[Federal Register Volume 77, Number 126 (Friday, June 29, 2012)]
[Proposed Rules]
[Pages 38744-38747]
[FR Doc No: 2012-15978]

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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 39

[Docket No. FAA-2012-0689; Directorate Identifier 2009-SW-065-AD]
RIN 2120-AA64

Airworthiness Directives; Sikorsky Aircraft-Manufactured Model S-
64F Helicopters

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Notice of proposed rulemaking (NPRM).

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SUMMARY: We propose to supersede an existing airworthiness directive
(AD) for the Sikorsky Aircraft Corporation-manufactured Model S-64F
helicopters, now under the Erickson Air-Crane Incorporated (Erickson)
Model S-64F type certificate. That AD currently requires inspections,
rework, and replacement, if necessary, of the main gearbox (MGB) second
stage lower planetary plate (plate). Since we issued that AD, the
manufacturer has conducted a configuration review and analysis, and a
review of the service history of certain components. The proposed
actions are intended to establish life limits for certain components,
remove various parts from service, and require consistency in the part
numbers of certain four bladed tail rotor (T/R) assemblies to prevent
fatigue cracking, failure from static overload, and subsequent loss of
control of the helicopter.

DATES: We must receive comments on this proposed AD by August 28, 2012.

ADDRESSES: You may send comments by any of the following methods:
     Federal eRulemaking Docket: Go to http://www.regulations.gov. Follow the online instructions for sending your
comments electronically.
     Fax:<PHONE_NUMBER>.
     Mail: Send comments to the U.S. Department of
Transportation, Docket Operations, M-30, West Building Ground Floor,
Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001.
     Hand Delivery: Deliver to the ``Mail'' address between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.

Examining the AD Docket

    You may examine the AD docket on the Internet at http://www.regulations.gov or in person at the Docket Operations Office
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays. The AD docket contains this proposed AD, the economic
evaluation, any comments received and other information. The street
address for the Docket Operations Office (telephone<PHONE_NUMBER>) is in
the ADDRESSES section. Comments will be available in the AD docket
shortly after receipt.
    For service information identified in this proposed AD, contact
Erickson Air-Crane Incorporated, ATTN: Chris Erickson/Compliance
Officer, 3100 Willow Springs Rd, P.O. Box 3247, Central Point, OR
97502, telephone<PHONE_NUMBER>, fax<PHONE_NUMBER>, email address
<EMAIL_ADDRESS>You may review a copy of this service
information at the FAA, Office of the Regional Counsel, Southwest
Region, 2601 Meacham Blvd., Room 663, Fort Worth, Texas 76137.

FOR FURTHER INFORMATION CONTACT: Michael Kohner, Aviation Safety
Engineer, FAA, Rotorcraft Directorate, Rotorcraft Certification Office,
Fort Worth, Texas 76137, telephone<PHONE_NUMBER>, email<EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION:

Comments Invited

    We invite you to participate in this rulemaking by submitting
written comments, data, or views. We also invite comments relating to
the economic, environmental, energy, or federalism impacts that might
result from adopting the proposals in this document. The most helpful
comments reference a specific portion of the proposal, explain the
reason for any recommended change, and include supporting data. To
ensure the docket does not contain duplicate comments, commenters
should send only one copy of written comments, or if comments are filed
electronically, commenters should submit only one time.
    We will file in the docket all comments that we receive, as well as
a report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. Before acting on this proposal, we
will consider all comments we receive on or before the closing date for
comments. We will consider comments filed after the comment period has
closed if it is possible to do so without incurring expense or delay.
We may change this proposal in light of the comments we receive.

Discussion

    On May 9, 1997, we issued AD 97-10-15, Amendment 39-10028 (62 FR
28321, May 23, 1997), for the Sikorsky Aircraft-manufactured Model S-
64F helicopters (now under the Erickson Model S-64F helicopter type
certificate) with a plate, P/N 6435-20516-101, with 2,000 or more hours
time-in-service (TIS). That AD requires, before the first flight of
each day, inspecting the MGB main oil filter for magnesium
contamination, and if magnesium contamination is present, replacing the
MGB assembly. That AD also requires inspecting the MGB assembly within
100 hours TIS, and thereafter at intervals not to exceed 500 hours TIS,
and if necessary, replacing the MGB assembly. Finally, that AD
requires, at the next overhaul of the MGB assembly, inspecting and
reworking the plate. That action was prompted by two incidents in which
the plate was found cracked. The requirements of that AD are intended
to prevent failure of the plate due to fatigue cracking, which could
lead to failure of the MGB and subsequent loss of control of the
helicopter.

Actions Since Existing AD Was Issued

    Since we issued AD 97-10-15, Erickson has performed additional
analysis as a part of a configuration review and has also reviewed the
service history of certain components. Erickson determined that certain
life-limits and other maintenance requirements need to be revised, and
released Erickson Service Bulletin (SB) No. 64F General-1, Revision 17,
dated August 17, 2010 (SB No. 64F General-1, Rev. 17). We have reviewed
this SB and have determined that the retirement lives of certain parts
need to be revised. We have also determined that certain parts,
including the plate, P/N 6435-20516-101, which is the subject of the
existing AD, should be removed from service and should no longer be
eligible for installation on these helicopters.

FAA's Determination

    We are proposing this AD because we evaluated all the relevant
information and determined the unsafe condition described previously is
likely to exist or

develop in other products of the same type design.

Related Service Information

    SB No. 64F General-1, Rev. 17, contains the Airworthiness
Limitations Schedule for the Model S-64F helicopter and lists the parts
and assemblies with their specified retirement lives.

Proposed AD Requirements

    This AD proposes to reduce or establish the life limits for certain
flight-critical components, remove other parts with service
difficulties from service, and require that T/R blade assembly P/N
65160-00001-048 be installed only as a set of four and not be installed
with another part-numbered blade. The requirements in current AD 97-10-
15 would be superseded and the part-numbered planetary plate, which is
the subject of that AD, would be removed from service. This proposed AD
would require, before further flight, a change in the life-limit for
the following components:
     Main Rotor (M/R) Blade Assembly, P/N 6415-20601-045;
     Main Transmission Support Beam Assembly, LH, P/N 6420-
62363-045;
     Main Transmission Support Beam Assembly, RH, P/N 6420-
62363-046;
     Left Splice Fitting (Transition Fitting), Rotary, Rudder
Boom, P/N 6420-66341-101;
     Right Splice Fitting (Transition Fitting), Rotary, Rudder
Boom, P/N 6420-66341 102;
     M/R Drive Shaft, P/N 6435-20536-101;
     Pressure Plate Assembly, Rotary Wing Head, P/N 65101-
11016-042;
     Horn and Liner Assembly, P/N 65102-11047-041;
     Lower Hub Plate Assembly, P/N 65103-11009-041;
     Horizontal Hinge Pin, Rotary Wing Head, P/N 65103-11020-
103;
     Damper Bracket Assembly, Rotary Wing Head, P/N 65103-
11032-043;
     Hub Subassembly, Rotary Wing, P/N 65103-11310-043;
     Shaft Assembly, Pitch Control Tail Gearbox, P/N 65358-
07035-043; and
     Rod End Assembly, Primary Servo Assembly, P/N 65652-11212-
041.
    In addition to proposing new or revised life limits for certain
flight-critical components, this AD also proposes to remove the
following components from service due to service difficulties:
     Spindle Assembly, Rotary Rudder, P/N 6410-30302-041;
     MGB Second Stage Lower Planetary Plate, P/N 6435-20516-101
or 6435-20516-102;
     Bracket Assembly, Main Servo, P/N 6435-20527-041 or 6435-
20527-042;
     Primary Servo Link Assembly, Tandem Servo, M/R, P/N 6465-
62161-042;
     Shoulder Bolt, T/R, P/N 65111-07001-102; and
     T/R Blade Assembly, P/N 65161-00001-041.
    This proposed AD contains only a portion of the life-limited parts
for this model helicopter, and is not an all-inclusive list.

Costs of Compliance

    We estimate that this proposed AD would affect 7 helicopters of
U.S. Registry and estimate, at an average labor rate of $85 per hour,
the following costs for removing from service the parts listed in Table
2 of this proposed AD action:
     Reviewing helicopter records to determine if an affected
part is installed will require approximately 2 work-hours, for a cost
per helicopter of $170 and a fleet cost of $1,190.
     Replacing the rotary rudder spindle assembly will require
10 work-hours and a parts cost of $2,787, for a cost per helicopter of
$3,637 and a fleet cost of $25,459.
     Replacing the plate will require 40 work-hours and a parts
cost of $43,750, for a cost per helicopter of $47,150 and a fleet cost
of $330,050.
     Replacing the main servo bracket assembly will require 2
work-hours and a parts cost of $5,223, for a cost per helicopter of
$5,393 and a fleet cost of $37,751.
     Replacing the primary servo link assembly of the M/R
tandem servo will require 10 work-hours and a parts cost of $14,533,
for a cost per helicopter of $15,383 and a fleet cost of $107,681.
     Replacing the T/R shoulder bolt will require 10 work-hours
and a parts cost of $571, for a cost per helicopter of $1,421 and a
fleet cost of $9,947.
     Replacing the T/R Blade Assembly will require 8 work-hours
and a parts cost of $125,765 for a cost per helicopter of $126,445 and
a fleet cost of $885,115.
     The total cost to replace the parts that are proposed to
be removed from service is estimated to be $199,599 per helicopter and
a fleet cost of $1,397,193.

Authority for This Rulemaking

    Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. ``Subtitle VII: Aviation
Programs,'' describes in more detail the scope of the Agency's
authority.
    We are issuing this rulemaking under the authority described in
``Subtitle VII, Part A, Subpart III, Section 44701: General
requirements.'' Under that section, Congress charges the FAA with
promoting safe flight of civil aircraft in air commerce by prescribing
regulations for practices, methods, and procedures the Administrator
finds necessary for safety in air commerce. This regulation is within
the scope of that authority because it addresses an unsafe condition
that is likely to exist or develop on products identified in this
rulemaking action.

Regulatory Findings

    We determined that this proposed AD would not have federalism
implications under Executive Order 13132. This proposed AD would not
have a substantial direct effect on the States, on the relationship
between the national Government and the States, or on the distribution
of power and responsibilities among the various levels of government.
    For the reasons discussed, I certify this proposed regulation:
    1. Is not a ``significant regulatory action'' under Executive Order
12866;
    2. Is not a ``significant rule'' under the DOT Regulatory Policies
and Procedures (44 FR 11034, February 26, 1979);
    3. Will not affect intrastate aviation in Alaska to the extent that
it justifies making a regulatory distinction; and
    4. Will not have a significant economic impact, positive or
negative, on a substantial number of small entities under the criteria
of the Regulatory Flexibility Act.
    We prepared an economic evaluation of the estimated costs to comply
with this proposed AD and placed it in the AD docket.

List of Subjects in 14 CFR Part 39

    Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.

The Proposed Amendment

    Accordingly, under the authority delegated to me by the
Administrator, the FAA proposes to amend 14 CFR part 39 as follows:

PART 39--AIRWORTHINESS DIRECTIVES

    1. The authority citation for part 39 continues to read as follows:

    Authority:  49 U.S.C. 106(g), 40113, 44701.

Sec.  39.13  [Amended]

    2. The FAA amends Sec.  39.13 by removing Amendment 39-10028 (62 FR
28321, May 23, 1997), and adding the following new AD:

ERICKSON AIR-CRANE INCORPORATED: Docket No. FAA-2012-0689;
Directorate Identifier 2009-SW-065-AD.

(a) Applicability

    This AD applies to Sikorsky Aircraft Corporation-manufactured
Model S-64F helicopters, now under the Erickson Air-Crane
Incorporated Model S-64F type certificate, certificated in any
category.

(b) Unsafe Condition

    This AD defines the unsafe condition as a fatigue crack in a
flight critical component. This condition could result in component
failure from static overload and subsequent loss of control of the
helicopter.

(c) Other Affected ADs

    This AD supersedes AD 97-10-15, Amendment 39-10028 (62 FR 28321,
May 23, 1997).

(d) Compliance

    You are responsible for performing each action required by this
AD within the specified compliance time unless accomplished
previously.

(e) Required Actions

    (1) Before further flight:
    (i) Remove from service any part with a number of hours time-in-
service (TIS) equal to or greater than the part's retirement life as
stated in following Table 1 of this AD.

             Table 1--Parts With New or Revised Life Limits
------------------------------------------------------------------------
            Part name               Part No. (P/N)     Retirement life
------------------------------------------------------------------------
Main Rotor (M/R) Blade Assembly..    6415-20601-045  13,280 hours TIS.
Main Transmission Support Beam       6420-62363-045  9,300 hours TIS.
 Assembly, LH.
Main Transmission Support Beam       6420-62363-046  9,300 hours TIS.
 Assembly, RH.
Left Splice Fitting (Transition      6420-66341-101  8,300 hours TIS.
 Fitting), Rotary, Rudder Boom.
Right Splice Fitting (Transition     6420-66341-102  8,300 hours TIS.
 Fitting), Rotary, Rudder Boom.
M/R Drive Shaft..................    6435-20536-101  2,200 hours TIS.
Pressure Plate Assembly, Rotary     65101-11016-042  8,800 hours TIS.
 Wing Head.
Horn and Liner Assembly..........   65102-11047-041  1,140 hours TIS.
Lower Hub Plate Assembly.........   65103-11009-041  15,500 hours TIS.
Horizontal Hinge Pin, Rotary Wing   65103-11020-103  5,100 hours TIS.
 Head.
Damper Bracket Assembly, Rotary     65103-11032-043  20,000 hours TIS.
 Wing Head.
Hub Subassembly, Rotary Wing.....   65103-11310-043  21,600 hours TIS.
Shaft Assembly, Pitch Control       65358-07035-043  9,400 hours TIS.
 Tail Gearbox.
Rod End Assembly, Primary Servo     65652-11212-041  20,800 hours TIS.
 Assembly.
------------------------------------------------------------------------

    Note to Table 1: The list of parts in Table 1 of this AD
contains only a portion of the life-limited parts for this model
helicopter and is not an all-inclusive list.

    (ii) Revise the retirement life of each part as shown in Table 1
of this AD by making pen and ink changes or by inserting a copy of
this AD into the Airworthiness Limitations section of the
maintenance manual.
    (iii) Record on the component history card or equivalent record
the retirement life for each part as shown in Table 1 of this AD.
    (2) Before further flight, remove from service any part with a
P/N listed in the following Table 2 of this AD, regardless of the
part's TIS. The P/Ns listed in Table 2 of this AD are not eligible
for installation on any helicopter.

                Table 2--Parts To Be Removed From Service
------------------------------------------------------------------------
               Part name                               P/N
------------------------------------------------------------------------
Spindle Assembly, Rotary Rudder........  6410-30302-041.
Main Gearbox Second Stage Lower          6435-20516-101 or 6435-20516-
 Planetary Plate.                         102.
Bracket Assembly, Main Servo...........  6435-20527-041 or 6435-20527-
                                          042.
Primary Servo Link, Tandem Servo, M/R..  6465-62161-042.
Shoulder Bolt, Tail Rotor (T/R)........  65111-07001-102.
T/R Blade Assembly.....................  65161-00001-041.
------------------------------------------------------------------------

     (3) Before further flight, if a T/R blade assembly, P/N 65160-
00001-048, is installed, remove any of the other three T/R blade
assemblies that have a different P/N and replace it with a T/R blade
assembly, P/N 65160-00001-048. The T/R blade assembly, P/N 65160-
00001-048, must be installed in sets of four only.

(f) Alternative Methods of Compliance (AMOCs)

    (1) The Manager, Rotorcraft Certification Office, FAA, may
approve AMOCs for this AD. Send your proposal to: Michael Kohner,
Aviation Safety Engineer, FAA, Rotorcraft Directorate, Rotorcraft
Certification Office, Fort Worth, Texas, 76137, telephone (817) 222-
5170, email<EMAIL_ADDRESS>    (2) For operations conducted under a 14 CFR part 119 operating
certificate or under 14 CFR part 91, subpart K, we suggest that you
notify your principal inspector, or lacking a principal inspector,
the manager of the local flight standards district office or
certificate holding district office before operating any aircraft
complying with this AD through an AMOC.

(g) Additional Information

    Erickson Service Bulletin No. 64F General-1, Revision 17, dated
August 17, 2010, which is not incorporated by reference, contains
additional information about the subject of this AD. For service
information identified in this AD, contact Erickson Air-Crane
Incorporated, ATTN: Chris Erickson/Compliance Officer, 3100 Willow
Springs Rd, PO Box 3247, Central Point, OR 97502, telephone (541)
664-5544, fax<PHONE_NUMBER>, email address
<EMAIL_ADDRESS>You may review a copy of this
information at the FAA,

Office of the Regional Counsel, Southwest Region, 2601 Meacham
Blvd., Room 663, Fort Worth, Texas 76137.

(h) Subject

    Joint Aircraft Service Component (JASC) Code: 6300: Main Rotor
Drive System and 6400: Tail Rotor System.

    Issued in Fort Worth, Texas, on June 21, 2012.
M. Monica Merritt,
Acting Manager, Rotorcraft Directorate, Aircraft Certification Service.
[FR Doc. 2012-15978 Filed 6-28-12; 8:45 am]
BILLING CODE 4910-13-P


[Federal Register Volume 85, Number 122 (Wednesday, June 24, 2020)]
[Notices]
[Page 37930]
[FR Doc No: 2020-13557]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. AD20-14-000]

Carbon Pricing in Organized Wholesale Electricity Markets; Notice
of Technical Conference

    Take notice that the Federal Energy Regulatory Commission
(Commission) will convene a Commissioner-led technical conference in
the above-referenced proceeding on Wednesday, September 30, 2020 from
approximately 9:00 a.m. to 5:00 p.m. Eastern time. The conference will
be held either in-person--at the Commission's headquarters at 888 First
Street NE, Washington, DC 20426 in the Commission Meeting Room (with a
WebEx option available)--or electronically.
    The purpose of this conference is to discuss considerations related
to state adoption of mechanisms to price carbon dioxide emissions,
commonly referred to as carbon pricing, in regions with Commission-
jurisdictional organized wholesale electricity markets.
    The conference will be open for the public to attend, and there is
no fee for attendance. Supplemental notices will be issued prior to the
conference with further details regarding the agenda, how to register
to participate, and the format (including whether the technical
conference will be held in-person or electronically). Information on
this technical conference will also be posted on the Calendar of Events
on the Commission's website, www.ferc.gov, prior to the event.
    The conference will be transcribed. Transcripts will be available
for a fee from Ace Reporting,<PHONE_NUMBER>.
    Commission conferences are accessible under section 508 of the
Rehabilitation Act of 1973. For accessibility accommodations, please
send an email to<EMAIL_ADDRESS>call toll-free<PHONE_NUMBER>
(voice) or<PHONE_NUMBER> (TTY), or send a fax to<PHONE_NUMBER> with
the required accommodations.
    For more information about this technical conference, please
contact John Miller at<EMAIL_ADDRESS>For information related to
logistics, please contact Sarah McKinley at<EMAIL_ADDRESS>or
(202) 502-8368.

    Dated: June 17, 2020.
Kimberly D. Bose,
Secretary.
[FR Doc. 2020-13557 Filed 6-23-20; 8:45 am]
BILLING CODE 6717-01-P


[Federal Register: July 30, 2009 (Volume 74, Number 145)]
[Notices]
[Page 37994]
[DOCID:fr30jy09-42]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Project No. 13465-000]

Henry County, IA; Notice of Preliminary Permit Application
Accepted for Filing and Soliciting Comments, Motions To Intervene, and
Competing Applications

July 23, 2009.
    On May 12, 2009, Henry County, Iowa filed an application for a
preliminary permit, pursuant to section 4(f) of the Federal Power Act,
proposing to study the feasibility of the Oakland Mills Dam Project No.
13465, to be located at the existing Oakland Mills Dam, on the Skunk
River, in Henry County, Iowa. The sole purpose of a preliminary permit,
if issued, is to grant the permit holder priority to file a license
application during the permit term. A preliminary permit does not
authorize the permit holder to perform any land disturbing activities
or otherwise enter upon lands or waters owned by others without the
owners' express permission.
    The existing Oakland Mills Dam is owned by Henry County and was
constructed in 1926 and used for power generation for nearly 40 years
before being abandoned. The proposed project would consist of: (1) The
existing 7-foot-high Oakland Mills concrete dam quipped with a 250-
foot-long spillway, an 8-foot-wide fishway, a 75-foot-wide section
consisting of a 23-foot-wide taintor gate, and a 127-foot-wide section
that includes the remaining foundation of the original powerhouse; (2)
an existing 28-acre impoundment with 62-acre-feet of usable storage;
(3) a new 45-foot-wide by 60-foot-long intake conduit connecting to;
(4) five new 200-kilowatt (kw) turbine generator units to be located in
the Skunk River for a total installed capacity of 1,000 kw; (5) a new
50-foot-long, 12.5-kilovolt transmission line; and (6) appurtenant
facilities. The proposed project would operate in run-of-river mode and
generate an estimated average annual generation of 7,008,000 kilowatt-
hours.
    Applicant Contact: John Pullis, Director, Henry County Conservation
Department, 2593 Nature Center Drive, Mount Pleasant, Iowa 52641, (319)
986-5067.
    FERC Contact: Michael Watts,<PHONE_NUMBER>.
    Deadline for filing comments, motions to intervene, competing
applications (without notices of intent), or notices of intent to file
competing applications: 60 days from the issuance of this notice.
Comments, motions to intervene, notices of intent, and competing
applications may be filed electronically via the Internet. See 18 CFR
385.2001(a)(1)(iii) and the instructions on the Commission's Web site
under the ``eFiling'' link. If unable to be filed electronically,
documents may be paper-filed. To paper-file, an original and eight
copies should be mailed to: Kimberly D. Bose, Secretary, Federal Energy
Regulatory Commission, 888 First Street, NE., Washington, DC 20426. For
more information on how to submit these types of filings please go to
the Commission's Web site located at http://www.ferc.gov/filing-
comments.asp. More information about this project can be viewed or
printed on the ``eLibrary'' link of Commission's Web site at http://
www.ferc.gov/docs-filing/elibrary.asp. Enter the docket number (P-
13465) in the docket number field to access the document. For
assistance, call toll-free 1-866-208-3372.

Kimberly D. Bose,
Secretary.
[FR Doc. E9-18152 Filed 7-29-09; 8:45 am]

BILLING CODE 6717-01-P


[Federal Register Volume 85, Number 118 (Thursday, June 18, 2020)]
[Notices]
[Page 36851]
[FR Doc No: 2020-13169]

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ENVIRONMENTAL PROTECTION AGENCY

[EPA-HQ-ORD-2015-0635; FRL 10011-01-ORD]

Board of Scientific Counselors (BOSC) Chemical Safety for
Sustainability and Health and Environmental Risk Assessment
Subcommittee Meeting--June 2020; Correction

AGENCY: Environmental Protection Agency (EPA).

ACTION: Notice of public meeting; correction.

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SUMMARY: The Environmental Protection Agency (EPA), Office of Research
and Development (ORD), published a document in the Federal Register of
June 2, 2020, giving notice of a meeting of the Board of Scientific
Counselors (BOSC) Chemical Safety for Sustainability and Health and
Environmental Risk Assessment (CSS-HERA) Subcommittee. The meeting has
been postponed until June 24, 2020. Due to unforeseen administrative
circumstances, EPA is announcing this meeting with less than 15
calendar days' notice.

FOR FURTHER INFORMATION CONTACT: The Designated Federal Officer (DFO)
via phone/voice mail at:<PHONE_NUMBER> or via email at:
<EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION:

Correction

    In the Federal Register of June 2, 2020, in FR Doc. 2020-11816, on
page 33,665, column 1 correct the ``DATES'' caption to read:

DATES: The videoconference meeting will be held on Wednesday, June 24,
2020, from 3:00 p.m. to 6:00 p.m. (EDT). Meeting times are subject to
change. This meeting is open to the public. Those who wish to attend
must register by June 23, 2020. Comments must be received by June 22,
2020 to be considered by the subcommittee. Requests for the draft
agenda or making a presentation at the meeting will be accepted until
June 22, 2020.

    Dated: June 12, 2020.
Mary Ross,
Director, Office of Science Advisor, Policy, and Engagement.
[FR Doc. 2020-13169 Filed 6-17-20; 8:45 am]
BILLING CODE 6560-50-P


[Federal Register Volume 77, Number 140 (Friday, July 20, 2012)]
[Rules and Regulations]
[Pages 42640-42642]
[FR Doc No: 2012-17765]

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DEPARTMENT OF HOMELAND SECURITY

Coast Guard

33 CFR Part 165

[Docket No. USCG-2012-0617]
RIN 1625-AA00

Safety Zone; Can-Am Festival Fireworks, Black River Bay, Sackets
Harbor, NY

AGENCY: Coast Guard, DHS.

ACTION: Temporary final rule.

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SUMMARY: The Coast Guard is establishing a temporary safety zone on
Black River Bay, Sackets Harbor, NY. This safety zone is intended to
restrict vessels from a portion of Black River Bay during the Can-Am
Festival Fireworks display. This temporary safety zone is necessary to
protect spectators and vessels from the hazards associated with a
fireworks display.

DATES: This rule will be effective between 9:15 p.m. until 10:45 p.m.
on July 21, 2012.

ADDRESSES: Documents mentioned in this preamble are part of docket
[USCG-2012-0617]. To view documents mentioned in this preamble as being
available in the docket, go to http://www.regulations.gov, type the
docket number in the ``SEARCH'' box, and click ``Search.'' You may
visit the Docket Management Facility, Department of Transportation,
West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE.,
Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.

FOR FURTHER INFORMATION CONTACT: If you have questions on this
temporary rule, call or email LT Christopher Mercurio, Chief of
Waterways Management, U.S. Coast Guard Sector Buffalo; telephone 716-
843-9343, email<EMAIL_ADDRESS>If you have
questions on viewing or submitting material to the docket, call Renee
V. Wright, Program Manager, Docket Operations, telephone<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION:

Table of Acronyms

DHS Department of Homeland Security
FR Federal Register
NPRM Notice of Proposed Rulemaking

A. Regulatory History and Information

    The Coast Guard is issuing this temporary final rule without prior
notice and opportunity to comment pursuant to authority under section
4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This
provision authorizes an agency to issue a rule without prior notice and
opportunity to comment when the agency for good cause finds that those
procedures are ``impracticable, unnecessary, or contrary to the public
interest.'' Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good
cause exists for not publishing a notice of proposed rulemaking (NPRM)
with respect to this rule because doing so would be impracticable and
contrary to the public interest. The final details for this event were
not known to the Coast Guard until there was insufficient time
remaining before the event to publish an NPRM. Thus, delaying the
effective date of this rule to wait for a comment period to run would
be both impracticable and contrary to the public interest because it
would inhibit the Coast Guard's ability to protect spectators and
vessels from the hazards associated with a maritime fireworks display,
which are discussed further below.
    Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause
exists for making this rule effective less than 30 days after
publication in the Federal Register. For the same reasons discussed in
the preceding paragraph, waiting for 30 day notice period run would be
impracticable and contrary to the public interest.

B. Basis and Purpose

    Between 9:45 p.m. and 10:15 p.m. on July 21, 2012, a fireworks
display will be held on Black River Bay near Sackets

Harbor, NY. The Captain of the Port Buffalo has determined that
fireworks launched proximate to a gathering of watercraft pose a
significant risk to public safety and property. Such hazards include
premature and accidental detonations, dangerous projectiles, and
falling or burning debris.

C. Discussion of Rule

    With the aforementioned hazards in mind, the Captain of the Port
Buffalo has determined that this temporary safety zone is necessary to
ensure the safety of spectators and vessels during the Can-Am Festival
Fireworks. This zone will be effective and enforced from 9:15 p.m.
until 10:45 p.m. on July 21, 2012. This zone will encompass all waters
of Black River Bay, Sackets Harbor, NY within a 1120 foot radius of
position 43[deg]57'15.94'' N and 76[deg]06'39.20'' W (NAD 83).
    Entry into, transiting, or anchoring within the safety zone is
prohibited unless authorized by the Captain of the Port Buffalo or his
designated on-scene representative. The Captain of the Port or his
designated on-scene representative may be contacted via VHF Channel 16.

D. Regulatory Analyses

    We developed this rule after considering numerous statutes and
executive orders related to rulemaking. Below we summarize our analyses
based on 13 of these statutes or executive orders.

1. Regulatory Planning and Review

    This rule is not a significant regulatory action under section 3(f)
of Executive Order 12866, Regulatory Planning and Review, as
supplemented by Executive Order 13563, Improving Regulation and
Regulatory Review, and does not require an assessment of potential
costs and benefits under section 6(a)(3) of Executive Order 12866 or
under section 1 of Executive Order 13563. The Office of Management and
Budget has not reviewed it under those Orders. It is not
``significant'' under the regulatory policies and procedures of the
Department of Homeland Security (DHS). We conclude that this rule is
not a significant regulatory action because we anticipate that it will
have minimal impact on the economy, will not interfere with other
agencies, will not adversely alter the budget of any grant or loan
recipients, and will not raise any novel legal or policy issues. The
safety zone created by this rule will be relatively small and enforced
for relatively short time. Also, the safety zone is designed to
minimize its impact on navigable waters. Furthermore, the safety zone
has been designed to allow vessels to transit around it. Thus,
restrictions on vessel movement within that particular area are
expected to be minimal. Under certain conditions, moreover, vessels may
still transit through the safety zone when permitted by the Captain of
the Port.

2. Impact on Small Entities

    The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as
amended, requires federal agencies to consider the potential impact of
regulations on small entities during rulemaking. The Coast Guard
certifies under 5 U.S.C. 605(b) that this rule will not have a
significant economic impact on a substantial number of small entities.
    This rule will affect the following entities, some of which might
be small entities: the owners or operators of vessels intending to
transit or anchor in a portion of Black River Bay on the evening of
July 21, 2012.
    This safety zone will not have a significant economic impact on a
substantial number of small entities for the following reasons: This
safety zone would be activated, and thus subject to enforcement, for
only 90 minutes late in the day. Traffic may be allowed to pass through
the zone with the permission of the Captain of the Port. The Captain of
the Port can be reached via VHF channel 16. Before the activation of
the zone, we would issue local Broadcast Notice to Mariners.

3. Assistance for Small Entities

    Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104-121), we want to assist small
entities in understanding this rule. If the rule would affect your
small business, organization, or governmental jurisdiction and you have
questions concerning its provisions or options for compliance, please
contact the person listed in the FOR FURTHER INFORMATION CONTACT
section above.
    Small businesses may send comments on the actions of Federal
employees who enforce, or otherwise determine compliance with, Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR
(1-888-734-3247). The Coast Guard will not retaliate against small
entities that question or complain about this rule or any policy or
action of the Coast Guard.

4. Collection of Information

    This rule will not call for a new collection of information under
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).

5. Federalism

    A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government. We have analyzed this rule under that Order and determined
that this rule does not have implications for federalism.

6. Protest Activities

    The Coast Guard respects the First Amendment rights of protesters.
Protesters are asked to contact the person listed in the FOR FURTHER
INTFORMATION CONTACT section to coordinate protest activities so that
your message can be received without jeopardizing the safety or
security of people, places or vessels.

7. Unfunded Mandates Reform Act

    The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $100,000,000 (adjusted for
inflation) or more in any one year. Though this rule will not result in
such an expenditure, we do discuss the effects of this rule elsewhere
in this preamble.

8. Taking of Private Property

    This rule will not cause a taking of private property or otherwise
have taking implications under Executive Order 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.

9. Civil Justice Reform

    This rule meets applicable standards in sections 3(a) and 3(b)(2)
of Executive Order 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.

10. Protection of Children

    We have analyzed this rule under Executive Order 13045, Protection
of Children from Environmental Health Risks and Safety Risks. This rule
is not an economically significant rule and

does not create an environmental risk to health or risk to safety that
may disproportionately affect children.

11. Indian Tribal Governments

    This rule does not have tribal implications under Executive Order
13175, Consultation and Coordination with Indian Tribal Governments,
because it does not have a substantial direct effect on one or more
Indian tribes, on the relationship between the Federal Government and
Indian tribes, or on the distribution of power and responsibilities
between the Federal Government and Indian tribes.

12. Energy Effects

    This action is not a ``significant energy action'' under Executive
Order 13211, Actions Concerning Regulations That Significantly Affect
Energy Supply, Distribution, or Use.

13. Technical Standards

    This rule does not use technical standards. Therefore, we did not
consider the use of voluntary consensus standards.

14. Environment

    We have analyzed this rule under Department of Homeland Security
Management Directive 023-01 and Commandant Instruction M16475.lD, which
guide the Coast Guard in complying with the National Environmental
Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined
that this action is one of a category of actions that do not
individually or cumulatively have a significant effect on the human
environment. This rule involves the establishment of a safety zone and,
therefore it is categorically excluded from further review under
paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An
environmental analysis checklist supporting this determination and a
Categorical Exclusion Determination are available in the docket where
indicated under ADDRESSES. We seek any comments or information that may
lead to the discovery of a significant environmental impact from this
rule.

List of Subjects in 33 CFR Part 165

    Harbors, Marine safety, Navigation (water), Reporting and
recordkeeping requirements, Security measures, Waterways.
    For the reasons discussed in the preamble, the Coast Guard amends
33 CFR part 165 as follows:

PART 165--REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS

0
1. The authority citation for part 165 continues to read as follows:

    Authority:  33 U.S.C. 1231; 46 U.S.C. Chapters 701, 3306, 3703;
50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Pub.
L. 107-295, 116 Stat. 2064; Department of Homeland Security
Delegation No. 0170.1.

0
2. Add Sec.  165.T09-0617 to read as follows:

Sec.  165.T09-0617  Safety Zone; Can-Am Festival Fireworks, Black River
Bay, Sackets Harbor, NY.

    (a) Location. The safety zone will encompass all waters of Black
River Bay, Sackets Harbor, NY within a 1120 foot radius of position
43[deg]57'15.94'' N and 76[deg]06'39.20'' W (NAD 83).
    (b) Effective and Enforcement Period. This regulation is effective
and will be enforced on July 21, 2012 from 9:15 p.m. until 10:45 p.m.
    (c) Regulations.
    (1) In accordance with the general regulations in Sec.  165.23 of
this part, entry into, transiting, or anchoring within this safety zone
is prohibited unless authorized by the Captain of the Port Buffalo or
his designated on-scene representative.
    (2) This safety zone is closed to all vessel traffic, except as may
be permitted by the Captain of the Port Buffalo or his designated on-
scene representative.
    (3) The ``on-scene representative'' of the Captain of the Port
Buffalo is any Coast Guard commissioned, warrant or petty officer who
has been designated by the Captain of the Port Buffalo to act on his
behalf.
    (4) Vessel operators desiring to enter or operate within the safety
zone shall contact the Captain of the Port Buffalo or his on-scene
representative to obtain permission to do so. The Captain of the Port
Buffalo or his on-scene representative may be contacted via VHF Channel
16. Vessel operators given permission to enter or operate in the safety
zone must comply with all directions given to them by the Captain of
the Port Buffalo, or his on-scene representative.

    Dated: July 10, 2012.
S.M. Wischmann,
Captain, U.S. Coast Guard, Captain of the Port Buffalo.
[FR Doc. 2012-17765 Filed 7-19-12; 8:45 am]
BILLING CODE 9110-04-P


[Federal Register: May 29, 2008 (Volume 73, Number 104)]
[Notices]
[Page 30995]
[DOCID:fr29my08-142]

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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

Noise Exposure Map Notice; Fort Worth Alliance Airport, Fort
Worth, TX

AGENCY: Federal Aviation Administration, DOT.

ACTION: Notice.

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SUMMARY: The Federal Aviation Administration (FAA) announces its
determination that the revised future noise exposure map submitted by
the city of Fort Worth for Fort Worth Alliance Airport under the
provisions of 49 U.S.C. 47501 et seq. (Aviation Safety and Noise
Abatement Act) and 14 CFR Part 150 is in compliance with applicable
requirements.

EFFECTIVE DATE: The effective date of the FAA's determination on the
future noise exposure map is May 16, 2008.

FOR FURTHER INFORMATION CONTACT: Paul Blackford, Mr. Paul Blackford,
Federal Aviation Administration, 2601 Meacham Blvd. Fort Worth, Texas
76137-0650,<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION: This notice announces that the FAA finds
that the revised future noise exposure map submitted for Fort Worth
Alliance Airport is in compliance with applicable requirements of Part
150, effective May 16, 2008. Under 49 U.S.C. 47503 of the Aviation
Safety and Noise Abatement Act (hereinafter referred to as ``the
Act''), an airport operator may submit to the FAA noise exposure maps
which meet applicable regulations and which depict non-compatible land
uses as of the date of submission of such maps, a description of
projected aircraft operations, and the ways in which such operations
will affect such maps. The Act requires such maps to be developed in
consultation with interested and affected parties in the local
community, government agencies, and persons using the airport. An
airport operator who has submitted noise exposure maps that are found
by FAA to be in compliance with the requirements of Federal Aviation
Regulations (FAR) Part 150, promulgated pursuant to the Act, may submit
a noise compatibility program for FAA approval which sets forth the
measures the operator has taken or proposes to take to reduce existing
non-compatible uses and prevent the introduction of additional non-
compatible uses.
    The FAA has completed its review of the future noise exposure map
and accompanying documentation submitted by the city of Fort Worth. The
documentation that constitutes the ``future noise exposure map'' as
defined in section 150.7 of Part 150 includes: Section 5.0, Exhibits
5.3, 5.4, and 5.5. The FAA has determined that these noise exposure
maps and accompanying documentation are in compliance with applicable
requirements. This determination is effective on May 16, 2008.
    FAA's determination on an airport operator's noise exposure maps is
limited to a finding that the maps were developed in accordance with
the procedures contained in appendix A of FAR Part 150. Such
determination does not constitute approval of the applicant's data,
information or plans, or a commitment to approve a noise compatibility
program or to fund the implementation of that program. If questions
arise concerning the precise relationship of specific properties to
noise exposure contours depicted on a noise exposure map submitted
under section 47503 of the Act, it should be noted that the FAA is not
involved in any way in determining the relative locations of specific
properties with regard to the depicted noise contours, or in
interpreting the noise exposure maps to resolve questions concerning,
for example, which properties should be covered by the provisions of
section 47506 of the Act. These functions are inseparable from the
ultimate land use control and planning responsibilities of local
government. These local responsibilities are not changed in any way
under Part 150 or through FAA's review of noise exposure maps.
Therefore, the responsibility for the detailed overlaying of noise
exposure contours onto the map depicting properties on the surface
rests exclusively with the airport operator that submitted those maps,
or with those public agencies and planning agencies with which
consultation is required under section 47503 of the Act. The FAA has
relied on the certification by the airport operator, under section
150.21 of FAR Part 150, that the statutorily required consultation has
been accomplished.
    Copies of the full noise exposure map documentation and of the
FAA's evaluation of the maps are available for examination at the
following locations: Federal Aviation Administration, 2601 Meacham
Boulevard, Fort Worth, Texas; Mr. Kent Penney, Airport Systems
Director, City of Fort Worth, Aviation Department, 4201 N. Main St.,
Suite 200, Fort Worth, Texas. Questions may be directed to the
individual named above under the heading FOR FURTHER INFORMATION
CONTACT.

    Issued in Fort Worth, Texas, May 16, 2008.
Kelvin L. Solco,
Manager, Airports Division.
[FR Doc. E8-11828 Filed 5-28-08; 8:45 am]

BILLING CODE 4910-13-M


and procedures for safeguarding securities made during the audit of the
financial statements for the reporting period. The report should
disclose any material weaknesses in: (a) The accounting system; (b)
system of internal accounting control; or (c) procedures for
safeguarding securities which exist as of the end of the Registrant's
fiscal year. The accountant's report shall be furnished as an exhibit
to the form and shall: (1) Be addressed to the Registrant's
shareholders and board of directors; (2) be dated; (3) be signed
manually; and (4) indicate the city and state where issued.
    Attachments that include a report that discloses a material
weakness should include an indication by the Registrant of any
corrective action taken or proposed.
    The fact that an accountant's report is attached to this form shall
not be regarded as acknowledging any review of this form by the
independent public accountant.
    14. Item 79.a.v. Change in accounting principles and practices. If
the Registrant responded ``YES'' to Item 22, provide an attachment that
describes the change in accounting principles or practices, or the
change in the method of applying any such accounting principles or
practices. State the date of the change and the reasons therefor. A
letter from the Registrant's independent accountants, approving or
otherwise commenting on the change, shall accompany the description.
    15. Item 79.a.vi. Information required to be filed pursuant to
exemptive orders. File as an attachment any information

required to be reported on Form N-CEN or any predecessor form to Form
N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the
Commission and relied on by the Registrant.
    16. Item 79.a.vii. Other information required to be included as an
attachment pursuant to Commission rules and regulations. File as an
attachment any other information required to be included as an
attachment pursuant to Commission rules and regulations.

    b. Attachments to be filed by closed-end management investment
companies and small business investment companies. Registrants shall
file the following attachments, as applicable, with the current report.
Indicate the attachments filed with the current report by checking the
applicable items bellow.
    i. Material amendments to organizational documents: __
    ii. Instruments defining the rights of the holders of any new or
amended class of securities: __
    iii. New or amended investment advisory contracts: __
    iv. Information called for by Item 405 of Regulation S-K: __
    v. Code of ethics (small business investment companies only): __

    Instructions.
    17. Item 79.b.i. Material amendments to organizational documents.
Provide copies of all material amendments to the Registrant's charters,
by-laws, or other similar organizational documents that occurred during
the reporting period.
    18. Item 79.b.ii. Instruments defining the rights of the holders of
any new or amended class of securities. Provide copies of all
constituent instruments defining the rights of the holders of any new
or amended class of securities for the current reporting period. If the
Registrant has issued a new class of securities other than short-term
paper, furnish a description of the class called for by the applicable
item of Form N-2. If the constituent instruments defining the rights of
the holders of any class of the Registrant's securities have been
materially modified during the reporting period, give the title of the
class involved and state briefly the general effect of the modification
upon the rights of the holders of such securities.
    19. Item 79.b.iii. New or amended investment advisory contracts.
Provide copies of any new or amended investment advisory contracts that
became effective during the reporting period.
    20. Item 79.b.iv. Information called for by Item 405 of Regulation
S-K. Provide the information called for by Item 405 of Regulation S-K
concerning failure of certain closed-end management investment company
and small business investment company shareholders to file certain
ownership reports.
    21. Item 79.b.v. Code of ethics (small business investment
companies only).
    (a)(1) Disclose whether, as of the end of the period covered by the
report, the Registrant has adopted a code of ethics that applies to the
Registrant's principal executive officer, principal financial officer,
principal accounting officer or controller, or persons performing
similar functions, regardless of whether these individuals are employed
by the Registrant or a third party. If the Registrant has not adopted
such a code of ethics, explain why it has not done so.
    (2) For purposes of this instruction, the term ``code of ethics''
means written standards that are reasonably designed to deter
wrongdoing and to promote: (i) honest and ethical conduct, including
the ethical handling of actual or apparent conflicts of interest
between personal and professional relationships; (ii) full, fair,
accurate, timely, and understandable disclosure in reports and
documents that a Registrant files with, or submits to, the Commission
and in other public communications made by the Registrant; (iii)
compliance with applicable governmental laws, rules, and regulations;
(iv) the prompt internal reporting of violations of the code to an
appropriate person or persons identified in the code; and (v)
accountability for adherence to the code.
    (3) The Registrant must briefly describe the nature of any
amendment, during the period covered by the report, to a provision of
its code of ethics that applies to the Registrant's principal executive
officer, principal financial officer, principal accounting officer or
controller, or persons performing similar functions, regardless of
whether these individuals are employed by the Registrant or a third
party, and that relates to any element of the code of ethics definition
enumerated in paragraph (a)(2) of this instruction. The Registrant must
file a copy of any such amendment as an exhibit to this report on Form
N-CEN, unless the Registrant has elected to satisfy paragraph (a)(6) of
this instruction by posting its code of ethics on its Web site pursuant
to paragraph (a)(6)(ii) of this Instruction, or by undertaking to
provide its code of ethics to any person without charge, upon request,
pursuant to paragraph (a)(6)(iii) of this instruction.
    (4) If the Registrant has, during the period covered by the report,
granted a waiver, including an implicit waiver, from a provision of the
code of ethics to the Registrant's principal executive officer,
principal financial officer, principal accounting officer or
controller, or persons performing similar functions, regardless of
whether these individuals are employed by the Registrant or a third
party, that relates to one or more of the items set forth in paragraph
(a)(2) of this instruction, the Registrant must briefly describe the
nature of the waiver, the name of the person to whom the waiver was
granted, and the date of the waiver.
    (5) If the Registrant intends to satisfy the disclosure requirement
under paragraph (a)(3) or (4) of this instruction regarding an
amendment to, or a waiver from, a provision of its code of ethics that
applies to the Registrant's principal executive officer, principal
financial officer, principal accounting officer or controller, or
persons performing similar functions and that relates to any element of
the code of ethics definition enumerated in paragraph (a)(2) of this
instruction by posting such information on its Internet Web site,
disclose the Registrant's Internet address and such intention.
    (6) The Registrant must: (i) file with the Commission a copy of its
code of ethics that applies to the Registrant's principal executive
officer, principal financial officer, principal accounting officer or
controller, or persons performing similar functions, as an exhibit to
its report on this Form N-CEN; (ii) post the text of such code of
ethics on its Internet Web site and disclose, in its most recent report
on this Form N-CEN, its Internet address and the fact that it has
posted such code of ethics on its Internet Web site; or (iii) undertake
in its most recent report on this Form N-CEN to provide to any person
without charge, upon request, a copy of such code of ethics and explain
the manner in which such request may be made.
    (7) A Registrant may have separate codes of ethics for different
types of officers. Furthermore, a ``code of ethics'' within the meaning
of paragraph (a)(2) of this instruction may be a portion of a broader
document that addresses additional topics or that applies to more
persons than those specified in paragraph (a)(1) of this instruction.
In satisfying the requirements of paragraph (a)(6) of this instruction,
a Registrant need only file, post, or provide the portions of a broader
document that constitutes a ``code of ethics'' as defined in paragraph
(a)(2) of this instruction

and that apply to the persons specified in paragraph (a)(1) of this
instruction.
    (8) If a Registrant elects to satisfy paragraph (a)(6) of this
instruction by posting its code of ethics on its Internet Web site
pursuant to paragraph (a)(6)(ii), the code of ethics must remain
accessible on its Web site for as long as the Registrant remains
subject to the requirements of this instruction and chooses to comply
with this instruction by posting its code on its Internet Web site
pursuant to paragraph (a)(6)(ii).
    (9) The Registrant does not need to provide any information
pursuant to paragraphs (a)(3) and (4) of this instruction if it
discloses the required information on its Internet Web site within five
business days following the date of the amendment or waiver and the
Registrant has disclosed in its most recently filed report on this Form
N-CEN its Internet Web site address and intention to provide disclosure
in this manner. If the amendment or waiver occurs on a Saturday,
Sunday, or holiday on which the Commission is not open for business,
then the five business day period shall begin to run on and include the
first business day thereafter. If the Registrant elects to disclose
this information through its Web site, such information must remain
available on the Web site for at least a 12-month period. The
Registrant must retain the information for a period of not less than
six years following the end of the fiscal year in which the amendment
or waiver occurred. Upon request, the Registrant must furnish to the
Commission or its staff a copy of any or all information retained
pursuant to this requirement.
    (10) The Registrant does not need to disclose technical,
administrative, or other non-substantive amendments to its code of
ethics.
    (11) For purposes of this instruction: (i) the term ``waiver''
means the approval by the Registrant of a material departure from a
provision of the code of ethics; and (ii) the term ``implicit waiver''
means the Registrant's failure to take action within a reasonable
period of time regarding a material departure from a provision of the
code of ethics that has been made known to an executive officer, as
defined in rule 3b-7 under the Exchange Act (17 CFR 240.3b-7), of the
Registrant.
    (b)(1) Disclose that the Registrant's board of directors has
determined that the Registrant either: (i) has at least one audit
committee financial expert serving on its audit committee; or (ii) does
not have an audit committee financial expert serving on its audit
committee.
    (2) If the Registrant provides the disclosure required by paragraph
(b)(1)(i) of this instruction, it must disclose the name of the audit
committee financial expert and whether that person is ``independent.''
In order to be considered ``independent'' for purposes of this
instruction, a member of an audit committee may not, other than in his
or her capacity as a member of the audit committee, the board of
directors, or any other board committee: (i) accept directly or
indirectly any consulting, advisory, or other compensatory fee from the
issuer; or (ii) be an ``interested person'' of the investment company
as defined in Section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19)).
    (3) If the Registrant provides the disclosure required by paragraph
(b)(1)(ii) of this instruction, it must explain why it does not have an
audit committee financial expert.
    (4) If the Registrant's board of directors has determined that the
Registrant has more than one audit committee financial expert serving
on its audit committee, the Registrant may, but is not required to,
disclose the names of those additional persons. A Registrant choosing
to identify such persons must indicate whether they are independent
pursuant to paragraph (b)(2) of this instruction.
    (5) For purposes of this instruction, an ``audit committee
financial expert'' means a person who has the following attributes: (i)
an understanding of generally accepted accounting principles and
financial statements; (ii) the ability to assess the general
application of such principles in connection with the accounting for
estimates, accruals, and reserves; (iii) experience preparing,
auditing, analyzing, or evaluating financial statements that present a
breadth and level of complexity of accounting issues that are generally
comparable to the breadth and complexity of issues that can reasonably
be expected to be raised by the Registrant's financial statements, or
experience actively supervising one or more persons engaged in such
activities; (iv) an understanding of internal controls and procedures
for financial reporting; and (v) an understanding of audit committee
functions.
    (6) A person shall have acquired such attributes through: (i)
education and experience as a principal financial officer, principal
accounting officer, controller, public accountant, or auditor or
experience in one or more positions that involve the performance of
similar functions; (ii) experience actively supervising a principal
financial officer, principal accounting officer, controller, public
accountant, auditor, or person performing similar functions; (iii)
experience overseeing or assessing the performance of companies or
public accountants with respect to the preparation, auditing, or
evaluation of financial statements; or (iv) other relevant experience.
    (7)(i) A person who is determined to be an audit committee
financial expert will not be deemed an ``expert'' for any purpose,
including without limitation for purposes of Section 11 of the
Securities Act (15 U.S.C. 77k), as a result of being designated or
identified as an audit committee financial expert pursuant to this
instruction; (ii) the designation or identification of a person as an
audit committee financial expert pursuant to this instruction does not
impose on such person any duties, obligations, or liability that are
greater than the duties, obligations, and liability imposed on such
person as a member of the audit committee and board of directors in the
absence of such designation or identification; (iii) the designation or
identification of a person as an audit committee financial expert
pursuant to this instruction does not affect the duties, obligations,
or liability of any other member of the audit committee or board of
directors.
    (8) If a person qualifies as an audit committee financial expert by
means of having held a position described in paragraph (b)(6)(iv) of
this Instruction, the Registrant shall provide a brief listing of that
person's relevant experience.

SIGNATURES

    Pursuant to the requirements of the Investment Company Act of 1940,
the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.

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(Registrant)

-----------------------------------------------------------------------
Date

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(Signature)*

    *Print full name and title of the signing officer under his/her
signature.
0
66. Form N-CSR (referenced in Sec.  274.128) is amended by:
0
a. In Item 11(a), removing the phrase ``90 days'' and adding in its
place ``180 days'';
0
b. In Item 11(b), removing the phrase ``the second fiscal quarter of'';
0
c. Removing the instruction to Item 11(b);
0
d. In paragraph 4(c) of the certification exhibits listed in Item 12,
removing the phrase ``90 days'' and adding in its place ``180 days'';
0
e. In paragraph 4(d) of the certification exhibits listed in Item 12,
removing the phrase ``the second fiscal quarter of'';

0
f. In Item 12, removing the instruction to paragraph (a)(2).

    Note: The text of Form N-CSR does not and these amendments will
not appear in the Code of Federal Regulations.

Sec.  274.130  [Removed and Reserved]

0
67. Section 274.130 is removed and reserved.
0
68. Section 274.150 is added to read as follows:

Sec.  274.150  Form N-PORT, Monthly portfolio holdings report.

    (a) Except as provided in paragraph (b) of this section, this form
shall be used by registered management investment companies or
exchange-traded funds organized as unit investment trusts, or series
thereof, to file reports pursuant to Sec.  270.30b1-9 of this chapter
not later than 30 days after the end of each month.
    (b) Form N-PORT shall not be filed by a registered open-end
management investment company that is regulated as a money market fund
under Sec.  270.2a-7 of this chapter or a small business investment
company registered on Form N-5 (Sec. Sec.  239.24 and 274.5 of this
chapter), or series thereof.

    Note: The text of Form N-PORT will not appear in the Code of
Federal Regulations.

FORM N-PORT

MONTHLY PORTFOLIO INVESTMENTS REPORT

    Form N-PORT is to be used by a registered management investment
company, or an exchange-traded product organized as a unit investment
trust, or series thereof (``fund''), other than a fund that is
regulated as a money market fund (``money market fund'') under rule 2a-
7 under the Investment Company Act of 1940 [15 U.S. C. 80a] (``Act'')
(17 CFR 270.2a-7) or a small business investment company (``SBIC'')
registered on Form N-5 (17 CFR 239.24 and 274.5), to file monthly
portfolio holdings reports pursuant to rule 30b1-9 under the Act (17
CFR 270.30b1-9). The Commission may use the information provided on
Form N-PORT in its regulatory, enforcement, examination, disclosure
review, inspection, and policymaking roles.

GENERAL INSTRUCTIONS

A. Rule as to Use of Form N-PORT

    Form N-PORT is the reporting form that is to be used for monthly
reports of funds other than money market funds and SBICs under section
30(b) of the Act, as required by rule 30b1-9 under the Act (17 CFR
270.30b1-9). Funds must report information about their portfolios and
each of their portfolio holdings as of the last business day, or last
calendar day, of the month. Reports on Form N-PORT must be filed with
the Commission no later than 30 days after the end of each month. Each
fund is required to file a separate report.
    A fund may file an amendment to a previously filed report at any
time, including an amendment to correct a mistake or error in a
previously filed report. A fund that files an amendment to a previously
filed report must provide information in response to all items of Form
N-PORT, regardless of why the amendment is filed.

B. Application of General Rules and Regulations

    The General Rules and Regulations under the Act contain certain
general requirements that are applicable to reporting on any form under
the Act. These general requirements shall be carefully read and
observed in the preparation and filing of reports on this Form, except
that any provision in the Form or in these instructions shall be
controlling.

C. Filing of Reports

    Reports must be filed electronically using the Commission's
Electronic Data Gathering, Analysis, and Retrieval (``EDGAR'') system
in accordance with Regulation S-T. Consult the EDGAR Filer Manual and
Appendices for EDGAR filing instructions.

D. Paperwork Reduction Act Information

    A fund is not required to respond to the collection of information
contained in Form N-PORT unless the form displays a currently valid
Office of Management and Budget (``OMB'') control number. Please direct
comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary,
Securities and Exchange Commission, 100 F Street, NE., Washington, DC
20549-1090. OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. 3507.

E. Definitions

    References to sections and rules in this Form N-PORT are to the
Act, unless otherwise indicated. Terms used in this Form N-PORT have
the same meanings as in the Act or related rules, unless otherwise
indicated.
    As used in this Form N-PORT, the terms set out below have the
following meanings:
    ``Class'' means a class of shares issued by a Multiple Class Fund
that represents interests in the same portfolio of securities under
rule 18f-3 [17 CFR 270.18f-3] or under an order exempting the Multiple
Class Fund from one or more provisions of section 18 [15 U.S.C. 80a-
18].
    ``Controlled Foreign Corporation'' has the meaning provided in
section 957 of the Internal Revenue Code [26 U.S.C. 957].
    ``Exchange-Traded Product'' means an open-end management investment
company (or Series or Class thereof) or unit investment trust, the
shares of which are listed and traded on a national securities
exchange, and that has formed and operates under an exemptive order
under the Act granted by the Commission or in reliance on an exemptive
rule under the Act adopted by the Commission.
    ``Fund'' means the Registrant or a separate Series of the
Registrant. When an item of Form N-PORT specifically applies to a
Registrant or a Series, those terms will be used.
    ``Illiquid Asset'' means an asset that cannot be sold or disposed
of by the Fund in the ordinary course of business within seven calendar
days, at approximately the value ascribed to them by the Fund.
    ``Investment Grade'' refers to an investment that is sufficiently
liquid that it can be sold at or near its carrying value within a
reasonably short period of time and is subject to no greater than
moderate credit risk.
    ``ISIN'' means, with respect to any security, the ``international
securities identification number'' assigned by a national numbering
agency, partner, or substitute agency that is coordinated by the
Association of National Numbering Agencies.
    ``LEI'' means, with respect to any company, the ``legal entity
identifier'' as assigned or recognized by the Global LEI Regulatory
Oversight Committee or the Global LEI Foundation. In the case of a
financial institution, if a ``legal entity identifier'' has not been
assigned, then provide the RSSD ID, if any, assigned by the National
Information Center of the Board of Governors of the Federal Reserve
System.
    ``Multiple Class Fund'' means a Fund that has more than one Class.
    ``Non-Investment Grade'' refers to an investment that is not
Investment Grade.
    ``Registrant'' means a management investment company, or an
Exchange-Traded Product organized as a unit investment trust,
registered under the Act.
    ``Restricted Security'' has the meaning defined in rule 144(a)(3)
under the Securities Act of 1933 [17 CFR 230.144(a)(3)].

    ``Series'' means shares offered by a Registrant that represent
undivided interests in a portfolio of investments and that are
preferred over all other series of shares for assets specifically
allocated to that series in accordance with rule 18f-2(a) [17 CFR
270.18f-2(a)].
    ``Swap'' means either a ``security-based swap'' or a ``swap'' as
defined in sections 3(a)(68) and (69) of the Securities Exchange Act of
1934 [15 U.S.C. 78c(a)(68) and (69)] and any rules, regulations, or
interpretations of the Commission with respect to such instruments.

F. Public Availability

    Information reported on Form N-PORT for the third month of each
fund's fiscal quarter will be made publicly available 60 days after the
end of the fund's fiscal quarter.
    The SEC does not intend to make public the information reported on
Form N-PORT for the first and second months of each fund's fiscal
quarter, or any information reported in Part D of this Form. However,
the SEC may use information reported on this Form in its regulatory
programs, including examinations, investigations, and enforcement
actions.

G. Responses to Questions

    In responding to the items on this Form, the following guidelines
apply unless otherwise specifically indicated:
     A fund is required to respond to every item of this form.
If an item requests information that is not applicable, for example, an
LEI for a counterparty that does not have an LEI, respond N/A;
     If an item requests the name of an entity, provide the
full name to the extent known, and do not use abbreviations (other than
abbreviations that are part of the full name);
     If an item requests information expressed as a percentage,
enter the response as a percentage (not a decimal), rounded to the
nearest hundredth of one percent (e.g., 5.27%);
     If an item requests a monetary value, report the amount
rounded to the nearest hundredth (e.g., if U.S. dollars, round to the
nearest penny);
     For currencies other than U.S. dollars, also report the
applicable three-letter alphabetic currency code pursuant to the
International Organization for Standardization (``ISO'') 4217 standard;
     If an item requests a unique identifier, such an
identifier may be internally generated by the fund or provided by a
third party, but should be consistently used across the fund's filings
for reporting that investment so that the Commission, investors, and
other users of the information can track the investment from report to
report;
     If an item requests a numerical value other than a
percentage or a dollar value, provide information rounded to the
nearest hundredth;
     If an item requests a date, provide information in mm/dd/
yyyy format; and
     If an item requests information regarding a ``holding'' or
``investment,'' separately report information as to each holding or
investment that is recorded in the Fund's books as part of a larger
transaction. For example, two or more partially offsetting legs of a
transaction entered into with the same counterparty under a common
master agreement shall each be separately reported.

H. Signature and Filing of Report

    If the report is filed in paper pursuant to a hardship exemption
from electronic filing (see Item 201 et seq. of Regulation S-T (17 CFR
232.201 et seq.)), eight complete copies of the report shall be filed
with the Commission. At least one complete copy of the report shall be
filed with each exchange on which any class of securities of the
registrant is registered. At least one complete copy of the report
filed with the Commission and one such copy filed with each exchange
must be manually signed. Copies not manually signed must bear typed or
printed signatures.
    The report must be signed by the Registrant, and on behalf of the
Registrant by an authorized officer of the Registrant. The name of each
person who signs the report shall be typed or printed beneath his or
her signature. See rule 302 of Regulation S-T [17 CFR 232.302]
regarding signatures on forms filed electronically and rule 8b-11 under
the Act (17 CFR 270.8b-11) concerning signatures pursuant to powers of
attorney.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM N-PORT

MONTHLY SCHEDULE OF PORTFOLIO INVESTMENTS

Part A: General Information

Item A.1. Information about the Registrant.
    a. Name of Registrant.
    b. Investment Company Act file number for Registrant: (e.g., 811-
__).
    c. CIK number of Registrant.
    d. LEI of Registrant.
    e. Address and telephone number of Registrant.
Item A.2. Information about the Series
    a. Name of Series.
    b. EDGAR series identifier (if any).
    c. LEI of Series.

Item A.3. Reporting period.
    a. Date of fiscal year-end.
    b. Date as of which information is reported.
Item A.4. Does the Fund anticipate that this will be its final filing
on Form N-PORT? [Y/N]

Part B: Information About the Fund

    Report the following information for the Fund and its consolidated
subsidiaries.
Item B.1. Assets and liabilities. Report amounts in U.S. dollars.
    a. Total assets, including assets attributable to miscellaneous
securities reported in Part D.
    b. Total liabilities.
    c. Net assets.
Item B.2. Certain assets and liabilities. Report amounts in U.S.
dollars.
    a. Assets attributable to miscellaneous securities reported in Part
D.
    b. Assets invested in a Controlled Foreign Corporation for the
purpose of investing in certain types of instruments such as, but not
limited to, commodities.
    c. Borrowings attributable to amounts payable for notes payable,
bonds, and similar debt, as reported pursuant to rule 6-04(13)(a) of
Regulation S-X [17 CFR 210.6-04(13)(a)].
    d. Payables for investments purchased either (i) on a delayed
delivery, when-issued, or other firm commitment basis, or (ii) on a
standby commitment basis.
    e. Liquidation preference of outstanding preferred stock issued by
the Fund.
Item B.3. Portfolio level risk metrics. If the Fund's notional value of
debt investments is 20% or more of the Fund's net asset value, provide:
    a. Interest Rate Risk. For each currency to which the fund is
exposed and for each of the following maturities: 1 month, 3 month, 6
month, 1 year, 2 years, 3 years, 5 years, 7 years, 10 years, 20 years,
and 30 years, provide the change in value of the portfolio resulting
from a 1 basis point change in interest rates (DV01).
    b. Credit Spread Risk. Provide the change in value of the portfolio
resulting from a 1 basis point change in credit spreads (SDV01/CR01/
CS01), aggregated by Investment Grade and Non-Investment Grade
exposures, for each of the following maturities: 1 month, 3 month, 6
month, 1 year,

2 years, 3 years, 5 years, 7 years, 10 years, 20 years, and 30 years.

    Calculate notional value as the sum of the absolute values of: (i)
the value of each debt security, (ii) the notional amount of each swap,
including, but not limited to, total return swaps, interest rate swaps
credit default swaps, for which the underlying reference asset or
assets are debt securities or an interest rate; and (iii) the delta-
adjusted notional amount of any option for which the underlying
reference asset is an asset described in clause (i) or (ii). Report
zero for maturities to which the fund has no exposure. For exposures
that fall between any of the listed maturities in (a) and (b), use
linear interpolation to approximate exposure to each maturity listed
above. For exposures outside of the range of maturities listed above,
include those exposures in the nearest maturity.

Item B.4. Securities lending counterparties. For each counterparty to
the fund in any securities lending transaction, provide the following
information:
    a. Name of counterparty.
    b. LEI of counterparty (if any).
    c. Aggregate value of all securities on loan to the counterparty.
Item B.5. Return information.
    a. Monthly total returns of the Fund for each of the preceding
three months. If the fund is a Multiple Class Fund, report returns for
each class. Such returns shall be calculated in accordance with the
methodologies outlined in Item 26(b)(1) of Form N-1A, Instruction 13 to
sub-Item 1 of Item 4 of Form N-2, or Item 26(b)(i) of Form N-3, as
applicable.
    b. Class identification number(s) (if any) of the class(es) for
which returns are reported.
    c. For each of the preceding three months, monthly net realized
gain (loss) and net change in unrealized appreciation (or depreciation)
attributable to derivatives for each of the following categories:
commodity contracts, credit contracts, equity contracts, foreign
exchange contracts, interest rate contracts, and other contracts.
Report in U.S. dollars. Losses and depreciation shall be reported as
negative numbers.
    d. For each of the preceding three months, monthly net realized
gain (loss) and net change in unrealized appreciation (or depreciation)
attributable to investments other than derivatives. Report in U.S.
dollars. Losses and depreciation shall be reported as negative numbers.
Item B.6. Flow information. Provide the aggregate dollar amounts for
sales and redemptions/repurchases of Fund shares during each of the
preceding three months. The amounts to be reported under this Item
should be after any front-end sales load has been deducted and before
any deferred or contingent deferred sales load or charge has been
deducted. Shares sold shall include shares sold by the Fund to a
registered unit investment trust. For mergers and other acquisitions,
include in the value of shares sold any transaction in which the Fund
acquired the assets of another investment company or of a personal
holding company in exchange for its own shares. For liquidations,
include in the value of shares redeemed any transaction in which the
Fund liquidated all or part of its assets. Exchanges are defined as the
redemption or repurchase of shares of one fund or series and the
investment of all or part of the proceeds in shares of another fund or
series in the same family of investment companies.
    a. Total net asset value of shares sold (including exchanges but
excluding reinvestment of dividends and distributions).
    b. Total net asset value of shares sold in connection with
reinvestments of dividends and distributions.
    c. Total net asset value of shares redeemed or repurchased,
including exchanges.

Part C: Schedule of Portfolio Investments

    For each investment held by the Fund and its consolidated
subsidiaries, disclose the information requested in Part C. A Fund may
report information for securities in an aggregate amount not exceeding
five percent of its total assets as miscellaneous securities in Part D
in lieu of reporting those securities in Part C, provided that the
securities so listed are not restricted, have been held for not more
than one year prior to the end of the reporting period covered by this
report, and have not been previously been reported by name to the
shareholders of the Fund or to any exchange, or set forth in any
registration statement, application, or annual report or otherwise made
available to the public.
Item C.1. Identification of investment.
    a. Name of issuer (if any).
    b. LEI of issuer (if any).
    c. Title of the issue or description of the investment.
    d. CUSIP (if any).
    e. At least one of the following other identifiers:
    i. ISIN.
    ii. Ticker (if ISIN is not available).
    iii. Other unique identifier (if ticker and ISIN are not
available). Indicate the type of identifier used.
Item C.2. Amount of each investment.
    a. Balance. Indicate whether amount is expressed in number of
shares, principal amount, or other units. For derivatives contracts, as
applicable, provide the number of contracts.
    b. Currency. Indicate the currency in which the investment is
denominated.
    c. Value. Report values in U.S. dollars. If currency of investment
is not denominated in U.S. dollars, provide the exchange rate used to
calculate value.
    d. Percentage value compared to net assets of the Fund.
Item C.3. Indicate payoff profile among the following categories (long,
short, N/A). For derivatives, respond N/A to this Item and respond to
the relevant payoff profile question in Item C.11.
Item C.4. Asset and issuer type. Select the category that most closely
identifies the instrument among each of the following:
    a. Asset type (short-term investment vehicle (e.g., money market
fund, liquidity pool, or other cash management vehicle), repurchase
agreement, equity-common, equity-preferred, debt, derivative-commodity,
derivative-credit, derivative-equity, derivative-foreign exchange,
derivative-interest rate, structured note, loan, ABS-mortgage backed
security, ABS-asset backed commercial paper, ABS-collateralized bond/
debt obligation, ABS-other, commodity, real estate, other). If
``other,'' provide a brief description.
    b. Issuer type (corporate, U.S. Treasury, U.S. government agency,
U.S. government sponsored entity, municipal, non-U.S. sovereign,
private fund, registered fund, other). If ``other,'' provide a brief
description.
Item C.5. Country of investment or issuer. Report the ISO country code
that corresponds to the country of investment or issuer based on the
concentrations of the risk and economic exposure of the investments. If
different from the country of the risk and economic exposure, also
provide the country where the issuer is organized.
Item C.6. Is the investment a Restricted Security? [Y/N]

Item C.7. Is the investment an Illiquid Asset? [Y/N]
Item C.8. Indicate the level within the fair value hierarchy in which
the fair value measurements fall pursuant to U.S. Generally Accepted
Accounting Principles (ASC 820, Fair Value Measurement). [1/2/3]
Item C.9. For debt securities, also provide:
    a. Maturity date.
    b. Coupon.
    i. Select the category that most closely reflects the coupon type
among the following (fixed, floating, variable, none).
    ii. Annualized rate.
    c. Currently in default? [Y/N]
    d. Are there any interest payments in arrears or have any coupon
payments been legally deferred by the issuer? [Y/N]
    e. Is any portion of the interest paid in kind? [Y/N] Enter ``N''
if the interest may be paid in kind but is not actually paid in kind.
    f. For convertible securities, also provide:
    i. Mandatory convertible? [Y/N]
    ii. Contingent convertible? [Y/N]
    iii. Description of the reference instrument, including the name of
issuer, title of issue, and currency in which denominated, as well as
CUSIP of reference instrument, ISIN (if CUSIP is not available), ticker
(if CUSIP and ISIN are not available), or other identifier (if CUSIP,
ISIN, and ticker are available). If other identifier provided, indicate
the type of identifier used.
    iv. Conversion ratio per US$1000 notional, or, if bond currency is
not in U.S. dollars, per 1000 units of the relevant currency,
indicating the relevant currency. If there is more than one conversion
ratio, provide each conversion ratio.
    v. Delta.
Item C.10. For repurchase and reverse repurchase agreements, also
provide:
    a. Select the category that reflects the transaction (repurchase,
reverse repurchase). Select ``repurchase agreement'' if the Fund is the
cash lender and receives collateral. Select ``reverse repurchase
agreement'' if the Fund is the cash borrower and posts collateral.
    b. Counterparty.
    i. Cleared by central counterparty? [Y/N] If Y, provide the name of
the central counterparty.
    ii. If N, provide the name and LEI (if any) of counterparty.
    c. Tri-party? [Y/N]
    d. Repurchase rate.
    e. Maturity date.
    f. Provide the following information concerning the securities
subject to the repurchase agreement (i.e., collateral). If multiple
securities of an issuer are subject to the repurchase agreement, those
securities may be aggregated in responding to Items C.10.f.i-iii.
    i. Principal amount.
    ii. Value of collateral.
    iii. Category of investments that most closely represents the
collateral, selected from among the following (asset-backed securities;
agency collateralized mortgage obligations; agency debentures and
agency strips; agency mortgage-backed securities; private label
collateralized mortgage obligations; corporate debt securities;
equities; money market; U.S. Treasuries (including strips); other
instrument). If ``other instrument,'' include a brief description,
including, if applicable, whether it is a collateralized debt
obligation, municipal debt, whole loan, or international debt.
Item C.11. For derivatives, also provide:
    a. Category of derivative that most closely represents the
investment, selected from among the following (forward, future, option,
swaption, swap, warrant, other). If ``other,'' provide a brief
description.
    b. Counterparty.
    i. Provide the name and LEI (if any) of counterparty (including a
central counterparty).
    c. For options and warrants, including options on a derivative
(e.g., swaptions) provide:
    i. Type, selected from among the following (put, call). Respond
call for warrants.
    ii. Payoff profile, selected from among the following (written,
purchased). Respond purchased for warrants.
    iii. Description of reference instrument.
    1. If the reference instrument is a derivative, indicate the
category of derivative from among the categories listed in sub-Item
C.11.a. and provide all information required to be reported on this
Form for that category.
    2. If the reference instrument is an index, and if the index's
components are publicly available on a Web site and are updated on that
Web site no less frequently than quarterly, identify the index and
provide the index identifier, if any. If the index's components are not
publicly available in that manner, and the notional amount of the
derivative represents 1% or less of the net asset value of the Fund,
provide a narrative description of the index. Otherwise, provide the
name, identifier, number of shares or notional amount or contract value
as of the trade date (all of which would be reported as negative for
short positions), value, and unrealized appreciation or depreciation of
every component in the index. The identifier shall include CUSIP of the
index component, ISIN (if CUSIP is not available), ticker (if CUSIP and
ISIN are not available), or other identifier (if CUSIP, ISIN, and
ticker are not available). If other identifier provided, indicate the
type of identifier used.
    3. If the reference instrument is neither a derivative or an index,
the description of the reference instrument shall include the name of
issuer and title of issue, as well as CUSIP of reference instrument,
ISIN (if CUSIP is not available), ticker (if CUSIP and ISIN are not
available), or other identifier (if CUSIP, ISIN, and ticker are
available). If other identifier provided, indicate the type of
identifier used.
    iv. Number of shares or principal amount of underlying reference
instrument per contract.
    v. Exercise price or rate.
    vi. Expiration date.
    vii. Delta.
    viii. Unrealized appreciation or depreciation.
    d. For futures and forwards (other than foreign exchange forwards),
provide:
    i. Payoff profile, selected from among the following (long, short).
    ii. Description of reference instrument, as required by sub-Item
C.11.c.iii.
    iii. Expiration date.
    iv. Aggregate notional amount or contract value on trade date.
    v. Unrealized appreciation or depreciation.
    e. For foreign exchange forwards and swaps, provide:
    i. Amount and description of currency sold.
    ii. Amount and description of currency purchased.
    iii. Settlement date.
    iv. Unrealized appreciation or depreciation.
    f. For swaps (other than foreign exchange swaps), provide:
    i. Description and terms of payments necessary for a user of
financial information to understand the terms of payments to be paid
and received, including, as applicable,

description of the reference instrument, obligation, or index
(including the information required by sub-Item C.11.c.iii), financing
rate, floating rate, fixed rates, and payment frequency.
    1. Description and terms of payments to be received from another
party.
    2. Description and terms of payments to be paid to another party.
    ii. Termination or maturity date.
    iii. Upfront payments or receipts.
    iv. Notional amount.
    v. Unrealized appreciation or depreciation.
    g. For other derivatives, provide:
    i. Description of information sufficient for a user of financial
information to understand the nature and terms of the investment,
including as applicable, among other things, currency, payment terms,
payment rates, call or put feature, exercise price, and information
required by sub-Item C.11.c.iii.
    ii. Termination or maturity (if any).
    iii. Notional amount(s).
    iv. Delta (if applicable).
    v. Unrealized appreciation or depreciation.
Item C.12. Securities lending.
    a. Does any amount of this investment represent reinvestment of
cash collateral received for loaned securities? [Y/N] If Yes, provide
the value of the investment representing cash collateral.
    b. Does any portion of this investment represent non-cash
collateral received for loaned securities? [Y/N] If yes, provide the
value of the securities representing non-cash collateral.
    c. Is any portion of this investment on loan by the Registrant? [Y/
N] If Yes, provide the value of the securities on loan.

Part D: Miscellaneous Securities

    Report miscellaneous securities, if any, using the same Item
numbers and reporting the same information that would be reported for
each investment in Part C if it were not a miscellaneous security.
Information reported in this Item will be nonpublic.

Part E: Explanatory Notes (if any)

    The Fund may provide any information it believes would be helpful
in understanding the information reported in this Form. The Fund may
also explain any assumptions that it made in responding to any Item in
this Form. To the extent responses relate to a particular Item, provide
the Item number(s), as applicable.

Part F: Exhibits

    For reports filed for the end of the first and third quarters of
the Fund's fiscal year, attach the Fund's complete portfolio holdings
as of the close of the period covered by the report. These portfolio
holdings must be presented in accordance with the schedules set forth
in Sec. Sec.  210.12-12--12-14 of Regulation S-X [17 CFR 210.12-12--12-
14].

SIGNATURES

    The Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.

Registrant:------------------------------------------------------------

By (Signature):--------------------------------------------------------

Name of Signing Officer:-----------------------------------------------

Title of Signing Officer:----------------------------------------------

Date:------------------------------------------------------------------

    By the Commission.

    Dated: May 20, 2015.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-12779 Filed 6-11-15; 8:45 am]
 BILLING CODE 8011-01-P