his mother used the
product and reported Nausea, Vomiting, and Diarrhea.

019681	177	14-Apr-08	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	CA	HC	Unknown Adult (18-64 years old) Female got
the product on her hands when she used the product.  She reported
Tingling, Numbness, and Itching.

019716	001	07-May-08	ELIMINATOR ANT AND FLEA AND TICK KILLER II
00102101778 059144	MONTGOMERY	AL	HC	Unknown Adult (18-64 years old)
Female used the product and spilled it on her desk.  She reported
Dizziness, Difficulty Breathing, and a Fever.

019716	003	29-Mar-08	ELIMINATOR ANT AND FLEA AND TICK KILLER II
00102101778 059144	VENICE	FL	HC	A 38 year old Male sprayed the product
and some of it got on his hands.  He reported Confusion, Pain,
Agitation/Irritability, and Dizziness/Vertigo.

019758	039	10-May-08	BUG-B-GON MAX GARDEN & LANDSCAPE PULL N SPRAY
INSECT KILLER<PHONE_NUMBER>2 000239	 	TX	HC	Unknown Adult (18-64 years
old) Female used the product and reported Rash, Pruritus, Headache,
Coughing, Anorexia, Nausea, and Respiratory Irritation.

019816	004	06-Jun-08	ELIMINATOR4 HOME PEST CONTROL INDOOR & OUTDOOR
INSECT KILLER<PHONE_NUMBER>9 059144	HAMPTON	VA	HC	An 80 year old Female
caller sprayed the product outside on a windy day.  She reported
Pruritus, Dry Skin, and Hives/Welts.

019910	483	24-Jun-08	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	 	CA	HC	Unknown Adult (18-64 years old) Female used
the product and reported Difficulty Breathing.

019989	001	07-Jul-08	BENGAL INSECTICIDE CONCENTRATE<PHONE_NUMBER>1 068543
WESTWEGO	LA	HC	A 54 year old Female used the product and may have gotten
the product on her hands. She then wiped her hands on her face and some
of it may have gotten in her eyes. She reported Dermal Irritation/Pain,
Ocular Redness, Irritation, Lacrimation, and Nasal Discharge.

019989	002	05-Jul-08	BENGAL INSECTICIDE CONCENTRATE<PHONE_NUMBER>1 068543
JASPER	TX	HC	The product was applied in a home.  A 4 year old Female
Child reported Skin Irritation, Tremors and Fever/Hyperthermia.

019978	458	22-Jul-08	ORTHO BUG-B-GON MAX LAWN & GARDEN KILLER READY TO
SPRAY<PHONE_NUMBER>8 000239	 	GA	HC	Unknown Adult (18-64 years old) Male
used the product in his garden and reported Sore Throat.

019978	463	04-Jul-08	BUG-B-GON GARDEN & LANDSCAPE RTU INSECT KILLER
00102101582 000239	JACKSONVILLE	FL	HC	A 64 year old Male's daughter
sprayed his bed with the product. He reported a Rash.

020073	003	01-Jan-08	ELIMINATOR HOME PEST CONTROL INDOOR & OUTDOOR
INSECT KILLER<PHONE_NUMBER>9 059144	SHIRLEY	AR	HC	A 66 year old Female used
this product for several weeks and Coughing/Choking and Shortness of
Breath.

020166	002	16-Sep-08	BENGAL INSECTICIDE CONCENTRATE<PHONE_NUMBER>1 068543
BATON ROUGE	LA	HC	The product was applied outside.  A 16 month old
Female Child had Hives/Welts on her Chest and Head, and Pruritus.

020166	003	30-May-08	ONSLAUGHT MICROENCAPSULATED INSECTICIDE<PHONE_NUMBER>5
DALTON	GA	HC	A 53 year old Female reported Difficulty Breathing after
the product was applied in her apartment.

020170	001	10-Sep-08	DUPONT ASANA XL INSECTICIDE<PHONE_NUMBER>5	CARROLLTON
OH	HC	A 53 year old Male used the product and reported Throat
Irritation, Fever, and Dehydration.

020312	002	28-Sep-08	ELIMINATOR HOME PEST CONTROL INDOOR & OUTDOOR
INSECT KILLER<PHONE_NUMBER>9 059144	WICHITA	KS	HC	A 74 year old Female used
the product on a windy day.  The next day, she reported Dermal
Irritation/Pain, and Pruritus.

020312	003	03-Aug-08	ELIMINATOR ANT AND FLEA AND TICK KILLER II
00102101778 059144	AMES	IA	HC	Unknown Adult (18-64 years old) Female
used this product outdoors and reported a Rash and Blisters.

 PAGE

 PAGE   1


[Federal Register Volume 77, Number 17 (Thursday, January 26, 2012)]
[Notices]
[Pages 4032-4033]
[FR Doc No: 2012-1614]

-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

Combined Notice of Filings 2

    Take notice that the Commission received the following electric
rate filings:

    Docket Numbers: ER03-1182-000; ER10-3079-000.
    Applicants: Tyr Energy, LLC.
    Description: Supplement to Request for Category 1 Seller
Determination, Tariff Amendment, and, in the Alternative, Request for
Exemption.
    Filed Date: 1/6/12.
    Accession Number: 20120106-5105.
    Comments Due: 5 p.m. ET 1/27/12.

    Docket Numbers: ER12-819-000.
    Applicants: ISO New England Inc.
    Description: ISO New England Inc. submits tariff filing per
35.13(a)(2)(iii: Corrections to Conform Lang. in Section I.1.2 to be
effective 1/31/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5028.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-820-000.
    Applicants: PJM Interconnection, L.L.C.
    Description: PJM Interconnection, L.L.C. submits tariff filing per
35.15: Notice of Cancellation of Original SA No. 2800 in Docket No.
ER11-3203-000 to be effective 12/19/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5029.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-821-000.
    Applicants: Southern California Edison Company.
    Description: Southern California Edison Company submits tariff
filing per 35.13(a)(2)(iii: True-Up to SGIA and Svc Agmt w/County
Sanitation Districts of LA County to be effective 3/19/2012.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5049.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-822-000.
    Applicants: Public Service Company of New Hampshire.
    Description: Public Service Company of New Hampshire submits tariff
filing per 35.13(a)(2)(iii: PSNH and Former CVEC Interconnection
Agreements to be effective 3/18/2012.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5057.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-823-000.
    Applicants: PJM Interconnection, L.L.C.
    Description: PJM Interconnection, L.L.C. submits tariff filing per
35.13(a)(2)(iii: Original Service Agreement No. 3162; Queue No. X2-087
to be effective 12/20/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5058.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-824-000.
    Applicants: PJM Interconnection, L.L.C.
    Description: PJM Interconnection, L.L.C. submits tariff filing per
35.13(a)(2)(iii: Queue Position W2-050; Original Service Agreement No.
3175 to be effective 12/19/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5064.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-825-000.
    Applicants: Midwest Independent Transmission System Operator, Inc.
    Description: Midwest Independent Transmission System Operator, Inc.
submits tariff filing per 35.13(a)(2)(iii: 01-18-12 Att L-Mod E--RAR
filing to be effective 3/19/2012.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5066.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-826-000.
    Applicants: PJM Interconnection, L.L.C.
    Description: PJM Interconnection, L.L.C. submits tariff filing per
35.13(a)(2)(iii: Original Service Agreement No. 3163; Queue No. X1-113
to be effective 12/20/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5094.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-827-000.
    Applicants: Southwest Power Pool, Inc.
    Description: Southwest Power Pool, Inc. submits tariff filing per
35.13(a)(2)(iii: 1883R1 Westar Energy, Inc. NITSA NOA to be effective
12/1/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5095.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-828-000.
    Applicants: Southwest Power Pool, Inc.
    Description: Southwest Power Pool, Inc. submits tariff filing per
35.13(a)(2)(iii: 1884R1 Westar Energy, Inc. NITSA NOA to be effective
12/1/2011.
    Filed Date: 1/18/12.

    Accession Number: 20120118-5096.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-829-000.
    Applicants: Southwest Power Pool, Inc.
    Description: Southwest Power Pool, Inc. submits tariff filing per
35.13(a)(2)(iii: 1887R1 Westar Energy, Inc. NITSA NOA to be effective
12/1/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5098.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-830-000.
    Applicants: Southwest Power Pool, Inc.
    Description: Southwest Power Pool, Inc. submits tariff filing per
35.13(a)(2)(iii: 1888R1 Westar Energy, Inc. NITSA NOA to be effective
12/1/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5101.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-831-000.
    Applicants: Southwest Power Pool, Inc.
    Description: Southwest Power Pool, Inc. submits tariff filing per
35.13(a)(2)(iii: 1889R1 Westar Energy, Inc. NITSA NOA to be effective
12/1/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5103.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-832-000.
    Applicants: Southwest Power Pool, Inc.
    Description: Southwest Power Pool, Inc. submits tariff filing per
35.13(a)(2)(iii: 1890R1 Westar Energy, Inc. NITSA NOA to be effective
12/1/2011.

    Filed Date: 1/18/12.
    Accession Number: 20120118-5104.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-833-000.
    Applicants: Southwest Power Pool, Inc.
    Description: Southwest Power Pool, Inc. submits tariff filing per
35.13(a)(2)(iii: 1897R1 Westar Energy, Inc. NITSA NOA to be effective
12/1/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5105.
    Comments Due: 5 p.m. ET 2/8/12.

    Docket Numbers: ER12-834-000.
    Applicants: Entergy Arkansas, Inc.
    Description: Entergy Arkansas, Inc. submits tariff filing per 35:
ETI/College Station IA Compliance Filing to be effective 12/19/2011.
    Filed Date: 1/18/12.
    Accession Number: 20120118-5120.
    Comments Due: 5 p.m. ET 2/8/12.
    The filings are accessible in the Commission's eLibrary system by
clicking on the links or querying the docket number.
    Any person desiring to intervene or protest in any of the above
proceedings must file in accordance with Rules 211 and 214 of the
Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5
p.m. Eastern time on the specified comment date. Protests may be
considered, but intervention is necessary to become a party to the
proceeding.
    eFiling is encouraged. More detailed information relating to filing
requirements, interventions, protests, service, and qualifying
facilities filings can be found at: http://www.ferc.gov/docs-filing/efiling/filing-req.pdf. For other information, call<PHONE_NUMBER>
(toll free). For TTY, call<PHONE_NUMBER>.

    Dated: January 18, 2012.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2012-1614 Filed 1-25-12; 8:45 am]
BILLING CODE 6717-01-P


[Federal Register Volume 82, Number 240 (Friday, December 15, 2017)]
[Notices]
[Pages 59833-59835]
[FR Doc No: 2017-26993]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-82271; File No. SR-C2-2017-017]

Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of
Filing of Amendment No. 2 to the Proposed Rule Change To Amend the
Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish
Fees for Industry Members Related to the National Market System Plan
Governing the Consolidated Audit Trail

December 11, 2017.

I. Introduction

    On May 16, 2017, C2 Options Exchange, Incorporated, n/k/a Cboe C2
Exchange, Inc., (``Exchange'' or ``SRO'') filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change to adopt a fee schedule to
establish the fees for Industry Members related to the National Market
System Plan Governing the Consolidated Audit Trail (``CAT NMS Plan'').
The proposed rule change was published in the Federal Register for
comment on June 1, 2017.\3\ The Commission received seven comment
letters on the proposed rule change,\4\ and a response to comments from
the CAT NMS Plan Participants.\5\ On June 30, 2017, the Commission
temporarily suspended and initiated proceedings to determine whether to
approve or disapprove the proposed rule change.\6\ The Commission
thereafter received seven comment letters,\7\ and a response to
comments from the Participants.\8\ On November 3, 2017, the Exchange
filed Amendment No. 1 to the proposed rule change.\9\ On November 9,
2017, the Commission extended the time period within which to approve
the proposed rule change or disapprove the proposed rule change to
January 14, 2018.\10\ On December 7, 2017, the Exchange filed Amendment
No. 2 to the proposed rule change, as described in Item II, which Item
has been prepared by the Exchange. The Commission is publishing this
notice to solicit comments from interested persons on Amendment No. 2.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 80786 (May 26,
2017), 82 FR 25474 (June 1, 2017) (``Original Proposal'').
    \4\ Since the CAT NMS Plan Participants' proposed rule changes
to adopt fees to be charged to Industry Members to fund the
consolidated audit trail are substantively identical, the Commission
is considering all comments received on the proposed rule changes
regardless of the comment file to which they were submitted. See
text accompanying note 12 infra, for a list of the CAT NMS Plan
Participants. See Letter from Theodore R. Lazo, Managing Director
and Associate General Counsel, Securities Industry and Financial
Markets Association, to Brent J. Fields, Secretary, Commission
(dated June 6, 2017), available at: https://www.sec.gov/comments/sr-batsbzx-2017-38/batsbzx201738-1788188-153228.pdf; Letter from
Patricia L. Cerny and Steven O'Malley, Compliance Consultants, to
Brent J. Fields, Secretary, Commission (dated June 12, 2017),
available at: https://www.sec.gov/comments/sr-cboe-2017-040/cboe2017040-1799253-153675.pdf; Letter from Daniel Zinn, General
Counsel, OTC Markets Group Inc., to Eduardo A. Aleman, Assistant
Secretary, Commission (dated June 13, 2017), available at: https://www.sec.gov/comments/sr-finra-2017-011/finra2017011-1801717-153703.pdf; Letter from Joanna Mallers, Secretary, FIA Principal
Traders Group, to Brent J. Fields, Secretary, Commission (dated June
22, 2017), available at: https://www.sec.gov/comments/sr-cboe-2017-040/cboe2017040-1819670-154195.pdf; Letter from Stuart J. Kaswell,
Executive Vice President and Managing Director, General Counsel,
Managed Funds Association, to Brent J. Fields, Secretary, Commission
(dated June 23, 2017), available at: https://www.sec.gov/comments/sr-finra-2017-011/finra2017011-1822454-154283.pdf; and Letter from
Suzanne H. Shatto, Investor, to Commission (dated June 27, 2017),
available at: https://www.sec.gov/comments/sr-batsedgx-2017-22/batsedgx201722-154443.pdf. The Commission also received a comment
letter which is not pertinent to these proposed rule changes. See
Letter from Christina Crouch, Smart Ltd., to Brent J. Fields,
Secretary, Commission (dated June 5, 2017), available at: https://www.sec.gov/comments/sr-batsbzx-2017-38/batsbzx201738-1785545-153152.htm.
    \5\ See Letter from CAT NMS Plan Participants to Brent J.
Fields, Secretary, Commission (dated June 29, 2017), available at:
https://www.sec.gov/comments/sr-batsbyx-2017-11/batsbyx201711-1832632-154584.pdf.
    \6\ See Securities Exchange Act Release No. 81067 (June 30,
2017), 82 FR 31656 (July 7, 2017).
    \7\ See Letter from W. Hardy Callcott, Partner, Sidley Austin
LLP, to Brent J. Fields, Secretary, Commission (dated July 27,
2017), available at: https://www.sec.gov/comments/sr-batsbyx-2017-11/batsbyx201711-2148338-157737.pdf; Letter from Kevin Coleman,
General Counsel and Chief Compliance Officer, Belvedere Trading LLC,
to Brent J. Fields, Secretary, Commission (dated July 28, 2017),
available at: https://www.sec.gov/comments/sr-batsbyx-2017-11/batsbyx201711-2148360-157740.pdf; Letter from Joanna Mallers,
Secretary, FIA Principal Traders Group, to Brent J. Fields,
Secretary, Commission (dated July 28, 2017), available at: https://www.sec.gov/comments/sr-batsbyx-2017-11/batsbyx201711-2151228-157745.pdf; Letter from Theodore R. Lazo, Managing Director and
Associate General Counsel, SIFMA, to Brent J. Fields, Secretary,
Commission (dated July 28, 2017), available at: https://www.sec.gov/comments/sr-batsbyx-2017-11/batsbyx201711-2150977-157744.pdf; Letter
from Stuart J. Kaswell, Executive Vice President and Managing
Director, General Counsel, Managed Funds Association, to Brent J.
Fields, Secretary, Commission (dated July 28, 2017), available at:
https://www.sec.gov/comments/sr-batsbyx-2017-11/batsbyx201711-2150818-157743.pdf; Letter from John Kinahan, Chief Executive
Officer, Group One Trading, L.P., to Brent J. Fields, Secretary,
Commission (dated August 10, 2017), available at: https://www.sec.gov/comments/sr-finra-2017-011/finra2017011-2214568-160619.pdf; Letter from Joseph Molluso, Executive Vice President and
CFO, Virtu Financial, to Brent J. Fields, Commission (dated August
18, 2017), available at: https://www.sec.gov/comments/sr-finra-2017-011/finra2017011-2238648-160830.pdf.
    \8\ See Letter from Michael Simon, Chair, CAT NMS Plan Operating
Committee, to Brent J. Fields, Commission, Secretary (dated November
2, 2017), available at: https://www.sec.gov/comments/sr-batsbyx-2017-11/batsbyx201711-2674608-161412.pdf.
    \9\ Amendment No. 1 to the proposed rule change replaced and
superseded the Original Proposal in its entirety. See Securities
Exchange Act Release No. 34-82270 (December 11, 2017).
    \10\ See Securities Exchange Act Release No. 82049 (November 9,
2017), 82 FR 53549 (November 16, 2017).
---------------------------------------------------------------------------

II. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Amendment

    On May 16, 2017, Cboe C2 Exchange, Inc. (``SRO'') filed with the
Securities and Exchange Commission (``Commission'' or ``SEC'') proposed
rule change SR-C2-2017-017 (the ``Original Proposal''), pursuant to
which SRO proposed to adopt a fee schedule to establish the fees for
Industry Members related to the National Market System Plan Governing
the Consolidated Audit Trail (the ``CAT NMS Plan'' or ``Plan'').\11\ On
November 3, 2017, SRO filed an amendment to the Original Proposal
(``First Amendment''). SRO files this proposed rule change (the
``Second Amendment'') to amend the Original Proposal as amended by the
First Amendment.
---------------------------------------------------------------------------

    \11\ Unless otherwise specified, capitalized terms used in this
fee filing are defined as set forth herein, the CAT Compliance Rule
Series, in the CAT NMS Plan, or the Original Proposal.
---------------------------------------------------------------------------

    With this Second Amendment, SRO is including Exhibit 4, which
reflects the changes to the text of the proposed rule change as set
forth in the First Amendment, and Exhibit 5, which reflects all
proposed changes to SRO's current rule text.
    BOX Options Exchange LLC, Cboe BYX Exchange, Inc., Cboe BZX
Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc.,
Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Chicago Stock Exchange,
Inc., Financial Industry Regulatory Authority, Inc. (``FINRA''),
Investors' Exchange LLC, Miami International Securities Exchange, LLC,
MIAX PEARL, LLC, NASDAQ BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC,
Nasdaq MRX, LLC,

NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, New York Stock Exchange
LLC, NYSE American LLC, NYSE Arca, Inc. and NYSE National, Inc.\12\
(collectively, the ``Participants'') filed with the Commission,
pursuant to Section 11A of the Exchange Act \13\ and Rule 608 of
Regulation NMS thereunder,\14\ the CAT NMS Plan.\15\ The Participants
filed the Plan to comply with Rule 613 of Regulation NMS under the
Exchange Act. The Plan was published for comment in the Federal
Register on May 17, 2016,\16\ and approved by the Commission, as
modified, on November 15, 2016.\17\ The Plan is designed to create,
implement and maintain a consolidated audit trail (``CAT'') that would
capture customer and order event information for orders in NMS
Securities and OTC Equity Securities, across all markets, from the time
of order inception through routing, cancellation, modification, or
execution in a single consolidated data source. The Plan accomplishes
this by creating CAT NMS, LLC (the ``Company''), of which each
Participant is a member, to operate the CAT.\18\ Under the CAT NMS
Plan, the Operating Committee of the Company (``Operating Committee'')
has discretion to establish funding for the Company to operate the CAT,
including establishing fees that the Participants will pay, and
establishing fees for Industry Members that will be implemented by the
Participants (``CAT Fees'').\19\ The Participants are required to file
with the SEC under Section 19(b) of the Exchange Act any such CAT Fees
applicable to Industry Members that the Operating Committee
approves.\20\ Accordingly, SRO submitted the Original Proposal to
propose the Consolidated Audit Trail Funding Fees, which would require
Industry Members that are SRO members to pay the CAT Fees determined by
the Operating Committee.
---------------------------------------------------------------------------

    \12\ Note that Bats BYX Exchange, Inc., Bats BZX Exchange, Inc.,
Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., LLC, C2 Options
Exchange, Incorporated, and Chicago Board Options Exchange,
Incorporated, have been renamed Cboe BYX Exchange, Inc., Cboe BZX
Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc.,
Cboe C2 Exchange, Inc., Cboe Exchange, Inc., respectively.
    \13\ 15 U.S.C. 78k-1.
    \14\ 17 CFR 242.608.
    \15\ See Letter from the Participants to Brent J. Fields,
Secretary, Commission, dated September 30, 2014; and Letter from
Participants to Brent J. Fields, Secretary, Commission, dated
February 27, 2015. On December 24, 2015, the Participants submitted
an amendment to the CAT NMS Plan. See Letter from Participants to
Brent J. Fields, Secretary, Commission, dated December 23, 2015.
    \16\ Securities Exchange Act Rel. No. 77724 (Apr. 27, 2016), 81
FR 30614 (May 17, 2016).
    \17\ Securities Exchange Act Rel. No. 79318 (Nov. 15, 2016), 81
FR 84696 (Nov. 23, 2016) (``Approval Order'').
    \18\ The Plan also serves as the limited liability company
agreement for the Company.
    \19\ Section 11.1(b) of the CAT NMS Plan.
    \20\ Id.
---------------------------------------------------------------------------

    The Commission published the Original Proposal for public comment
in the Federal Register on June 1, 2017,\21\ and received comments in
response to the Original Proposal or similar fee filings by other
Participants.\22\ On June 30, 2017, the Commission suspended, and
instituted proceedings to determine whether to approve or disapprove,
the Original Proposal.\23\ The Commission received seven comment
letters in response to those proceedings.\24\
---------------------------------------------------------------------------

    \21\ Securities Exchange Act Rel. No. 80786 (May 26, 2017), 82
FR 25474 (June 1, 2017) (SR-C2-2017-017).
    \22\ For a summary of comments, see generally Securities
Exchange Act Rel. No. 81067 (June 30, 2017), 82 FR 31656 (July 7,
2017) (``Suspension Order'').
    \23\ Suspension Order.
    \24\ See Letter from Stuart J. Kaswell, Executive Vice
President, Managing Director and General Counsel, Managed Funds
Association, to Brent J. Fields, Secretary, SEC (July 28, 2017);
Letter from Theodore R. Lazo, Managing Director and Associate
General Counsel, SIFMA, to Brent J. Fields, Secretary, SEC (July 28,
2017); Joanna Mallers, Secretary, FIA Principal Traders Group, to
Brent J. Fields, Secretary, SEC (July 28, 2017); Letter from Kevin
Coleman, General Counsel & Chief Compliance Officer, Belvedere
Trading LLC, to Brent J. Fields, Secretary, SEC (July 28, 2017);
Letter from W. Hardy Callcott, Sidley Austin LLP, to Brent J.
Fields, Secretary, SEC (July 27, 2017); Letter from John Kinahan,
Chief Executive Officer, Group One Trading, L.P., to Brent J.
Fields, Secretary, SEC (Aug. 10, 2017); and Letter from Joseph
Molluso, Executive Vice President, Virtu Financial, to Brent J.
Fields, Secretary, SEC (Aug. 18, 2017).
---------------------------------------------------------------------------

    In response to the comments on the Original Proposal, the Operating
Committee determined to make the following changes to the funding
model: (1) Adds two additional CAT Fee tiers for Equity Execution
Venues; (2) discounts the market share of Execution Venue ATSs
exclusively trading OTC Equity Securities as well as the market share
of the FINRA over-the-counter reporting facility (``ORF'') by the
average shares per trade ratio between NMS Stocks and OTC Equity
Securities (calculated as 0.17% based on available data from the second
quarter of 2017) when calculating the market share of Execution Venue
ATS exclusively trading OTC Equity Securities and FINRA; (3) discounts
the Options Market Maker quotes by the trade to quote ratio for options
(calculated as 0.01% based on available data for June 2016 through June
2017) when calculating message traffic for Options Market Makers; (4)
discounts equity market maker quotes by the trade to quote ratio for
equities (calculated as 5.43% based on available data for June 2016
through June 2017) when calculating message traffic for equity market
makers; (5) decreases the number of tiers for Industry Members (other
than the Execution Venue ATSs) from nine to seven; (6) changes the
allocation of CAT costs between Equity Execution Venues and Options
Execution Venues from 75%/25% to 67%/33%; (7) adjusts tier percentages
and recovery allocations for Equity Execution Venues, Options Execution
Venues and Industry Members (other than Execution Venue ATSs); (8)
focuses the comparability of CAT Fees on the individual entity level,
rather than primarily on the comparability of affiliated entities; (9)
commences invoicing of CAT Reporters as promptly as possible following
the latest of the operative date of the Consolidated Audit Trail
Funding Fees for each of the Participants and the operative date of the
CAT NMS Plan amendment adopting CAT Fees for Participants; and (10)
requires the proposed fees to automatically expire two years from the
operative date of the CAT NMS Plan amendment adopting CAT Fees for
Participants. On November 3, 2017, SRO filed the First Amendment and
proposed to amend the Original Proposal to reflect these changes.
    SRO submits this Second Amendment to the revise the proposal as set
forth in the First Amendment to discount the OTC Equity Securities
market share of all Execution Venue ATSs trading OTC Equity Securities,
rather than applying the discount solely to those Execution Venue ATSs
that exclusively trade OTC Equity Securities, when calculating the
market share of Execution Venue ATS trading OTC Equity Securities. As
discussed in the First Amendment:

    The Operating Committee determined to discount the market share
of Execution Venue ATSs exclusively trading OTC Equity Securities as
well as the market share of the FINRA ORF in recognition of the
different trading characteristics of the OTC Equity Securities
market as compared to the market in NMS Stocks. Many OTC Equity
Securities are priced at less than one dollar--and a significant
number at less than one penny--per share and low-priced shares tend
to trade in larger quantities. Accordingly, a disproportionately
large number of shares are involved in transactions involving OTC
Equity Securities versus NMS Stocks. Because the proposed fee tiers
are based on market share calculated by share volume, Execution
Venue ATSs exclusively trading OTC Equity Securities and FINRA would
likely be subject to higher tiers than their operations may
warrant.\25\
---------------------------------------------------------------------------

    \25\ SR-C2-2017-017, Amendment No. 1 at page 30.

    The Operating Committee believes that this argument applies equally
to

both Execution Venue ATSs exclusively trading OTC Equity Securities and
to Execution Venue ATSs that trade OTC Equity Securities as well as
other securities. Accordingly, SRO proposes to amend paragraph (b)(2)
of the Consolidated Audit Trail Funding Fees to apply the discount to
all Execution Venue ATSs trading OTC Equity Securities. Specifically,
SRO proposes to change the parenthetical regarding the OTC Equity
Securities discount in paragraph (b)(2) of the proposed fee schedule
from ``with a discount for Equity ATSs exclusively trading OTC Equity
Securities based on the average shares per trade ratio between NMS
Stocks and OTC Equity Securities'' to ``with a discount for OTC Equity
Securities market share of Equity ATSs trading OTC Equity Securities
based on the average shares per trade ratio between NMS Stocks and OTC
Equity Securities.''

III. Solicitation of Comments

    Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposal, as
amended by Amendment No. 1 and Amendment No. 2, is consistent with the
Act. Comments may be submitted by any of the following methods:

Electronic Comments

     Use the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include
File Number SR-C2-2017-017 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

All submissions should refer to File Number SR-C2-2017-017. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's internet website (http://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements with respect to the proposed rule change that are filed with
the Commission, and all written communications relating to the proposed
rule change between the Commission and any person, other than those
that may be withheld from the public in accordance with the provisions
of 5 U.S.C. 552, will be available for website viewing and printing in
the Commission's Public Reference Room, 100 F Street NE, Washington, DC
20549, on official business days between the hours of 10:00 a.m. and
3:00 p.m. Copies of the filing also will be available for inspection
and copying at the principal office of the Exchange. All comments
received will be posted without change. Persons submitting comments are
cautioned that we do not redact or edit personal identifying
information from comment submissions. You should submit only
information that you wish to make available publicly. All submissions
should refer to File Number SR-C2-2017-017, and should be submitted on
or before January 5, 2018.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\26\
---------------------------------------------------------------------------

    \26\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017-26993 Filed 12-14-17; 8:45 am]
 BILLING CODE 8011-01-P


[Federal Register: March 7, 2008 (Volume 73, Number 46)]
[Notices]
[Page 12478]
[DOCID:fr07mr08-128]

=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]

In the Matter of: Machine Technology, Inc., Magnum Sports &
Entertainment, Inc., Management of Environmental Solutions & Technology
Corp., and Mariculture Systems, Inc.; Order of Suspension of Trading

Date: March 5, 2008.
    It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Machine Technology, Inc. because it has not filed any periodic reports
since it filed a Form 10-Q for the period ended May 31, 1994.
    It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Magnum Sports & Entertainment, Inc. because it has not filed any
periodic reports since it filed a Form 10-QSB for the period ended
March 31, 2002.
    It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Management of Environmental Solutions & Technology Corp. because it has
not filed any periodic reports since it filed a Form 10-QSB for the
period ended June 30, 2002.
    It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Mariculture Systems, Inc. because it has not filed any period reports
since it filed a Form 10-QSB for the period ended September 30, 2002.
    The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies.
    Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed companies is suspended for the period from 9:30 a.m. EST
on March 5, 2008, through 11:59 p.m. EDT on March 18, 2008.
    By the Commission.

Nancy M. Morris,
Secretary.
[FR Doc. 08-987 Filed 3-05-08; 9:45 am]

BILLING CODE 8011-01-P