Sec.  35.28   Non-discriminatory open access transmission tariff.

* * * * *
    (g) * * *
    (9) A resource's incremental energy offer must be capped at the
higher of $1,000/MWh or that resource's cost-based incremental energy
offer. For the purpose of calculating Locational Marginal Prices,
Regional Transmission Organizations and Independent System Operators
must cap cost-based incremental energy offers at $2,000/MWh. The costs
underlying a resource's cost-based incremental energy offer above
$1,000/MWh must be verified before that offer can be used for purposes
of calculating Locational Marginal Prices. If a resource submits an
incremental energy offer above $1,000/MWh and the costs underlying that
offer cannot be verified before the market clearing process begins,
that offer may not be used to calculate Locational Marginal Prices and
the resource would be eligible for a make-whole payment if that
resource is dispatched and the resource's costs are verified after-the-
fact. A resource would also be eligible for a make-whole payment if it
is dispatched and its verified cost-based incremental energy offer
exceeds $2,000/MWh. All resources, regardless of type, are eligible to
submit cost-based incremental energy offers in excess of $1,000/MWh.
    The following appendix will not appear in the Code of Federal
Regulations.

          Appendix--List of Short Names/Acronyms of Commenters
------------------------------------------------------------------------
        Short name/acronym                        Commenter
------------------------------------------------------------------------
AEMA..............................  Advanced Energy Management Alliance.
AF&PA.............................  American Forest & Paper Association.
APPA, NRECA, and AMP..............  American Public Power Association,
                                     National Rural Electric Cooperative
                                     Association and American Municipal
                                     Power, Inc.
API...............................  American Petroleum Institute.
CAISO.............................  California Independent System
                                     Operator Corporation.
CEA...............................  Canadian Electricity Association.
Competitive Suppliers.............  Electric Power Supply Association,
                                     Independent Energy Producers
                                     Association, Independent Power
                                     Producers of New York Inc., New
                                     England Power Generators
                                     Association Inc., Western Power
                                     Trading Forum.
Delaware Commission...............  Delaware Public Service Commission.

Direct Energy.....................  Direct Energy Business, LLC, on
                                     behalf of itself and its affiliate,
                                     Direct Energy Business Marketing,
                                     LLC.
Dominion..........................  Dominion Resources Services, Inc.
EEI...............................  Edison Electric Institute.
Exelon............................  Exelon Corporation.
Golden Spread.....................  Golden Spread Electric Cooperative,
                                     Inc.
Industrial Customers..............  Electricity Consumers Resource
                                     Council, PJM Industrial Customer
                                     Coalition, Coalition of MISO
                                     Transmission Customers, American
                                     Chemistry Council, Association of
                                     Businesses Advocating Tariff
                                     Equity, Connecticut Industrial
                                     Energy Consumers, Illinois
                                     Industrial Energy Consumers,
                                     Indiana Industrial Energy
                                     Consumers, Inc., Louisiana Energy
                                     Users Group, Minnesota Large
                                     Industrial Group, Missouri
                                     Industrial Energy Consumers,
                                     Multiple Intervenors, New Jersey
                                     Large Energy Users Coalition,
                                     Wisconsin Industrial Energy Group,
                                     Inc.
Industrial Energy Consumers.......  Industrial Energy Consumers of
                                     America.
ISO-NE............................  ISO New England, Inc.
ISO-NE Market Monitor.............  ISO New England Inc. Internal Market
                                     Monitor.
IRC...............................  ISO/RTO Council.
KEPCo/NCEMC.......................  Kansas Electric Power Cooperative,
                                     Inc. and North Carolina Electric
                                     Membership Corporation.
Joseph Margolies..................  Joseph Margolies.
Midcontinent Joint Consumer         Indiana Office of Utility Consumer
 Advocates.                          Counselor, Iowa Office of Consumer
                                     Advocate, Michigan Citizens Against
                                     Rate Excess, Minnesota Department
                                     of Commerce, Minnesota Attorney
                                     General's Office.
MISO..............................  Midcontinent Independent System
                                     Operator, Inc.
NEI...............................  Nuclear Energy Institute.
NESCOE............................  New England States Committee on
                                     Electricity.
New Jersey Commission.............  New Jersey Board of Public
                                     Utilities.
NY Department of State............  New York State Department of State
                                     Utility Intervention Unit.
NYISO.............................  New York Independent System
                                     Operator, Inc.
New York Commission...............  New York State Public Service
                                     Commission.
NY Transmission Owners............  New York Transmission Owners
                                     (Central Hudson Gas & Electric
                                     Corporation, Consolidated Edison
                                     Company of New York, Inc., New York
                                     Power Authority, New York State
                                     Electric & Gas Corporation, Niagara
                                     Mohawk Power Corporation d/b/a
                                     National Grid, Orange and Rockland
                                     Utilities, Inc., Power Supply Long
                                     Island, Rochester Gas and Electric
                                     Corporation).
ODEC..............................  Old Dominion Electric Cooperative.
OMS...............................  Organization of MISO States.
OPSI..............................  Organization of PJM States, Inc.
Pennsylvania Commission...........  Pennsylvania Public Utility
                                     Commission.
PG&E..............................  Pacific Gas and Electric Company.
PJM/SPP...........................  PJM Interconnection, L.L.C. and
                                     Southwest Power Pool, Inc. (Joint
                                     Comments).
PJM Joint Consumer Advocates......  Delaware Division of the Public
                                     Advocate, Office of People's
                                     Counsel for the District of
                                     Columbia, Illinois Citizens Utility
                                     Board, Indiana Office of Utility
                                     Consumer Counselor, Kentucky Office
                                     of Rate Intervention, Office of
                                     Attorney General, Maryland Office
                                     of Peoples' Counsel, New Jersey
                                     Division of Rate Counsel,
                                     Pennsylvania Office of Consumer
                                     Advocate, Consumer Advocate
                                     Division of the Public Service
                                     Commission of West Virginia.
PJM Market Monitor................  Monitoring Analytics, LLC, acting in
                                     its capacity as the Independent
                                     Market Monitor for PJM.
PJM Power Providers...............  PJM Power Providers Group.
Potomac Economics.................  Potomac Economics, Ltd.
Powerex...........................  Powerex Corp.
Ohio Commission...................  Public Utilities Commission of Ohio.
SCE...............................  Southern California Edison Company.
Six Cities........................  Cities of Anaheim, Azusa, Banning,
                                     Colton, Pasadena, and Riverside,
                                     California.
SPP...............................  Southwest Power Pool, Inc.
SPP Market Monitor................  Southwest Power Pool, Inc. Market
                                     Monitoring Unit.
Steel Producers' Alliance.........  Steel Producers' Alliance.
TAPS..............................  Transmission Access Policy Study
                                     Group.
------------------------------------------------------------------------

[FR Doc. 2016-28320 Filed 12-2-16; 8:45 am]
 BILLING CODE 6717-01-P


[Federal Register Volume 76, Number 203 (Thursday, October 20, 2011)]
[Notices]
[Page 65220]
[FR Doc No: 2011-27094]

=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

Proposed Collection; Comment Request

    Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy,
Washington, DC 20549-0213.
    Extension: Rule 15c1-6; SEC File No. 270-423; OMB Control No.3235-
0472.
    Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 15c1-6 (17 CFR 240.15c1-
6) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.)
(``Exchange Act''). The Commission plans to submit this existing
collection of information to the Office of Management and Budget
(``OMB'') for extension and approval.
    Rule 15c1-6 states that any broker-dealer trying to sell to or buy
from a customer a security in a primary or secondary distribution in
which the broker-dealer is participating or is otherwise financially
interested must give the customer written notification of the broker-
dealer's participation or interest at or before completion of the
transaction. The Commission estimates that 481 respondents collect
information annually under Rule 15c1-6 and that each respondent would
spend approximately 10 hours annually complying with the collection of
information requirement (approximately 4,810 hours in aggregate).
    Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information to
be collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
    The Commission may not conduct or sponsor a collection of
information unless it displays a currently valid control number. No
person shall be subject to any penalty for failing to comply with a
collection of information subject to the PRA that does not display a
valid Office of Management and Budget (OMB) control number.
    Please direct your written comments to: Thomas Bayer, Director/
Chief Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an
e-mail to<EMAIL_ADDRESS>
    Dated: October 13, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-27094 Filed 10-19-11; 8:45 am]
BILLING CODE 8011-01-P