Lydia Wegman/RTP/USEPA/US

04/29/2008 06:41 PM

To

<EMAIL_ADDRESS><EMAIL_ADDRESS> cc

Tricia Crabtree/RTP/USEPA/US@EPA, <EMAIL_ADDRESS><EMAIL_ADDRESS>Zachary Pekar/RTP/USEPA/US@EPA

Subject

Fw: Pb NPR updated files

This is the version of the package that is the most recent and that I hope and expect will be sent over formally tomorrow AM from OPEI.  I believe this is the version we should use for our discussions tomorrow.  I'll call you in a minute to make plans for tomorrow.

----- Forwarded by Lydia Wegman/RTP/USEPA/US on 04/29/2008 06:39 PM -----

Deirdre Murphy/RTP/USEPA/US

04/29/2008 04:24 PM

To

Lydia Wegman/RTP/USEPA/US@EPA

cc

Karen Martin/RTP/USEPA/US@EPA

Subject

Pb NPR updated files

Lydia,

Here are the two new files.

Before sending on would you please confirm that the footnote on page 69 about the non-CD studies identified by the Gradient commenter is OK for this draft?

If not, I can easily take it out and repackage these.

Otherwise, these files have the revisions from KM per OPEI issues and most of last nights comments addressed.

This file is also complete with the reg text.

Deirdre


[Federal Register Volume 87, Number 236 (Friday, December 9, 2022)]
[Notices]
[Pages 75619-75620]
[FR Doc No: 2022-26773]

-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

Combined Notice of Filings #1

    Take notice that the Commission received the following electric
rate filings:

    Docket Numbers: ER21-2698-000.
    Applicants: Portland General Electric Company.
    Description: Puget Sound Energy, Inc. submits Average System Cost
Rate Filing for Sales of Electric Power to the Bonneville Power
Administration, FY 2024-2025.
    Filed Date: 12/1/22.
    Accession Number: 20221201-5315.
    Comment Date: 5 p.m. ET 12/22/22.

    Docket Numbers: ER22-2344-001.
    Applicants: Southwest Power Pool, Inc.
    Description: Tariff Amendment: Deficiency Response--Storage
Facilities as Transmission Only Assets to be effective 12/31/9998.
    Filed Date: 12/2/22.
    Accession Number: 20221202-5142.
    Comment Date: 5 p.m. ET 12/23/22.

    Docket Numbers: ER23-557-000.
    Applicants: PJM Interconnection, L.L.C.
    Description: Sec.  205(d) Rate Filing: Revisions to OATT & OA on
Emission Adders and Calculation of Cost-Based Offers to be effective 2/
1/2023.
    Filed Date: 12/2/22.
    Accession Number: 20221202-5123.
    Comment Date: 5 p.m. ET 12/23/22.

    Docket Numbers: ER23-558-000.

    Applicants: PJM Interconnection, L.L.C.
    Description: Sec.  205(d) Rate Filing: Original NSA, Service
Agreement No. 6720; Queue No. AE1-100 to be effective 11/3/2022.
    Filed Date: 12/5/22.
    Accession Number: 20221205-5008.
    Comment Date: 5 p.m. ET 12/27/22.

    Docket Numbers: ER23-559-000.
    Applicants: PJM Interconnection, L.L.C.
    Description: Sec.  205(d) Rate Filing: Original ISA, Service
Agreement No. 6705; Queue No. AE1-056 to be effective 11/3/2022.
    Filed Date: 12/5/22.
    Accession Number: 20221205-5023.
    Comment Date: 5 p.m. ET 12/27/22.

    Docket Numbers: ER23-560-000.
    Applicants: New York Independent System Operator, Inc., Niagara
Mohawk Power Corporation.
    Description: Sec.  205(d) Rate Filing: New York Independent System
Operator, Inc. submits tariff filing per 35.13(a)(2)(iii: NYISO-
National Grid Joint 205 Amended SGIA SA No. 2573 Grissom Solar to be
effective 11/18/2022.
    Filed Date: 12/5/22.
    Accession Number: 20221205-5050.
    Comment Date: 5 p.m. ET 12/27/22.

    Docket Numbers: ER23-561-000.
    Applicants: Black Hills Power, Inc.
    Description: Sec.  205(d) Rate Filing: Filing of Second Amended and
Restated Standard LGIA with Fall River Solar, LLC to be effective 12/6/
2022.
    Filed Date: 12/5/22.
    Accession Number: 20221205-5085.
    Comment Date: 5 p.m. ET 12/27/22.

    Docket Numbers: ER23-562-000.
    Applicants: TGP Energy Management II, LLC.
    Description: Baseline eTariff Filing: Market-Based Rate Application
to be effective 2/4/2023.
    Filed Date: 12/5/22.
    Accession Number: 20221205-5097.
    Comment Date: 5 p.m. ET 12/27/22.

    Take notice that the Commission received the following electric
securities filings:

    Docket Numbers: ES23-10-000.
    Applicants: DTE Electric Company.
    Description: Application Under Section 204 of the Federal Power Act
for Authorization to Issue Securities of DTE Electric Company.
    Filed Date: 12/2/22.
    Accession Number: 20221202-5217.
    Comment Date: 5 p.m. ET 12/23/22.

    The filings are accessible in the Commission's eLibrary system
(https://elibrary.ferc.gov/idmws/search/fercgensearch.asp) by querying
the docket number.
    Any person desiring to intervene or protest in any of the above
proceedings must file in accordance with Rules 211 and 214 of the
Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00
p.m. Eastern time on the specified comment date. Protests may be
considered, but intervention is necessary to become a party to the
proceeding.
    eFiling is encouraged. More detailed information relating to filing
requirements, interventions, protests, service, and qualifying
facilities filings can be found at: http://www.ferc.gov/docs-filing/efiling/filing-req.pdf. For other information, call<PHONE_NUMBER>
(toll free). For TTY, call<PHONE_NUMBER>.

    Dated: December 5, 2022.
Kimberly D. Bose,
Secretary.
[FR Doc. 2022-26773 Filed 12-8-22; 8:45 am]
BILLING CODE 6717-01-P


[Federal Register Volume 84, Number 186 (Wednesday, September 25, 2019)]
[Notices]
[Pages 50525-50527]
[FR Doc No: 2019-20679]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-87021; File No. 4-753]

Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.;
Notice of Filing of Proposed Minor Rule Violation Plan

September 19, 2019.
    Pursuant to Section 19(d)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19d-1(c)(2) thereunder,\2\ notice is hereby
given that on August 23, 2019, Long-Term Stock Exchange, Inc. (``LTSE''
or the ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') a proposed minor rule violation plan (``MRVP'') with
sanctions not exceeding $2,500 which would not be subject to the
provisions of Rule 19d-

1(c)(1) of the Act \3\ requiring that a self-regulatory organization
(``SRO'') promptly file notice with the Commission of any final
disciplinary action taken with respect to any person or
organization.\4\ In accordance with Rule 19d-1(c)(2) under the Act, the
Exchange proposed to designate certain specified rule violations as
minor rule violations, and requested that it be relieved of the prompt
reporting requirements regarding such violations, provided it gives
notice of such violations to the Commission on a quarterly basis.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(d)(1).
    \2\ 17 CFR 240.19d-1(c)(2).
    \3\ 17 CFR 240.19d-1(c)(2).
    \4\ The Commission adopted amendments to paragraph (c) of Rule
19d-1 to allow SROs to submit for Commission approval plans for the
abbreviated reporting of minor disciplinary infractions. See
Securities Exchange Act Release No. 21013 (June 1, 1984), 49 FR
23828 (June 8, 1984). Any disciplinary action taken by an SRO
against any person for violation of a rule of the SRO which has been
designated as a minor rule violation pursuant to such a plan filed
with and declared effective by the Commission shall not be
considered ``final'' for purposes of Section 19(d)(1) of the Act if
the sanction imposed consists of a fine not exceeding $2,500 and the
sanctioned person has not sought an adjudication, including a
hearing, or otherwise exhausted his administrative remedies.
---------------------------------------------------------------------------

    The Exchange proposes to include in its MRVP the procedures
included in LTSE Rule 9.216(b) (``Procedure for Violation Under Plan
Pursuant to Exchange Act Rule 19d-1(c)(2)'') and violations included in
Rule 9.218 (``Violations Appropriate for Disposition Under Plan
Pursuant to Exchange Act Rule 19d-1(c)(2)'').\5\ According to the
Exchange's proposed MRVP, under Rule 9.216(b), the Exchange may impose
a fine (not to exceed $2,500) and/or a censure on any Member or its
associated person with respect to any rule listed in LTSE Rule 9.218.
If the Financial Industry Regulatory Authority (``FINRA'') Department
of Enforcement or the Department of Market Regulation, on behalf of the
Exchange, has reason to believe a violation has occurred and if the
Member or its associated person does not dispute the violation, the
Department of Enforcement or the Department of Market Regulation may
prepare and request that the Member or associated person execute a
minor rule violation plan letter accepting a finding of violation,
consenting to the imposition of sanctions, and agreeing to waive such
Member's or associated person's right to a hearing before a Hearing
Panel or, if applicable, an Extended Hearing Panel, and any right of
appeal to the LTSE Appeals Committee, the Board, the SEC, and the
courts, or to otherwise challenge the validity of the letter, if the
letter is accepted. The letter shall describe the act or practice
engaged in or omitted, the rule, regulation, or statutory provision
violated, and the sanction or sanctions to be imposed. Unless the
letter states otherwise, the effective date of any sanction(s) imposed
will be a date to be determined by LTSE Regulation staff. In the event
the letter is not accepted by the Member or associated person, or is
rejected by the Office of Disciplinary Affairs, the matter can proceed
in accordance with the Exchange's disciplinary rules already approved
by the Commission, which include hearing rights for formal disciplinary
proceedings.\6\
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    \5\ The Exchange received its grant of registration on May 10,
2019, which included approving the rules that govern the Exchange.
Securities Exchange Act Release No. 85828 (May 10, 2019), 84 FR
21841 (May 15, 2019). Exhibit A includes the entirety of Rules
9.216(b) and 9.218. Terms not otherwise defined in this Notice are
defined in the LTSE rules.
    \6\ See, generally, Chapter 9.
---------------------------------------------------------------------------

    The Exchange proposes that, as set forth in LTSE Rule 9.218,
violations of the following rules would be appropriate for disposition
under the MRVP: Rule 2.160(p) Continuing Education Requirements; Rule
4.511 (General Requirements related to books and records requirements);
Rule 4.540 (Furnishing of Records); Rule 5.110 (Supervision); Rule
8.220 (Automated Submission of Trading Data Requested); Rule
11.151(a)(1) (Market Maker Two-sided Quote Obligation); Rule 11.290
(Short Sales); Rule 11.310 (Locking or Crossing Quotations in NMS
Stocks); and Rule 11.420 (Order Audit Trail System Requirements).
    Upon the Commission's declaration of effectiveness of the MRVP, the
Exchange will provide to the Commission a quarterly report for any
actions taken on minor rule violations under the MRVP. The quarterly
report will include: The Exchange's internal file number for the case,
the name of the individual and/or organization, the nature of the
violation, the specific rule provision violated, the sanction imposed,
the number of times the rule violation occurred, and the date of the
disposition.
    Based on compliance with the above, the Exchange hereby requests
that the rule violations designated in LTSE Rule 9.218 be designated as
minor rule violations subject to a minor rule violation reporting plan
and that the Exchange be relieved of the current reporting requirements
regarding such violations. In addition, going forward, to the extent
that there are any changes to the rules applicable to the Exchange's
MRVP, the Exchange hereby requests that the Commission deem such
changes to be modifications to the Exchange's MRVP.

I. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed MRVP
is consistent with the Act. Comments may be submitted by any of the
following methods:

Electronic Comments

     Use the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to<EMAIL_ADDRESS>Please include
File No. 4-753 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

All submissions should refer to File No. 4-753. This file number should
be included on the subject line if email is used. To help the
Commission process and review your comments more efficiently, please
use only one method. The Commission will post all comments on the
Commission's internet website (http://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements with respect to the proposed MRVP that are filed with the
Commission, and all written communications relating to the proposed
MRVP between the Commission and any person, other than those that may
be withheld from the public in accordance with the provisions of 5
U.S.C. 552, will be available for website viewing and printing in the
Commission's Public Reference Room, 100 F Street NE, Washington, DC
20549, on official business days between the hours of 10:00 a.m. and
3:00 p.m. Copies of the proposed MRVP also will be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change. Persons submitting
comments are cautioned that we do not redact or edit personal
identifying information from comment submissions. You should submit
only information that you wish to make available publicly. All
submissions should refer to File No. 4-753, and should be submitted on
or before October 16, 2019.

II. Date of Effectiveness of Proposed Minor Rule Violation Plan and
Timing for Commission Action

    Pursuant to Section 19(d)(1) of the Act and Rule 19d-1(c)(2)
thereunder,\7\ after

October 16, 2019, the Commission may, by order, declare the Exchange's
proposed MRVP effective if the plan is consistent with the public
interest, the protection of investors, or otherwise in furtherance of
the purposes of the Act. The Commission in its order may restrict the
categories of violations to be designated as minor rule violations and
may impose any other terms or conditions to the proposed MRVP, File No.
4-753, and to the period of its effectiveness, which the Commission
deems necessary or appropriate in the public interest, for the
protection of investors or otherwise in furtherance of the purposes of
the Act.
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    \7\ 15 U.S.C. 78s(d)(1); 17 CFR 240.19d-1(c)(2).

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
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    \8\ 17 CFR 200.30-3(a)(44).
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Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019-20679 Filed 9-24-19; 8:45 am]
 BILLING CODE 8011-01-P