[Federal Register Volume 84, Number 95 (Thursday, May 16, 2019)]
[Notices]
[Pages 22176-22178]
[FR Doc No: 2019-10113]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-85824; File No. SR-CboeBYX-2019-008]

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of
Filing and Immediate Effectiveness of a Proposed Rule Change To Amend
the Fee Schedule Applicable to the BYX Equities Trading Platform (``BYX
Equities'') as it Relates to Pricing for the Use of the TRIM Routing
Strategy

May 10, 2019.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on May 1, 2019, Cboe BYX Exchange, Inc. (``Exchange'' or ``BYX'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and III below, which
Items have been prepared by the Exchange. The Commission is publishing
this notice to solicit comments on the proposed rule change from
interested persons.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
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I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    Cboe BYX Exchange, Inc. (``BYX'' or the ``Exchange'') is filing
with the Securities and Exchange Commission (the ``Commission'') a
proposed rule change to amend the fee schedule applicable to the BYX
equities trading platform (``BYX Equities'') as it relates to pricing
for the use of the TRIM routing strategy. The text of the proposed rule
change is attached as Exhibit 5[sic].
    The text of the proposed rule change is also available on the
Exchange's website (http://markets.cboe.com/us/equities/regulation/rule_filings/byx/), at the Exchange's Office of the Secretary, and at
the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The purpose of the proposed rule change is to amend the BYX
Equities fee schedule to change the pricing applicable to orders routed
using the TRIM routing strategy in connection with planned changes to
the System routing table.\3\ TRIM is a routing strategy offered by the
Exchange that is used to target certain low cost exchanges by routing
to those venues after accessing available liquidity on the BYX Book. In
February 2019, New York Stock Exchange (``NYSE'') was removed from the
System routing table as a low cost protected market center, and NYSE
National, Inc. (``NYSE National'') was added as a low cost protected
market center. Therefore, pursuant to Rule 11.13(b)(3), the Exchange
has determined to modify the System routing table such that TRIM no
longer includes NYSE, and has decided to add NYSE National as a low
cost venue under the TRIM routing strategy. In addition to this, the
Exchange has determined that Cboe BZX Exchange, Inc. (``BZX'') is
generally not a low cost venue and, therefore, should also be removed
from the list of venues under the TRIM routing strategy. These changes
to the TRIM routing strategy are scheduled to be introduced on May 1,
2019.
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    \3\ The term ``System routing table'' refers to the proprietary
process for determining the specific trading venues to which the
System routes orders and the order in which it routes them. See Rule
11.13(b)(3).The Exchange reserves the right to maintain a different
System routing table for different routing options and to modify the
System routing table at any time without notice.
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    Currently, orders routed to NYSE using the TRIM routing strategy
are assessed a fee of $0.00280 per share.\4\ Orders routed to BZX using
the TRIM routing strategy are assessed a fee of $0.00300 per share.\5\
Also, orders currently routed to NYSE National using the SLIM routing
strategy are provided a rebate of $0.00200 and yield fee code NX. The
Exchange proposes changes to these fees in connection with the changes
to the routing table for TRIM.
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    \4\ See Cboe BYX U.S. Equities Exchange Fee Schedule, fee code
D.
    \5\ See Cboe BYX U.S. Equities Exchange Fee Schedule, fee code
SZ.
---------------------------------------------------------------------------

    In recognition of the fact that NYSE National can be accessed at a
low cost today, the Exchange proposes to provide a rebate to orders
routed to this

exchange using the TRIM routing strategy. Specifically, the Exchange
proposes to add TRIM to the list of routing strategies that yield fee
code NX, which relates to orders routed to NYSE National. As proposed,
orders routed using the TRIM routing strategy would be provided a
rebate of $0.00200 per share in securities priced at or above $1.00,
and no charge or rebate would be applied for securities priced below
$1.00. The rebates are consistent with rebates currently offered for
orders routed to NYSE National using a similar low cost routing
strategy, SLIM, which yields fee code NX.
    In addition to this, since NYSE is no longer included as a low cost
protected market center and because BZX is being removed from the TRIM
routing strategy as it is generally not a low cost venue, the Exchange
proposes to eliminate special pricing for orders routed to NYSE using
the TRIM routing strategy under fee code D and for orders routed to BZX
using the TRIM strategy under fee code SZ. Such orders would now pay
the default routing fee for orders routed using this routing
strategy.\6\
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    \6\ See Cboe BYX U.S. Equities Exchange Fee Schedule, fee codes
BJ, C and proposed NX.
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2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent
with Section 6 of the Act,\7\ in general, and furthers the requirements
of Section 6(b)(4),\8\ in particular, as it is designed to provide for
the equitable allocation of reasonable dues, fees and other charges
among its Members and other persons using its facilities. The Exchange
believes the proposed routing fee changes are appropriate as they
reflect changes to the System routing table used to determine the order
in which venues are accessed using the TRIM routing strategy. TRIM
specifically targets certain equities exchanges that provide low cost
executions or rebates to liquidity removing orders, and routes to those
venues after trading with the BYX Book. The Exchange believes that the
proposed changes reflect the intent of Members when they submit
routable order flow to the Exchange using the TRIM routing strategy.
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    \7\ 15 U.S.C. 78f.
    \8\ 15 U.S.C. 78f(b)(4).
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    The Exchange believes that it is reasonable and equitable to assess
the proposed rebate on orders routed to NYSE National using the TRIM
routing strategy. As mentioned previously, the Exchange recently added
this exchange to its list of low cost protected market centers, and
wishes to provide the benefit of the rebate or lower fee provided by
this market to BYX Members using the TRIM routing strategy. The
Exchange currently offers such incentives when routing to those markets
using another low cost routing strategy, SLIM. As is the case for
orders routed via the SLIM routing strategy to NYSE National, the
Exchange believes the proposed rebate applicable to the TRIM routing
strategy to this venues generally reflect the current transaction
rebates available for accessing liquidity on NYSE National.\9\ The
Exchange believes that this change may increase interest in the
Exchange's TRIM routing strategy, in particular, by passing on better
pricing to BYX members that choose to enter such orders on the
Exchange, thereby encouraging additional order flow to be entered to
the BYX Book. In addition to this, the Exchange believes that is
reasonable and equitable to eliminate special pricing for orders routed
to NYSE and BZX using TRIM under fee code D and SZ, respectively, as
NYSE and BZX will no longer be included as a low cost venues under the
TRIM routing strategy.
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    \9\ NYSE National currently provides a rebate of $0.00200 per
share in securities priced at or above $1.00 for members that
achieve their taking tier. See NYSE National Schedule of Fees and
Rebates, I. Transaction Fees, B. Tiered Rates. Orders that remove
liquidity in securities below $1.00 are executed without charge or
rebate. See NYSE National, Schedule of Fees and Rebates, I.
Transaction Fees, A. General Rates.
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    Finally, the Exchange believes that the proposed changes are
equitable and not unfairly discriminatory as the proposed rebate would
apply equally to all Members that use the Exchange to route orders
using the associated routing strategy. The proposed fees are designed
to reflect the fees charged and rebates offered by certain away trading
centers that are accessed by Exchange routing strategies, and are being
made in conjunction with changes to the System routing table designed
to provide Members with low cost executions for their routable order
flow. Furthermore, if Members do not favor the proposed pricing, they
can send their routable orders directly to away markets instead of
using routing functionality provided by the Exchange. Routing through
the Exchange is voluntary, and the Exchange operates in a competitive
environment where market participants can readily direct order flow to
competing venues or providers of routing services if they deem fee
levels to be excessive.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will
result in any burden on competition that is not necessary or
appropriate in furtherance of the purposes of the Act, as amended. The
proposed routing fee changes are designed to reflect changes being made
to the System routing table used to determine where to send certain
routable orders, and generally provide better pricing to members for
orders routed to low cost protected market centers using the Exchange's
routing strategies. The Exchange operates in a highly competitive
market in which market participants can readily direct their order flow
to competing venues. In such an environment, the Exchange must
continually review, and consider adjusting, its fees and rebates to
remain competitive with other exchanges. For the reasons described
above, the Exchange believes that the proposed fee changes reflect this
competitive environment.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    No written comments were either solicited or received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    The foregoing rule change has become effective pursuant to Section
19(b)(3)(A) of the Act \10\ and paragraph (f) of Rule 19b-4 \11\
thereunder. At any time within 60 days of the filing of the proposed
rule change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission will institute proceedings to
determine whether the proposed rule change should be approved or
disapproved.
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    \10\ 15 U.S.C. 78s(b)(3)(A).
    \11\ 17 CFR 240.19b-4(f).
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IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or

     Send an email to<EMAIL_ADDRESS>Please include
File Number SR-CboeBYX-2019-008 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

All submissions should refer to File Number SR-CboeBYX-2019-008. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's internet website (http://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements with respect to the proposed rule change that are filed with
the Commission, and all written communications relating to the proposed
rule change between the Commission and any person, other than those
that may be withheld from the public in accordance with the provisions
of 5 U.S.C. 552, will be available for website viewing and printing in
the Commission's Public Reference Room, 100 F Street NE, Washington, DC
20549, on official business days between the hours of 10:00 a.m. and
3:00 p.m. Copies of the filing also will be available for inspection
and copying at the principal office of the Exchange. All comments
received will be posted without change. Persons submitting comments are
cautioned that we do not redact or edit personal identifying
information from comment submissions. You should submit only
information that you wish to make available publicly. All submissions
should refer to File Number SR-CboeBYX-2019-008 and should be submitted
on or before June 6, 2019.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
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    \12\ 17 CFR 200.30-3(a)(12).
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Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-10113 Filed 5-15-19; 8:45 am]
 BILLING CODE 8011-01-P


[Federal Register Volume 79, Number 28 (Tuesday, February 11, 2014)]
[Notices]
[Pages 8213-8215]
[FR Doc No: 2014-02878]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-71490; File No. SR-MIAX-2014-04]

Self-Regulatory Organizations; Miami International Securities
Exchange LLC; Notice of Filing and Immediate Effectiveness of a
Proposed Rule Change to Amend Its Fee Schedule

February 5, 2014.
    Pursuant to the provisions of Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice
is hereby given that on January 28, 2014, Miami International
Securities Exchange LLC (``MIAX'' or ``Exchange'') filed with the
Securities and Exchange Commission (``Commission'') a proposed rule
change as described in Items I, II, and III below, which Items have
been prepared by the Exchange. The Commission is publishing this notice
to solicit comments on the proposed rule change from interested
persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    The Exchange is filing a proposal to modify the Market Maker
Trading Permit Fee.
    The text of the proposed rule change is available on the Exchange's
Web site at http://www.miaxoptions.com/filter/wotitle/rule_filing, at
MIAX's principal office, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to modify its Market Maker Trading Permit fee
to increase the monthly Trading Permit fee

that applies to Registered Market Makers (``RMMs''). Specifically, the
Exchange proposes to increase the monthly Trading Permit fee that
applies to RMMs by $1,000, so that it is the same as fees that
currently apply to Primary Lead Market Makers (``PLMMs'') and Lead
Market Makers (``LMMs'').
    The Exchange issues Trading Permits that confer the ability to
transact on the Exchange.\3\ The Exchange assesses monthly fees for
Trading Permits depending upon the category of Member that is issued a
particular trading permit.\4\ EEMs are assessed a monthly fee of $1,000
for a Trading Permit. Registered Market Makers (``RMMs'') are assessed
$3,000.00 per month for a Trading Permit for an RMM assignment in up to
100 option classes, $4,500.00 per month for a Trading Permit for an RMM
assignment in up to 250 option classes, or $6,000.00 per month for a
Trading Permit for an RMM assignment in all option classes listed on
MIAX.\5\ Primary Lead Market Makers (``PLMMs'') and Lead Market Makers
(``LMMs'') are assessed the same monthly Trading Permit fees applicable
to RMMs described above plus $1,000.00 per month. Thus, an LMM or PLMM
are [sic] be assessed $4,000.00 per month for a Trading Permit for an
LMM or PLMM assignment in up to 100 option classes, $5,500.00 per month
for a Trading Permit for an LMM or PLMM assignment in up to 250 option
classes, or $7,000.00 per month for a Trading Permit for an LMM or PLMM
assignment in all option classes listed on MIAX.
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    \3\ There is no limit on the number of Trading Permits that may
be issued by the Exchange; however the Exchange has the authority to
limit or decrease the number of Trading Permits it has determined to
issue provided it complies with the provisions set forth in Rule
200(a) and Section 6(c)(4) of the Exchange Act. See 15 U.S.C.
78f(c)(4). For a complete description of MIAX Trading Permits, see
MIAX Rule 200.
    \4\ The monthly Trading Permit Fee is in addition to the one-
time application fee for MIAX Membership. The Exchange charges a
one-time application fee based upon the applicant's status as either
an Electronic Exchange Member (``EEM'') or as a Market Maker.
Applicants for MIAX Membership as an EEM are assessed a one-time
Application Fee of $2,500.00. Applicants for MIAX Membership as a
Market Maker are assessed a one-time Application Fee of $3,000.00.
The difference in the fee charged to EEMs and Market Makers reflects
the additional review and processing effort needed for Market Maker
applications.
    \5\ For the calculation of the monthly RMM Trading Permit Fees,
the number of classes is defined as the greatest number of classes
the RMM was assigned to quote in on any given day within the
calendar month.
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    The Exchange proposes to increase the monthly Trading Permit fee
that applies to RMMs by $1,000, so that it is the same as fees that
currently apply to PLMMs and LMMs. All Market Makers, whether they are
a RMM, LMM or PLMM, will be assessed $4,000.00 per month for a Trading
Permit for an assignment in up to 100 option classes, $5,500.00 per
month for a Trading Permit for an assignment in up to 250 option
classes, or $7,000.00 per month for a Trading Permit for an assignment
in all option classes listed on the Exchange. The Exchange notes that
few Market Makers have registered as RMMs, irrespective of the slightly
lower monthly fee. As such, the Exchange believes that it is
unnecessary to continue to charge a different Trading Permit fee to
RMMs versus LMMs and PLMMs. The Exchange believes that the change will
result in a less discriminatory fee structure for Market Maker Trading
Permits, pursuant to which all Market Makers will be treated the same
based on the number of assignments.
    The Exchange notes that the monthly Trading Permit fees are
generally lower than monthly trading permit fees in place at CBOE and
the NASDAQ OMX PHLX LLC (``PHLX''). The $1,000 monthly Trading Permit
fee assessed to EEMs is lower than the CBOE's monthly electronic access
trading permit fee ($1,600) and the PHLX's monthly permit fee for
members ($2,150). The Monthly Trading Permit Fees assessed to MIAX
Market Makers is readily comparable to and lower than the monthly fees
in place at PHLX for Remote Streaming Quote Traders ($5,000 per month
for less than 100 classes, $8,000 per month for more than 100 classes
and less than 999 classes, and $11,000 per month for 1,000 or more
classes).
    Members receiving Trading Permits during the month will be assessed
Trading Permit Fees according to the above schedule, except that the
calculation of the Trading Permit fee for the first month in which the
Trading Permit is issued will be pro-rated based on the number of
trading days occurring after the date on which the Trading Permit was
in effect during that first month divided by the total number of
trading days in such month multiplied by the monthly rate.
    The Exchange proposes to implement the Trading Permit fees
beginning February 1, 2014.
2. Statutory Basis
    The Exchange believes that its proposal to amend its fee schedule
is consistent with Section 6(b) of the Act \6\ in general, and furthers
the objectives of Section 6(b)(4) of the Act \7\ in particular, in that
it is an equitable allocation of reasonable fees and other charges
among Exchange members.
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    \6\ 15 U.S.C. 78f(b).
    \7\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------

    The Exchange believes that the proposed Trading Permit fee is
reasonable, equitable and not unfairly discriminatory. The Exchange
notes that the Trading Permit fees are lower than comparable fees at
other exchanges as described in the Purpose section above. As such, the
proposal is reasonably designed because it will incent market
participants to register as Market Makers on the Exchange in a manner
that enables the Exchange to improve its overall competitiveness and
strengthen its market quality for all market participants. The proposed
fee is fair and equitable and not unreasonably discriminatory because
it will enable the Trading Permit fee to apply equally to all Market
Makers regardless of type. All similarly situated Market Makers, with
the same number of assignments, will be subject to the same Trading
Permit fee, and access to the Exchange is offered on terms that are not
unfairly discriminatory.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act. The Exchange believes that the
proposal increases both intermarket and intramarket competition by
marginally increasing Trading Permit fees for Market Makers on the
Exchange in a manner that allows all Market Makers to be subject to the
same fee based on the number of assignments regardless of type and yet
still be lower than comparable fees on other exchanges. The Exchange
notes that it operates in a highly competitive market in which market
participants can readily favor competing venues if they deem fee levels
at a particular venue to be excessive. In such an environment, the
Exchange must continually adjust its fees to remain competitive with
other exchanges and to attract order flow to the Exchange. The Exchange
believes that the proposal reflects this competitive environment
because it increases the Exchange's fees in a manner that continues to
encourage market participants to register as Market Makers on the
Exchange, to provide liquidity, and to attract order flow. To the
extent that this purpose is achieved, all the Exchange's market
participants should benefit from the improved market liquidity.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    Written comments were neither solicited nor received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(ii) of the Act.\8\ At any time within 60 days of the filing
of the proposed rule change, the Commission summarily may temporarily
suspend such rule change if it appears to the Commission that such
action is necessary or appropriate in the public interest, for the
protection of investors, or otherwise in furtherance of the purposes of
the Act. If the Commission takes such action, the Commission shall
institute proceedings to determine whether the proposed rule should be
approved or disapproved.
---------------------------------------------------------------------------

    \8\ 15 U.S.C. 78s(b)(3)(A)(ii).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to<EMAIL_ADDRESS>Please include
File Number SR-MIAX-2014-04 on the subject line.

Paper Comments

     Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.

All submissions should refer to File Number SR-MIAX-2014-04. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make publicly available.
    All submissions should refer to File Number SR-MIAX-2014-04 and
should be submitted on or before March 4, 2014.
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    \9\ 17 CFR 200.30-3(a)(12).

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\9\
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-02878 Filed 2-10-14; 8:45 am]
BILLING CODE 8011-01-P


[Federal Register Volume 85, Number 219 (Thursday, November 12, 2020)]
[Notices]
[Page 71964]
[FR Doc No: 2020-24966]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-90357; File No. SR-NASDAQ-2020-060]

Self-Regulatory Organizations; The Nasdaq Stock Market LLC;
Notice of Designation of a Longer Period for Commission Action on a
Proposed Rule Change, as Modified by Amendment No. 1, To Treat as an
Eligible Switch, for Purposes of IM-5900-7, an Acquisition Company That
Switches From NYSE to Nasdaq After Announcing a Business Combination

November 5, 2020.
    On September 1, 2020, The Nasdaq Stock Market LLC (``Nasdaq'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to treat as an Eligible Switch, for purposes of
IM-5900-7, an Acquisition Company that switches from the New York Stock
Exchange to Nasdaq after announcing a business combination. The
proposed rule change was published for comment in the Federal Register
on September 21, 2020.\3\ No comments have been received on the
proposed rule change.
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    \1\ 15 U.S.C.78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 89875 (September 15,
2020), 85 FR 59346 (September 21, 2020).
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    Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is November 5, 2020. The Commission is extending this 45-day time
period.
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    \4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission finds it appropriate to designate a longer period
within which to take action on the proposed rule change so that it has
sufficient time to consider the proposed rule change. Accordingly, the
Commission, pursuant to Section 19(b)(2) of the Act,\5\ designates
December 20, 2020 as the date by which the Commission shall either
approve or disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change (File No. SR-NASDAQ-2020-060).
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    \5\ Id.
    \6\ 17 CFR 200.30-3(a)(31).

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-24966 Filed 11-10-20; 8:45 am]
BILLING CODE 8011-01-P


[Federal Register Volume 84, Number 69 (Wednesday, April 10, 2019)]
[Notices]
[Pages 14357-14358]
[FR Doc No: 2019-07087]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

Combined Notice of Filings

    Take notice that the Commission has received the following Natural
Gas Pipeline Rate and Refund Report filings:

Filings Instituting Proceedings

    Docket Number: PR19-53-000.
    Applicants: Salt Plains Storage, LLC.
    Description: Tariff filing per 284.123(b),(e)+(g): Salt Plains
Revised SOC to be effective 4/1/2019.
    Filed Date: 4/1/19.
    Accession Number:<PHONE_NUMBER>49.
    Comments Due: 5 p.m. ET 4/22/19.
    284.123(g) Protests Due: 5 p.m. ET 5/31/19.

    Docket Number: PR19-41-001.
    Applicants: Altus Midstream Pipeline LP.
    Description: Tariff filing per 284.123(b),(e)+(g): Amendment to
Notice of Name Change and Revised Statement of Operating Conditions to
be effective 2/14/2019.
    Filed Date: 3/29/19.
    Accession Number:<PHONE_NUMBER>52.
    Comments Due: 5 p.m. ET 4/19/19.
    284.123(g) Protests Due: 5 p.m. ET 4/23/19.

    Docket Numbers: RP19-1100-000.
    Applicants: HG Energy II Appalachia, LLC, Diversified Gas & Oil
Corporation.

    Description: Joint Petition for Limited Transaction-Specific
Waivers of Commission Policies, Capacity Release Regulations and Tariff
Provisions, et al. of HG Energy II Appalachia, LLC, et al. under RP19-
1100.
    Filed Date: 4/1/19.
    Accession Number: 20190401-5655.
    Comments Due: 5 p.m. ET 4/8/19.

    Docket Numbers: RP19-1105-000.
    Applicants: Texas Gas Transmission, LLC.
    Description: Sec.  4(d) Rate Filing: Superseding Negotiated Rate
Agreement (CIMA 37856) to be effective 4/1/2019.
    Filed Date: 4/3/19.
    Accession Number: 20190403-5054.
    Comments Due: 5 p.m. ET 4/15/19.

    Docket Numbers: RP19-1106-000.
    Applicants: Natural Gas Pipeline Company of America.
    Description: Sec.  4(d) Rate Filing: Removal of Expired
Agreements--to be effective 5/6/2019.
    Filed Date: 4/4/19.
    Accession Number: 20190404-5000.
    Comments Due: 5 p.m. ET 4/16/19.

    Docket Numbers: RP19-1107-000.
    Applicants: No Applicants listed for this docket/subdocket.
    Description: Compliance filing Annual Report of Flow Through filed
4-4-19 to be effective N/A.
    Filed Date: 4/4/19.
    Accession Number: 20190404-5011.
    Comments Due: 5 p.m. ET 4/16/19.

    The filings are accessible in the Commission's eLibrary system by
clicking on the links or querying the docket number.
    Any person desiring to intervene or protest in any of the above
proceedings must file in accordance with Rules 211 and 214 of the
Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00
p.m. Eastern time on the specified comment date. Protests may be
considered, but intervention is necessary to become a party to the
proceeding.
    eFiling is encouraged. More detailed information relating to filing
requirements, interventions, protests, service, and qualifying
facilities filings can be found at: http://www.ferc.gov/docs-filing/efiling/filing-req.pdf. For other information, call<PHONE_NUMBER>
(toll free). For TTY, call<PHONE_NUMBER>.

    Dated: April 4, 2019.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2019-07087 Filed 4-9-19; 8:45 am]
BILLING CODE 6717-01-P


[Federal Register Volume 78, Number 168 (Thursday, August 29, 2013)]
[Notices]
[Page 53452]
[FR Doc No: 2013-21107]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. RM12-3-000]

Revisions to Electric Quarterly Report Filing Process; Notice of
Extended Availability of Sandbox Electronic Test Site

    Take notice that the opportunity to use the Sandbox Electronic Test
Site (ETS) has been extended until September 15, 2013. The ETS
including a web interface and direct XML submission is available on the
Commission's Web site at http://www.ferc.gov/docs-filing/eqr.asp.
Instructions are also available within the ETS.
    Order No. 770 \1\ revised the method for making Electric Quarterly
Report (EQR) filings. The ETS will be ended on September 15 so that the
system may be finalized and put into production for filing beginning on
October 1, 2013.
---------------------------------------------------------------------------

    \1\ Revisions to Electric Quarterly Report Filing Process, Order
No. 770, 77 FR 71288 (Nov. 30, 2012), FERC Stats. & Regs. ] 31,338
(2012).
---------------------------------------------------------------------------

    Staff encourages users to create test accounts and submit simulated
filings as often as possible while the sandbox is available. Staff
invites users to email comments and questions concerning the ETS to
<EMAIL_ADDRESS>Please include ``Sandbox Electronic Test Site'' in the
subject line of any such emails.
    Further, market participants are encouraged to sign up for the
Commission's EQR RSS feed at http://www.ferc.gov/xml/eqr.xml to ensure
timely receipt of new and additional information concerning the filing
of EQRs. Such information often will not be conveyed through notices
such as this one.

    Dated: August 23, 2013.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2013-21107 Filed 8-28-13; 8:45 am]
BILLING CODE 6717-01-P


[Federal Register Volume 82, Number 70 (Thursday, April 13, 2017)]
[Rules and Regulations]
[Pages 17749-17751]
[FR Doc No: 2017-07442]

=======================================================================
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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 39

[Docket No. FAA-2017-0245; Directorate Identifier 2017-NM-023-AD;
Amendment 39-18841; AD 2017-07-03]
RIN 2120-AA64

Airworthiness Directives; Airbus Airplanes

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Final rule; correction.

-----------------------------------------------------------------------

SUMMARY: The FAA is correcting an airworthiness directive (AD) that
published in the Federal Register. That AD applies to all Airbus Model
A330-243, -243F, -341, -342, and -343 airplanes. As published, the AD
number specified in the preamble and regulatory text is incorrect. This
document corrects that error. In all other respects, the original
document remains the same.

DATES: This correction is effective April 17, 2017.
    The Director of the Federal Register approved the incorporation by
reference of a certain publication listed in this AD as of April 17,
2017 (82 FR 15985, March 31, 2017).

ADDRESSES: For service information identified in this final rule,
contact Airbus SAS, Airworthiness Office--EAL, 1 Rond Point Maurice
Bellonte, 31707 Blagnac Cedex, France; telephone +33 5 61 93 36 96; fax
+33 5 61 93 45 80; email<EMAIL_ADDRESS>Internet
http://www.airbus.com. You may view this referenced service information
at the FAA, Transport Airplane Directorate, 1601 Lind Avenue SW.,
Renton, WA. For information on the availability of this material at the
FAA, call<PHONE_NUMBER>. It is also available on the Internet at http://www.regulations.gov by searching for and locating Docket No. FAA-2017-
0245.

Examining the AD Docket

    You may examine the AD docket on the Internet at http://www.regulations.gov; or in person at the Docket Management Facility
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays. The AD docket contains this AD, the regulatory evaluation,
any comments received, and other information. The address for the
Docket Office (phone:<PHONE_NUMBER>) is Docket Management Facility, U.S.
Department of Transportation, Docket Operations, M-30, West Building
Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC
20590.

FOR FURTHER INFORMATION CONTACT: Vladimir Ulyanov, Aerospace Engineer,
International Branch, ANM-116, Transport Airplane Directorate, FAA,
1601 Lind Avenue SW., Renton, WA 98057-3356; telephone<PHONE_NUMBER>;
fax<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION: As published, Airworthiness Directive 2017-
07-05, Amendment 39-18841 (82 FR 15985, March 31, 2017), requires an
inspection to determine if affected hydraulic pressure tube assemblies
are installed, and replacement with serviceable hydraulic pressure tube
assemblies if necessary, for all Airbus Model A330-243, -243F, -341, -
342, and -343 airplanes. That AD also requires repetitive replacements
of serviceable hydraulic pressure tube assemblies.

Need for the Correction

    As published, the AD number specified in the preamble and
regulatory text is incorrect. The incorrectly specified number was AD
2017-07-05, which is assigned to another AD; the correct number is AD
2017-07-03.

Related Service Information Under 1 CFR Part 51

    Airbus has issued Alert Operators Transmission (AOT) A71L012-16,
Revision 01, dated February 24, 2017. The service information describes
procedures for replacing hydraulic pressure tube assembly, part number
(P/N) AE711121-18, and hydraulic pressure tube assembly, P/N AE711121-
18 Rev A. This service information is reasonably available because the
interested parties have access to it through their normal course of
business or by the means identified in the ADDRESSES section.

Correction of Publication

    This document corrects an error and correctly adds the AD as an
amendment to 14 CFR 39.13. Although no other part of the preamble or
regulatory information has been corrected, we are publishing the entire
rule in the Federal Register.
    The effective date of this AD remains April 17, 2017.
    Since this action only corrects an AD number, it has no adverse
economic impact and imposes no additional burden on any person.
Therefore, we have determined that notice and public procedures are
unnecessary.

List of Subjects in 14 CFR Part 39

    Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.

Adoption of the Correction

    Accordingly, pursuant to the authority delegated to me by the
Administrator, the Federal Aviation Administration amends part 39 of
the Federal Aviation Regulations (14 CFR part 39) as follows:

PART 39--AIRWORTHINESS DIRECTIVES

0
1. The authority citation for part 39 continues to read as follows:

    Authority: 49 U.S.C. 106(g), 40113, 44701.

Sec.  39.13  [Corrected]

0
2. The FAA amends Sec.  39.13 by adding the following new airworthiness
directive (AD):

2017-07-03 Airbus: Amendment 39-18841; Docket No. FAA-2017-0245;
Directorate Identifier 2017-NM-023-AD.

(a) Effective Date

    This AD is effective April 17, 2017.

(b) Affected ADs

    None.

(c) Applicability

    This AD applies to Airbus Model A330-243, -243F, -341, -342, and
-343 airplanes, certificated in any category, all manufacturer
serial numbers.

(d) Subject

    Air Transport Association (ATA) of America Code 71, Powerplant.

(e) Reason

    This AD was prompted by a determination that cracks can develop
on the ripple damper of the hydraulic pressure tube assembly, which
could lead to hydraulic leakage and consequent loss of the green
hydraulic system. This AD was also prompted by reports of failure of
the ripple damper of the hydraulic pressure tube assembly. We are
issuing this AD to prevent cracking and failure of the ripple damper
of the hydraulic pressure tube assembly, which could, in combination
with other system failures, result in reduced control of the
airplane.

(f) Compliance

    Comply with this AD within the compliance times specified,
unless already done.

(g) Definition of Affected Part

    For the purpose of this AD, a hydraulic pressure tube assembly,
part number (P/N) AE711121-18, as introduced by Airbus mod 205242,
is hereafter referred to as an ``affected part'' in this AD.

(h) Definition of Serviceable Part

    For the purpose of this AD, a ``serviceable part'' is a
hydraulic pressure tube assembly (which has a double-welded ripple
damper installed), P/N AE711121-18 Rev A, that has accumulated fewer
than 800 total flight cycles since first installation on an
airplane. The hydraulic pressure tube assembly, P/N AE711121-18 Rev
A, is introduced by Airbus mod 206979 on the production line.

(i) Identification of Affected Parts

    Within 15 days after April 17, 2017 (the effective date of this
AD), inspect to determine the part number of the hydraulic pressure
tube assembly that is installed on each engine. A review of airplane
maintenance records is acceptable in lieu of this inspection if the
part number of the hydraulic pressure tube assembly can be
conclusively determined from that review.

(j) Replacement of Affected Parts

    Within the compliance time specified in table 1 to paragraph (j)
of this AD, as

applicable, or within 4 months after April 17, 2017 (the effective
date of this AD), whichever occurs first, replace each affected part
(see paragraph (g) of this AD) with a serviceable part (see
paragraph (h) of this AD), in accordance with the instructions of
Airbus Alert Operators Transmission (AOT) A71L012-16, Revision 01,
dated February 24, 2017.

    Table 1 to Paragraph (j) of This AD--Replacement Compliance Times
------------------------------------------------------------------------
      Flight cycles accumulated *                Compliance time
------------------------------------------------------------------------
Fewer than 775 total flight cycles.....  Before exceeding 800 total
                                          flight cycles on the affected
                                          hydraulic pressure tube
                                          assembly since first
                                          installation on an airplane.
775 total flight cycles or more........  Within 25 flight cycles after
                                          April 17, 2017 (the effective
                                          date of this AD).
An unknown number of flight cycles       Within 25 flight cycles after
 accumulated.                             April 17, 2017 (the effective
                                          date of this AD).
------------------------------------------------------------------------
* Unless specified otherwise, the flight cycles in the ``flight cycles
  accumulated'' column of table 1 to paragraph (j) of this AD are those
  accumulated by an affected hydraulic pressure tube assembly, on April
  17, 2017 (the effective date of this AD), since first installation on
  an airplane.

(k) Repetitive Replacement of Serviceable Parts--Life Limit

    Before a serviceable part (see paragraph (h) of this AD) exceeds
800 total flight cycles since first installation on an airplane,
replace it with a serviceable part, in accordance with the
instructions of Airbus AOT A71L012-16, Revision 01, dated February
24, 2017.

(l) Engine Installation Limitation

    As of April 17, 2017 (the effective date of this AD), except as
required by paragraph (m) of this AD, it is allowed to install on
any airplane a replacement engine having an affected part (see
paragraph (g) of this AD) installed, provided that, before that
affected part exceeds 800 total flight cycles since first
installation on an airplane, or within 4 months after April 17, 2017
(the effective date of this AD), whichever occurs first, the part is
replaced with a serviceable part (see paragraph (h) of this AD), in
accordance with the instructions of Airbus AOT A71L012-16, Revision
01, dated February 24, 2017.

(m) Parts and Engine Installation Prohibition

    As of 4 months after April 17, 2017 (the effective date of this
AD): Do not install on any airplane an affected part (see paragraph
(g) of this AD), or an engine having an affected part installed.

(n) Credit for Previous Actions

    This paragraph provides credit for actions required by paragraph
(j) of this AD, if those actions were performed before April 17,
2017 (the effective date of this AD) using Airbus AOT A71L012-16,
dated December 22, 2016.

(o) Other FAA AD Provisions

    The following provisions also apply to this AD:
    (1) Alternative Methods of Compliance (AMOCs): The Manager,
International Branch, ANM-116, Transport Airplane Directorate, FAA,
has the authority to approve AMOCs for this AD, if requested using
the procedures found in 14 CFR 39.19. In accordance with 14 CFR
39.19, send your request to your principal inspector or local Flight
Standards District Office, as appropriate. If sending information
directly to the International Branch, send it to ATTN: Vladimir
Ulyanov, Aerospace Engineer, International Branch, ANM-116,
Transport Airplane Directorate, FAA, 1601 Lind Avenue SW., Renton,
WA 98057-3356; telephone<PHONE_NUMBER>; fax<PHONE_NUMBER>. Information
may be emailed to<EMAIL_ADDRESS>Before using any
approved AMOC, notify your appropriate principal inspector, or
lacking a principal inspector, the manager of the local flight
standards district office/certificate holding district office.
    (2) Contacting the Manufacturer: For any requirement in this AD
to obtain corrective actions from a manufacturer, the action must be
accomplished using a method approved by the Manager, International
Branch, ANM-116, Transport Airplane Directorate, FAA; or the
European Aviation Safety Agency (EASA); or Airbus's EASA Design
Organization Approval (DOA). If approved by the DOA, the approval
must include the DOA-authorized signature.

(p) Related Information

    (1) Refer to Mandatory Continuing Airworthiness Information
(MCAI) EASA Airworthiness Directive 2017-0041, dated February 24,
2017; corrected February 28, 2017, for related information. This
MCAI may be found in the AD docket on the Internet at http://www.regulations.gov by searching for and locating Docket No. FAA-
2017-0245.
    (2) For more information about this AD, contact Vladimir
Ulyanov, Aerospace Engineer, International Branch, ANM-116,
Transport Airplane Directorate, FAA, 1601 Lind Avenue SW., Renton,
WA 98057-3356; telephone<PHONE_NUMBER>; fax<PHONE_NUMBER>. Information
may be emailed to<EMAIL_ADDRESS>    (3) Service information identified in this AD that is not
incorporated by reference is available at the addresses specified in
paragraphs (q)(4) and (q)(5) of this AD.

(q) Material Incorporated by Reference

    (1) The Director of the Federal Register approved the
incorporation by reference (IBR) of the service information listed
in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.
    (2) You must use this service information as applicable to do
the actions required by this AD, unless this AD specifies otherwise.
    (3) The following service information was approved for IBR on
April 17, 2017 (82 FR 15985, March 31, 2017).
    (i) Airbus Alert Operators Transmission (AOT) A71L012-16,
Revision 01, dated February 24, 2017.
    (ii) Reserved.
    (4) For service information identified in this AD, contact
Airbus SAS, Airworthiness Office--EAL, 1 Rond Point Maurice
Bellonte, 31707 Blagnac Cedex, France; telephone +33 5 61 93 36 96;
fax +33 5 61 93 45 80; email<EMAIL_ADDRESS>
Internet http://www.airbus.com.
    (5) You may view this service information at the FAA, Transport
Airplane Directorate, 1601 Lind Avenue SW., Renton, WA. For
information on the availability of this material at the FAA, call
425-227-1221.
    (6) You may view this service information that is incorporated
by reference at the National Archives and Records Administration
(NARA). For information on the availability of this material at
NARA, call<PHONE_NUMBER>, or go to: http://www.archives.gov/federal-register/cfr/ibr-locations.html.

    Issued in Renton, Washington, on April 5, 2017.
Michael Kaszycki,
Acting Manager, Transport Airplane Directorate, Aircraft Certification
Service.
[FR Doc. 2017-07442 Filed 4-12-17; 8:45 am]
BILLING CODE 4910-13-P


[Federal Register Volume 80, Number 112 (Thursday, June 11, 2015)]
[Notices]
[Pages 33293-33294]
[FR Doc No: 2015-14293]

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DEPARTMENT OF LABOR

Occupational Safety and Health Administration

[Docket No. OSHA-2012-0005]

The Cadmium in General Industry Standard; Extension of the Office
of Management and Budget Approval of Collection of Information
(Paperwork) Requirements

AGENCY: Occupational Safety and Health Administration (OSHA), Labor.

ACTION: Request for public comments.

-----------------------------------------------------------------------

SUMMARY: OSHA solicits public comments concerning its proposal to
extend the Office of Management and Budget's (OMB) approval of the
collection of information requirements contained in the Cadmium in
General Industry Standard (29 CFR 1910.1027).

DATES: Comments must be submitted (postmarked, sent, or received) by
August 10, 2015.

ADDRESSES:
    Electronically: You may submit comments and attachments
electronically at http://www.regulations.gov, which is the Federal
eRulemaking Portal. Follow the instructions online for submitting
comments.
    Facsimile: If your comments, including attachments, are not longer
than 10 pages you may fax them to the OSHA Docket Office at (202) 693-
1648.
    Mail, hand delivery, express mail, messenger, or courier service:
When using this method, you must submit your comments and attachments
to the OSHA Docket Office, Docket No. OSHA-2012-0005, Occupational
Safety and Health Administration, U.S. Department of Labor, Room N-
2625, 200 Constitution Avenue NW., Washington, DC 20210. Deliveries
(hand, express mail, messenger, and courier service) are accepted
during the Department of Labor's and Docket Office's normal business
hours, 8:15 a.m. to 4:45 p.m., e.t.
    Instructions: All submissions must include the Agency name and the
OSHA docket number (OSHA-2012-0005) for the Information Collection
Request (ICR). All comments, including any personal information you
provide, are placed in the public docket without change, and may be
made available online at http://www.regulations.gov. For further
information on submitting comments see the ``Public Participation''
heading in the section of this notice titled SUPPLEMENTARY INFORMATION.
    Docket: To read or download comments or other material in the
docket, go to http://www.regulations.gov or the OSHA Docket Office at
the address above. All documents in the docket (including this Federal
Register notice) are listed in the http://www.regulations.gov index;
however, some information (e.g., copyrighted material) is not publicly
available to read or download from the Web site. All submissions,
including copyrighted material, are available for inspection and
copying at the OSHA Docket Office. You may also contact Theda Kenney at
the address below to obtain a copy of the ICR.

FOR FURTHER INFORMATION CONTACT: Theda Kenney or Todd Owen, Directorate
of Standards and Guidance, OSHA, U.S. Department of Labor, Room N-3609,
200 Constitution Avenue NW., Washington, DC 20210; telephone (202) 693-
2222.

SUPPLEMENTARY INFORMATION:

I. Background

    The Department of Labor, as part of its continuing effort to reduce
paperwork and respondent (i.e., employer) burden, conducts a
preclearance consultation program to provide the public with an
opportunity to comment on proposed and continuing collection of
information requirements in accord with the Paperwork Reduction Act of
1995 (PRA-95) (44 U.S.C. 3506(c)(2)(A)). This program ensures that
information is in the desired format, reporting burden (time and costs)
is minimal, collection instruments are clearly understood, and OSHA's
estimate of the information collection burden is accurate. The
Occupational Safety and Health Act of 1970 (the OSH Act) (29 U.S.C. 651
et seq.) authorizes information collection by employers as necessary or
appropriate for enforcement of the OSH Act or for developing
information regarding the causes and prevention of occupational
injuries, illnesses, and accidents (29 U.S.C. 657). The OSH Act also
requires that OSHA obtain such information with minimum burden upon
employers, especially those operating small businesses, and to reduce
to the maximum extent feasible unnecessary duplication of efforts in
obtaining information (29 U.S.C. 657).
    The collection of information requirements specified in the Cadmium
in General Industry Standard protect workers from the adverse health
effects that may result from their exposure to cadmium. The major
collection of information requirements of the Standard include:
Conducting worker exposure monitoring, notifying workers of their
cadmium exposures,

implementing a written compliance program, implementing medical
surveillance of workers, providing examining physicians with specific
information, ensuring that workers receive a copy of their medical
surveillance results, maintaining workers' exposure monitoring and
medical surveillance records for specific periods, and providing access
to these records to the workers who are the subject of the records, the
worker's representative, and other designated parties.

II. Special Issues for Comment

    OSHA has a particular interest in comments on the following issues:
     Whether the proposed collection of information
requirements are necessary for the proper performance of the Agency's
functions, including whether the information is useful;
     The accuracy of OSHA's estimate of the burden (time and
costs) of the collection of information requirements, including the
validity of the methodology and assumptions used;
     The quality, utility, and clarity of the information
collected; and
     Ways to minimize the burden on employers who must comply;
for example, by using automated or other technological information
collection and transmission techniques.

III. Proposed Actions

    OSHA is requesting an adjustment decrease of 8,309 burden hours
(from 84,307 to 75,998 burden hours). The reduction is primarily the
result of the determination that training delivery does not constitute
a collection of information under PRA-95. The Agency estimates an
increase in the number of exposed workers based upon updated data. As a
result, the operation and maintenance costs have increased from
$4,799,475 to $5,407,985, a total increase of $608,510 due to increased
cost estimates for exposure monitoring sampling and medical exams.

    Type of Review: Extension of a currently approved collection.
    Title: Cadmium in General Industry (29 CFR 1910.1027).
    OMB Control Number: 1218-0185.
    Affected Public: Businesses or other for-profits.
    Number of Respondents: 49,734.
    Frequency of Response: On occasion; Quarterly; Biennially; Semi-
annually; Annually.
    Total Responses: 236,630.
    Average Time per Response: Varies from 5 minutes (.08 hour) to
maintain records to 1.5 hours to complete a medical examination.
    Estimated Total Burden Hours: 75,998.
    Estimated Cost (Operation and Maintenance): $5,407,985.

IV. Public Participation--Submission of Comments on This Notice and
Internet Access to Comments and Submissions

    You may submit comments in response to this document as follows:
(1) Electronically at http://www.regulations.gov, which is the Federal
eRulemaking Portal; (2) by facsimile; or (3) by hard copy. All
comments, attachments, and other material must identify the Agency name
and the OSHA docket number for this ICR (Docket No. OSHA-2012-0005).
You may supplement electronic submissions by uploading document files
electronically. If you wish to mail additional materials in reference
to an electronic or facsimile submission, you must submit them to the
OSHA Docket Office (see the section of this notice titled ADDRESSES).
The additional materials must clearly identify your electronic comments
by your name, date, and the docket number so the Agency can attach them
to your comments.
    Because of security procedures, the use of regular mail may cause a
significant delay in the receipt of comments. For information about
security procedures concerning the delivery of materials by hand,
express delivery, messenger, or courier service, please contact the
OSHA Docket Office at<PHONE_NUMBER>, (TTY<PHONE_NUMBER>).
    Comments and submissions are posted without change at http://www.regulations.gov. Therefore, OSHA cautions commenters about
submitting personal information such as their social security number
and date of birth. Although all submissions are listed in the http://www.regulations.gov index, some information (e.g., copyrighted
material) is not publicly available to read or download from this Web
site. All submissions, including copyrighted material, are available
for inspection and copying at the OSHA Docket Office. Information on
using the http://www.regulations.gov Web site to submit comments and
access the docket is available at the Web site's ``User Tips'' link.
Contact the OSHA Docket Office for information about materials not
available from the Web site, and for assistance in using the Internet
to locate docket submissions.

V. Authority and Signature

    David Michaels, Ph.D., MPH, Assistant Secretary of Labor for
Occupational Safety and Health, directed the preparation of this
notice. The authority for this notice is the Paperwork Reduction Act of
1995 (44 U.S.C. 3506 et seq.) and Secretary of Labor's Order No. 1-2012
(77 FR 3912).

    Signed at Washington, DC, on June 8, 2015.
David Michaels,
Assistant Secretary of Labor for Occupational Safety and Health.
[FR Doc. 2015-14293 Filed 6-10-15; 8:45 am]
 BILLING CODE 4510-26-P


[Federal Register Volume 82, Number 209 (Tuesday, October 31, 2017)]
[Notices]
[Page 50460]
[FR Doc No: 2017-23670]

=======================================================================
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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81958; File No. 265-30]

Fixed Income Market Structure Advisory Committee

AGENCY: Securities and Exchange Commission.

ACTION: Notice of Federal Advisory Committee Establishment.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission is publishing this
notice to announce that the Chairman of the Commission, with the
concurrence of the other Commissioners, intends to establish the
Securities and Exchange Commission Fixed Income Market Structure
Advisory Committee.

ADDRESSES: Written comments may be submitted by the following methods:

Electronic Comments

     Use the Commission's Internet submission form (http://www.sec.gov/rules/other.shtml); or
     Send an email message to [email protected], including
File No. 265-30 on the subject line.

Paper Comments

     Send paper comments in triplicate to Brent J. Fields,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.

All submissions should refer to File No. 265-30. To help us process and
review your comments more efficiently, please use only one method. The
Commission will post all comments on the Commission's Internet Web site
(http://www.sec.gov/rules/other.shtml). Comments also will be available
for Web site viewing and printing in the Commission's Public Reference
Room, 100 F Street NE., Washington, DC 20549, on official business days
between the hours of 10:00 a.m. and 3:00 p.m. All comments received
will be posted without change. Persons submitting comments are
cautioned that we do not redact or edit personal identifying
information from comment submissions. You should submit only
information that you wish to make available publicly.

FOR FURTHER INFORMATION CONTACT: David Dimitrious, Senior Special
Counsel, at<PHONE_NUMBER>, or Benjamin Bernstein, Attorney-Adviser, at
(202) 551-5354, Division of Trading and Markets, Securities and
Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: In accordance with the requirements of the
Federal Advisory Committee Act, 5 U.S.C.--App, the Commission is
publishing this notice that the Chairman of the Commission, with the
concurrence of the other Commissioners, intends to establish the
Securities and Exchange Commission Fixed Income Market Structure
Advisory Committee (the ``Committee''). The Chairman of the Commission
affirms that the establishment of the Committee is necessary and in the
public interest.\1\
---------------------------------------------------------------------------

    \1\ See 41 CFR 102-3.30(a).
---------------------------------------------------------------------------

    The Committee's objective is to provide the Commission with diverse
perspectives on the structure and operations of the U.S. fixed income
markets, as well as advice and recommendations on matters related to
fixed income market structure.
    No more than 21 voting members will be appointed to the Committee.
Such members shall represent a cross-section of those directly affected
by, interested in, and/or qualified to provide advice to the Commission
on matters related to fixed income market structure. The Committee's
membership will be balanced fairly in terms of points of view
represented. Non-voting members may also be named.
    The charter will provide that the duties of the Committee are to be
solely advisory. The Commission alone will make any determinations of
actions to be taken and policies to be expressed with respect to
matters within the Commission's jurisdiction. The Committee will meet
at such intervals as are necessary to carry out its functions. The
charter contemplates that the full Committee will meet four times
annually. Meetings of subgroups or subcommittees of the full Committee
may occur more frequently.
    The Committee will operate for two years from the date the charter
is filed with the appropriate entities or such earlier date as
determined by the Commission unless, before the expiration of that time
period, it is renewed in accordance with the Federal Advisory Committee
Act. The Committee may be established 15 days after publication of this
notice in the Federal Register by filing a charter for the Committee
with the Committee on Banking, Housing, and Urban Affairs of the United
States Senate, the Committee on Financial Services of the United States
House of Representatives, and the Committee Management Secretariat of
the General Services Administration. A copy of the charter as so filed
also will be filed with the Chairman of the Commission, furnished to
the Library of Congress, and posted on the Commission's Web site at
www.sec.gov.

    By the Commission.

    Dated: October 26, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-23670 Filed 10-30-17; 8:45 am]
BILLING CODE 8011-01-P


MEMORANDUM

DATE:                  12/1/14

FROM:                 Ken Mitchell/EPA Region 4

TO:                       Clean Power Plan for Existing Power Plants; Docket Id: OAR - 2013-0602

SUBJECT:             Discussion of the Clean Power Plan with Tennessee Chamber of Commerce

SUMMARY:         REGION 4 PROVIDED INFORMATION ON THE CLEAN POWER PLAN TO the Tennessee Chamber of Commerce  in Nashville, TN, on October 2, 2014. The Clean Power Plan for Existing Power Plants was  proposed on June 2, 2014.   ATTENDEES:

EPA Beverly Banister/EPA R4

External Stakeholders Approximately 120 audience participants

ATTACHMENT


[Federal Register Volume 88, Number 189 (Monday, October 2, 2023)]
[Notices]
[Pages 67835-67838]
[FR Doc No: 2023-21627]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-98535; File No. SR-PEARL-2023-47]

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing
and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL,
LLC To Renumber the MIAX Pearl Equities Rulebook

September 26, 2023.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of
1934(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given
that on September 22, 2023, MIAX PEARL, LLC (``MIAX Pearl'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I, II,
and III below, which Items have been prepared by the Exchange. The
Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    The Exchange is filing a proposal to amend Exchange Rule 2614,
Orders and Order Instructions, Rule 2615, Opening Process for Equity
Securities, Rule 2616, Priority of Orders, Rule 2617, Order Execution
and Routing, Rule 2622, Limit Up-Limit Down Plan and Trading Halts, and
Rule 2623, Short Sales, to make minor, non-substantive edits and
clarifying changes to the rule text applicable to MIAX Pearl Equities
(``MIAX Pearl Equities''),\3\ an equities trading facility of the
Exchange.
---------------------------------------------------------------------------

    \3\ The term ``MIAX Pearl Equities'' shall mean MIAX Pearl
Equities, a facility of MIAX PEARL, LLC. See Exchange Rule 1901.
---------------------------------------------------------------------------

    The text of the proposed rule change is available on the Exchange's
website at https://www.miaxglobal.com/markets/us-equities/pearl-equities/rule-filings, at MIAX Pearl's principal office, and at the
Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend the hierarchical headings in
Exchange Rule 2614 as follows: subparagraphs (a)(1)(A)-(J) will be
renumbered as (a)(1)(i)-(x); subparagraph (a)(1)(A)(i) will be
renumbered as (a)(1)(i)(A); subparagraphs (a)(1)(E)(i)-(ii) will be
renumbered as (a)(1)(v)(A)-(B); subparagraphs (a)(1)(I)(i)-(iv) will be
renumbered as (a)(1)(ix)(A)-(D); subparagraphs (a)(1)(I)(i)(a)-(c) will
be renumbered as (a)(1)(ix)(A)1.-3.; subparagraphs (a)(2)(A)-(F) will
be renumbered as (a)(2)(i)-(vi); subparagraphs (a)(3)(A)-(E) will be
renumbered as (a)(3)(i)-(v); subparagraphs (a)(3)(A)(i)-(ii) will be
renumbered as (a)(3)(i)(A)-(B); subparagraphs (a)(3)(A)(i)(a)-(b) will
be renumbered as (a)(3)(i)(A)1.-2.; subparagraphs (a)(3)(A)(ii)(a)-(h)
will be renumbered as (a)(3)(i)(B)1.-8.; subparagraphs (c)(2)(A)-(B)
will be renumbered as (c)(2)(i)-(ii); subparagraphs (c)(2)(A)(i)-(ii)
will be renumbered as (c)(2)(i)(A)-(B); subparagraphs (c)(7)(A)-(D)
will be renumbered as (c)(7)(i)-(iv); subparagraph (c)(7)(A)(i) will be
renumbered as (c)(7)(i)(A); subparagraphs (c)(7)(B)(i)-(iv) will be
renumbered as (c)(7)(ii)(A)-(D); and subparagraphs (c)(7)(B)(i)(1)-(2)
will be renumbered as (c)(7)(ii)(A)1.-2.; subparagraphs
(c)(7)(B)(iii)(1)-(2) will be renumbered as (c)(7)(ii)(C)1.-2.;
subparagraphs (c)(7)(C)(i)-(ii) will be renumbered as (c)(7)(iii)(A)-
(B); subparagraphs (c)(8)(A)-(D) will be renumbered as (c)(8)(i)-(iv);
subparagraphs (c)(8)(A)(i)-(iii) will be renumbered as (c)(8)(i)(A)-
(C); subparagraphs (c)(8)(A)(i)(1)-(2) will be renumbered as
(c)(8)(i)(A)1.-2.; subparagraphs (c)(8)(B)(i)-(ii) will be renumbered
as (c)(8)(ii)(A)-(B); subparagraphs (d)(1)(A)-(B) will be renumbered as
(d)(1)(i)-(ii); subparagraphs (g)(1)(A)-(E) will be renumbered as
(g)(1)(i)-(v); and subparagraphs (g)(3)(A)-(E) will be renumbered as
(g)(3)(i)-(v).
    The Exchange proposes to amend the hierarchical headings in
Exchange Rule 2615 as follows: subparagraphs (e)(1)(A)-(B) will be
renumbered as (e)(1)(i)-(ii).
    The Exchange proposes to amend the hierarchical headings in
Exchange Rule 2616 as follows: subparagraphs (a)(2)(A)-(B) will be
renumbered as (a)(2)(i)-(ii); subparagraphs (a)(2)(A)(i)-(ii) will be
renumbered as (a)(2)(i)(A)-(B); subparagraph (a)(2)(B)(i) will be
renumbered as (a)(2)(ii)(A); subparagraphs (a)(3)(A)-(B) will be
renumbered as (a)(3)(i)-(ii); and subparagraphs (a)(3)(A)(i)-(ii) will
be renumbered as (a)(3)(i)(A)-(B).
    The Exchange proposes to amend the hierarchical headings in
Exchange Rule 2622 as follows: subparagraphs (e)(1)(A)-(D) will be
renumbered as (e)(1)(i)-(iv); subparagraphs (h)(1)(A)-(M) will be
renumbered as (h)(1)(i)-(xiii); subparagraphs (h)(1)(A)(i)-(iv) will be
renumbered as (h)(1)(i)(A)-(D); subparagraphs (h)(2)(A)-(B) will be
renumbered as (h)(2)(i)-(ii); subparagraphs (h)(2)(A)(i)-(iii) will be
renumbered as (h)(2)(i)(A)-(C); subparagraphs (h)(2)(A)(i)(a)-(e) will
be renumbered as (h)(2)(i)(A)1.-5.; subparagraphs (h)(2)(A)(i)(a)1.-2.
will be renumbered as (h)(2)(i)(A)1.a.-b.; subparagraphs
(h)(2)(A)(i)(e)1.-4. will be renumbered as (h)(2)(i)(A)5.a.-d.;
subparagraph (h)(2)(A)(iii)(a) will be renumbered as (h)(2)(i)(C)1.;
subparagraphs (h)(2)(A)(iii)(a)1.-3. will be renumbered as
(h)(2)(i)(C)1.a.-c.; subparagraphs (h)(2)(B)(i)-(iii) will be
renumbered as (h)(2)(ii)(A)-(C); subparagraph (h)(2)(B)(i)(a) will be
renumbered as (h)(2)(ii)(A)1.; subparagraph (h)(2)(B)(ii)(a) will be
renumbered as (h)(2)(ii)(B)1.; subparagraphs (h)(3)(A)-(C) will be
renumbered as (h)(3)(i)-(iii); subparagraphs (h)(3)(A)(i)-(ii) will be
renumbered as (h)(3)(i)(A)-(B); and subparagraphs (h)(3)(C)(i)-(iii)
will be renumbered as (h)(3)(iii)(A)-(C).
    Next, the Exchange proposes to amend proposed renumbered
subparagraph (a)(1)(vi) of Exchange Rule 2614 to replace certain
internal cross references to another subparagraph of Exchange Rule 2614
in light of the proposed hierarchical heading changes described above.
In particular, the Exchange proposes to amend the cross references
contained in proposed renumbered Exchange Rule 2614(a)(1)(vi), that are
to subparagraph

2614(g)(3)(A), to now be to proposed renumbered subparagraph
2614(g)(3)(i). Accordingly, with all the proposed changes, Exchange
Rule 2614(a)(1)(vi) will provide as follows:

    (vi) Re-Pricing to Comply with Rule 201 of Regulation SHO.
During a Short Sale Period, as defined in Exchange Rule
2614(g)(3)(i), a Limit Order to sell that is designated as short and
cannot be executed or displayed on the MIAX Pearl Equities Book at
its limit price pursuant to Rule 201 of Regulation SHO will be re-
priced to a Permitted Price, as defined in Exchange Rule
2614(g)(3)(i), pursuant to the Short Sale Price Sliding Process,
unless the User affirmatively elects to have the order immediately
cancelled.
    During a Short Sale Period, as defined in Exchange Rule
2614(g)(3)(i), the System will immediately cancel any portion of an
incoming Limit Order designated as ISO and short that includes a
time-in-force instruction RHO that cannot be executed or displayed
at its limit price at the time of entry pursuant to Rule 201 of
Regulation SHO.

    Next, the Exchange proposes to amend proposed renumbered
subparagraphs (a)(1)(ix)(A)1.-3. of Exchange Rule 2614 to replace
certain internal cross references to other subparagraphs of Exchange
Rule 2614 in light of the hierarchical heading changes described above.
In particular, the Exchange proposes to amend the cross references
contained in proposed renumbered Exchange Rule 2614(a)(1)(ix)(A) that
are to subparagraphs (a) and (b), to now be to subparagraphs 1. and 2.,
respectively. Accordingly, with all the proposed changes, Exchange Rule
2614(a)(1)(ix)(A)1.-3. will provide as follows:

    1. PBO for Limit Orders to buy, the PBB for Limit Orders to
sell;
    2. if 1. is unavailable, consolidated last sale price
disseminated during the Regular Trading Hours on trade date; or
    3. if neither 1. or 2. are available, the prior day's Official
Closing Price identified as such by the primary listing exchange,
adjusted to account for events such as corporate actions and news
events.

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (a)(1)(ix)(C) of Exchange Rule 2614 to replace certain
internal cross references to other subparagraphs of Exchange Rule 2614
in light of the hierarchical heading changes described above. In
particular, the Exchange proposes to amend the cross references
contained in proposed renumbered Exchange Rule 2614 (a)(1)(ix)(C)that
are to subparagraphs (a)(1)(I)(i)(a), (b), and (c), to now be to
subparagraphs (a)(1)(ix)(A)1., 2., and 3., respectively. Accordingly,
with all the proposed changes, Exchange Rule 2614 (a)(1)(ix)(C) will
provide as follows:

    (C) Applicability. Limit Order Price Protection will be applied
when an order is first eligible to trade. A Limit Order entered
before the Regular Trading Session that becomes eligible to trade in
the Regular Trading Session will become subject to Limit Order Price
Protection when the Regular Trading Session begins. Limit Order
Price Protection will not be applied if the prices listed under
paragraphs (a)(1)(ix)(A)1., 2., or 3. of this Exchange Rule 2614 are
unavailable or if the price listed under paragraph (a)(1)(ix)(A)3.
is to be applied and a regulatory halt has been declared by the
primary listing market during that trading day.

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (a)(2)(v) of Exchange Rule 2614 to replace certain
internal cross references to another subparagraph of Exchange Rule 2614
in light of the hierarchical heading changes described above. In
particular, the Exchange proposes to amend the cross references
contained in proposed renumbered Exchange Rule 2614 (a)(2)(v) that are
to subparagraph (g)(3)(A) to now be to subparagraph (g)(3)(i).
Accordingly, with all the proposed changes, Exchange Rule 2614
(a)(2)(v) will provide as follows:

    (v) Short Sales. During a Short Sale Period, as defined in
Exchange Rule 2614(g)(3)(i), a Market Order to sell that is marked
short will be cancelled upon entry if it cannot be executed at a
Permitted Price or better, as defined in Exchange Rule
2614(g)(3)(i).

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (a)(3)(i)(B)6. of Exchange Rule 2614 to replace certain
internal cross references to another subparagraph of Exchange Rule 2614
in light of the hierarchical heading changes described above. In
particular, the Exchange proposes to amend the cross references
contained in proposed renumbered Exchange Rule 2614 (a)(3)(i)(B)6. that
are to subparagraph (g)(3)(A) to now be to subparagraph (g)(3)(i).
Accordingly, with all the proposed changes, Exchange Rule 2614
(a)(3)(i)(B)6. will provide as follows:

    6. Re-Pricing to Comply with Rule 201 of Regulation SHO. During
a Short Sale Period, as defined in Exchange Rule 2614(g)(3)(i), a
Primary Peg Order to sell that is designated as short and cannot be
executed or displayed on the MIAX Pearl Equities Book at its pegged
price pursuant to Rule 201 of Regulation SHO will be re-priced
multiple times to a Permitted Price, as defined in Exchange Rule
2614(g)(3)(i), pursuant to the Short Sale Price Sliding Process.

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (a)(3)(ii) of Exchange Rule 2614 to replace a certain
internal cross reference to another subparagraph of Exchange Rule 2614
in light of the hierarchical heading changes described above. In
particular, the Exchange proposes to amend the cross reference
contained in proposed renumbered Exchange Rule 2614 (a)(3)(ii) that is
to subparagraph (B), to now be to subparagraph (ii). Accordingly, with
all the proposed changes, Exchange Rule 2614 (a)(3)(ii) will provide as
follows:

    (ii) A Midpoint Peg Order will be accepted but will not be
eligible for execution when the PBB and/or PBO is not available. A
Primary Peg Order will be accepted but will not be eligible for
execution when the PBB or PBO it is pegged to is not available. All
Pegged Orders will be accepted but will not be eligible for
execution when the PBBO is crossed, and, if instructed by the User,
when the PBBO is locked. A Pegged Order that is eligible for
execution when the PBBO is locked will be executable at the locking
price. A Pegged Order will become eligible for execution and receive
a new timestamp when the PBBO uncrosses. A Pegged Order that was not
eligible for execution during a locked market will become eligible
for execution and receive a new timestamp when the PBBO unlocks. A
Primary Peg Order will become eligible for execution and receive a
new timestamp when the PBB or PBO it is pegged to becomes available.
A Midpoint Peg Order will become eligible for execution and receive
a new timestamp when a new midpoint of the PBBO is established. In
each of the above cases, pursuant to Exchange Rule 2616, all such
Pegged Orders will retain their priority as compared to each other
based upon the time priority of such orders immediately prior to
being deemed not eligible for execution as set forth in this
subparagraph (ii).

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (c)(8)(iv) of Exchange Rule 2614 to replace a certain
internal cross reference to another subparagraph of Exchange Rule 2614
in light of the hierarchical heading changes described above. In
particular, the Exchange proposes to amend the cross reference
contained in proposed renumbered Exchange Rule 2614 (c)(8)(iv) that is
to subparagraph (c)(8)(A)(i) to now be to subparagraph (c)(8)(i)(A).
Accordingly, with all the proposed changes, Exchange Rule 2614
(c)(8)(iv) will provide as follows:

    (iv) Routing. Any quantity of an order with a Reserve Quantity
that is returned unexecuted will join the Reserve Quantity. If there
is no Reserve Quantity to join, the returned quantity will be
assigned a new time stamp as the Reserve Quantity. In either case,
such Reserve Quantity will replenish the Displayed Quantity as
provided for in paragraph (c)(8)(i)(A) of this Rule.

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (e)(2)of Exchange Rule 2615 to replace a certain internal
cross

reference to another subparagraph of Exchange Rule 2615 in light of the
changes described above. In particular, the Exchange proposes to amend
the cross reference contained in proposed renumbered Exchange Rule 2615
(e)(2) that is to subparagraph (e)(1)(B) to now be to subparagraph
(e)(1)(ii). Accordingly, with all the proposed changes, Exchange Rule
2615 (e)(2) will provide as follows:

    (2) Where neither of the conditions required to establish the
price of the Re-Opening Process in paragraph (e)(1)(ii) above have
occurred, the equity security may be opened for trading at the
discretion of the Exchange. In such case, all orders will be handled
in time sequence, beginning with the order with the oldest
timestamp, and be placed on the MIAX Pearl Equities Book, cancelled,
executed, or routed to away Trading Centers in accordance with the
terms of the order.

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (a)(2)(ii) of Exchange Rule 2616 to replace a certain
internal cross reference to another subparagraph of Exchange Rule 2616
in light of the hierarchical heading changes described above. In
particular, the Exchange proposes to amend the cross reference
contained in proposed renumbered Exchange Rule 2616 (a)(2)(ii) that is
to subparagraph (A) to now be to subparagraph (i). Accordingly, with
all the proposed changes, Exchange Rule 2616 (a)(2)(ii) will provide as
follows:

    (ii) For purposes of paragraph (i) above.

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (e)(2)of Exchange Rule 2622 to replace certain internal
cross references to other subparagraphs of Exchange Rule 2622 in light
of the hierarchical heading changes described above. In particular, the
Exchange proposes to amend the cross references contained in proposed
renumbered Exchange Rule 2622(e)(2) that are to subparagraphs
(e)(1)(A)-(D) to now be to subparagraphs (e)(1)(i)-(iv). Accordingly,
with all the proposed changes, Exchange Rule 2622(e)(2) will provide as
follows:

    (2) To the extent that an Equity Member participating in a MWCB
test is unable to receive and process any of the messages identified
in paragraph (e)(1)(i)-(iv) of this Rule, its attestation should
notify the Exchange which messages it was unable to process and, if
known, why.

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (h)(2)(i)(A)5.b. of Exchange Rule 2622 to replace certain
internal cross references to another subparagraph of Exchange Rule 2622
in light of the hierarchical heading changes described above. In
particular, the Exchange proposes to amend the cross references
contained in proposed renumbered Exchange Rule 2622 (h)(2)(i)(A)5.b.
that are to subparagraph (e) to now be to subparagraph 5. Additionally,
the Exchange proposes to amend proposed renumbered subparagraph
(h)(2)(i)(A)5.b. of Exchange Rule 2622 to replace a certain internal
cross reference to another rule in light of the hierarchical heading
changes described above. In particular, the Exchange proposes to amend
the cross reference contained in Exchange Rule 2622 (h)(2)(i)(A)5.b.
that is to current Exchange Rule 2614(g)(1)(C), to now be to proposed
renumbered Exchange Rule 2614(g)(1)(iii). Accordingly, with all the
proposed changes, Exchange Rule 2622 (h)(2)(i)(A)5.b. will provide as
follows:

    b. Limit-Priced Interest. Limit-priced interest will be
cancelled if a User has entered instructions not to use the re-
pricing process under this paragraph 5. and such interest to buy
(sell) is priced above (below) the Upper (Lower) Price Band. If re-
pricing is permitted based on a User's instructions, both
displayable and non-displayable incoming limit-priced interest to
buy (sell) that is priced above (below) the Upper (Lower) Price Band
shall be re-priced to the Upper (Lower) Price Band. The System shall
re-price resting limit-priced interest to buy (sell) to the Upper
(Lower) Price Band if Price Bands move such that the price of
resting limit-priced interest to buy (sell) would be above (below)
the Upper (Lower) Price Band. If the Price Bands move again and a
User has opted into the Exchange's optional multiple price sliding
process, as described in Exchange Rule 2614(g)(1)(iii), the System
shall reprice such limit-priced interest to the most aggressive
permissible price up to the order's limit price. All other displayed
and non-displayed limit interest repriced pursuant to this paragraph
5. will remain at its new price unless the Price Bands move such
that the price of resting limit-priced interest to buy (sell) would
again be above (below) the Upper (Lower) Price Band.

    Next, the Exchange proposes to amend proposed renumbered
subparagraph (c)(8)(ii)(A) of Exchange Rule 2614 to replace certain
internal cross references to other rules in light of the hierarchical
heading changes described above. In particular, the Exchange proposes
to amend the cross references contained in Exchange Rule 2614
(c)(8)(ii)(A) that are to current Exchange Rule 2616 (a)(2)(A)(i) and
Rule 2616 (a)(2)(A)(ii) to now be to proposed renumbered Exchange Rule
2616 (a)(2)(i)(A) and Rule 2616 (a)(2)(i)(B), respectively.
    Similarly, the Exchange proposes to amend subparagraph (a)(5) of
Exchange Rule 2616 to replace a certain internal cross reference to
another rule in light of the changes described above. In particular,
the Exchange proposes to amend the cross reference contained in
Exchange Rule 2616 (a)(5) that is to current Exchange Rule 2614
(g)(3)(A), to now be to proposed renumbered Exchange Rule 2614
(g)(3)(i).
    Similarly, the Exchange proposes to amend subparagraph (a)(1) of
Exchange Rule 2617 to replace a certain internal cross reference to
another rule in light of the changes described above. In particular,
the Exchange proposes to amend the cross reference contained in
Exchange Rule 2617 (a)(1) that is to current Exchange Rule 2614
(g)(3)(A), to now be to proposed renumbered Exchange Rule
2614(g)(3)(i).
    Similarly, the Exchange proposes to amend subparagraph (b)(2) of
Exchange Rule 2617 to replace certain internal cross references to
another rule in light of the changes described above. In particular,
the Exchange proposes to amend the cross references contained in
Exchange Rule 2617 (b)(2) that is to current Exchange Rule 2614
(g)(3)(A), to now be to proposed renumbered Exchange Rule 2614
(g)(3)(i).
    Similarly, the Exchange proposes to amend subparagraph
(h)(2)(i)(A)5.d. of Exchange Rule 2622 to replace certain internal
cross references to another rule in light of the changes described
above. In particular, the Exchange proposes to amend the cross
references contained in Exchange Rule 2622 (h)(2)(i)(A)5.d. that are to
current Exchange Rule 2614(g)(3)(A), to now be to proposed renumbered
Exchange Rule 2614(g)(3)(i).
    Similarly, the Exchange proposes to amend Exchange Rule 2623 to
replace a certain internal cross reference to another rule in light of
the changes described above. In particular, the Exchange proposes to
amend the cross reference contained in Exchange Rule 2623 that is to
current Exchange Rule 2614(g)(3)(A), to now be to proposed renumbered
Exchange Rule 2614(g)(3)(i).
2. Statutory Basis
    The Exchange believes that the proposed rule changes are consistent
with Section 6(b) of the Act \4\ in general, and furthers the
objectives of Section 6(b)(1) of the Act \5\ in particular, in that
they are designed to enforce compliance by the Exchange's Equity
Members \6\ and persons associated with its Equity

Members, with the provisions of the rules of MIAX Pearl Equities. In
particular, the Exchange believes that the proposed rule changes will
provide greater clarity to Equity Members and the public regarding the
Exchange's Rules by providing consistency within the Exchange's
Rulebook. The proposed changes will ensure the hierarchical heading
scheme aligns throughout the Exchange's Rulebook. The proposed changes
will also make it easier for Equity Members to interpret the Exchange's
Rulebook.
---------------------------------------------------------------------------

    \4\ 15 U.S.C. 78f(b).
    \5\ 15 U.S.C. 78f(b)(1).
    \6\ The term ``Equity Member'' is a Member authorized by the
Exchange to transact business on MIAX Pearl Equities. See Exchange
Rule 1901.
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule changes will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act. Specifically, the Exchange
believes the proposed changes will not impose any burden on intra-
market competition as there is no functional change to the Exchange's
System \7\ and because the rules of the Exchange apply to all MIAX
Pearl Equities participants equally. The proposed rule change will have
no impact on competition as it is not designed to address any
competitive issue but rather is designed to remedy minor non-
substantive issues and provide added clarity to the rule text of
Exchange Rules 2614, 2615, 2616, 2617, 2622, and 2623. In addition, the
Exchange does not believe the proposal will impose any burden on inter-
market competition as the proposal does not address any competitive
issues and is intended to protect investors by providing further
transparency regarding the Exchange's functionality.
---------------------------------------------------------------------------

    \7\ The term ``System'' means the automated trading system used
by the Exchange for the trading of securities. See Exchange Rule
100.
---------------------------------------------------------------------------

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    Written comments were neither solicited nor received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    Because the foregoing proposed rule change does not: (i)
Significantly affect the protection of investors or the public
interest; (ii) impose any significant burden on competition; and (iii)
become operative for 30 days after the date of the filing, or such
shorter time as the Commission may designate, it has become effective
pursuant to 19(b)(3)(A) of the Act \8\ and Rule 19b-4(f)(6) \9\
thereunder.
---------------------------------------------------------------------------

    \8\ 15 U.S.C. 78s(b)(3)(A).
    \9\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)
requires a self-regulatory organization to give the Commission
written notice of its intent to file the proposed rule change at
least five business days prior to the date of filing of the proposed
rule change, or such shorter time as designated by the Commission.
The Exchange has satisfied this requirement.
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    At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings to
determine whether the proposed rule should be approved or disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's internet comment form (https://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include
file number SR-PEARL-2023-47 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

All submissions should refer to file number SR-PEARL-2023-47. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's internet website (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for website viewing and
printing in the Commission's Public Reference Room, 100 F Street NE,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also will be available for
inspection and copying at the principal office of the Exchange. Do not
include personal identifiable information in submissions; you should
submit only information that you wish to make available publicly. We
may redact in part or withhold entirely from publication submitted
material that is obscene or subject to copyright protection. All
submissions should refer to file number SR-PEARL-2023-47 and should be
submitted on or before October 23, 2023.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
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    \10\ 17 CFR 200.30-3(a)(12).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-21627 Filed 9-29-23; 8:45 am]
BILLING CODE 8011-01-P