[Federal Register Volume 75, Number 248 (Tuesday, December 28, 2010)]
[Notices]
[Pages 81697-81701]
[FR Doc No: 2010-32608]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-63587; File No. SR-NYSEArca-2010-118]

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing
of Proposed Rule Change Relating to the Listing and Trading of the SiM
Dynamic Allocation Diversified Income ETF and SiM Dynamic Allocation
Growth Income ETF

December 21, 2010.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'' or ``Exchange Act'') \1\ and Rule 19b-4 thereunder,\2\ notice
is hereby given that, on December 15, 2010, NYSE Arca, Inc.
(``Exchange'' or ``NYSE Arca'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as described in
Items I and II below, which Items have been prepared by the Exchange.
The Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
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I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    The Exchange proposes to list and trade the following Managed Fund
Shares under NYSE Arca Equities Rule 8.600: SiM Dynamic Allocation
Diversified Income ETF and SiM Dynamic Allocation Growth Income ETF.
The text of the proposed rule change is available at the Exchange, the
Commission's Public Reference Room, and http://www.nyse.com.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to list and trade the following Managed Fund
Shares \3\ (``Shares'') under NYSE Arca Equities Rule 8.600: SiM
Dynamic Allocation Diversified Income ETF and SiM Dynamic Allocation
Growth Income ETF (each a ``Fund'' and, collectively, the
``Funds'').\4\ The Shares will be offered by AdvisorShares Trust (the
``Trust''), a statutory trust organized under the laws of the State of
Delaware and registered with the Commission as an open-end management
investment company.\5\ The investment advisor to the Funds is
AdvisorShares Investments, LLC (the ``Advisor''). Strategic Income
Management, LLC (``Sub-Advisor'' or ``SiM'') serves as investment sub-
advisor to the Funds. The Sub-Advisor is responsible for selecting the
Funds' investments according to the Funds' investment objectives,
policies and restrictions. Each of the Funds will periodically change
the composition of its portfolio to best meet its investment objective.
Foreside Fund Services, LLC (the ``Distributor'') is the principal
underwriter and distributor of the Funds' shares. The Bank of New York
Mellon Corporation serves as the administrator (``Administrator''),
custodian, transfer agent and fund accounting agent for the Funds.
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    \3\ A Managed Fund Share is a security that represents an
interest in an investment company registered under the Investment
Company Act of 1940 (15 U.S.C. 80a) (``1940 Act'') organized as an
open-end investment company or similar entity that invests in a
portfolio of securities selected by its investment advisor
consistent with its investment objectives and policies. In contrast,
an open-end investment company that issues Investment Company Units,
listed and traded on the Exchange under NYSE Arca Equities Rule
5.2(j)(3), seeks to provide investment results that correspond
generally to the price and yield performance of a specific foreign
or domestic stock index, fixed income securities index or
combination thereof.
    \4\ The Commission previously approved listing and trading on
the Exchange of actively-managed funds under Rule 8.600. See, e.g.,
Securities Exchange Act Release Nos. 57801 (May 8, 2008), 73 FR
27878 (May 14, 2008) (SR-NYSEArca-2008-31) (order approving Exchange
listing and trading of twelve actively-managed funds of the
WisdomTree Trust); 59826 (April 28, 2009), 74 FR 20512 (May 4, 2009)
(SR-NYSEArca-2009-22) (order approving Exchange listing and trading
of Grail American Beacon Large Cap Value ETF); 60460 (August 7,
2009), 74 FR 41468 (August 17, 2009) (SR-NYSEArca-2009-55) (order
approving Exchange listing and trading of Dent Tactical ETF).
    \5\ The Trust is registered under the 1940 Act. On October 14,
2010, the Trust filed with the Commission Post-Effective Amendment
No. 13 to Form N-1A under the Securities Act of 1933 (15 U.S.C.
77a), and under the 1940 Act relating to the Funds (File Nos. 333-
157876 and 811-22110) (``Registration Statement''). The description
of the operation of the Trust and the Funds herein is based on the
Registration Statement.
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    Each Fund is an actively-managed exchange-traded fund and thus does
not seek to replicate the performance of a specified index, but uses an
active investment strategy to meet its investment objective.
Accordingly, the Sub-Advisor manages each Fund's portfolio in
accordance with each Fund's investment objective.
    Commentary .06 to Rule 8.600 provides that, if the investment
adviser to the Investment Company issuing Managed Fund Shares is
affiliated with a broker-dealer, such investment adviser shall erect a
``fire wall'' between the investment adviser and the broker-dealer with
respect to access to information concerning the composition and/or
changes to such Investment Company portfolio.\6\ In addition,
Commentary .06 further requires that personnel who make decisions on
the open-end fund's portfolio composition must be subject to procedures
designed to prevent the use and dissemination of material nonpublic
information regarding the open-end fund's portfolio. Commentary .06 to
Rule 8.600 is similar to Commentary .03(a)(i) and (iii) to NYSE Arca
Equities Rule 5.2(j)(3); however, Commentary .06 in connection with the
establishment of a ``fire wall'' between the investment adviser and the
broker-dealer reflects the applicable open-end fund's portfolio, not an
underlying benchmark index, as is the case with index-based funds.
Neither the Advisor nor the Sub-Advisor is affiliated with a broker-
dealer.\7\ In the

event (a) the Advisor or the Sub-Advisor becomes newly affiliated with
a broker-dealer, or (b) any new advisor or sub-advisor becomes
affiliated with a broker-dealer, they will be required to implement a
fire wall with respect to such broker-dealer regarding access to
information concerning the composition and/or changes to a portfolio,
and will be subject to procedures designed to prevent the use and
dissemination of material non-public information regarding such
portfolio.
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    \6\ An investment adviser to an open-end fund is required to be
registered under the Investment Advisers Act of 1940 (the ``Advisers
Act''). As a result, the Advisor and Sub-Advisor are subject to the
provisions of Rule 204A-1 under the Advisers Act relating to codes
of ethics. This Rule requires investment advisers to adopt a code of
ethics that reflects the fiduciary nature of the relationship to
clients as well as compliance with other applicable securities laws.
Accordingly, procedures designed to prevent the communication and
misuse of non-public information by an investment adviser must be
consistent with Rule 204A-1 under the Advisers Act.
    \7\ With respect to the Funds, the Exchange represents that the
Advisor, as the investment advisor of the Funds, and SiM as the Sub-
Advisor, and their related personnel, are subject to Investment
Advisers Act Rule 204A-1. This Rule specifically requires the
adoption of a code of ethics by an investment advisor to include, at
a minimum: (i) Standards of business conduct that reflect the
firm's/personnel fiduciary obligations; (ii) provisions requiring
supervised persons to comply with applicable federal securities
laws; (iii) provisions that require all access persons to report,
and the firm to review, their personal securities transactions and
holdings periodically as specifically set forth in Rule 204A-1; (iv)
provisions requiring supervised persons to report any violations of
the code of ethics promptly to the chief compliance officer
(``CCO'') or, provided the CCO also receives reports of all
violations, to other persons designated in the code of ethics; and
(v) provisions requiring the investment advisor to provide each of
the supervised persons with a copy of the code of ethics with an
acknowledgement by said supervised persons. In addition, Rule
206(4)-7 under the Advisers Act makes it unlawful for an investment
advisor to provide investment advice to clients unless such
investment advisor has (i) adopted and implemented written policies
and procedures reasonably designed to prevent violation, by the
investment advisor and its supervised persons, of the Advisers Act
and the Commission rules adopted thereunder; (ii) implemented, at a
minimum, an annual review regarding the adequacy of the policies and
procedures established pursuant to subparagraph (i) above and the
effectiveness of their implementation; and (iii) designated an
individual (who is a supervised person) responsible for
administering the policies and procedures adopted under subparagraph
(i) above.
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SiM Dynamic Allocation Diversified Income ETF
    According to the Registration Statement, the Fund will seek to
provide total return, consisting primarily of reinvestment and growth
of income with some long-term capital appreciation. The Fund is
considered a ``fund-of-funds'' that will seek to achieve its investment
objective by primarily investing in other exchange-traded funds
(``ETFs'') that offer diversified exposure to various investment types
(equities, bonds, etc.), global regions, countries, styles (market
capitalization, value, growth, etc.) or sectors, and exchange-traded
products (``ETPs,'' and, together with ETFs, the ``Underlying ETPs'')
including, but not limited to, exchange-traded notes (``ETNs''),
exchange-traded currency trusts and closed-end funds.\8\
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    \8\ Underlying ETPs include Investment Company Units (as
described in NYSE Arca Equities Rule 5.2(j)(3)); Index-Linked
Securities (as described in NYSE Arca Equities Rule 5.2(j)(6));
Portfolio Depositary Receipts (as described in NYSE Arca Equities
Rule 8.100); Trust Issued Receipts (as described in NYSE Arca
Equities Rule 8.200); Commodity-Based Trust Shares (as described in
NYSE Arca Equities Rule 8.201); Currency Trust Shares (as described
in NYSE Arca Equities Rule 8.202); Commodity Index Trust Shares (as
described in NYSE Arca Equities Rule 8.203); Trust Units (as
described in NYSE Arca Equities Rule 8.500); Managed Fund Shares (as
described in NYSE Arca Equities Rule 8.600), and closed-end funds.
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    The Fund will seek to offer the potential for total return from a
high level of income and a low level of capital growth, with exposure
to a low level of principal risk. The Fund through its investments in
the Underlying ETPs generally will invest at least 60% of its net
assets in domestic and international fixed income funds.
    The Fund will allocate its assets among Underlying ETPs in
accordance with the Sub-Advisor's outlook for the economy, the
financial markets and the relative market valuations of the Underlying
ETPs. The Fund will sell interests or reduce investment exposure among
market segments or Underlying ETPs, if appropriate, when the Sub-
Advisor's fundamental and quantitative factors indicate a low relative
strength of such market segments and that such market segments are
likely to underperform the market as a whole.
    According to the Registration Statement, under normal market
conditions, the Fund's portfolio will generally:
     Invest up to 85% of its assets in Underlying ETPs that
hold fixed-income securities as well as cash equivalents;
     Not invest more than 40% of its net assets in Underlying
ETPs that primarily hold equity securities; and
     Invest up to 20% of its assets in any single Underlying
ETP.
    The Fund's portfolio may temporarily exceed these percentage ranges
for short periods without notice, and the Sub-Advisor, due to certain
market conditions, may alter the percentage ranges when it deems
appropriate.
SiM Dynamic Allocation Growth Income ETF
    According to the Registration Statement, the Fund will seek to
provide total return, consisting primarily of long term capital
appreciation with some reinvestment and growth of income. The Fund is
considered a ``fund-of-funds'' that will seek to achieve its investment
objective by primarily investing in Underlying ETPs that offer
diversified exposure to various investment types (equities, bonds,
etc.), global regions, countries, styles (market capitalization, value,
growth, etc.) or sectors, and ETPs including, but not limited to, ETNs,
exchange-traded currency trusts and closed-end funds.\9\
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    \9\ See note 7 supra [sic].
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    In general, the Fund will seek to offer investors the potential for
total return from a low to medium level of income and a medium to high
level of capital growth, while exposing them to a medium to high level
of principal risk. The Fund, through its investments in the Underlying
ETPs, generally will invest at least 60% of its net assets in domestic
and international equity funds.
    The Fund will allocate its assets among Underlying ETPs in
accordance with the Sub-Advisor's outlook for the economy, the
financial markets and the relative market valuations of the Underlying
ETPs. The Fund will sell interests or reduce investment exposure among
market segments or Underlying ETPs when the Sub-Advisor's fundamental
and quantitative factors indicate a low relative strength of such
market segments and that such market segments are likely to
underperform the market as a whole.
    Under normal market conditions, the Fund's portfolio will
generally:
     Invest up to 85% of its assets in Underlying ETPs that
hold equity securities as well as cash equivalents;
     Not invest more than 40% of its net assets in Underlying
ETPs that primarily hold fixed income securities; and
     Invest up to 20% of its assets in any single Underlying
ETP.
    The Fund's portfolio may temporarily exceed these percentage ranges
for short periods without notice, and the Sub-Advisor, due to certain
market conditions, may alter the percentage ranges when it deems
appropriate.
Other Investments
    The Funds and the Underlying ETPs may invest in equity securities
representing ownership interests in a company or partnership and that
consist of common stocks, preferred stocks, warrants to acquire common
stock, securities convertible into common stock, and investments in
master limited partnerships.\10\ The Funds may enter into repurchase
agreements with financial institutions, which may be deemed to be
loans. The Funds may enter into reverse repurchase agreements as part
of the Funds' investment strategy.
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    \10\ The Funds will hold only equity securities traded in the
U.S. on registered exchanges.
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    The Funds may invest in U.S. government securities and in U.S.
Treasury zero-coupon bonds. The Funds may invest in shares of real
estate investment trusts (``REITs''), which are pooled investment
vehicles which invest primarily in real estate or real estate related
loans. To respond to adverse market, economic, political or other
conditions, the Funds may invest 100% of their total assets, without

limitation, in high-quality short-term debt securities and money market
instruments.
    The Funds may not (i) with respect to 75% of its total assets,
purchase securities of any issuer (except securities issued or
guaranteed by the U.S. Government, its agencies or instrumentalities or
shares of investment companies) if, as a result, more than 5% of its
total assets would be invested in the securities of such issuer; or
(ii) acquire more than 10% of the outstanding voting securities of any
one issuer. The Funds may not invest 25% or more of total assets in the
securities of one or more issuers conducting their principal business
activities in the same industry or group of industries. The Funds will
not invest 25% or more of total assets in any investment company that
so concentrates.
    Underlying ETPs will be listed on a national securities exchange.
Except for Underlying ETPs that may hold non-U.S. issues, the Funds
will not otherwise invest in non-U.S. issues.
    The Shares will conform to the initial and continued listing
criteria under NYSE Arca Equities Rule 8.600. The Exchange represents
that, for initial and/or continued listing, the Funds will be in
compliance with Rule 10A-3 \11\ under the Exchange Act, as provided by
NYSE Arca Equities Rule 5.3. A minimum of 100,000 Shares for each Fund
will be outstanding at the commencement of trading on the Exchange. The
Exchange will obtain a representation from the issuer of the Shares
that the net asset value (``NAV'') and the Disclosed Portfolio will be
made available to all market participants at the same time.
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    \11\ 17 CFR 240.10A-3.
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Creation and Redemption of Shares
    The Funds will offer and issue shares at NAV only in aggregated
lots of 50,000 or more shares (each a ``Creation Unit'' or a ``Creation
Unit Aggregation''), generally in exchange for: (i) A basket of
portfolio securities (the ``Deposit Securities''); and (ii) an amount
of cash (the ``Cash Component''). Together, the Deposit Securities and
the Cash Component constitute the ``Fund Deposit.'' Shares are
redeemable only in Creation Unit Aggregations, and, generally, in
exchange for portfolio securities and a specified cash payment.
Creations or redemptions of Shares will be effected by or through an
Authorized Participant, as described in the Registration Statement, or
a Depository Trust Company participant.
    The Administrator, through the National Securities Clearing
Corporation (``NSCC''), will make available on each Business Day,\12\
immediately prior to the opening of business on the NYSE, the list of
the names and the required number of shares of each Deposit Security to
be included in the current Fund Deposit (based on information at the
end of the previous Business Day) for a Fund. The identity and number
of shares of the Deposit Securities required for a Fund Deposit for a
Fund will change as rebalancing adjustments and corporate action events
are reflected from time to time by the Sub-Advisor with a view to the
investment objective of a Fund.\13\
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    \12\ A ``Business Day'' with respect to the Funds is any day on
which the New York Stock Exchange (``NYSE'') is open for business.
    \13\ Terms relating to the Trust and the Shares referred to, but
not defined, herein are defined in the Registration Statement.
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    In addition to the list of names and numbers of securities
constituting the current Deposit Securities of a Fund Deposit, the
Administrator, through the NSCC, also will make available on each
Business Day, the estimated Cash Component, effective through and
including the previous Business Day, per outstanding Creation Unit of a
Fund.
Net Asset Value
    According to the Registration Statement, the NAV per Share of each
Fund will be computed by dividing the value of the net assets of such
Fund (i.e., the value of its total assets less total liabilities) by
the total number of Shares of the Fund outstanding, rounded to the
nearest cent. Expenses and fees, including without limitation, the
management, administration and distribution fees, will be accrued daily
and taken into account for purposes of determining NAV. The NAV per
Share for the Funds will be calculated by the Administrator and
determined as of the close of the regular trading session on the NYSE
Arca (ordinarily 4 p.m., Eastern Time) on each day that the Exchange is
open.
    In computing each Fund's NAV, each Fund's securities holdings will
be valued based on their last readily available market price. Price
information on listed securities is taken from the exchange where the
security is primarily traded. Securities regularly traded in an over-
the-counter market are valued at the latest quoted sales price on the
primary exchange or national securities market on which such securities
are traded. Securities not listed on an exchange or national securities
market, or securities in which there was no last reported sales price,
are valued at the most recent bid price. Other portfolio securities and
assets for which market quotations are not readily available will be
valued based on fair value as determined in good faith by the Sub-
Advisor in accordance with procedures adopted by the Funds' Board of
Trustees.
Availability of Information
    The Funds' Web site (http://www.advisorshares.com), which will be
publicly available prior to the public offering of Shares, will include
a form of the Prospectus for the Funds that may be downloaded. The
Funds' Web site will include additional quantitative information
updated on a daily basis, including, for the Funds, (1) daily trading
volume, the prior business day's reported closing price, NAV and mid-
point of the bid/ask spread at the time of calculation of such NAV (the
``Bid/Ask Price''),\14\ and a calculation of the premium and discount
of the Bid/Ask Price against the NAV, and (2) data in chart format
displaying the frequency distribution of discounts and premiums of the
daily Bid/Ask Price against the NAV, within appropriate ranges, for
each of the four previous calendar quarters. On each business day,
before commencement of trading in Shares in the Core Trading Session on
the Exchange, the Funds will disclose on their Web site the Disclosed
Portfolio as defined in NYSE Arca Equities Rule 8.600(c)(2) that will
form the basis for the Funds' calculation of NAV at the end of the
business day.\15\
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    \14\ The Bid/Ask Price of the Funds will be determined using the
highest bid and the lowest offer on the Exchange as of the time of
calculation of the Funds' NAV. The records relating to Bid/Ask
Prices will be retained by the Funds and their service providers.
    \15\ Under accounting procedures followed by the Funds, trades
made on the prior business day (``T'') will be booked and reflected
in NAV on the current business day (``T+1''). Accordingly, the Funds
will be able to disclose at the beginning of the business day the
portfolio that will form the basis for the NAV calculation at the
end of the business day.
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    On a daily basis, the Advisor will disclose for each portfolio
security or other financial instrument of the Funds the following
information: Ticker symbol (if applicable), name of security or
financial instrument, number of shares or dollar value of financial
instruments held in the portfolio, and percentage weighting of the
security or financial instrument in the portfolio.
    In addition, a basket composition file, which includes the security
names and share quantities required to be delivered in exchange for
Fund shares, together with estimates and actual cash components, will
be publicly disseminated daily prior to the opening

of the NYSE via the NSCC. The basket represents one Creation Unit of
the Funds. The Web site information will be publicly available at no
charge.
    Investors can also obtain the Trust's Statement of Additional
Information (``SAI''), the Funds' Shareholder Reports, and its Form N-
CSR and Form N-SAR, filed twice a year. The Trust's SAI and Shareholder
Reports are available free upon request from the Trust, and those
documents and the Form N-CSR and Form N-SAR may be viewed on-screen or
downloaded from the Commission's Web site at http://www.sec.gov.
Information regarding market price and trading volume of the Shares
will be continually available on a real-time basis throughout the day
on brokers' computer screens and other electronic services. Information
regarding the previous day's closing price and trading volume
information will be published daily in the financial section of
newspapers. Quotation and last sale information for the Shares will be
available via the Consolidated Tape Association (``CTA'') high-speed
line. Information regarding market price and trading volume of the
Underlying ETPs will be continually available on a real-time basis
throughout the day from major market data vendors. Last sale and
closing price information for Underlying ETPs will be available on the
Web site of the national securities exchange on which such securities
are listed or through major market data vendors. In addition, the
Portfolio Indicative Value, as defined in NYSE Arca Equities Rule
8.600(c)(3), will be disseminated by one or more major market data
vendors at least every 15 seconds during the Core Trading Session. The
dissemination of the Portfolio Indicative Value, together with the
securities and/or financial instruments comprising the Disclosed
Portfolio, will allow investors to determine the value of the
underlying portfolio of each of the Funds on a daily basis and to
provide a close estimate of that value throughout the Core Trading
Session.
    Additional information regarding the Trust and the Shares,
including investment strategies, risks, creation and redemption
procedures, fees, portfolio holdings disclosure policies, distributions
and taxes is included in the Registration Statement.
Trading Halts
    With respect to trading halts, the Exchange may consider all
relevant factors in exercising its discretion to halt or suspend
trading in the Shares of the Funds.\16\ Trading in Shares of the Funds
will be halted if the circuit breaker parameters in NYSE Arca Equities
Rule 7.12 have been reached. Trading also may be halted because of
market conditions or for reasons that, in the view of the Exchange,
make trading in the Shares inadvisable. These may include: (1) The
extent to which trading is not occurring in the securities and/or the
financial instruments comprising the Disclosed Portfolio of the Funds;
or (2) whether other unusual conditions or circumstances detrimental to
the maintenance of a fair and orderly market are present. Trading in
the Shares will be subject to NYSE Arca Equities Rule 8.600(d)(2)(D),
which sets forth circumstances under which Shares of the Funds may be
halted.
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    \16\ See NYSE Arca Equities Rule 7.12, Commentary .04.
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Trading Rules
    The Exchange deems the Shares to be equity securities, thus
rendering trading in the Shares subject to the Exchange's existing
rules governing the trading of equity securities. Shares will trade on
the NYSE Arca Marketplace from 4 a.m. to 8 p.m. Eastern Time in
accordance with NYSE Arca Equities Rule 7.34 (Opening, Core, and Late
Trading Sessions). The Exchange has appropriate rules to facilitate
transactions in the Shares during all trading sessions. As provided in
NYSE Arca Equities Rule 7.6, Commentary .03, the minimum price
variation (``MPV'') for quoting and entry of orders in equity
securities traded on the NYSE Arca Marketplace is $0.01, with the
exception of securities that are priced less than $1.00 for which the
MPV for order entry is $0.0001.
Surveillance
    The Exchange intends to utilize its existing surveillance
procedures applicable to derivative products (which include Managed
Fund Shares) to monitor trading in the Shares. The Exchange represents
that these procedures are adequate to properly monitor Exchange trading
of the Shares in all trading sessions and to deter and detect
violations of Exchange rules and applicable federal securities laws.
    The Exchange's current trading surveillance focuses on detecting
securities trading outside their normal patterns. When such situations
are detected, surveillance analysis follows and investigations are
opened, where appropriate, to review the behavior of all relevant
parties for all relevant trading violations.
    The Exchange may obtain information via the Intermarket
Surveillance Group (``ISG'') from other exchanges that are members of
ISG, including those exchanges trading the Underlying ETPs and other
securities held by the Funds, described above under ``Other
Investments''.\17\
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    \17\ For a list of the current members of ISG, see http://www.isgportal.org. The Exchange notes that not all components of the
Disclosed Portfolio for the Funds may trade on markets that are
members of ISG or with which the Exchange has in place a
comprehensive surveillance sharing agreement.
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    In addition, the Exchange also has a general policy prohibiting the
distribution of material, non-public information by its employees.
Information Bulletin
    Prior to the commencement of trading, the Exchange will inform its
Equity Trading Permit (``ETP'') Holders in an Information Bulletin
(``Bulletin'') of the special characteristics and risks associated with
trading the Shares. Specifically, the Bulletin will discuss the
following: (1) The procedures for purchases and redemptions of Shares
in Creation Unit aggregations (and that Shares are not individually
redeemable); (2) NYSE Arca Equities Rule 9.2(a), which imposes a duty
of due diligence on its ETP Holders to learn the essential facts
relating to every customer prior to trading the Shares; (3) the risks
involved in trading the Shares during the Opening and Late Trading
Sessions when an updated Portfolio Indicative Value will not be
calculated or publicly disseminated; (4) how information regarding the
Portfolio Indicative Value is disseminated; (5) the requirement that
ETP Holders deliver a prospectus to investors purchasing newly issued
Shares prior to or concurrently with the confirmation of a transaction;
and (6) trading information.
    In addition, the Bulletin will reference that the Funds are subject
to various fees and expenses described in the Registration Statement.
The Bulletin will discuss any exemptive, no-action, and interpretive
relief granted by the Commission from any rules under the Exchange Act.
The Bulletin will also disclose that the NAV for the Shares will be
calculated after 4 p.m. Eastern Time each trading day.
2. Statutory Basis
    The basis under the Exchange Act for this proposed rule change is
the requirement under Section 6(b)(5) \18\ that an exchange have rules
that are designed to prevent fraudulent and manipulative acts and
practices, to promote just and equitable principles of

trade, to remove impediments to, and perfect the mechanism of a free
and open market and, in general, to protect investors and the public
interest. The Exchange believes that the proposed rule change will
facilitate the listing and trading of an additional type of actively
managed exchange-traded product that will enhance competition among
market participants, to the benefit of investors and the marketplace.
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    \18\ 15 U.S.C. 78f(b)(5).
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B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    Within 45 days of the date of publication of this notice in the
Federal Register or within such longer period up to 90 days (i) as the
Commission may designate if it finds such longer period to be
appropriate and publishes its reasons for so finding or (ii) as to
which the self-regulatory organization consents, the Commission will:
    (A) by order approve or disapprove the proposed rule change, or
    (B) institute proceedings to determine whether the proposed rule
change should be disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an e-mail to<EMAIL_ADDRESS>Please include
File Number SR-NYSEArca-2010-118 on the subject line.

Paper Comments

     Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSEArca-2010-118. This
file number should be included on the subject line if e-mail is used.
To help the Commission process and review your comments more
efficiently, please use only one method. The Commission will post all
comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments,
all written statements with respect to the proposed rule change that
are filed with the Commission, and all written communications relating
to the proposed rule change between the Commission and any person,
other than those that may be withheld from the public in accordance
with the provisions of 5 U.S.C. 552, will be available for Web site
viewing and printing in the Commission's Public Reference Room, 100 F
Street, NE., Washington, DC 20549, on official business days between
the hours of 10 a.m. and 3 p.m. Copies of such filing also will be
available for inspection and copying at the principal office of the
Exchange. All comments received will be posted without change; the
Commission does not edit personal identifying information from
submissions. You should submit only information that you wish to make
publicly available. All submissions should refer to File Number SR-
NYSEArca-2010-118 and should be submitted on or before January 18,
2011.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\19\
---------------------------------------------------------------------------

    \19\ 17 CFR 200.30-3(a)(12).
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Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-32608 Filed 12-27-10; 8:45 am]
BILLING CODE 8011-01-P


[Federal Register: September 19, 2007 (Volume 72, Number 181)]
[Notices]
[Page 53546]
[DOCID:fr19se07-51]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. NJ07-8-000]

Bonneville Power Administration; Notice of Filing

September 12, 2007.
    Take notice that on September 6, 2007, pursuant to 18 CFR 35.28(e)
and 18 CFR 385.207, Bonneville Power Administration filed a petition
for declaratory order granting reciprocity approval for certain terms
and conditions of its Open Access Transmission Tariff and a request for
an exemption of the filing fee.
    Any person desiring to intervene or to protest this filing must
file in accordance with Rules 211 and 214 of the Commission's Rules of
Practice and Procedure (18 CFR 385.211, 385.214). Protests will be
considered by the Commission in determining the appropriate action to
be taken, but will not serve to make protestants parties to the
proceeding. Any person wishing to become a party must file a notice of
intervention or motion to intervene, as appropriate. Such notices,
motions, or protests must be filed on or before the comment date. On or
before the comment date, it is not necessary to serve motions to
intervene or protests on persons other than the Applicant.
    The Commission encourages electronic submission of protests and
interventions in lieu of paper using the ``eFiling'' link at http://www.ferc.gov.
 Persons unable to file electronically should submit an

original and 14 copies of the protest or intervention to the Federal
Energy Regulatory Commission, 888 First Street, NE., Washington, DC
20426.
    This filing is accessible online at http://www.ferc.gov, using the

``eLibrary'' link and is available for review in the Commission's
Public Reference Room in Washington, DC. There is an ``eSubscription''
link on the Web site that enables subscribers to receive e-mail
notification when a document is added to a subscribed docket(s). For
assistance with any FERC Online service, please e-mail
<EMAIL_ADDRESS>or call<PHONE_NUMBER> (toll free). For

TTY, call<PHONE_NUMBER>.
    Comment Date: 5 p.m. Eastern Time on October 9, 2007.

Kimberly D. Bose,
Secretary.
[FR Doc. E7-18441 Filed 9-18-07; 8:45 am]

BILLING CODE 6717-01-P


[Federal Register: September 28, 2005 (Volume 70, Number 187)]
[Notices]
[Page 56653-56654]
[DOCID:fr28se05-57]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. CP05-413-000]

East Tennessee Natural Gas, LLC; Notice of Application

September 16, 2005.
    Take notice that on September 8, 2005, East Tennessee Natural Gas,
LLC (East Tennessee), 5400 Westheimer Court, Houston, Texas 77056-5310,
filed an application for a certificate of public convenience and
necessity, in Docket No. CP05-413-000, pursuant to section 7(c) of the
Natural Gas Act and Part 157 of the Commission's regulations requesting
authorization to: (1) Construct and operate 32 miles of 20-inch
pipeline (Jewell Ridge Lateral), in Tazewell and Smyth Counties,
Virginia, connecting CNX Gas Company, LLC's Cardinal States Gathering
System to East Tennessee's system to provide up to 235,000 Dth/d of
firm transportation capacity; (2) implement new Rate Schedules FT-L and
IT-L for service on the Jewell Ridge Lateral; and (3) implement initial
incremental recourse rates for such service. This filing is available
for review at the Commission in the Public Reference Room or may be
viewed on the Commission's Web site at http://www.ferc.gov using the

``e-Library'' link. Enter the docket number excluding the last three
digits in the docket number field to access the document. For
assistance, contact FERC at<EMAIL_ADDRESS>or call toll-
free,<PHONE_NUMBER>, or for TTY,<PHONE_NUMBER>.
    On November 24, 2004, the Commission's staff granted a request to
utilize the National Environmental Policy Act (NEPA) Pre-Filing Process
for staff activities involving the Jewell Ridge Lateral Project and
assigned to that process Docket No. PF05-3-000. Now, as of the filing
of East Tennessee's application on September 8, 2005, the NEPA Pre-
Filing Process for the Jewell Ridge Lateral Project is closed. From
this time forward, the proceeding will be conducted in Docket No. CP05-
413-000.
    Any questions regarding this application should be directed to
Steven E. Tillman, General Manager, Regulatory Affairs, East Tennessee
Natural Gas, LLC, P.O. Box 1642, Houston, Texas 77251-1642, Phone:
(713) 627-5113, Fax:<PHONE_NUMBER>.
    There are two ways to become involved in the Commission's review of
this project. First, any person wishing to obtain legal status by
becoming a party to the proceedings for this project should, on or
before the comment date stated below file with the Federal Energy
Regulatory Commission, 888 First Street, NE., Washington, DC. 20426, a
motion to intervene in accordance with the requirements of the
Commission's Rules of Practice and Procedure (18 CFR 385.214 or
385.211) and the Regulations under the NGA (18 CFR 157.10). A person
obtaining party status will be placed on the service list maintained by
the Secretary of the Commission and will receive copies of all
documents filed by the applicant and by all other parties. A party must
submit 14 copies of filings made in the proceeding with the Commission
and must mail a copy to the applicant and to every other party. Only
parties to the proceeding can ask for court review of Commission orders
in the proceeding.
    However, a person does not have to intervene in order to have
comments considered. The second way to participate is by filing with
the Secretary of the Commission, as soon as possible, an original and
two copies of comments in support of or in opposition to this project.
The Commission will consider these comments in determining the
appropriate action to be

taken, but the filing of a comment alone will not serve to make the
filer a party to the proceeding. The Commission's rules require that
persons filing comments in opposition to the project provide copies of
their protests only to the party or parties directly involved in the
protest.
    Persons who wish to comment only on the environmental review of
this project should submit an original and two copies of their comments
to the Secretary of the Commission. Environmental commenters will be
placed on the Commission's environmental mailing list, will receive
copies of the environmental documents, and will be notified of meetings
associated with the Commission's environmental review process.
Environmental commenters will not be required to serve copies of filed
documents on all other parties. However, the non-party commenters will
not receive copies of all documents filed by other parties or issued by
the Commission (except for the mailing of environmental documents
issued by the Commission) and will not have the right to seek court
review of the Commission's final order.
    Protests and interventions may be filed electronically via the
Internet in lieu of paper; see, 18 CFR 385.2001(a)(1)(iii) and the
instructions on the Commission's Web site under the ``e-Filing'' link.
The Commission strongly encourages electronic filings.
    Comment Date: October 7, 2005.

Magalie R. Salas,
Secretary.
 [FR Doc. E5-5208 Filed 9-27-05; 8:45 am]

BILLING CODE 6717-01-P


[Federal Register Volume 85, Number 218 (Tuesday, November 10, 2020)]
[Rules and Regulations]
[Pages 71532-71534]
[FR Doc No: 2020-24865]

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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 39

[Docket No. FAA-2020-0687; Project Identifier AD-2020-00571-E;
Amendment 39-21314; AD 2020-22-18]
RIN 2120-AA64

Airworthiness Directives; Rolls-Royce Corporation (Type
Certificate Previously Held by Allison Engine Company) Turboprop
Engines

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The FAA is adopting a new airworthiness directive (AD) for all
Rolls-Royce Corporation (RRC) AE 2100A, AE 2100D2, AE 2100D2A, and AE
2100P model turboprop engines. This AD was prompted by a report of a
propeller gearbox (PGB) development test conducted by the manufacturer,
in which high vibration occurred due to a fatigue crack that initiated
in the PGB shaft and carrier assembly. This AD requires assignment of
usage hours to the PGB shaft and carrier assembly at the next engine
shop visit and replacement of PGB shaft and carrier assemblies prior to
exceeding the new life limits established by the manufacturer. The FAA
is issuing this AD to address the unsafe condition on these products.

DATES: This AD is effective December 15, 2020.
    The Director of the Federal Register approved the incorporation by
reference of certain publications listed in this AD as of December 15,
2020.

ADDRESSES: For service information identified in this final rule,
contact Rolls-Royce Corporation, 450 South Meridian Street, Mail Code
NB-01-06, Indianapolis, IN 46225; phone:<PHONE_NUMBER>; email:
exception occurred on : 2020-24865.htm
exception occurred on : 2020-24865.htm
royce.com">[email protected]royce.com; internet: www.rolls-royce.com. You may
view this service information at the FAA, Airworthiness Products
Section, Operational Safety Branch, 1200 District Avenue, Burlington,
MA 01803. For information on the availability of this material at the
FAA, call<PHONE_NUMBER>. It is also available on the internet at https://www.regulations.gov by searching for and locating Docket No. FAA-2020-
0687.

Examining the AD Docket

    You may examine the AD docket on the internet at https://www.regulations.gov by searching for and locating Docket No. FAA-2020-
0687; or in person at Docket Operations between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays. The AD docket contains
this final rule, any comments received, and other information. The
address for Docket Operations is U.S. Department of Transportation,
Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200
New Jersey Avenue SE, Washington, DC 20590.

FOR FURTHER INFORMATION CONTACT: Kyri Zaroyiannis, Aerospace Engineer,
Chicago ACO Branch, FAA, 2300 East Devon Avenue, Des Plaines, IL 60018;
phone:<PHONE_NUMBER>; fax:<PHONE_NUMBER>; email:
<EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION:

Background

    The FAA issued a notice of proposed rulemaking (NPRM) to amend 14
CFR part 39 by adding an AD that would apply to all RRC AE 2100A, AE
2100D2, AE 2100D2A, and AE 2100P model turboprop engines. The NPRM
published in the Federal Register on August 11, 2020 (85 FR 48482). The
NPRM was prompted by a report of a PGB development test conducted by
the manufacturer, in which high vibration occurred due to a fatigue
crack that initiated in the PGB shaft and carrier assembly. In the
NPRM, the FAA proposed to require the assignment of usage hours to the
PGB shaft and carrier assembly at the next engine shop visit and
replacement of PGB shaft and carrier assemblies before exceeding the
new life limits established by the manufacturer. The FAA is issuing
this AD to address the unsafe condition on these products.

Comments

    The FAA gave the public the opportunity to participate in
developing this final rule. The FAA received no comments on the NPRM or
on the determination of the cost to the public.

Conclusion

    The FAA reviewed the relevant data and determined that air safety
and the public interest require adopting this AD as proposed except for
minor editorial changes. The FAA has determined that these minor
changes:
     Are consistent with the intent that was proposed in the
NPRM for addressing the unsafe condition; and
     Do not add any additional burden upon the public than was
already proposed in the NPRM.

Related Service Information Under 1 CFR Part 51

    The FAA reviewed RRC Alert Service Bulletin (ASB) AE 2100A-A-72-
322/AE 2100P-A-72-047, Revision 1 (single document), dated May 11,
2018, and RRC ASB AE 2100D2-A-72-111/AE 2100D3-A-72-313/AE 2100J-A-72-
111, Revision 1 (single document), dated May 28, 2018. RRC ASB AE
2100A-A-72-322/AE 2100P-A-72-047 describes procedures for assigning
usage hours to the PGB shaft and carrier assemblies on RRC AE 2100A and
AE 2100P model engines. RRC ASB AE 2100D2-A-72-111/AE 2100D3-A-72-313/
AE 2100J-A-72-111 describes procedures for verifying the PGB shaft and
carrier assembly serial numbers and assigning usage hours to the PGB
shaft and carrier assemblies on RRC AE 2100D2 and AE 2100D2A model
engines. This service information is reasonably available because the
interested parties have access to it through their normal course of
business or by the means identified in the ADDRESSES section.

Other Related Service Information

    The FAA reviewed Task 05-10-00-800-801 of RRC AE 2100A Engine
Maintenance Manual (MM) CSP31005, Revision 57, dated August 15, 2019,
and Task 05-12-11-800-802 of RRC AE 2100A Engine MM CSP31005, Revision
57, dated August 15, 2019. Task 05-10-00-800-801 of RRC AE 2100A Engine
MM provides information for

determining the usage hours and engine cycles for each life-limited
part on RRC AE 2100A model engines. Task 05-12-11-800-802 of RRC AE
2100A Engine MM specifies the PGB shaft and carrier assembly life
limits.
    The FAA reviewed Task 05-11-00-800-801 of RRC AE 2100D2 and AE
2100D2A Engine MM CSP34081, Revision 64, dated June 1, 2020, and Task
05-12-11-800-802 of RRC AE 2100D2 and AE 2100D2A Engine MM CSP34081,
Revision 64, dated June 1, 2020. Task 05-11-00-800-801 of RRC AE 2100D2
and AE 2100D2A Engine MM provides information for determining the usage
hours and engine cycles for each life-limited part on RRC AE 2100D2 and
AE 2100D2A model engines. Task 05-12-11-800-802 of RRC AE 2100D2 and AE
2100D2A Engine MM specifies the PGB shaft and carrier assembly life
limits.
    The FAA reviewed Task 05-10-00-800-801 of RRC AE 2100P Engine MM
CSP31015, Revision 15, dated May 15, 2018. Task 05-10-00-800-801 of RRC
AE 2100P Engine MM provides information for determining the usage hours
and engine cycles for each life-limited part on RRC AE 2100P model
engines. Task 05-12-11-800-802 of RRC AE 2100P Engine MM specifies the
PGB shaft and carrier assembly life limits.

Costs of Compliance

    The FAA estimates that this AD affects 18 engines installed on
airplanes of U.S. registry.
    The FAA estimates the following costs to comply with this AD:

                                                 Estimated Costs
----------------------------------------------------------------------------------------------------------------
                                                                                Cost per      Cost on U.S.
                Action                         Labor cost           Parts cost        product        operators
----------------------------------------------------------------------------------------------------------------
Assign usage hours to PGB shaft and     3 work-hours x $85 per                $0            $255          $4,590
 carrier assembly.                       hour = $255.
Remove and replace PGB shaft and        15 work-hours x $85 per           49,952          51,227         922,086
 carrier assembly.                       hour = $1,275.
----------------------------------------------------------------------------------------------------------------

Authority for This Rulemaking

    Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. Subtitle VII: Aviation Programs,
describes in more detail the scope of the Agency's authority.
    The FAA is issuing this rulemaking under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701: ``General
requirements.'' Under that section, Congress charges the FAA with
promoting safe flight of civil aircraft in air commerce by prescribing
regulations for practices, methods, and procedures the Administrator
finds necessary for safety in air commerce. This regulation is within
the scope of that authority because it addresses an unsafe condition
that is likely to exist or develop on products identified in this
rulemaking action.

Regulatory Findings

    This AD will not have federalism implications under Executive Order
13132. This AD will not have a substantial direct effect on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government.
    For the reasons discussed above, I certify that this AD:
    (1) Is not a ``significant regulatory action'' under Executive
Order 12866,
    (2) Will not affect intrastate aviation in Alaska, and
    (3) Will not have a significant economic impact, positive or
negative, on a substantial number of small entities under the criteria
of the Regulatory Flexibility Act.

List of Subjects in 14 CFR Part 39

    Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.

Adoption of the Amendment

    Accordingly, under the authority delegated to me by the
Administrator, the FAA amends 14 CFR part 39 as follows:

PART 39--AIRWORTHINESS DIRECTIVES

0
1. The authority citation for part 39 continues to read as follows:

    Authority: 49 U.S.C. 106(g), 40113, 44701.

Sec.  39.13  [Amended]

0
2. The FAA amends Sec.  39.13 by adding the following new airworthiness
directive (AD):

2020-22-18 Rolls-Royce Corporation (Type Certificate previously held
by Allison Engine Company): Amendment 39-21314; Docket No. FAA-2020-
0687; Project Identifier AD-2020-00571-E.

(a) Effective Date

    This AD is effective December 15, 2020.

(b) Affected ADs

    None.

(c) Applicability

    This AD applies to all Rolls-Royce Corporation (RRC) (Type
Certificate previously held by Allison Engine Company) AE 2100A, AE
2100D2, AE 2100D2A, and AE 2100P model turboprop engines.

(d) Subject

    Joint Aircraft System Component (JASC) Code 7210, Turbine Engine
Reduction Gear.

(e) Unsafe Condition

    This AD was prompted by a report of a propeller gearbox (PGB)
development test in which high vibration occurred due to a fatigue
crack that initiated in the propeller shaft. The FAA is issuing this
AD to prevent loss of the propeller. The unsafe condition, if not
addressed, could result in damage to the engine and damage to the
airplane.

(f) Compliance

    Comply with this AD within the compliance times specified,
unless already done.

(g) Required Actions

    (1) No later than the next shop visit for the engine with the
PGB, or the next shop visit for the PGB only, whichever shop visit
occurs first after the effective date of this AD, assign usage hours
to the installed PGB shaft and carrier assembly using RRC Alert
Service Bulletin (ASB) AE 2100A-A-72-322/AE 2100P-A-72-047, Revision
1 (single document), dated May 11, 2018, or RRC ASB AE 2100D2-A-72-
111/AE 2100D3-A-72-313/AE 2100J-A-72-111, Revision 1 (single
document), dated May 28, 2018.
    (2) After the effective date of this AD, before exceeding the
life limit (usage hours) specified in Table 1 to paragraph (g)(2)
(Table 1) of this AD, remove the PGB shaft and carrier assembly,
identified by part numbers (P/Ns) in Table 1, from service and
replace with a part eligible for installation.

[GRAPHIC] [TIFF OMITTED] TR10NO20.001

(h) No Reporting Requirement

    The reporting requirements in RRC ASB AE 2100A-A-72-322/AE
2100P-A-72-047, Revision 1 (single document), dated May 11, 2018,
and RRC ASB AE 2100D2-A-72-111/AE 2100D3-A-72-313/AE 2100J-A-72-111,
Revision 1 (single document), dated May 28, 2018, are not required
by this AD.

(i) Credit for Previous Actions

    You may take credit for assigning the usage hours required by
paragraph (g) of this AD if you performed the action before the
effective date of this AD using RRC ASB AE 2100A-A-72-322/AE 2100P-
A-72-047, original issue (single document), dated January 15, 2018,
or RR AE 2100D2-A-72-111/AE 2100D3-A-72-313/AE 2100J-A-72-111,
original issue (single document), dated January 15, 2018.

(j) Alternative Methods of Compliance (AMOCs)

    (1) The Manager, Chicago ACO Branch, FAA, has the authority to
approve AMOCs for this AD, if requested using the procedures found
in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request
to your principal inspector or local Flight Standards District
Office, as appropriate. If sending information directly to the
manager of the certification office, send it to the attention of the
person identified in paragraph (k).
    (2) Before using any approved AMOC, notify your appropriate
principal inspector, or lacking a principal inspector, the manager
of the local flight standards district office/certificate holding
district office.

(k) Related Information

    For more information about this AD, contact Kyri Zaroyiannis,
Aerospace Engineer, Chicago ACO Branch, FAA, 2300 East Devon Avenue,
Des Plaines, IL 60018; phone:<PHONE_NUMBER>; fax:<PHONE_NUMBER>;
email<EMAIL_ADDRESS>
(l) Material Incorporated by Reference

    (1) The Director of the Federal Register approved the
incorporation by reference (IBR) of the service information listed
in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.
    (2) You must use this service information as applicable to do
the actions required by this AD, unless the AD specifies otherwise.
    (i) Rolls-Royce Corporation (RRC) Alert Service Bulletin (ASB)
AE 2100A-A-72-322/AE 2100P-A-72-047, Revision 1 (single document),
dated May 11, 2018.
    (ii) RRC ASB AE 2100D2-A-72-111/AE 2100D3-A-72-313/AE 2100J-A-
72-111, Revision 1 (single document), dated May 28, 2018.
    (3) For RRC service information identified in this AD, contact
Rolls-Royce Corporation, 450 South Meridian Street, Mail Code NB-01-
06, Indianapolis, IN 46225; phone:<PHONE_NUMBER>; email:
exception occurred on : 2020-24865.htm
exception occurred on : 2020-24865.htm
royce.com">[email protected]royce.com; internet: www.rolls-royce.com.
    (4) You may view this service information at FAA, Airworthiness
Products Section, Operational Safety Branch, 1200 District Avenue,
Burlington, MA 01803. For information on the availability of this
material at the FAA, call<PHONE_NUMBER>.
    (5) You may view this service information that is incorporated
by reference at the National Archives and Records Administration
(NARA). For information on the availability of this material at
NARA, email<EMAIL_ADDRESS>or go to: https://www.archives.gov/federal-register/cfr/ibr-locations.html.

    Issued on October 23, 2020.
Lance T. Gant,
Director, Compliance & Airworthiness Division, Aircraft Certification
Service.
[FR Doc. 2020-24865 Filed 11-9-20; 8:45 am]
BILLING CODE 4910-13-P