392.2...................................  Operating a motor vehicle not in            Unsafe Driving.
                                           accordance with the laws, ordinances, and
                                           regulations of the jurisdiction in which
                                           it is being operated.
392.6...................................  Scheduling a run which would necessitate    Unsafe Driving.
                                           the vehicle being operated at speeds in
                                           excess of those prescribed.
392.9(a)(1).............................  Requiring or permitting a driver to drive   Vehicle Maintenance.
                                           without the vehicle's cargo being
                                           properly distributed and adequately
                                           secured.
395.1(h)(1)(i)..........................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive more than 15
                                           hours (Driving in Alaska).
395.1(h)(1)(ii).........................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty 20 hours (Driving in Alaska).
395.1(h)(1)(iii)........................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty more than 70 hours in 7
                                           consecutive days (Driving in Alaska).
395.1(h)(1)(iv).........................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty more than 80 hours in 8
                                           consecutive days (Driving in Alaska).
395.1(h)(2)(i)..........................  Requiring or permitting a passenger-        HOS Compliance.
                                           carrying CMV driver to drive more than 15
                                           hours (Driving in Alaska).
395.1(h)(2)(ii).........................  Requiring or permitting a passenger-        HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty 20 hours (Driving in Alaska).
395.1(h)(2)(iii)........................  Requiring or permitting a passenger-        HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty more than 70 hours in 7
                                           consecutive days (Driving in Alaska).
395.1(h)(2)(iv).........................  Requiring or permitting a passenger-        HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty more than 80 hours in 8
                                           consecutive days (Driving in Alaska).

395.1(o)................................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty 16 consecutive hours.
395.3(a)(1).............................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive without
                                           taking an off-duty period of at least 11
                                           consecutive hours prior to driving.
395.3(a)(2).............................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive after the
                                           end of the 14th hour after coming on duty.
395.3(b)(1).............................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty more than 60 hours in 7
                                           consecutive days.
395.3(b)(2).............................  Requiring or permitting a property-         HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty more than 70 hours in 8
                                           consecutive days.
395.5(a)(1).............................  Requiring or permitting a passenger-        HOS Compliance.
                                           carrying CMV driver to drive more than 10
                                           hours..
395.5(a)(2).............................  Requiring or permitting a passenger-        HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty 15 hours.
395.5(b)(1).............................  Requiring or permitting a passenger-        HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty more than 60 hours in 7
                                           consecutive days.
395.5(b)(2).............................  Requiring or permitting a passenger-        HOS Compliance.
                                           carrying CMV driver to drive after having
                                           been on duty more than 70 hours in 8
                                           consecutive days.
395.8(a)................................  Failing to require driver to make a record  HOS Compliance.
                                           of duty status.
395.8(e)................................  False reports of records of duty status...  HOS Compliance
395.8(i)................................  Failing to require driver to forward        HOS Compliance.
                                           within 13 days of completion, the
                                           original of the record of duty status.
395.8(k)(1).............................  Failing to preserve driver's record of      HOS Compliance.
                                           duty status for 6 months.
395.8(k)(1).............................  Failing to preserve driver's records of     HOS Compliance.
                                           duty status supporting documents for 6
                                           months.
396.3(b)................................  Failing to keep minimum records of          Vehicle Maintenance.
                                           inspection and vehicle maintenance.
----------------------------------------------------------------------------------------------------------------

3.2 Acute Regulations

    Another component in the SFD process is the set of 16 Acute
regulations. A BASIC can be failed based on documentation of
violation of a single instance of one of the acute regulations
discovered during any investigation. Table 3-2 of this appendix
contains cross references to acute regulations that are existing
legal prohibitions and requirements set forth in and controlled by
the language of the substantive violations in each section of title
49 of the CFR cross-referenced herein.

                             Table 3-2 to Appendix B to Part 385--Acute Regulations
----------------------------------------------------------------------------------------------------------------
                                                                                Behavior analysis and safety
            49 CFR Section                      Description of violation           improvement category  (BASIC)
----------------------------------------------------------------------------------------------------------------
177.801...............................  Accepting for transportation or           HM Compliance.
                                         transporting a forbidden material.
382.115(a)............................  Failing to implement an alcohol and/or    Controlled Substances.
                                         controlled substances testing program
                                         (domestic motor carrier).
382.115(b)............................  Failing to implement an alcohol and/or    Controlled Substances.
                                         controlled substances testing program
                                         (foreign motor carrier).
382.201...............................  Using a driver known to have an alcohol   Controlled Substances.
                                         concentration of 0.04 or greater.
382.211...............................  Using a driver who has refused to submit  Controlled Substances.
                                         to an alcohol or controlled substances
                                         test required under part 382.
382.215...............................  Using a driver known to have tested       Controlled Substances.
                                         positive for a controlled substance, or
                                         to have otherwise violated Sec.
                                         382.215.
382.305...............................  Failing to implement a random controlled  Controlled Substances.
                                         substances and/or an alcohol testing
                                         program.
383.37(a).............................  Knowingly allowing, requiring,            Driver Fitness.
                                         permitting, or authorizing an employee
                                         who does not have a current CLP or CDL,
                                         who does not have a CLP or CDL with the
                                         proper class or endorsements, or who
                                         operates a CMV in violation of any
                                         restriction on the CLP or CDL to
                                         operate a CMV.
383.51(a).............................  Knowingly allowing, requiring,            Driver Fitness.
                                         permitting, or authorizing a driver to
                                         drive who is disqualified to drive a
                                         CMV.
391.11(b)(4)..........................  Using a physically unqualified driver...  Driver Fitness.
391.15(a).............................  Using a disqualified driver.............  Driver Fitness.
396.9(c)(2)...........................  Requiring or permitting the operation of  Vehicle Maintenance.
                                         a motor vehicle declared ``out-of-
                                         service'' before repairs were made.
396.11(c).............................  Failing to correct out-of-service         Vehicle Maintenance.
                                         defects listed by driver in a driver
                                         vehicle inspection report before the
                                         vehicle is operated again.
----------------------------------------------------------------------------------------------------------------

3.3 Crash Indicator BASIC

    A recordable crash, consistent with the definition for ``crash''
in 49 CFR 390.5, means an occurrence involving a CMV on a highway in
motor carrier operations in commerce, including within Canada or
Mexico, that results in (i) a fatality; (ii) in bodily injury to a
person who, as a result of the injury, immediately receives medical
treatment away from the scene of the crash; or (iii) in one or more
motor vehicles incurring disabling damage that requires the motor
vehicle to be transported away from the scene by a tow truck or
other motor vehicle.
    A motor carrier can only fail the Crash Indicator BASIC if the
motor carrier incurs two or more recordable crashes within the 12
months before the investigation. FMCSA will then determine if the
reportable crashes were preventable.
    For motor carriers with two or more recordable crashes within
the 12 months before the investigation, the investigator will:
    (1) Determine the carrier's recordable crash rate. The
recordable crash rate is the number of recordable crashes per
million miles traveled by the carriers CMVs over the previous 12
months.
    (2) If the recordable crash rate would cause the carrier to fail
the Crash Indicator BASIC, calculate the preventable crash rate for
the carrier by evaluating the preventability of the recordable
crashes that have occurred in the 12 months before the
investigation. Preventability will be determined according to the
following standard: ``If a driver, who exercises normal judgment and
foresight could have foreseen the possibility of the crash that in
fact occurred, and avoided it by taking steps within his/her control
which would not have risked causing another kind of mishap, the
crash was preventable.''
    Preventability will be determined according to the standard set
forth above. It is important to note that preventability is a
different, higher standard than fault. The standard of
preventability for a professional driver includes the expectation
that he or she anticipated the possibility of the crash and adjusted
his or her driving or behavior to avoid the crash.
    In determining preventability, FMCSA may also follow the
preventability guidance found on FMCSA's Web site at http://www.fmcsa.dot.gov/safety-security/eta/index.htm. This guidance was
developed to assist in determining the preventability of a crash.
This guidance, however, does not supplant the analytical judgment of
FMCSA professionals making preventability determinations. Each crash
must be judged individually, taking into account available evidence.
    If the motor carrier's preventable crash rate exceeds the
failure standard for the Crash Indicator BASIC, the motor carrier
will fail that BASIC. An urban carrier (a carrier operating entirely
within a radius of 100 air miles) with a preventable crash rate
greater than 1.7 will fail the Crash Indicator BASIC. All other
carriers with a preventable crash rate greater than 1.5 will fail
the Crash Indicator BASIC.

4. SFD Methodology

    As shown in Figure 4-1 of this appendix, under this methodology
there are two major sources that could impact a motor carrier's SFD:
(1) Driver/vehicle inspections; and (2) violations of the critical
and acute regulations or preventable crashes documented during an
investigation. As shown in Figure 4-1, data obtained under sources
(1) and (2) align with the seven BASICs and are used to determine
whether a carrier has failed any of the BASICs.

4.1 SFD Calculation

    4.1.1 Standards for Failed BASICs: The BASICs were analyzed for
their relationship with carrier crash risk. The BASICs with the
strongest associations with crash risk have a stricter failure
standard (i.e., equivalent percentile) than those with less crash
relationship. As a result, the failure standards for these two
BASICs related to driver safety, Unsafe Driving and HOS Compliance,
are distinguished from the others to place more emphasis on these
types of violations consistent with current FMCSA research, which
suggests that the majority of CMV crashes in which the motor carrier
can be held accountable involve CMV driver error.
    4.1.2 Unfit. If the carrier fails two BASICs through (1)
inspection data, (2) an investigation, or (3) a combination of
inspection and investigation data, then the carrier receives a
proposed unfit SFD. For the purposes of the determination, there is
no difference between a failed BASIC based on driver/vehicle
inspection safety results and a failed BASIC based on violations of
the critical and acute regulations found through investigation;
either or both circumstances will produce a failed BASIC, and a
combination of two or more failed BASICs results in a proposed unfit
SFD for the carrier. If the carrier has not failed two BASICs, then
the carrier would be permitted to continue operating.

4.2 Calculation Examples

    To further demonstrate the methodology, three examples of how a
proposed SFD of unfit is calculated are provided below.
    4.2.1 Example 1--Proposed Unfit SFD Based on Inspection Data: In
the first example (see Figure 4-1 of this appendix), Carrier A had
inspections that resulted in the discovery of several HOS Compliance
BASIC-related violations. Based on the methodology described in
section 2.4.2 of this appendix, the carrier's HOS Compliance BASIC
measure exceeded the BASIC failure standard in Table 2-5 of this
appendix, which caused the carrier to fail this BASIC. In addition,
the motor carrier had violations that caused it to exceed the
failure standards in the Vehicle Maintenance BASIC. Because there
are two failed BASICs, this carrier would receive a proposed SFD of
unfit.

[GRAPHIC] [TIFF OMITTED] TP21JA16.009

    4.2.2 Example 2--Proposed Unfit SFD Based on Inspection Data and
an Investigation: In the second example (see Figure 4-2 of this
appendix), Carrier B had inspections that resulted in the discovery
of several Vehicle Maintenance BASIC-related violations. Based on
the methodology described in section 2.4.5 of this appendix, the
carrier's Vehicle Maintenance BASIC measure met or exceeded the
BASIC failure standard in Table 2-7 of this appendix, which caused
the carrier to fail this BASIC. This carrier also received an
investigation where at least one critical regulation violation in
the Controlled Substances and Alcohol BASIC, listed in section 3.1
of this appendix, was discovered, resulting in a failed Controlled
Substances/Alcohol BASIC. Because the motor carrier has two failed
BASICs, this carrier would receive an SFD of proposed unfit.
[GRAPHIC] [TIFF OMITTED] TP21JA16.010

    4.2.3 Example 3--Proposed Unfit SFD Based on Investigation
Findings: In the third example (see Figure 4-3 of this appendix),
Carrier C did not have any BASIC over the unfit threshold based on
on-road safety performance, but during an investigation a

sufficient number of violations of either Critical or Acute
regulations in two different BASICs were documented. Because two
BASICs exceeded the failure standard for this carrier, this carrier
would receive an SFD of proposed unfit.
[GRAPHIC] [TIFF OMITTED] TP21JA16.011

5. Appendix B Violation Severity Tables

    These tables provide cross-references to the violations used in
the BASICs. The descriptions of the violations here are for
convenience only and have no legal effect. The actual legal
prohibitions and requirements are set forth in and controlled by the
language of the violations in each section of title 49 of the CFR
cross-referenced herein.
    The Commercial Vehicle Safety Alliance (CVSA) North American
Standard Inspection Levels I, II, IV, V, and VI would be considered
compatible with these requirements.

                                    Table 1--Unsafe Driving BASIC Violations
----------------------------------------------------------------------------------------------------------------
                                      Violation description shown on
                                    driver/vehicle examination report                                 Violation
          49 CFR Section                given to CMV driver after       Violation group description    severity
                                                inspection                                              weight
----------------------------------------------------------------------------------------------------------------
177.800(d)........................  Unnecessary delay in HM            HM Related..................            1
                                     transportation to destination.
177.804(b)........................  Failure to comply with 49 CFR      Texting.....................           10
                                     392.80--Texting while Operating
                                     a CMV--Placardable HM.
177.804(c)........................  Fail to comply with 392.82--Using  Phone Call..................           10
                                     Mobile Phone while Operating a
                                     CMV--HM.
392.2.............................  Failure to obey traffic control    Dangerous Driving...........            5
                                     device (392.2C).
392.2.............................  Headlamps--Failing to dim when     Misc Violations.............            3
                                     required (392.2DH).
392.2.............................  Following too close (392.2FC)....  Dangerous Driving...........            5
392.2.............................  Improper lane change (392.2LC)...  Dangerous Driving...........            5
392.2.............................  Lane Restriction violation         Misc Violations.............            3
                                     (392.2LV).
392.2.............................  Improper passing (392.2P)........  Dangerous Driving...........            5
392.2.............................  Unlawfully parking and/or leaving  Other Driver Violations.....            1
                                     vehicle in the roadway (392.2PK).
392.2.............................  Reckless driving (392.2R)........  Reckless Driving............           10
392.2.............................  Railroad Grade Crossing violation  Dangerous Driving...........            5
                                     (392.2RR).
392.2.............................  Speeding (392.2S)................  Speeding Related............            1
392.2.............................  State/Local Laws--Speeding 6-10    Speeding 2..................            4
                                     miles per hour over the speed
                                     limit (392.2-SLLS2).
392.2.............................  State/Local Laws--Speeding 11-14   Speeding 3..................            7
                                     miles per hour over the speed
                                     limit (392.2-SLLS3).
392.2.............................  State/Local Laws--Speeding 15 or   Speeding 4..................           10
                                     more miles per hour over the
                                     speed limit (392.2-SLLS4).
392.2.............................  State/Local Laws--Speeding work/   Speeding 4..................           10
                                     construction zone (392.2-SLLSWZ).
392.2.............................  State/Local Laws--Operating a CMV  Texting.....................           10
                                     while texting (392.2-SLLT).
392.2.............................  Improper turns (392.2T)..........  Dangerous Driving...........            5
392.2.............................  Failure to yield right of way      Dangerous Driving...........            5
                                     (392.2Y).
392.6.............................  Scheduling run to necessitate      Speeding Related............            5
                                     speeding.
392.10(a)(1)......................  Failing to stop at railroad        Dangerous Driving...........            5
                                     crossing--bus.

392.10(a)(2)......................  Failing to stop at railroad        Dangerous Driving...........            5
                                     crossing--chlorine.
392.10(a)(3)......................  Failing to stop at railroad        Dangerous Driving...........            5
                                     crossing--placard.
392.10(a)(4)......................  Failing to stop at railroad        Dangerous Driving...........            5
                                     crossing--Cargo Tank.
392.14............................  Failed to use caution for          Dangerous Driving...........            5
                                     hazardous condition.
392.16............................  Failing to use seat belt while     Seat Belt...................            7
                                     operating CMV.
392.22(a).........................  Failing to use hazard warning      Other Driver Violations.....            1
                                     flashers.
392.60(a).........................  Unauthorized passenger on board    Other Driver Violations.....            1
                                     CMV.
392.62............................  Unsafe bus operations............  Other Driver Violations.....            1
392.62(a).........................  Bus--Standees forward of the       Other Driver Violations.....            1
                                     standee line.
392.71(a).........................  Using or equipping a CMV with      Speeding Related............            5
                                     radar detector.
392.80(a).........................  Driving a CMV while Texting......  Texting.....................           10
392.80(a).........................  Driving a CMV while Texting        Texting.....................           10
                                     (390.17DT).
392.82(a)(1)......................  Using a hand-held mobile           Phone Call..................           10
                                     telephone while operating a CMV.
392.82(a)(2)......................  Allowing or requiring driver to    Phone Call..................           10
                                     use a hand-held mobile telephone
                                     while operating a CMV.
397.3.............................  State/local laws ordinances        HM Related..................            1
                                     regulations.
397.13............................  Smoking within 25 feet of HM       HM Related..................            1
                                     vehicle.
398.4.............................  Driving a vehicle to transport     Other Driver Violations.....            1
                                     migrant workers in noncompliance
                                     with part 398.
----------------------------------------------------------------------------------------------------------------

                                    Table 2--HOS Compliance BASIC Violations
----------------------------------------------------------------------------------------------------------------
                                      Violation description shown on
                                    driver/vehicle examination report                                 Violation
          49 CFR Section                given to CMV driver after       Violation group description    severity
                                                inspection                                              weight
----------------------------------------------------------------------------------------------------------------
392.2.............................  State/Local Hours-of-Service       Hours.......................            7
                                     (392.2H).
392.3.............................  Operating a CMV while ill/         Jumping OOS/Driving Fatigued           10
                                     fatigued.
392.3.............................  Fatigue--Operate a passenger-      Jumping OOS/Driving Fatigued           10
                                     carrying CMV while impaired by
                                     fatigue. (392.3-FPASS).
392.3.............................  Fatigue--Operate a property-       Jumping OOS/Driving Fatigued           10
                                     carrying CMV while impaired by
                                     fatigue. (392.3-FPROP).
392.3.............................  Illness--Operate a CMV while       Jumping OOS/Driving Fatigued           10
                                     impaired by illness or other
                                     cause. (392.3-I).
395.1(h)(1).......................  15, 20, 70/80 HOS violations       Hours.......................            7
                                     (Alaska-Property).
395.1(h)(2).......................  15, 20, 70/80 HOS violations       Hours.......................            7
                                     (Alaska-Passenger).
395.1(h)(3).......................  Adverse driving conditions         Hours.......................            7
                                     violations (Alaska).
395.1(o)..........................  16 hour rule violation (Property)  Hours.......................            7
395.3(a)(1).......................  Requiring or permitting driver to  Hours.......................            7
                                     drive more than 11 hours.
395.3.............................  11 hour rule violation (Property)  Hours.......................            7
                                     (395.3A1R).
395.3(a)(2).......................  Requiring or permitting driver to  Hours.......................            7
                                     drive after 14 hours on duty.
395.3.............................  14 hour rule violation (Property)  Hours.......................            7
                                     (395.3A2R).
395.3.............................  Driving beyond 14 hour duty        Hours.......................            7
                                     period (Property carrying
                                     vehicle) (395.3A2-PROP).
395.3.............................  Driving beyond 11 hour driving     Hours.......................            7
                                     limit in a 14 hour period.
                                     (Property Carrying Vehicle)
                                     (395.3A3-PROP).
395.3(a)(3)(ii)...................  Driving beyond 8 hour limit since  Hours.......................            7
                                     the end of the last off duty or
                                     sleeper period of at least 30
                                     minutes.
395.3(b)..........................  60/70--hour rule violation.......  Hours.......................            7
395.3(b)(1).......................  Driving after 60 hours on duty in  Hours.......................            7
                                     a 7 day period. (Property
                                     carrying vehicle) (395.3B1-PROP).
395.3(b)(2).......................  Driving after 70 hours on duty in  Hours.......................            7
                                     a 8 day period. (Property
                                     carrying vehicle)(395.3B2).
395.3(b)..........................  60/70--hour rule violation         Hours.......................            7
                                     (Property) (395.3BR).
395.3(c)..........................  34-hour restart violation          Hours.......................            7
                                     (Property).
395.5(a)(1).......................  10-hour rule violation             Hours.......................            7
                                     (Passenger).
395.5(a)(1).......................  Driving after 10 hour driving      Hours.......................            7
                                     limit (Passenger carrying
                                     vehicle) (395.5A1-PASS).
395.5(a)(2).......................  15--hour rule violation            Hours.......................            7
                                     (Passenger).
395.5(a)(2).......................  Driving after 15 hours on duty     Hours.......................            7
                                     (Passenger carrying vehicle)
                                     (395.5A2-PASS).
395.5(b)..........................  60/70--hour rule violation         Hours.......................            7
                                     (Passenger).
395.5(b)(1).......................  Driving after 60 hours on duty in  Hours.......................            7
                                     a 7 day period. (Passenger
                                     carrying vehicle) (395.5B1-PASS).
395.5(b)(2).......................  Driving after 70 hours on duty in  Hours.......................            7
                                     a 8 day period. (Passenger
                                     carrying vehicle) (395.5B2-PASS).
395.8.............................  Driver's record of Duty Status     Other Log/Form & Manner.....            1
                                     (general/form and manner).
395.8(a)..........................  No driver's record of duty status  Incomplete/Wrong Log........            5
395.8(e)..........................  False report of driver's record    False Log...................            7
                                     of duty status.
395.8(f)(1).......................  Driver's record of duty status     Incomplete/Wrong Log........            5
                                     not current.

395.8(k)(2).......................  Driver failing to retain previous  Incomplete/Wrong Log........            5
                                     7 days' logs.
395.13(d).........................  Driving after being declared out-  Jumping OOS/Driving Fatigued           10
                                     of-service.
395.15(b).........................  Onboard recording device           Incomplete/Wrong Log........            5
                                     information requirements not met.
395.15(c).........................  Onboard recording device improper  Other Log/Form & Manner.....            1
                                     form and manner.
395.15(f).........................  Onboard recording device failure   Incomplete/Wrong Log........            5
                                     and driver failure to
                                     reconstruct duty status.
395.15(g).........................  On-board recording device          EOBR Related................            1
                                     information not available.
395.15(i)(5)......................  Onboard recording device does not  Other Log/Form & Manner.....            1
                                     display required information.
398.6.............................  Violation of HOS regulations--     Hours.......................            7
                                     migrant workers.
----------------------------------------------------------------------------------------------------------------

                                    Table 3--Driver Fitness BASIC Violations
----------------------------------------------------------------------------------------------------------------
                                      Violation description shown on
                                    driver/vehicle examination report                                 Violation
          49 CFR  Section               given to CMV driver after      Violation group  description    severity
                                                inspection                                              weight
----------------------------------------------------------------------------------------------------------------
177.816...........................  Driver training requirements.....  General Driver Qualification            4
383.21............................  Operating a CMV with more than     License-related: High.......            8
                                     one driver's license.
383.21(a).........................  Operating a CMV with more than     License-related: High.......            8
                                     one driver's license.
383.23(a)(2)......................  Operating a CMV without a CDL....  License-related: High.......            8
383.25(a).........................  Operating on learner's permit      License-related: High.......            8
                                     without CDL holder (383.23(c)).
383.25(a)(1)......................  Operating on learner's permit      License-related: High.......            8
                                     without CDL holder
                                     (383.23(c)(1)).
383.25(a)(2)......................  Operating on learner's permit      License-related: High.......            8
                                     without valid driver's license
                                     (383.23(c)(2)).
383.51(a).........................  Driving a CMV (CDL) while          License-related: High.......            8
                                     disqualified.
383.51(a).........................  Driving a CMV while CDL is         License-related: Medium.....            5
                                     suspended for a non-safety-
                                     related reason and in the state
                                     of driver's license issuance.
                                     (383.51A-NSIN).
383.51(a).........................  Driving a CMV while CDL is         License-related: Low........            1
                                     suspended for a non-safety-
                                     related reason and outside the
                                     state of driver's license
                                     issuance (383.51A-NSOUT).
383.51(a)A........................  Driving a CMV while CDL is         License-related: High.......            8
                                     suspended for a safety-related
                                     or unknown reason and in the
                                     state of driver's license
                                     issuance. (383.51A-SIN).
383.51(a).........................  Driving a CMV while CDL is         License-related: Medium.....            5
                                     suspended for safety-related or
                                     unknown reason and outside the
                                     driver's license state of
                                     issuance. (383.51A-SOUT).
383.91(a).........................  Operating a CMV with improper CDL  License-related: High.......            8
                                     group.
383.93(b)(1)......................  No double/triple trailer           License-related: High.......            8
                                     endorsement on CDL.
383.93(b)(2)......................  No passenger vehicle endorsement   License-related: High.......            8
                                     on CDL.
383.93(b)(3)......................  No tank vehicle endorsement on     License-related: High.......            8
                                     CDL.
383.93(b)(4)......................  No HM endorsement on CDL.........  License-related: High.......            8
383.93(b)(5)......................  No school bus endorsement on CDL.  License-related: High.......            8
383.93(b)(5)......................  License (CDL)--Operating a school  License-related: High.......            8
                                     bus without a school bus
                                     endorsement as described in
                                     383.93(b)(5) (383.93B5LCDL).
383.95(a).........................  Violating airbrake restriction...  License-related: High.......            8
386.72(b).........................  Failing to comply with Imminent    Fitness/Jumping OOS.........           10
                                     Hazard OOS Order.
391.11............................  Unqualified driver...............  License-related: High.......            8
391.11(b)(1)......................  Interstate driver under 21 years   General Driver Qualification            4
                                     of age.
391.11(b)(4)......................  Driver lacking physical            Physical....................            2
                                     qualification(s).
391.11(b)(5)......................  Driver lacking valid license for   License-related: High.......            8
                                     type vehicle being operated.
391.11(b)(5)......................  Driver operating a CMV without     License-related: High.......            8
                                     proper endorsements or in
                                     violation of restrictions.
                                     (391.11B5-DEN).
391.11(b)(5)......................  Driver does not have a valid       License-related: High.......            8
                                     operator's license for the CMV
                                     being operated. (391.11B5-DNL).
391.11(b)(7)......................  Driver disqualified from           License-related: High.......            8
                                     operating CMV.
391.15(a).........................  Driving a CMV while disqualified.  License-related: High.......            8
391.15(a).........................  Driving a CMV while disqualified.  License-related: Medium.....            5
                                     Suspended for non-safety-related
                                     reason and in the state of
                                     driver's license issuance.
                                     (391.15A-NSIN).
391.15(a).........................  Driving a CMV while disqualified.  License-related: Low........            1
                                     Suspended for a non-safety-
                                     related reason and outside the
                                     state of driver's license
                                     issuance (391.15A-NSOUT)..
391.15(a).........................  Driving a CMV while disqualified.  License-related: High.......            8
                                     Suspended for safety-related or
                                     unknown reason and in the state
                                     of driver's license issuance.
                                     (391.15A-SIN).
391.15(a).........................  Driving a CMV while disqualified.  License-related: Medium.....            5
                                     Suspended for a safety-related
                                     or unknown reason and outside
                                     the driver's license state of
                                     issuance. (391.15A-SOUT).
391.41(a).........................  Driver not in possession of        Medical Certificate.........            1
                                     medical certificate.
391.41(a).........................  Operating a property-carrying      Medical Certificate.........            1
                                     vehicle without possessing a
                                     valid medical certificate
                                     (391.41A-F)..

391.41(a).........................  Operating a property-carrying      Medical Certificate.........            1
                                     vehicle without possessing a
                                     valid medical certificate.
                                     Previously Cited (391.41A-FPC).
391.41(a).........................  Operating a passenger-carrying     Medical Certificate.........            1
                                     vehicle without possessing a
                                     valid medical certificate.
                                     (391.41A-P).
391.43(h).........................  Improper medical examiner's        Medical Certificate.........            1
                                     certificate form.
391.45(b).........................  Expired medical examiner's         Medical Certificate.........            1
                                     certificate.
391.49(j).........................  No valid medical waiver in         Medical Certificate.........            1
                                     driver's possession.
398.3(b)..........................  Driver not physically qualified..  Physical....................            2
398.3(b)(8).......................  No doctor's certificate in         Medical Certificate.........            1
                                     possession.
----------------------------------------------------------------------------------------------------------------

                                  Table 4--Vehicle Maintenance BASIC Violations
----------------------------------------------------------------------------------------------------------------
                                      Violation description shown on
                                    driver/vehicle examination report                                 Violation
          49 CFR Section                given to CMV driver after       Violation group description    severity
                                                inspection                                              weight
----------------------------------------------------------------------------------------------------------------
385.103(c)........................  Fail to display current CVSA       Inspection Reports..........            4
                                     decal--Provisional Authority.
392.2.............................  Wheel (Mud) Flaps missing or       Windshield/Glass/Markings...            1
                                     defective (392.2WC).
392.7.............................  No pre-trip inspection...........  Inspection Reports..........            4
392.7(a)..........................  Driver failing to conduct pre-     Inspection Reports..........            4
                                     trip inspection.
392.7(b)..........................  Driver failing to conduct a pre-   Inspection Reports..........            4
                                     trip inspection of intermodal
                                     equipment.
392.8.............................  Failing to inspect/use emergency   Emergency Equipment.........            2
                                     equipment.
392.9.............................  Failing to secure load...........  General Securement..........            1
392.9(a)..........................  Failing to secure load...........  General Securement..........            1
392.9(a)(1).......................  Failing to secure cargo..........  General Securement..........            1
392.9(a)(2).......................  Failing to secure vehicle          General Securement..........            1
                                     equipment.
392.9(a)(3).......................  Driver's view/movement is          General Securement..........            1
                                     obstructed.
392.22(b).........................  Failing/improper placement of      Cab, Body, Frame............            2
                                     warning devices.
392.33............................  Operating CMV with lamps/          Lighting....................            6
                                     reflectors obscured.
392.62(c)(1)......................  Bus--baggage/freight restricts     General Securement..........            1
                                     driver operation.
392.62(c)(2)......................  Bus--Exit(s) obstructed by         General Securement..........            1
                                     baggage/freight.
392.62(c)(3)......................  Passengers not protected from      General Securement..........            1
                                     falling baggage.
392.63............................  Pushing/towing a loaded bus......  Towing Loaded Bus...........           10
393.9.............................  Inoperative required lamps.......  Clearance Identification                2
                                                                        Lamps/Other.
393.9.............................  Inoperative head lamps (393.9H)..  Lighting....................            6
393.9.............................  Inoperative tail lamp (393.9T)...  Lighting....................            6
393.9.............................  Inoperative turn signal (393.9TS)  Lighting....................            6
393.9(a)..........................  Inoperative required lamps.......  Clearance Identification                2
                                                                        Lamps/Other.
393.11............................  No/defective lighting devices/     Reflective Sheeting.........            3
                                     reflective devices/projected.
393.11............................  Lower retroreflective sheeting/    Reflective Sheeting.........            3
                                     reflex reflectors--Trailer
                                     manufactured on or after 12/1/
                                     1993 (393.11LR).
393.11............................  No retroreflective sheeting/       Reflective Sheeting.........            3
                                     reflex reflectors--Trailer
                                     manufactured on or after 12/1/
                                     1993 (393.11N).
393.11............................  Retroreflective sheeting not       Reflective Sheeting.........            3
                                     affixed as required--Trailer
                                     manufactured on or after 12/1/
                                     1993 (393.11RT).
393.11............................  No side retroreflective sheeting/  Reflective Sheeting.........            3
                                     reflex reflectors--Trailer
                                     manufactured on or after 12/1/
                                     1993 (393.11S).
393.11............................  No retro reflective sheeting or    Reflective Sheeting.........            3
                                     reflex reflectors on mud flaps--
                                     Truck Tractor manufactured on or
                                     after 7/1/1997 (393.11TL).
393.11............................  No retroreflective sheeting/       Reflective Sheeting.........            3
                                     reflex reflectors--Truck Tractor
                                     manufactured on or after 7/1/
                                     1997 (393.11TT).
393.11............................  No upper body corners              Reflective Sheeting.........            3
                                     retroreflective sheeting/reflex
                                     reflectors--Truck Tractor
                                     manufactured on or after 7/1/
                                     1997 (393.11TU).
393.11............................  No upper reflex reflectors         Reflective Sheeting.........            3
                                     retroreflective sheeting/reflex
                                     reflectors--Trailer manufactured
                                     on or after 12/1/1993 (393.11UR).
393.13(a).........................  Retroreflective tape not affixed   Reflective Sheeting.........            3
                                     as required for Trailers
                                     manufactured after 12/1/1993.
393.13(b).........................  No retroreflective sheeting or     Reflective Sheeting.........            3
                                     reflex reflective material as
                                     required for vehicles
                                     manufactured on or after 12/1/
                                     1993.
393.13(c)(1)......................  No side retroreflective sheeting   Reflective Sheeting.........            3
                                     or reflex reflective material as
                                     required for vehicles
                                     manufactured before 12/1/1993.
393.13(c)(2)......................  No lower rear retroreflective      Reflective Sheeting.........            3
                                     sheeting or reflex reflective
                                     material as required for
                                     vehicles manufactured before 12/
                                     1/1993.
393.13(c)(3)......................  No upper rear retroreflective      Reflective Sheeting.........            3
                                     sheeting or reflex reflective
                                     material as required for
                                     vehicles manufactured before 12/
                                     1/1993.
393.13(d)(1)......................  Improper side placement of         Reflective Sheeting.........            3
                                     retroreflective sheeting or
                                     reflex reflective material as
                                     required for vehicles
                                     manufactured on or after 12/1/
                                     1993.

393.13(d)(2)......................  Improper lower rear placement of   Reflective Sheeting.........            3
                                     retroreflective sheeting or
                                     reflex reflective material
                                     requirements for vehicles
                                     manufactured before 12/1/1993.
393.13(d)(3)......................  Upper rear retroreflective         Reflective Sheeting.........            3
                                     sheeting or reflex reflective
                                     material as required for
                                     vehicles manufactured on or
                                     after 12/1/1993.
393.17............................  No/defective lamp/reflector-tow-   Lighting....................            6
                                     away operation.
393.17(a).........................  No/defective lamps-towing unit-    Lighting....................            6
                                     tow-away operation.
393.17(b).........................  No/defective tow-away lamps on     Lighting....................            6
                                     rear unit.
393.19............................  Inoperative/defective hazard       Lighting....................            6
                                     warning lamp.
393.23............................  Required lamp not powered by       Clearance Identification                2
                                     vehicle electricity.               Lamps/Other.
393.24(a).........................  Noncompliance with headlamp        Lighting....................            6
                                     requirements.
393.24(b).........................  Noncompliant fog/driving lamps...  Lighting....................            6
393.24(b).........................  Noncompliant fog or driving lamps  Lighting....................            6
                                     (393.24BR).
393.24(c).........................  Improper headlamp mounting.......  Lighting....................            6
393.24(d).........................  Improper head/auxiliary/fog lamp   Lighting....................            6
                                     aiming.
393.25(a).........................  Improper lamp mounting...........  Lighting....................            6
393.25(b).........................  Lamps are not visible as required  Lighting....................            6
393.25(e).........................  Lamp not steady burning..........  Lighting....................            6
393.25(f).........................  Stop lamp violations.............  Lighting....................            6
393.26............................  Requirements for reflectors......  Reflective Sheeting.........            3
393.28............................  Improper or no wiring protection   Other Vehicle Defect........            3
                                     as required.
393.30............................  Improper battery installation....  Other Vehicle Defect........            3
393.40............................  Inadequate brake system on a CMV.  Brakes, All Others..........            4
393.41............................  No or defective parking brake      Brakes, All Others..........            4
                                     system on CMV.
393.42............................  No brakes as required............  Brakes, All Others..........            4
393.42(a).........................  Brake--Missing required brake.     Brakes, All Others..........            4
                                     (393.42A-BM).
393.42(a).........................  Brake--All wheels not equipped     Brakes, All Others..........            4
                                     with brakes as required.
                                     (393.42A-BMAW).
393.42(a).........................  Brake--Missing on a trailer        Brakes, All Others..........            4
                                     steering axle. (393.42A-BM-TSA).
393.43............................  No/improper breakaway or           Brakes, All Others..........            4
                                     emergency braking.
393.43(a).........................  No/improper tractor protection     Brakes, All Others..........            4
                                     valve.
393.43(d).........................  No or defective automatic trailer  Brakes, All Others..........            4
                                     brake.
393.44............................  No/defective bus front brake line  Brakes, All Others..........            4
                                     protection.
393.45............................  Brake tubing and hose adequacy...  Brakes, All Others..........            4
393.45............................  Brake Tubing and Hose Adequacy--   Brakes, All Others..........            4
                                     Connections to Power Unit
                                     (393.45PC).
393.45............................  Brake Tubing and Hose Adequacy     Brakes, All Others..........            4
                                     Under Vehicle (393.45UV).
393.45(b)(2)......................  Failing to secure brake hose/      Brakes, All Others..........            4
                                     tubing against mechanical damage
                                     (393.45(a)(4)).
393.45(b)(2)......................  Failing to secure brake hose/      Brakes, All Others..........            4
                                     tubing against mechanical damage.
393.45(b)(2)......................  Brake Hose or Tubing Chafing and/  Brakes, All Others..........            4
                                     or Kinking--Connection to Power
                                     Unit (393.45B2PC).
393.45(b)(2)......................  Brake Hose or Tubing Chafing and/  Brakes, All Others..........            4
                                     or Kinking Under Vehicle
                                     (393.45B2UV).
393.45(b)(3)......................  Failing to secure brake hose/      Brakes, All Others..........            4
                                     tubing against high temperatures.
393.45(d).........................  Brake connections with leaks/      Brakes, All Others..........            4
                                     constrictions.
393.45(d).........................  Brake Connections with             Brakes, All Others..........            4
                                     Constrictions--Connection to
                                     Power Unit (393.45DCPC).
393.45(d).........................  Brake Connections with             Brakes, All Others..........            4
                                     Constrictions Under Vehicle
                                     (393.45DCUV).
393.45(d).........................  Brake Connections with Leaks--     Brakes, All Others..........            4
                                     Connection to Power Unit
                                     (393.45DLPC).
393.45(d).........................  Brake Connections with Leaks       Brakes, All Others..........            4
                                     Under Vehicle (393.45DLUV).
393.47............................  Inadequate/contaminated brake      Brakes, All Others..........            4
                                     linings.
393.47(a).........................  Inadequate brakes for safe         Brakes, All Others..........            4
                                     stopping.
393.47(b).........................  Mismatched brake chambers on same  Brakes, All Others..........            4
                                     axle.
393.47(c).........................  Mismatched slack adjuster          Brakes, All Others..........            4
                                     effective length.
393.47(d).........................  Insufficient brake linings.......  Brakes, All Others..........            4
393.47(e).........................  Clamp/Roto-Chamber type brake(s)   Brakes Out of Adjustment....            4
                                     out of adjustment.
393.47(f).........................  Wedge type brake(s) out of         Brakes Out of Adjustment....            4
                                     adjustment.
393.47(g).........................  Insufficient drum/rotor thickness  Brakes, All Others..........            4
393.48(a).........................  Inoperative/defective brakes.....  Brakes, All Others..........            4
393.48(a).........................  Brakes--Hydraulic Brake Caliper    Brakes, All Others..........            4
                                     movement exceeds 1/8'' (0.125'')
                                     (3.175 mm) (393.48A-BCM).
393.48(a).........................  Brakes--Missing or Broken          Brakes, All Others..........            4
                                     Components (393.48A-BMBC).
393.48(a).........................  Brakes--Rotor (disc) metal-to-     Brakes, All Others..........            4
                                     metal contact (393.48A-BRMMC).
393.48(a).........................  Brakes--Severe rusting of brake    Brakes, All Others..........            4
                                     rotor (disc) (393.48A-BSRFS).
393.48(b)(1)......................  Defective brake limiting device..  Brakes, All Others..........            4
393.50............................  Inadequate reservoir for air/      Brakes, All Others..........            4
                                     vacuum brakes.
393.50(a).........................  Failing to have sufficient air/    Brakes, All Others..........            4
                                     vacuum reserve.

393.50(b).........................  Failing to equip vehicle--prevent  Brakes, All Others..........            4
                                     reservoir air/vacuum leak.
393.50(c).........................  No means to ensure operable check  Brakes, All Others..........            4
                                     valve.
393.50(d).........................  No or defective air reservoir      Brakes, All Others..........            4
                                     drain valve.
393.51............................  No or defective brake warning      Brakes, All Others..........            4
                                     device.
393.52(a)(1)......................  Insufficient braking force as      Brakes, All Others..........            4
                                     percent of GVW or GCW.
393.53(a).........................  Automatic brake adjuster CMV       Brakes, All Others..........            4
                                     manufactured on or after 10/20/
                                     1993--hydraulic brake.
393.53(b).........................  Automatic brake adjuster CMV       Brakes, All Others..........            4
                                     manufactured on or after 10/20/
                                     1994--air brake.
393.53(c).........................  Brake adjustment indicator CMV     Brakes, All Others..........            4
                                     manufactured on or after 10/20/
                                     1994--external automatic
                                     adjustment.
393.55(a).........................  ABS--all CMVs manufactured on or   Brakes, All Others..........            4
                                     after 3/1/1999 with hydraulic
                                     brakes.
393.55(b).........................  ABS--malfunction indicators for    Brakes, All Others..........            4
                                     hydraulic brake system.
393.55(c)(1)......................  ABS--all tractors manufactured on  Brakes, All Others..........            4
                                     or after 3/1/1997 air brake
                                     system.
393.55(c)(2)......................  ABS--all other CMVs manufactured   Brakes, All Others..........            4
                                     on or after 3/1/1998 air brake
                                     system.
393.55(d)(1)......................  ABS--malfunctioning circuit/       Brakes, All Others..........            4
                                     signal--truck tractor
                                     manufactured on or after 3/1/
                                     1997, single-unit CMV
                                     manufactured on or after 3/1/
                                     1998.
393.55(d)(2)......................  ABS--malfunctioning indicator to   Brakes, All Others..........            4
                                     cab of towing CMV manufactured
                                     on or after 3/1/2001.
393.55(d)(3)......................  No or Defective ABS Malfunction    Brakes, All Others..........            4
                                     Indicator for towed vehicles on
                                     vehicles manufactured after
                                     February 2001.
393.55(e).........................  ABS--malfunctioning lamps towed    Brakes, All Others..........            4
                                     CMV manufactured on or after 3/1/
                                     1998.
393.60............................  Windshield--Obstructed             Windshield/Glass/Markings...            1
                                     (393.60EWS).
393.60(b).........................  Windshields required.............  Windshield/Glass/Markings...            1
393.60(c).........................  Damaged or discolored windshield.  Windshield/Glass/Markings...            1
393.60(d).........................  Glazing permits less than 70       Windshield/Glass/Markings...            1
                                     percent of light.
393.61............................  Inadequate or missing truck side   Windshield/Glass/Markings...            1
                                     windows.
393.61............................  Inadequate or missing truck side   Windshield/Glass/Markings...            1
                                     windows (393.61(a)).
393.62(a).........................  No or defective bus emergency      Windshield/Glass/Markings...            1
                                     exits--Bus manufactured on or
                                     after 9/1/1994.
393.62(b).........................  No or defective bus emergency      Windshield/Glass/Markings...            1
                                     exits--Bus manufactured on or
                                     after 9/1/1973 but before 9/1/
                                     1994.
393.62(c).........................  No or defective bus emergency      Windshield/Glass/Markings...            1
                                     exit windows--Bus manufactured
                                     before 9/1/1973.
393.62(d).........................  No/defective Safety glass/push-    Windshield/Glass/Markings...            1
                                     out window--Bus manufactured
                                     before 9/1/1973.
393.62(e).........................  No or inadequate bus emergency     Windshield/Glass/Markings...            1
                                     exit marking--Bus manufactured
                                     on or after 9/1/1973.
393.65............................  Fuel system requirements.........  Fuel Systems................            1
393.65(b).........................  Improper location of fuel system.  Fuel Systems................            1
393.65(c).........................  Improper securement of fuel tank.  Fuel Systems................            1
393.65(f).........................  Improper fuel line protection....  Fuel Systems................            1
393.67............................  Fuel tank requirement violations.  Fuel Systems................            1
393.67(c)(7)......................  Fuel tank fill pipe cap missing..  Fuel Systems................            1
393.67(c)(8)......................  Improper fuel tank safety vent...  Fuel Systems................            1
393.68............................  Compressed natural gas (CNG) fuel  Other Vehicle Defect........            3
                                     container does not conform to
                                     regulations.
393.70............................  Fifth wheel......................  Coupling Devices............            3
393.70(a).........................  Defective coupling device--        Coupling Devices............            3
                                     improper tracking.
393.70(b).........................  Defective/improper fifth wheel     Coupling Devices............            3
                                     assemblies.
393.70(b).........................  Defective/improper fifth wheel     Coupling Devices............            3
                                     assembly upper half (393.70B1II).
393.70(b)(2)......................  Defective fifth wheel locking      Coupling Devices............            3
                                     mechanism.
393.70(c).........................  Defective coupling devices for     Coupling Devices............            3
                                     full trailer.
393.70(d).........................  No/improper safety chains/cables   Coupling Devices............            3
                                     for full trailer.
393.70(d)(8)......................  Improper safety chain attachment.  Coupling Devices............            3
393.71............................  Improper coupling driveaway/tow-   Coupling Devices............            3
                                     away operation.
393.71(g).........................  Prohibited towing connection/      Coupling Devices............            3
                                     device.
393.71(h).........................  Towbar requirement violations....  Coupling Devices............            3
393.71(h)(10).....................  No/improper safety chains/cables   Coupling Devices............            3
                                     for towbar.
393.75............................  Tires/tubes (general)............  Tires.......................            8
393.75(a).........................  Flat tire or fabric exposed......  Tires.......................            8
393.75(a)(1)......................  Tire--ply or belt material         Tires.......................            8
                                     exposed.
393.75(a)(2)......................  Tire--tread and/or sidewall        Tires.......................            8
                                     separation.
393.75(a)(3)......................  Tire--flat and/or audible air      Tires.......................            8
                                     leak.
393.75(a)(4)......................  Tire--cut exposing ply and/or      Tires.......................            8
                                     belt material.
393.75(b).........................  Tire--front tread depth less than  Tires.......................            8
                                     \4/32\ of inch.
393.75(c).........................  Tire--other tread depth less than  Tires.......................            8
                                     \2/32\ of inch.

393.75(d).........................  Tire--bus regrooved/recap on       Tires.......................            8
                                     front wheel.
393.75(e).........................  Tire--regrooved on front wheel of  Tire vs. Load...............            3
                                     truck/truck-tractor.
393.75(f).........................  Tire--exceeding weight rating of   Tire vs. Load...............            3
                                     tire.
393.75(f).........................  Weight carried exceeds tire load   Tire vs. Load...............            3
                                     limit (393.75(f)(1)).
393.75(h)(1)......................  Tire underinflated (393.75(f)(2))  Tire vs. Load...............            3
393.75(h).........................  Tire underinflated...............  Tire vs. Load...............            3
393.76............................  Sleeper berth requirement          Other Vehicle Defect........            3
                                     violations.
393.77............................  Defective and/or prohibited        Other Vehicle Defect........            3
                                     heaters.
393.77(b)(11).....................  Bus heater fuel tank location....  Other Vehicle Defect........            3
393.77(b)(5)......................  Protection of operating controls   Other Vehicle Defect........            3
                                     from tampering.
393.78............................  Windshield wipers inoperative/     Windshield/Glass/Markings...            1
                                     defective.
393.79............................  Defroster/Defogger inoperative...  Windshield/Glass/Markings...            1
393.80............................  Failing to equip vehicle with two  Other Vehicle Defect........            3
                                     rear vision mirrors.
393.81............................  Horn inoperative.................  Other Vehicle Defect........            3
393.82............................  Speedometer inoperative/           Other Vehicle Defect........            3
                                     inadequate.
393.83(a).........................  Exhaust system location..........  Exhaust Discharge...........            1
393.83(b).........................  Exhaust discharge fuel tank/       Exhaust Discharge...........            1
                                     filler tube.
393.83(c).........................  Improper exhaust--bus (gasoline).  Exhaust Discharge...........            1
393.83(d).........................  Improper exhaust--bus (diesel)...  Exhaust Discharge...........            1
393.83(e).........................  Improper exhaust discharge (not    Exhaust Discharge...........            1
                                     rear of cab).
393.83(f).........................  Improper exhaust system repair     Exhaust Discharge...........            1
                                     (patch/wrap).
393.83(g).........................  Exhaust leak under truck cab and/  Exhaust Discharge...........            1
                                     or sleeper.
393.83(h).........................  Exhaust system not securely        Exhaust Discharge...........            1
                                     fastened.
393.84............................  Inadequate floor condition.......  Cab, Body, Frame............            2
393.86............................  No or improper rearend protection  Cab, Body, Frame............            2
393.86(a)(1)......................  Rear impact guards--all trailers/  Cab, Body, Frame............            2
                                     semitrailers manufactured on or
                                     after 1/26/98.
393.86(a)(2)......................  Impact guard width--all trailers/  Cab, Body, Frame............            2
                                     semitrailers manufactured on or
                                     after 1/26/98.
393.86(a)(3)......................  Impact guard height--all trailers/ Cab, Body, Frame............            2
                                     semitrailers manufactured on or
                                     after 1/26/98.
393.86(a)(4)......................  Impact guard rear--all trailers/   Cab, Body, Frame............            2
                                     semitrailers manufactured on or
                                     after 1/26/98.
393.86(a)(5)......................  Cross-sectional vertical height--  Cab, Body, Frame............            2
                                     all trailers/semitrailers
                                     manufactured on or after 1/26/98.
393.86(b)(1)......................  Rear Impact Guards--motor          Cab, Body, Frame............            2
                                     vehicles manufactured after 12/
                                     31/52, see exceptions.
393.87............................  Warning flag required on           Warning Flags...............            1
                                     projecting load.
393.87(a).........................  Warning flag required on           Warning Flags...............            1
                                     projecting load.
393.87(b).........................  Improper warning flag placement..  Warning Flags...............            1
393.88............................  Improperly located television      Cab, Body, Frame............            2
                                     receiver.
393.89............................  Bus driveshaft not properly        Cab, Body, Frame............            2
                                     protected.
393.90............................  Bus--no or obscure standee line..  Cab, Body, Frame............            2
393.91............................  Bus--improper aisle seats........  Cab, Body, Frame............            2
393.93(a).........................  Bus--not equipped with seatbelt..  Cab, Body, Frame............            2
393.93(a)(3)......................  Seats not secured in conformance   Cab, Body, Frame............            2
                                     with FMVSS.
393.93(b).........................  Truck not equipped with seatbelt.  Cab, Body, Frame............            2
393.95(a).........................  No/discharged/unsecured fire       Emergency Equipment.........            2
                                     extinguisher.
393.95(a)(1)(i)...................  No/discharged/unsecured fire       Emergency Equipment.........            2
                                     extinguisher.
393.95(b).........................  No spare fuses as required.......  Emergency Equipment.........            2
393.95(b).........................  No spare fuses as required         Emergency Equipment.........            2
                                     (393.95(c)).
393.95(f).........................  No/insufficient warning devices..  Emergency Equipment.........            2
393.95(g).........................  HM--restricted emergency warning   Emergency Equipment.........            2
                                     device.
393.100...........................  Failure to prevent cargo shifting  General Securement..........            1
393.100(a)........................  Failure to prevent cargo shifting  General Securement..........            1
393.100(b)........................  Leaking/spilling/blowing/falling   Improper Load Securement....            7
                                     cargo.
393.100(c)........................  Failure to prevent cargo shifting  General Securement..........            1
393.102(a)........................  Improper securement system         Tiedown.....................            3
                                     (tiedown assemblies).
393.102(a)(1).....................  Insufficient means to prevent      Failure to Prevent Movement.            3
                                     movement.
393.102(a)(1)(i)..................  Insufficient means to prevent      Failure to Prevent Movement.            3
                                     forward movement.
393.102(a)(1)(ii).................  Insufficient means to prevent      Failure to Prevent Movement.            3
                                     rearward movement.
393.102(a)(1)(iii)................  Insufficient means to prevent      Failure to Prevent Movement.            3
                                     lateral movement.
393.102(a)(2).....................  Tiedown assembly with inadequate   Tiedown.....................            3
                                     working load limit.
393.102(b)........................  Insufficient means to prevent      Failure to Prevent Movement.            3
                                     vertical movement.
393.102(c)........................  No equivalent means of securement  Improper Load Securement....            7
393.104(a)........................  Inadequate/damaged securement      Securement Device...........            1
                                     device/system.
393.104(b)........................  Damaged securement system/         Securement Device...........            1
                                     tiedowns.
393.104(c)........................  Damaged vehicle structures/anchor  Securement Device...........            1
                                     points.
393.104(d)........................  Damaged dunnage/bars/blocking-     Securement Device...........            1
                                     bracing.
393.104(f)(1).....................  Knotted tiedown..................  Tiedown.....................            3

393.104(f)(2).....................  Use of tiedown with improper       Tiedown.....................            3
                                     repair..
393.104(f)(3).....................  Loose/unfastened tiedown.........  Tiedown.....................            3
393.104(f)(4).....................  No edge protection for tiedowns..  Tiedown.....................            3
                                    (393.104F4R).....................
393.106(a)........................  No/improper front end structure/   Securement Device...........            1
                                     headerboard.
393.106(b)........................  Cargo not immobilized or secured.  Failure to Prevent Movement.            3
393.106(c)(1).....................  No means to prevent cargo from     Failure to Prevent Movement.            3
                                     rolling.
393.106(c)(2).....................  Cargo without direct contact/      Failure to Prevent Movement.            3
                                     prevention from shifting.
393.106(d)........................  Insufficient aggregate working     Tiedown.....................            3
                                     load limit.
393.110...........................  Failing to meet minimum tiedown    General Securement..........            1
                                     requirements.
393.110(b)........................  Insufficient tiedowns; without     Tiedown.....................            3
                                     headerboard/blocking.
393.110(c)........................  Insufficient tiedowns; with        Tiedown.....................            3
                                     headerboard/blocking.
393.110(d)........................  Large/odd-shaped cargo not         Failure to Prevent Movement.            3
                                     adequately secured.
393.112...........................  Tiedown not adjustable by driver.  Securement Device...........            1
393.114...........................  No/improper front end structure..  General Securement..........            1
393.114(b)(1).....................  Insufficient height for front-end  Securement Device...........            1
                                     structure.
393.114(b)(2).....................  Insufficient width for front-end   Securement Device...........            1
                                     structure.
393.114(d)........................  Front-end structure with large     Securement Device...........            1
                                     opening(s).
393.116...........................  No/improper securement of logs...  General Securement..........            1
393.116(d)(1).....................  Short, over \1/3\ length past      Improper Load Securement....            7
                                     structure.
393.116(d)(2).....................  Short, insufficient/no tiedowns..  Improper Load Securement....            7
393.116(d)(3).....................  Short, tiedowns improperly         Improper Load Securement....            7
                                     positioned.
393.116(d)(4).....................  Short, no center stakes/high log   Improper Load Securement....            7
                                     not secured.
393.116(e)........................  Short, length; improper            Improper Load Securement....            7
                                     securement.
393.118...........................  No/improper lumber/building        General Securement..........            1
                                     materials. securement.
393.118(b)........................  Improper placement of bundles....  Improper Load Securement....            7
393.118(d)........................  Insufficient protection against    Failure to Prevent Movement.            3
                                     lateral movement.
393.118(d)(3).....................  Insufficient/improper arrangement  Tiedown.....................            3
                                     of tiedowns.
393.120...........................  No/improper securement of metal    General Securement..........            1
                                     coils.
393.120(b)(1).....................  Coil/vertical improper securement  Improper Load Securement....            7
393.120(b)(2).....................  Coils, rows, eyes vertical--       Improper Load Securement....            7
                                     improper securement.
393.120(c)(1).....................  Coil/eye crosswise improper        Improper Load Securement....            7
                                     securement.
393.120(c)(2).....................  X-pattern on coil(s) with eyes     Improper Load Securement....            7
                                     crosswise.
393.120(d)(1).....................  Coil with eye lengthwise-improper  Improper Load Securement....            7
                                     securement.
393.120(d)(4).....................  Coils, rows, eyes length--         Improper Load Securement....            7
                                     improper securement..
393.120(e)........................  No protection against shifting/    Failure to Prevent Movement.            3
                                     tipping.
393.122...........................  No/improper securement of paper    General Securement..........            1
                                     rolls.
393.122(b)........................  Rolls vertical--improper           Improper Load Securement....            7
                                     securement.
393.122(c)........................  Rolls vertical/split--improper     Improper Load Securement....            7
                                     securement.
393.122(d)........................  Rolls vertical/stacked--improper   Improper Load Securement....            7
                                     securement.
393.122(e)........................  Rolls crosswise--improper          Improper Load Securement....            7
                                     securement.
393.122(f)........................  Rolls crosswise/stacked load--     Improper Load Securement....            7
                                     improperly secured.
393.122(g)........................  Rolls length--improper securement  Improper Load Securement....            7
393.122(h)........................  Rolls lengthwise/stacked--         Improper Load Securement....            7
                                     improper securement.
393.122(i)........................  Improper securement--rolls on      Improper Load Securement....            7
                                     flatbed/curtain-sided vehicle.
393.124...........................  No/improper securement of          General Securement..........            1
                                     concrete pipe.
393.124(b)........................  Insufficient working load limit--  Tiedown.....................            3
                                     concrete pipes.
393.124(c)........................  Improper blocking of concrete      Improper Load Securement....            7
                                     pipe.
393.124(d)........................  Improper arrangement of concrete   Improper Load Securement....            7
                                     pipe.
393.124(e)........................  Improper securement, up to 45 in.  Improper Load Securement....            7
                                     diameter.
393.124(f)........................  Improper securement, greater than  Improper Load Securement....            7
                                     45 inch diameter.
393.126...........................  Fail to ensure intermodal          General Securement..........            1
                                     container secured.
393.126(b)........................  Damaged/missing tiedown/           Securement Device...........            1
                                     securement device.
393.126(c)(1).....................  Lower corners of container not on  Securement Device...........            1
                                     vehicle/structure.
393.126(c)(2).....................  All corners of chassis not         Improper Load Securement....            7
                                     secured.
393.126(c)(3).....................  Front and rear of container not    Improper Load Securement....            7
                                     secured independently.
393.126(d)(1).....................  Empty container not properly       Improper Load Securement....            7
                                     positioned.
393.126(d)(2).....................  Empty container, more than 5 foot  Improper Load Securement....            7
                                     overhang.
393.126(d)(4).....................  Empty container--not properly      Improper Load Securement....            7
                                     secured.
393.128...........................  No/improper securement of          General Securement..........            1
                                     vehicles.
393.128(b)(1).....................  Vehicle not secured--front and     Improper Load Securement....            7
                                     rear.
393.128(b)(2).....................  Tiedown(s) not affixed to          Improper Load Securement....            7
                                     mounting points.
393.128(b)(3).....................  Tiedown(s) not over/around wheels  Improper Load Securement....            7
393.130...........................  No/improper heavy vehicle/         General Securement..........            1
                                     machinery securement.
393.130(b)........................  Item not properly prepared for     Improper Load Securement....            7
                                     transport.
393.130(c)........................  Improper restraint/securement of   Improper Load Securement....            7
                                     item.
393.132...........................  No/improper securement of crushed  General Securement..........            1
                                     vehicles.
393.132(b)........................  Prohibited use of synthetic        Securement Device...........            1
                                     webbing.
393.132(c)........................  Insufficient tiedowns per stack    Tiedown.....................            3
                                     cars.
393.132(c)(5).....................  Insufficient means to retain       Improper Load Securement....            7
                                     loose parts.

393.134...........................  No/improper securement of roll/    General Securement..........            1
                                     hook container.
393.134(b)(1).....................  No blocking against forward        Failure to Prevent Movement.            3
                                     movement.
393.134(b)(2).....................  Container not secured to front of  Improper Load Securement....            7
                                     vehicle.
393.134(b)(3).....................  Rear of container not properly     Improper Load Securement....            7
                                     secured.
393.136...........................  No/improper securement of large    General Securement..........            1
                                     boulders.
393.136(b)........................  Improper placement/positioning of  Improper Load Securement....            7
                                     boulder.
393.136(c)(1).....................  Boulder not secured with chain...  Improper Load Securement....            7
393.136(d)........................  Improper securement--cubic         Improper Load Securement....            7
                                     boulder.
393.136(e)........................  Improper securement--non-cubic     Improper Load Securement....            7
                                     boulder with stable base.
393.136(f)........................  Improper securement--non-cubic     Improper Load Securement....            7
                                     boulder with unstable base.
393.201(a)........................  Frame cracked/loose/sagging/       Cab, Body, Frame............            2
                                     broken.
393.201(b)........................  Bolts securing cab broken/loose/   Cab, Body, Frame............            2
                                     missing.
393.201(c)........................  Frame rail flange improperly bent/ Cab, Body, Frame............            2
                                     cut/notched.
393.201(d)........................  Frame accessories improperly       Cab, Body, Frame............            2
                                     attached.
393.201(e)........................  Prohibited holes drilled in frame  Cab, Body, Frame............            2
                                     rail flange.
393.203...........................  Cab/body parts requirements        Cab, Body, Frame............            2
                                     violations.
393.203(a)........................  Cab door missing/broken..........  Cab, Body, Frame............            2
393.203(b)........................  Cab/body improperly secured to     Cab, Body, Frame............            2
                                     frame.
393.203(c)........................  Hood not securely fastened.......  Cab, Body, Frame............            2
393.203(d)........................  Cab seats not securely mounted...  Cab, Body, Frame............            2
393.203(e)........................  Cab front bumper missing/          Cab, Body, Frame............            2
                                     unsecured/protruding.
393.205(a)........................  Wheel/rim cracked or broken......  Wheels, Studs, Clamps, Etc..            2
393.205(b)........................  Stud/bolt holes elongated on       Wheels, Studs, Clamps, Etc..            2
                                     wheels.
393.205(c)........................  Wheel fasteners loose and/or       Wheels, Studs, Clamps, Etc..            2
                                     missing.
393.207(a)........................  Axle positioning parts defective/  Suspension..................            7
                                     missing.
393.207(b)........................  Adjustable axle locking pin        Suspension..................            7
                                     missing/disengaged.
393.207(c)........................  Leaf spring assembly defective/    Suspension..................            7
                                     missing.
393.207(d)........................  Coil spring cracked and/or broken  Suspension..................            7
393.207(e)........................  Torsion bar cracked and/or broken  Suspension..................            7
393.207(f)........................  Air suspension pressure loss.....  Suspension..................            7
393.207(g)........................  No/defective air suspension        Suspension..................            7
                                     exhaust control.
393.209(a)........................  Steering wheel not secured/broken  Steering Mechanism..........            6
393.209(b)........................  Excessive steering wheel lash....  Steering Mechanism..........            6
393.209(c)........................  Loose steering column............  Steering Mechanism..........            6
393.209(d)........................  Steering system components worn/   Steering Mechanism..........            6
                                     welded/missing.
393.209(e)........................  Power steering violations........  Steering Mechanism..........            6
396.1.............................  Must have knowledge of and comply  Inspection Reports..........            4
                                     with regulations.
396.3(a)(1).......................  Inspection/repair and maintenance  Wheels, Studs, Clamps, Etc..            2
                                     parts and accessories.
396.3(a)(1).......................  Brakes (general) (396.3A1B)......  Brakes, All Others..........            4
396.3(a)(1).......................  Brake out of adjustment            Brakes Out of Adjustment....            4
                                     (396.3A1BA).
396.3(a)(1).......................  Brake-air compressor violation     Brakes, All Others..........            4
                                     (396.3A1BC).
396.3(a)(1).......................  Brake-defective brake drum         Brakes, All Others..........            4
                                     (396.3A1BD).
396.3(a)(1).......................  Brake-reserve system pressure      Brakes, All Others..........            4
                                     loss (396.3A1BL).
396.3(a)(1).......................  Tires (general) (396.3A1T).......  Tires.......................            8
396.5.............................  Excessive oil leaks..............  Other Vehicle Defect........            3
396.5(a)..........................  Failing to ensure that vehicle is  Other Vehicle Defect........            3
                                     properly lubricated.
396.5(a)..........................  Hubs--No visible or measurable     Wheels, Studs, Clamps, Etc..            2
                                     lubricant showing in the hub--
                                     inner wheel (396.5A-HNLIW).
396.5(a)..........................  Hubs--No visible or measurable     Wheels, Studs, Clamps, Etc..            2
                                     lubricant showing in the hub--
                                     outer wheel (396.5A-HNLOW).
396.5(b)..........................  Oil and/or grease leak...........  Other Vehicle Defect........            3
396.5(b)..........................  Hubs--Oil and/or Grease Leaking    Wheels, Studs, Clamps, Etc..            2
                                     from hub--inner wheel (396.5B-
                                     HLIW).
396.5(b)..........................  Hubs--oil and/or Grease Leaking    Wheels, Studs, Clamps, Etc..            2
                                     from hub--outer wheel (396.5B-
                                     HLOW).
396.5(b)..........................  Hubs--Wheel seal leaking--inner    Wheels, Studs, Clamps, Etc..            2
                                     wheel (396.5B-HWSLIW).
396.5(b)..........................  Hubs--Wheel seal leaking--outer    Wheels, Studs, Clamps, Etc..            2
                                     wheel (396.5B-HWSLOW).
396.7.............................  Unsafe operations forbidden......  Other Vehicle Defect........            3
396.9(c)(2).......................  Operating an OOS vehicle.........  Vehicle Jumping OOS.........           10
396.9(d)(2).......................  Failure to correct defects noted   Inspection Reports..........            4
                                     on inspection report.
396.11............................  No or inadequate driver vehicle    Inspection Reports..........            4
                                     inspection report.
396.13(c).........................  No reviewing driver's signature    Inspection Reports..........            4
                                     on Driver Vehicle Inspection
                                     Report (DVIR).
396.17(c).........................  Operating a CMV without periodic   Inspection Reports..........            4
                                     inspection.
398.5(a)..........................  Operating a motor vehicle not in   Other Vehicle Defect........            3
                                     compliance with parts and
                                     accessories regulations--migrant
                                     workers (398.5).
398.7.............................  Failure to inspect or maintain     Inspection Reports..........            4
                                     motor vehicle to ensure safe and
                                     proper operating condition--
                                     migrant workers.
399.207...........................  Vehicle access requirements        Cab, Body, Frame............            2
                                     violations.
399.211...........................  Inadequate maintenance of driver   Cab, Body, Frame............            2
                                     access.
----------------------------------------------------------------------------------------------------------------

                            Table 5--Hazardous Materials Compliance BASIC Violations
----------------------------------------------------------------------------------------------------------------
                                      Violation description shown on
                                    driver/vehicle examination report                                 Violation
          49 CFR section                given to CMV driver after       Violation group description    severity
                                                inspection                                              weight
----------------------------------------------------------------------------------------------------------------
171.2(a)..........................  Failure to comply with HM          HM Other....................            2
                                     regulations.
171.2(b)..........................  Failure to comply with the         HM Other....................            2
                                     requirements for HM
                                     transportation (including
                                     labeling and handling).
171.2(c)..........................  Representing a package./container  Markings--HM................            5
                                     for HM not meeting specs.
171.2(f)..........................  Transporting HM not in accordance  Package Integrity--HM.......            8
                                     with this part.
171.2(g)..........................  Cargo tank does not comply with    Package Integrity--HM.......            8
                                     HM Regulations.
171.2(k)..........................  Representing vehicle with HM,      Markings--HM................            5
                                     none present.
172.200(a)........................  No shipping paper provided by      Documentation--HM...........            3
                                     offeror.
172.201(a)(1).....................  HM not distinguished from non-HM.  Documentation--HM...........            3
172.201(a)(2).....................  HM description not printed         Documentation--HM...........            3
                                     legibly in English.
172.201(a)(3).....................  HM description contains            Documentation--HM...........            3
                                     abbreviation or code.
172.201(a)(4).....................  Additional information not after   Documentation--HM...........            3
                                     HM basic description.
172.201(c)........................  Failure to list page number of     Documentation--HM...........            3
                                     pages.
172.201(d)........................  Emergency Response phone number    Documentation--HM...........            3
                                     not listed.
172.202(a)(2).....................  Improper shipping name             Documentation--HM...........            3
                                     (172.202(a)(1)).
172.202(a)(3).....................  Improper hazard class              Documentation--HM...........            3
                                     (172.202(a)(2)).
172.202(a)(1).....................  Wrong or no ID number              Documentation--HM...........            3
                                     (172.202(a)(3).
172.202(a)(4).....................  No packing group listed..........  Documentation--HM...........            3
172.202(a)(5).....................  Total quantity not listed........  Documentation--HM...........            3
172.202(b)........................  Basic description not in proper    Documentation--HM...........            3
                                     sequence.
172.202(c)........................  Total quantity improper location.  Documentation--HM...........            3
172.202(e)........................  Non Hazardous Material entered     Documentation--HM...........            3
                                     with class or ID#.
172.203(a)........................  Exemption number not listed......  Documentation--HM...........            3
172.203(b)........................  Limited quantity not shown.......  Documentation--HM...........            3
172.203(c)(1).....................  Hazardous substance entry missing  Documentation--HM...........            3
172.203(c)(2).....................  RQ not on shipping paper.........  Documentation--HM...........            3
172.203(d)(1).....................  Radionuclide name not on shipping  Documentation--HM...........            3
                                     paper.
172.203(d)(10)....................  No indication for Highway Route    Documentation--HM...........            3
                                     Controlled Quantity of Class 7
                                     ``HRCQ'' on shipping paper.
172.203(d)(2).....................  No RAM physical or chemical form.  Documentation--HM...........            3
172.203(d)(3).....................  No RAM activity..................  Documentation--HM...........            3
172.203(d)(4).....................  No RAM label category............  Documentation--HM...........            3
172.203(d)(5).....................  No RAM transport index...........  Documentation--HM...........            3
172.203(d)(6).....................  No fissile radioactive entry.....  Documentation--HM...........            3
172.203(d)(7).....................  No DOE/NRC package approval        Documentation--HM...........            3
                                     notation.
172.203(d)(8).....................  Export package or foreign made     Documentation--HM...........            3
                                     package not marked with IAEA
                                     Certificate.
172.203(d)(9).....................  No Exclusive Use notation........  Documentation--HM...........            3
172.203(e)........................  No empty packaging noted.........  Documentation--HM...........            3
172.203(h)(1).....................  No qt/nqt for anhydrous ammonia..  Documentation--HM...........            3
172.203(h)(2).....................  No notation for QT/NQT for         Documentation--HM...........            3
                                     Liquified Petroleum Gas.
172.203(k)........................  No technical name for nos entry..  Documentation--HM...........            3
172.203(m)........................  No Poison Inhalation Hazard and/   Documentation--HM...........            3
                                     or Hazard Zone.
172.203(n)........................  No ``hot'' on shipping paper.....  Documentation--HM...........            3
172.203(o)........................  No temperature controls noted for  Documentation--HM...........            3
                                     Class 4.1 or Class 5.2.
172.205...........................  Hazardous waste manifest not as    Documentation--HM...........            3
                                     required.
172.300...........................  Failing to comply with marking     Markings--HM................            5
                                     requirements.
172.301...........................  Non-bulk package marking--general  Markings--HM................            5
172.301(a)........................  No ID number on side/ends of non-  Markings--HM................            5
                                     bulk package--large quantity of
                                     single HM.
172.301(a)(1).....................  No proper shipping name and/or     Markings--HM................            5
                                     ID# marking on non-bulk.
172.301(b)........................  No technical name on non-bulk....  Documentation--HM...........            3
172.301(c)........................  No special permit number on non-   Documentation--HM...........            3
                                     bulk package.
172.301(d)........................  No consignee/consignor on non-     Documentation--HM...........            3
                                     bulk.
172.302...........................  Marking requirements bulk          Markings--HM................            5
                                     packagings.
172.302(a)........................  No ID number (portable and cargo   Markings--HM................            5
                                     tank).
172.302(b)........................  Bulk package marking incorrect     Markings--HM................            5
                                     size.
172.302(c)........................  No special permit number on bulk   Documentation--HM...........            3
                                     package.
172.303(a)........................  Prohibited HM marking on package.  Markings--HM................            5
172.304(a)(1).....................  Package marking not durable,       Markings--HM................            5
                                     English, or print.
172.304(a)(2).....................  Marking not on sharply             Markings--HM................            5
                                     contrasting color.
172.304(a)(3).....................  Marking obscured by label or       Markings--HM................            5
                                     attachments.
172.304(a)(4).....................  Marking not away from other        Markings--HM................            5
                                     marking.
172.308(a)........................  Package marked with unauthorized   Markings--HM................            5
                                     abbreviation.
172.310(a)........................  No gross weight on radioactive     Markings--HM................            5
                                     materials package greater than
                                     50 KG.
172.310(b)........................  Radioactive materials package not  Markings--HM................            5
                                     marked ``Type A or B''.
172.312(a)(2).....................  No package orientation arrows....  Cargo Protection--HM........            4
172.312(b)........................  Prohibited use of orientation      Cargo Protection--HM........            4
                                     arrows.
172.313(a)........................  No ``inhalation hazard'' on        Markings--HM................            5
                                     package.
172.313(b)........................  No ``poison'' on non-bulk plastic  Markings--HM................            5
                                     package.

172.316(a)........................  Other regulated material non-bulk  Markings--HM................            5
                                     package not marked.
172.320(a)........................  Class 1 package not marked with    Markings--HM................            5
                                     ex-number.
172.322(b)........................  No marine pollutant marking on     Markings--HM................            5
                                     bulk packaging.
172.324...........................  Non-bulk hazardous substance not   Markings--HM................            5
                                     marked.
172.325(a)........................  No ``hot'' marking for bulk        Markings--HM................            5
                                     elevated temperature (172.325).
172.325(a)........................  Elevated temperature not marked    Markings--HM................            5
                                     ``Hot''.
172.325(b)........................  Improperly marked molten aluminum/ Markings--HM................            5
                                     sulphur.
172.326(a)........................  Portable tank not marked with      Markings--HM................            5
                                     proper shipping name or ID#.
172.326(b)........................  No portable tank owner or lessee   Markings--HM................            5
                                     marking.
172.326(c)(1).....................  No ID number marking on vehicle    Markings--HM................            5
                                     carrying portable tank.
172.326(c)(2).....................  Shipper failed to provide ID       Markings--HM................            5
                                     number to carrier.
172.328...........................  No ID number displayed on a cargo  Markings--HM................            5
                                     tank.
172.328(a)........................  Shipper failed to provide or       Markings--HM................            5
                                     affix ID number for cargo tank.
172.328(b)........................  Cargo tank not marked for class 2  Markings--HM................            5
172.328(c)........................  No quenched and tempered steel     Markings--HM................            5
                                     (QT)/other than quenched and
                                     tempered steel (NQT) marked on
                                     cargo tank (MC 330/331).
172.328(d)........................  Fail to mark manual remote         Markings--HM................            5
                                     shutoff device.
172.330(a)(2).....................  Tank car tank (non cylinder) not   Markings--HM................            5
                                     marked as required.
172.330(b)........................  Motor vehicle with tank not        Markings--HM................            5
                                     marked.
172.331...........................  Markings for other bulk packages.  Markings--HM................            5
172.332...........................  Required ID markings displayed...  Markings--HM................            5
172.334...........................  Prohibited ID number marking.....  Markings--HM................            5
172.334(a)........................  ID # displayed on Class 7/Class 1/ Markings--HM................            5
                                     Dangerous or Subsidiary placard.
172.336(b)........................  ID numbers not properly displayed  Markings--HM................            5
172.336(c)(1).....................  Failing to display ID numbers on   Markings--HM................            5
                                     compartment cargo tank in
                                     sequence.
172.338...........................  Carrier failed to replace missing  Markings--HM................            5
                                     ID number.
172.400...........................  Labeling requirements............  Markings--HM................            5
172.400(a)........................  Package/containment not labeled    Markings--HM................            5
                                     as required.
172.401...........................  Prohibited labeling..............  Markings--HM................            5
172.402...........................  Failing to affix additional        Markings--HM................            5
                                     labels when required.
172.402(a)........................  No label for subsidiary hazard...  Markings--HM................            5
172.402(b)........................  Display of class number on label.  Markings--HM................            5
172.402(d)........................  Subsidiary labeling for            Markings--HM................            5
                                     radioactive materials.
172.402(e)........................  Subsidiary labeling for class 1    Markings--HM................            5
                                     (explosive) materials.
172.403(a)........................  Radioactive material label         Markings--HM................            5
                                     requirement.
172.403(f)........................  Radioactive material package-2     Markings--HM................            5
                                     labels on opposite sides.
172.403(g)........................  Failed to label radioactive        Markings--HM................            5
                                     material properly.
172.403(g)(2).....................  Class 7 label--no activity/        Markings--HM................            5
                                     activity not in SI units.
172.404(a)........................  Mixed package not properly         Markings--HM................            5
                                     labeled.
172.404(b)........................  Failed to properly label           Markings--HM................            5
                                     consolidated package.
172.406(a)(1).....................  Label placement not as required..  Markings--HM................            5
172.406(c)........................  Multiple label placement not as    Markings--HM................            5
                                     required.
172.406(d)........................  Label not on contrasting           Markings--HM................            5
                                     background or no border.
172.406(e)........................  Failed to display duplicate label  Markings--HM................            5
                                     as required.
172.406(f)........................  Label obscured by marking or       Markings--HM................            5
                                     attachment.
172.502(a)(1).....................  Prohibited placarding............  Markings--HM................            5
172.502(a)(2).....................  Sign or device could be confused   Markings--HM................            5
                                     with HM placard.
172.504...........................  Placards not in table 1 or 2.....  Markings--HM................            5
172.504(a)........................  Vehicle not placarded as required  Markings--HM................            5
172.504(b)........................  Dangerous placard violation......  Markings--HM................            5
172.505(a)........................  No placard for poison inhalation   Markings--HM................            5
                                     hazard.
172.505(b)........................  Not placarded for RAM and          Markings--HM................            5
                                     Corrosive when required.
172.505(c)........................  Placard for subsidiary dangerous   Markings--HM................            5
                                     when wet.
172.506(a)........................  Failed to provide placards         Markings--HM................            5
                                     shipper.
172.506(a)(1).....................  Placards not affixed to vehicle..  Markings--HM................            5
172.507...........................  Not placardarded for RAM highway   Markings--HM................            5
                                     route controlled quantity.
172.512(a)........................  Freight container not placarded..  Markings--HM................            5
172.514(a)........................  Bulk package offered without       Markings--HM................            5
                                     placard.
172.514(b)........................  Bulk package with residue of HM    Markings--HM................            5
                                     not properly placarded.
172.516(a)........................  Placard not visible from           Markings--HM................            5
                                     direction it faces.
172.516(c)(1).....................  Placard not securely affixed or    Markings--HM................            5
                                     attached.
172.516(c)(2).....................  Placard not clear of appurtenance  Markings--HM................            5
172.516(c)(4).....................  Placard improper location........  Markings--HM................            5
172.516(c)(5).....................  Placard not reading horizontally.  Markings--HM................            5
172.516(c)(6).....................  Placard damaged, deteriorated, or  Markings--HM................            5
                                     obscured.
172.516(c)(7).....................  Placard not on contrasting         Markings--HM................            5
                                     background or border.
172.519...........................  Placard does not meet              Markings--HM................            5
                                     specifications.
172.600(c)........................  Emergency Response (ER)            Documentation--HM...........            3
                                     information not available.
172.602(a)........................  Emergency response information     Documentation--HM...........            3
                                     missing.
172.602(b)........................  Form and manner of emergency       Documentation--HM...........            3
                                     response information.

172.602(c)(1).....................  Maintenance/accessibility of       Documentation--HM...........            3
                                     emergency response information.
172.604(a)........................  Failing to provide an emergency    Documentation--HM...........            3
                                     response phone number.
173.24(a).........................  Non-bulk package mixed contents    Cargo Protection--HM........            4
                                     requirements.
173.24(b).........................  Failed to meet general package     Load Securement--HM.........           10
                                     requirements.
173.24(b)(1)......................  Release of HM from package.......  Load Securement--HM.........           10
173.24(b).........................  Bulk package outage or filling     Load Securement--HM.........           10
                                     limit requirements.
173.24b(d)(2).....................  Exceed max weight of rating on     Load Securement--HM.........           10
                                     spec plate.
173.24(c).........................  Unauthorized packaging...........  Load Securement--HM.........           10
173.24(f)(1)......................  Closures for packagings must not   Load Securement--HM.........           10
                                     be open or leaking.
173.25(a).........................  Failed to meet overpack            Markings--HM................            5
                                     conditions.
173.25(c).........................  Failure to label and package       Markings--HM................            5