[Federal Register: March 7, 2006 (Volume 71, Number 44)]
[Notices]
[Page 11456-11457]
[DOCID:fr07mr06-96]

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SECURITIES AND EXCHANGE COMMISSION

Submission for OMB Review; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.

Extension:
    Form TH; OMB Control No. 3235-0425; SEC File No. 270-377.

    Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget a request for extension of the previously

approved collection of information discussed below.
    Form TH under the Securities Act of 1933, the Securities Exchange
Act of 1934, the Trust Indenture Act of 1939 and the Investment Company
Act of 1940 is used by registrants to notify the Commission that an
electronic filer is relying on the temporary hardship exemption for the
filing of a document in paper format that would otherwise be required
to be filed electronically as prescribed by Rule 201(a) of Regulation
S-T. Form TH is a public document and is filed on occasion. Form TH
must be filed every time an electronic filer experiences unanticipated
technical difficulties preventing the timely preparation and submission
of a required electronic filing. Approximately 70 registrants file Form
TH and it takes an estimated .33 hours per response for a total annual
burden of 23 hours.
    An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
    Written comments regarding the above information should be directed
to the following persons: (i) Desk Officer for the Securities and
Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503; or send an e-mail to
<EMAIL_ADDRESS>and (ii) R. Corey Booth, Director/Chief

Information Officer, Office of Information Technology, Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549. Comments
must be submitted to OMB within 30 days of this notice.

    Dated: February 27, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6-3161 Filed 3-6-06; 8:45 am]

BILLING CODE 8010-01-P


[Federal Register Volume 87, Number 9 (Thursday, January 13, 2022)]
[Notices]
[Pages 2198-2199]
[FR Doc No: 2022-00587]

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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-792; OMB Control No. 3235-0739]

Proposed Collection; Comment Request; Extension: Order Granting a
Conditional Exemption Under the Securities Exchange Act of 1934 From
the Confirmation Requirements of Exchange Act Rule 10b-10(a) for
Certain Transactions in Money Market Funds

Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of FOIA Services, 100 F Street NE,
Washington, DC 20549-2736

    Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in the Order Granting a
Conditional Exemption under the Securities Exchange Act of 1934 from
the Confirmation Requirements of Exchange Act Rule 10b-10(a) for
Certain Transactions in Money Market Funds (17 CFR 240.10b-10(a)). The
Commission plans to submit this existing collection of information to
the Office of Management and Budget (``OMB'') for extension and
approval.

    Rule 10b-10 under the Securities Exchange Act of 1934 (``Exchange
Act'') (15 U.S.C. 78a et seq.) generally requires broker-dealers to
provide customers with specified information relating to their
securities transactions at or before the completion of the
transactions. Exchange Act Rule 10b-10(b), however, provides an
exception from this requirement for certain transactions in money
market funds that attempt to maintain a stable net asset value when no
sales load or redemption fee is charged. The exception permits broker-
dealers to provide transaction information to money market fund
shareholders on a monthly, rather than immediate, basis, subject to the
conditions. Amendments to Rule 2a-7 (17 CFR 270.2a-7) of the Investment
Company Act of 1940 (``Investment Company Act'') (15 U.S.C. 80a-1 et
seq.) among other things, means, absent an exemption, broker-dealers
would not be able to continue to rely on the exception under Exchange
Act Rule 10b-10(b) for transactions in money market funds operating in
accordance with Investment Company Act Rule 2a-7(c)(1)(ii).\1\
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    \1\ See generally Money Market Fund Reform; Amendments to Form
PF, Securities Act Release No. 9408, Investment Advisers Act Release
No. 3616, Investment Company Act Release No. 30551 (June 5, 2013),
78 FR 36834, 36934 (June 19, 2013); see also Exchange Act Rule 10b-
10(b)(1), 17 CFR 240.10b-10(b)(1) (limiting alternative monthly
reporting to money market funds that attempt to maintain a stable
NAV).
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    In 2015, the Commission issued an Order Granting a Conditional
Exemption under the Securities Exchange Act of 1934 From The
Confirmation Requirements of Exchange Act Rule 10b-10(a) For Certain
Transactions In Money Market Funds (``Order'') \2\ which allows broker-
dealers, subject to certain conditions, to provide transaction
information to investors in any money market fund operating pursuant to
Investment Company Act Rule 2a-7(c)(1)(ii) on a monthly basis in lieu
of providing immediate confirmations as required under Exchange Act
Rule 10b-10(a) (``the Exemption''). Accordingly, to be eligible for the
Exemption, a broker-dealer must (1) provide an initial written
notification to the customer of its ability to request delivery of
immediate confirmations consistent with the written notification
requirements of Exchange Act Rule 10b-10(a), and (2) not receive any
such request to receive immediate confirms from the customer.
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    \2\ See Order Granting a Conditional Exemption Under the
Securities Exchange Act of 1934 From the Confirmation Requirements
of Exchange Act Rule 10b-10(a) for Certain Transactions in Money
Market Funds, Exchange Act Release No. 34-76480 (Nov. 19, 2015), 80
FR 73849 (Nov. 25, 2015).
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    As of December 31, 2020, the Commission estimates there are
approximately 154 broker-dealers that clear customer transactions or
carry customer funds and securities who would be responsible for
providing customer confirmations. The Commission estimates that the
cost of the ongoing notification requirements would be minimal,
approximately 5% of the initial burden which was previously estimated
to be 36 hours per broker-dealer, or approximately 1.8 hours per
broker-dealer per year, to provide ongoing notifications, or a total
burden of 277 hours annually for the 154 carrying broker-dealers.
    Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information shall
have practical utility; (b) the accuracy of the Commission's estimate
of the burden of the proposed collection of information; (c) ways to
enhance the quality, utility, and clarity of the information to be
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
    An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
    Please direct your written comments to: David Bottom, Director/
Chief Information Officer, Securities and Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington, DC 20549, or send an email to:
[email protected].

    Dated: January 10, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-00587 Filed 1-12-22; 8:45 am]
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[Federal Register Volume 79, Number 179 (Tuesday, September 16, 2014)]
[Rules and Regulations]
[Pages 55356-55357]
[FR Doc No: 2014-21911]

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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 71

[Docket No. FAA-2013-1074; Airspace Docket No. 13-ASO-26]

Establishment of Class E Airspace; Cynthiana, KY

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Final rule.

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SUMMARY: This action establishes Class E Airspace at Cynthiana, KY, to
accommodate a new Area Navigation (RNAV) Global Positioning System
(GPS) Standard Instrument Approach Procedures (SIAP) serving Cynthiana-
Harrison County Airport. This action enhances the safety and management
of Instrument Flight Rules (IFR) operations at the airport.

DATES: Effective 0901 UTC, November 13, 2014. The Director of the
Federal Register approves this incorporation by reference action under
title 1, Code of Federal Regulations, part 51, subject to the annual
revision of FAA Order 7400.9 and publication of conforming amendments.

ADDRESSES: FAA Order 7400.9Y, Airspace Designations and Reporting
Points, and subsequent amendments can be viewed online at http://www.faa.gov/airtraffic/publications/. The Order is also available for
inspection at the National Archives and Records Administration (NARA).
For information on the availability of this material at NARA, call 202-
741-6030, or go to http://www.archives.gov/federalregister/
codeoffederal-regulations/ibrlocations.html.
    FAA Order 7400.9, Airspace Designations and Reporting Points, is
published yearly and effective on September 15. For further
information, you can contact the Airspace Policy and ATC Procedures
Group, Federal Aviation Administration, 800 Independence Avenue SW.,
Washington, DC 20591; telephone:<PHONE_NUMBER>.

FOR FURTHER INFORMATION CONTACT: John Fornito, Operations Support
Group, Eastern Service Center, Federal Aviation Administration, P.O.
Box 20636, Atlanta, Georgia 30320; telephone<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION:

History

    On May 23, 2014, the FAA published in the Federal Register a notice
of proposed rulemaking to establish Class E airspace at Cynthiana, KY
(79 FR 29697) Docket No. FAA-2013-1074. Interested parties were invited
to participate in this rulemaking effort by submitting written comments
on the proposal to the FAA. No comments were received. Class E airspace
designations are published in paragraph 6005 of FAA Order 7400.9Y dated
August 6, 2014, and effective September 15, 2014, which is incorporated
by reference in 14 CFR 71.1. The Class E airspace designations listed
in this document will be published subsequently in the Order.

The Rule

    This amendment to Title 14, Code of Federal Regulations (14 CFR)
part 71 establishes Class E airspace extending upward from 700 feet
above the surface within a 7.8-mile radius of Cynthiana-Harrison County
Airport, Cynthiana, KY, providing the controlled airspace required to
accommodate the new RNAV (GPS) Standard Instrument Approach Procedures
developed for the airport. This action provides for the safety and
management of IFR operations at the airport.

    The FAA has determined that this regulation only involves an
established body of technical regulations for which frequent and
routine amendments are necessary to keep them operationally current, is
non-controversial and unlikely to result in adverse or negative
comments. It, therefore, (1) is not a ``significant regulatory action''
under Executive Order 12866; (2) is not a ``significant rule'' under
DOT Regulatory Policies and Procedures (44 FR 11034; February 26,
1979); and (3) does not warrant preparation of a Regulatory Evaluation
as the anticipated impact is so minimal. Since this is a routine matter
that only affects air traffic procedures and air navigation, it is
certified that this rule, when promulgated, does not have a significant
economic impact on a substantial number of small entities under the
criteria of the Regulatory Flexibility Act. The FAA's authority to
issue rules regarding aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section 106 describes the authority of
the FAA Administrator. Subtitle VII, Aviation Programs, describes in
more detail the scope of the agency's authority. This rulemaking is
promulgated under the authority described in Subtitle VII, Part A,
Subpart I, Section 40103. Under that section, the FAA is charged with
prescribing regulations to assign the use of airspace necessary to
ensure the safety of aircraft and the efficient use of airspace. This
regulation is within the scope of that authority as it establishes
controlled airspace at Cynthiana-Harrison County Airport, Cynthiana,
KY.

Environmental Review

    The FAA has determined that this action qualifies for categorical
exclusion under the National Environmental Policy Act in accordance
with FAA Order 1050.1E, ``Environmental Impacts: Policies and
Procedures,'' paragraph 311a. This airspace action is not expected to
cause any potentially significant environmental impacts, and no
extraordinary circumstances exist that warrant preparation of an
environmental assessment.

Lists of Subjects in 14 CFR Part 71

    Airspace, Incorporation by reference, Navigation (air).

Adoption of the Amendment

    In consideration of the foregoing, the Federal Aviation
Administration amends 14 CFR part 71 as follows:

PART 71--DESIGNATION OF CLASS A, B, C, D AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND REPORTING POINTS

0
1. The authority citation for part 71 continues to read as follows:

    Authority:  49 U.S.C. 106(g); 40103, 40113, 40120; E.O. 10854,
24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.

Sec.  71.1  [Amended]

0
2. The incorporation by reference in 14 CFR 71.1 of Federal Aviation
Administration Order 7400.9Y, Airspace Designations and Reporting
Points, dated August 6, 2014, effective September 15, 2014, is amended
as follows:

Paragraph 6005 Class E airspace areas extending upward from 700
feet or more above the surface of the earth.

* * * * *

ASO KY E5 Cynthiana, KY [New]

Cynthiana-Harrison County Airport, KY
    (Lat. 38[deg]21'58'' N., long. 84[deg]17'00'' W.)

    That airspace extending upward from 700 feet above the surface
within a 7.8-mile radius of Cynthiana-Harrison County Airport.

    Issued in College Park, Georgia, on September 8, 2014.
Myron A. Jenkins,
Manager, Operations Support Group, Eastern Service Center, Air Traffic
Organization.
[FR Doc. 2014-21911 Filed 9-15-14; 8:45 am]
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[Federal Register Volume 79, Number 157 (Thursday, August 14, 2014)]
[Proposed Rules]
[Pages 47610-47611]
[FR Doc No: 2014-19269]

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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 300

[EPA-HQ-SFUND-1990-0011; FRL-9915-23-Region 6]

National Oil and Hazardous Substances Pollution Contingency Plan;
National Priorities List: Deletion of the Monroe Auto Equipment
(Paragould Pit) Superfund Site

AGENCY: Environmental Protection Agency.

ACTION: Proposed rule; notice of intent.

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SUMMARY: The Environmental Protection Agency (EPA) Region 6 is issuing
a Notice of Intent to Delete the Monroe Auto Equipment (Paragould Pit)
Superfund Site (Site) located in Paragould, Greene County, Arkansas,
from the National Priorities List (NPL) and requests public comments on
this proposed action. The NPL, promulgated pursuant to section 105 of
the Comprehensive Environmental Response, Compensation, and Liability
Act (CERCLA) of 1980, as amended, is an appendix of the National Oil
and Hazardous Substances Pollution Contingency Plan (NCP). The EPA and
the State of Arkansas, through the Arkansas Department of Environmental
Quality have determined that all appropriate response actions under
CERCLA have been completed. However, this deletion does not preclude
future actions under Superfund.

DATES: Comments must be received by September 15, 2014.

ADDRESSES: Submit your comments, identified by Docket ID no. EPA-HQ-
SFUND-1990-0011, by one of the following methods:
     http://www.regulations.gov . Follow on-line instructions
for submitting comments.
     Email: Brian W. Mueller<EMAIL_ADDRESS>     Fax:<PHONE_NUMBER>.
     Mail: Brian W. Mueller; U.S. Environmental Protection
Agency, Region 6; Superfund Division (6SF-RL); 1445 Ross Avenue, Suite
1200; Dallas, Texas 75202-7167.
     Hand delivery: U.S. Environmental Protection Agency,
Region 6; 1445 Ross Avenue, Suite 700; Dallas, Texas 75202-2733;
Contact: Brian W. Mueller<PHONE_NUMBER>. Such deliveries are only
accepted during the Docket's normal hours of operation, and special
arrangements should be made for deliveries of boxed information.
    Instructions: Direct your comments to Docket ID no. EPA-HQ-SFUND-
1990-0011. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
http://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through http://www.regulations.gov or email. The http://www.regulations.gov Web site
is an ``anonymous access'' system, which means EPA will not know your
identity or contact information unless you provide it in the body of
your comment. If you send an email comment directly to EPA without
going through http://www.regulations.gov, your email address will be
automatically captured and included as part of the comment that is
placed in the public docket and made available on the Internet. If you
submit an electronic comment, EPA recommends that you include your name
and other contact information in the body of your comment and with any
disk or CD-ROM you submit. If EPA cannot read your comment due to
technical difficulties and cannot contact you for clarification, EPA
may not be able to consider your comment. Electronic files should avoid
the use of special characters, any form of encryption, and be free of
any defects or viruses.
    Docket: All documents in the docket are listed in the http://www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statue. Certain other material, such
as copyrighted material, will be publicly available only in the hard
copy. Publicly available docket materials are available either
electronically in http://www.regulations.gov or in hard copy at:

U.S. Environmental Protection Agency, Region 6; 1445 Ross Avenue, Suite
700; Dallas, Texas 75202-2733; hours of operation: Monday through
Friday, 9:00 a.m. to 12:00 p.m. and 1:00 p.m. to 4:00 p.m. Contact:
Brian W. Mueller<PHONE_NUMBER>.

Arkansas Department of Environmental Quality, 5301 Northshore Drive,
North Little Rock, Arkansas 72118; Hours of Operation: Monday through
Friday 8:00 a.m. until 4:30 p.m.
Northeast Arkansas Regional Library, located at 120 North 12th Street,
Paragould, Arkansas 72450; Hours of operation: Monday through Thursday
8:00 a.m. until 6:00 p.m., Friday 8:00 a.m. until 4:00 p.m., and
Saturday 8:00 a.m. until 1:00 p.m.

FOR FURTHER INFORMATION CONTACT: Brian W. Mueller, Remedial Project
Manager; U.S. Environmental Protection Agency, Region 6; Superfund
Division (6SF-RL); 1445 Ross Avenue, Suite 1200; Dallas, Texas 75202-
2733,<PHONE_NUMBER><EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION: In the ``Rules and Regulations'' Section of
this Federal Register, we are publishing a direct final Notice of
Deletion of Monroe Auto Pit Superfund Site without prior Notice of
Intent to Delete because we view this as a noncontroversial revision
and anticipate no adverse comment. We have explained our reasons for
this deletion in the preamble to the direct final Notice of Deletion,
and those reasons are incorporated herein. If we receive no adverse
comment(s) on this deletion action, we will not take further action on
this Notice of Intent to Delete. If we receive adverse comment(s), we
will withdraw the direct final Notice of Deletion, and it will not take
effect. We will, as appropriate, address all public comments in a
subsequent final Notice of Deletion based on this Notice of Intent to
Delete. We will not institute a second comment period on this Notice of
Intent to Delete. Any parties interested in commenting must do so at
this time.
    For additional information, see the direct final Notice of Deletion
which is located in the Rules section of this Federal Register.

List of Subjects in 40 CFR Part 300

    Environmental protection, Air pollution control, Chemicals,
Hazardous substances, Hazardous waste, Intergovernmental relations,
Penalties, Reporting and recordkeeping requirements, Superfund, Water
pollution control, Water supply.

    Authority: 33 U.S.C. 1321(c)(2); 42 U.S.C. 9601-9657; E.O.
12777, 56 FR 54757, 3 CFR, 1991 Comp., p. 351; E.O. 12580, 52 FR
2923; 3 CFR, 1987 Comp., p. 193.

    Dated: August 6, 2014.
Samuel Coleman,
Acting Regional Administrator, Region 6.
[FR Doc. 2014-19269 Filed 8-13-14; 8:45 am]
BILLING CODE 6560-50-P