[Federal Register Volume 78, Number 158 (Thursday, August 15, 2013)]
[Proposed Rules]
[Pages 49701-49714]
[FR Doc No: 2013-19606]

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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 52

[EPA-R01-OAR-2009-0469; A-1-FRL-9846-7]

Approval and Promulgation of Implementation Plans; Connecticut;
Control of Visible Emissions, Record Keeping and Monitoring

AGENCY: Environmental Protection Agency (EPA).

ACTION: Proposed rule.

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SUMMARY: EPA is proposing to approve State Implementation Plan (SIP)
revisions submitted by the State of Connecticut on December 1, 2004.
Specifically, EPA is proposing to approve revisions to Connecticut's
visible and particulate-matter (PM) emissions, record keeping and
monitoring regulations. These revised rules establish and require
limitations on visible and PM emissions for stationary sources, and
clarify reporting requirements for operation of air-pollution-control
and monitoring equipment. EPA is proposing approval of this SIP
revision because the state has adequately demonstrated that it will not
interfere with attainment or maintenance of the national ambient air
quality standards (NAAQS) in Connecticut or any other applicable
requirements of the Clean Air Act.
    This action is being taken in accordance with the Clean Air Act
(CAA).

DATES: Written comments must be received on or before September 16,
2013.

ADDRESSES: Submit your comments, identified by Docket ID Number EPA-
R01-OAR-2009-0469 by one of the following methods:
    1. www.regulations.gov: Follow the on-line instructions for
submitting comments.
    2. Email<EMAIL_ADDRESS>    3. Fax:<PHONE_NUMBER>.
    4. Mail: ``Docket Identification Number EPA-R01-OAR-2009-0469,''
Anne Arnold, U.S. Environmental Protection Agency, EPA New England
Regional Office, 5 Post Office Square, Suite 100 (mail code: OEP05-2),
Boston, MA 02109-3912.
    5. Hand Delivery or Courier. Deliver your comments to: Anne Arnold,
Manager, Air Quality Planning Unit, Office of Ecosystem Protection,
U.S. Environmental Protection Agency, EPA New England Regional Office,
5 Post Office Square, Suite 100, Boston, MA 02109-3912. Such deliveries
are only accepted during the Regional Office's normal hours of
operation. The Regional Office's official hours of business are Monday
through Friday, 8:30 to 4:30, excluding legal holidays.
    Instructions: Direct your comments to Docket ID No. EPA-R01-OAR-
2009-0469. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Do not submit through www.regulations.gov or
email, information that you consider to be CBI or otherwise protected.
The www.regulations.gov Web site is an ``anonymous access'' systems,
which means EPA will not know your identity or contact information
unless you provide it in the body of your comment. If you send an email
comment directly to EPA without going through www.regulations.gov, your
email address will be automatically captured and included as part of
the comment that is placed in the public docket and made available on
the Internet. If you submit an electronic comment, EPA recommends that
you include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket visit the EPA Docket Center
homepage at http://www.epa.gov/epahome/dockets.htm.
    Docket: All documents in the electronic docket are listed in the
www.regulations.gov index. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in www.regulations.gov or
in hard copy at Air Quality Planning Unit, Office of Ecosystem
Protection, U.S. Environmental Protection Agency, EPA New England
Regional Office, Office of Ecosystem Protection, Air Quality Planning
Unit, 5 Post Office Square--Suite 100, Boston, MA. EPA requests that if
at all possible, you contact the person listed in the FOR FURTHER
INFORMATION CONTACT section to schedule your inspection. The Regional
Office's official hours of business are Monday through Friday, 8:30 to
4:30, excluding legal holidays.

FOR FURTHER INFORMATION CONTACT: Alison C. Simcox, Air Quality Planning
Unit, U.S. Environmental Protection Agency, EPA New England Regional
Office, Office of Ecosystem Protection, Air Quality Planning Unit, 5
Post Office Square--Suite 100, (Mail Code OEP05-2), Boston, MA 02109--
3912, telephone number<PHONE_NUMBER>, fax number<PHONE_NUMBER>, email
<EMAIL_ADDRESS>    In addition to the publicly available docket materials available
for inspection electronically in the Federal Docket Management System
at www.regulations.gov, and the hard copy available at the Regional
Office, which are identified in the ADDRESSES section of this Federal
Register, copies of the state submittal are also available for public
inspection during normal business hours, by appointment at the State
Air Agency: Bureau of Air Management, Department of Energy and
Environmental Protection, State Office Building, 79 Elm Street,
Hartford, CT 06106-1630.

SUPPLEMENTARY INFORMATION:
    Throughout this document whenever ``we,'' ``us,'' or ``our'' is
used, we mean EPA.

Table of Contents

I. What should I consider as I prepare my comments for EPA?
II. What is the background for the proposal?
III. Summary of Connecticut's SIP revision
IV. What is EPA's analysis of Connecticut's submittal?
    A. Potential Emissions Increases Attributable to CT DEEP's
Revised Regulation
    B. Emissions Inventories and Ambient Air-Quality Analysis
    C. Revisions to Existing Opacity Standards
    a. Alternative Emissions Limit Provisions
    b. Withdrawn Malfunction Emissions Limit Provision
    c. Exclusion of Sources Subject to NSPS
    D. Regional Haze
V. Proposed Action
VI. Statutory and Executive Order Reviews

I. What should I consider as I prepare my comments for EPA?

    When submitting comments, remember to:
    1. Identify the rulemaking by docket number and other identifying
information (subject heading, Federal Register date, and page number).
    2. Follow directions--EPA may ask you to respond to specific
questions or organize comments by referencing a Code of Federal
Regulations (CFR) part or section number.
    3. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
    4. Describe any assumptions and provide any technical information
and/or data that you used.
    5. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
    6. Provide specific examples to illustrate your concerns, and
suggest alternatives.

    7. Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
    8. Make sure to submit your comments by the comment period deadline
identified.

II. What is the background for the proposal?

    Visible emissions, also known as ``opacity,'' provide a measure of
the degree to which stack emissions from a stationary source (such as a
power plant) reduce the transmission of light and obscure the view of
an object in the background. See 40 CFR 60.2. In general, the more
opaque the particles that pass through an emissions point, the more
light that will be blocked, thus increasing the opacity percentage.
Although opacity is not a criteria pollutant and there can be
uncertainty in the relationship between opacity and the mass of
particulate matter from a stack emission at any given source, opacity
standards continue to be used as an indicator of the effectiveness of
emission controls for PM emissions and to help implement and enforce
emission standards for purposes of attaining the PM NAAQS. Connecticut,
like many other states, has rules that limit opacity levels of
emissions from certain sources to reduce pollutant releases.
    Connecticut first adopted regulations to limit visible and PM
emissions from stationary sources, including electric generating units
(EGUs) and boilers, in the early 1980s. In 1981, EPA approved
Regulations of Connecticut State Agencies (RCSA) Section 19-508-18,
``Control of particulate emissions,'' into the Connecticut SIP (47 FR
41958). Section 19-508-18 has since been recodified as RCSA Section
22a-174-18.
    In 2003, the Connecticut Department of Environmental Protection
(now the Connecticut Department of Energy and Environmental Protection
or CT DEEP) proposed revisions to Section 22a-174-18 ``Control of
particulate matter and visible emissions'' (herein called the ``visible
emissions regulation'') to address short-term excursions from maximum
allowed opacity levels that may occur and be measured at some
stationary sources with continuous opacity monitoring systems (COMS)
\1\ during periods of startup, shutdown, stack testing, soot-blowing,
fuel switching or sudden load changes. Facilities covered under the new
exceptions in Section 22a-174-18(j) include only those facilities that
operate COMS.
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    \1\ CT regulations use the term ``opacity continuous emissions
monitoring systems'' or ``Opacity CEMS.'' However, EPA and others
commonly refer to these monitors as ``continuous opacity monitoring
systems'' or ``COMS.'' Throughout this notice, we use the more
common term ``COMS.''
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    In 2003, CT DEEP also proposed revisions to several other RCSA
Sections, including 22a-174-4, ``Source Monitoring, record keeping,
reporting and authorization of inspection of air pollution sources''
(codified as RCSA Section 19-508-4 in the Connecticut SIP, and herein
called the ``record keeping regulation''), and 22a-174-7, ``Air
pollution control equipment and monitoring equipment operation''
(codified as RCSA Section 19-508-7 in the Connecticut SIP, and herein
called the ``monitoring regulation''). CT DEEP held a public hearing on
revisions to these three (as well as several other) regulations, on
April 29, 2003. Subsequently, CT DEEP amended its visible emissions,
record keeping, and monitoring regulations based on comments received
from EPA and others, with an effective date of April 1, 2004.
    On December 1, 2004, CT DEEP submitted the revised regulations to
EPA for inclusion in the Connecticut SIP. This submittal included a
provision providing exceptions from maximum opacity levels for startup,
shutdown, stack testing, soot-blowing, fuel switching or sudden load
changes, and malfunctions of stationary sources with COMs (Section 22a-
174-18(j)(1)). However, on July 8, 2013, CT DEEP sent a letter to EPA
withdrawing Section 22a-174-18(j)(1) to the extent that it applies to
malfunctions.
    Today's action addresses RCSA Sections 22a-174-4, 22a-174-7, and
22a-174-18. CT DEEP's December 1, 2004 SIP submittal also included
three additional regulations. EPA has already taken action on these
rules. Specifically, Section 22a-174-3b ``Exemptions from permitting
for construction and operation of external combustion units, automotive
refinishing operations, emergency engines, nonmetallic mineral
processing equipment and surface coating operations,'' Section 22a-174-
30 ``Dispensing of gasoline/Stage I and Stage II vapor recovery,'' and
Section 22a-174-43 ``Portable fuel container spillage control'' were
approved into the Connecticut SIP on August 31, 2006 (71 FR 51761).
    After reviewing CT DEEP's December 1, 2004 SIP submittal for
Sections 22a-174-4, 22a-174-7, and 22a-174-18 (including clarifying
letters demonstrating consistency with 110(l) of the CAA and withdrawal
of an exception provision for malfunctions), EPA is proposing to
approve the Connecticut SIP revision for RCSA Sections 22a-174-4, 22a-
174-7, and 22a-174-18 without the withdrawn portion, and is soliciting
public comments on the issues discussed in this notice or on other
relevant matters. These comments will be considered before taking final
action. Interested parties may participate in the federal rulemaking
procedure by submitting written comments to the EPA New England
Regional Office listed in the ADDRESSES section of this Federal
Register.

III. Summary of Connecticut's SIP Revision

    On December 1, 2004, CT DEEP submitted to EPA amendments to 22a-
174-4 (record keeping), 22a-174-7 (monitoring) and 22a-174-18 (visible
and PM emissions). Revisions to the record keeping and monitoring
regulations clarify and improve enforceability of requirements
currently in the Connecticut SIP. For example, revised 22a-174-4
includes specific data availability requirements and revised 22a-174-7
includes explicit, specific time frames for various notifications (such
as ``no later than two business days''), as compared to prior
requirements to notify the state ``promptly.''
    Connecticut's revised visible and PM emissions regulation also
contains new provisions concerning the emission limits applicable to
sources, including alternative emission limits applicable to some
sources during certain modes of source operation.
    The state's pre-2004 regulation, which is currently in the
Connecticut SIP (Section 19-508-18), prohibits stationary sources from
emitting pollutants with more than 20 percent opacity at all times,
except for up to five (5) aggregate minutes in a 60-minute period,
during which emissions can have up to 40 percent opacity. The current
regulation contains no impermissible exemptions for excess emissions
during startup, shutdown, malfunction or other periods. The state's
revised rule (Section 22a-174-18) includes new time-averaged opacity
standards with specified compliance determination methods for sources
both with and without COMs, and an alternative compliance option for
sources that use COMs. The alternative compliance option provides an
alternative emission limit applicable during certain modes of source
operation.
    For sources both with and without COMs, the revised regulation
limits opacity to 20 percent during any 6-minute block average or to 40
percent during any one-minute block average (Section 22a-174-18(b)(1)
and (2)). For sources without COMs, compliance

with these limits is determined using EPA's Reference Method 9, which
is a standardized EPA method for visual determination of the opacity of
emissions from stationary sources.
    For sources with COMs, the revised regulation includes an
alternative emission limit during periods of startup, shutdown, stack
testing, soot-blowing, fuel switching or sudden load change (Section
22a-174-18(j)(1)). During these periods, emissions can have up to 60
percent opacity during any 6-minute block average. However, the period
of time that the alternative emission limit can be used by the source
cannot exceed one-half of one percent (0.5 percent) of a facility's
total operating hours during any calendar quarter. In other words, the
maximum time that the alternative emission limit can be used is
slightly less than 11 hours under the scenario of a facility operating
continuously for a three-month period. RCSA Section 22a-174-4, which is
also proposed for approval herein, contains recordkeeping and reporting
requirements that serve to ensure that records are available to provide
evidence that elevated opacity occurs during specified modes of source
operation, and that elevated opacity is restricted on a calendar
quarter basis.
    Connecticut's revised regulation also includes a new provision
(Section 22a-174-18(j)(2)) that excludes emission sources that are
separately subject to additional visible emissions standards under
existing federal New Source Performance Standards (NSPS) set forth in
40 CFR part 60 from the Section 22a-174-18 visible emissions standards.
We considered the various NSPS applicable to these types of sources.
The most relevant for today's discussion are the NSPS for boilers. In
Connecticut, boilers subject to NSPS are mainly boilers subject to
Subparts Db and Dc.\2\ During normal operating conditions, these NSPSs
provide visible emission standards generally more stringent than
Section 22a-174-18, limiting opacity to 20 percent (6-minute average),
except for one 6-minute period per hour of not more than 27 percent
opacity. See 40 CFR 60.43b(f) and 60.43c(c). However, these existing
NSPSs include exemptions for emissions during periods of startup,
shutdown, or malfunction. See 40 CFR 60.43b(g) and 60.43c(d). It should
be noted that these existing exemptions do not include other modes of
source operation, such as stack testing, soot blowing, fuel switching,
or sudden load change. Accordingly, the opacity limits of these NSPS
continue to apply during such periods.
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    \2\ EPA is unaware of any boilers in Connecticut that meet the
applicability criteria for Subpart Da, nor any incinerators subject
to Subparts Ea, Eb, or Ec.
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    PM emission standards currently in the Connecticut SIP (Section 19-
508-18(d)) include limits of 0.10 pounds per million British thermal
unit (lb/MMBtu) of heat input for stationary sources requiring a
permit. Sources requiring permits are those with potential emissions of
15 tons per year (tpy) or more of any individual air pollutant. For
smaller boilers that are required to register under Connecticut General
Statute Chapter 540 Sec. 29-241 (``registration sources''), PM emission
standards were 0.14 lb/MMBtu for sources burning residual oil and 0.20
lb/MMBtu for all other registration sources. The state's revised rule
(Section 22a-174-18) retains the PM standard of 0.10 lb/MMBtu for
sources requiring a permit, but tightens the PM standards from 0.20 to
0.12 lb/MMBtu for registration sources that burn distillate oil (no. 2
oil), and from 0.20 to 0.10 lb/MMBtu for registration sources that burn
natural gas.
    EPA's review of the SIP submittal indicates that all concerns that
EPA has thus far expressed to CT DEEP about revisions to the state's
visible and PM emissions, record keeping, and monitoring regulations
have been adequately addressed. Most of the concerns that EPA expressed
were in regard to the visible emissions regulation, especially Section
22a-174-18(j), which provides exceptions from maximum opacity levels
for stationary sources with COMS. To address these concerns, CT DEEP
submitted a clarifying letter to its SIP submittal, which is discussed
below, demonstrating that revisions to its visible emissions regulation
are consistent with section 110(l) of the CAA, and withdrew Section
22a-174-18(j)(1) to the extent that it applies to malfunctions. See
letter to EPA dated July 8, 2013, available in the docket for today's
action.
    In the process of reviewing Connecticut's SIP revision and the
addenda, EPA also considered other issues pertaining to the visible
emissions regulation, including its relationship to EPA's recently
proposed revisions to its policy regarding limits applicable during
startup, shutdown, and malfunction.

IV. What is EPA's analysis of Connecticut's submittal?

    On December 1, 2004, CT DEEP submitted revisions to its visible and
PM emissions (Section 22a-174-18), record keeping (22a-174-4), and
monitoring (22a-174-7) regulations. As previously noted, the record
keeping and monitoring revisions clarify and improve enforceability of
requirements currently in the Connecticut SIP. However, revisions to
the visible and PM emissions regulation include new provisions that
provide an alternative emission limit for maximum opacity levels for
stationary sources with COMs during certain modes of source operation,
and also excludes certain existing sources that are subject to NSPS
visible-emissions standards from the SIP's visible-emissions standards.
CT DEEP submitted a clarifying letter to its SIP submittal to
demonstrate that these provisions are consistent with section 110(l) of
the CAA. As described below, EPA reviewed the SIP submittal, which
includes the letter, and is proposing to find that it is consistent
with section 110(l) of the CAA.\3\
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    \3\ Please note that our Section 110(l) analysis draws upon, but
is not identical to, the analysis presented in CT DEEP's letter.
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    The analysis below discusses the anti-backsliding provisions of CAA
Section 110(l), since, as mentioned above, a previous version of the
visible and PM emissions rule has already been approved into the
Connecticut SIP. Section 193 of the CAA is not discussed because the
entire State of Connecticut is attaining the 1997 and 2006 NAAQS for
particulate matter.\4\ On July 19, 2013, EPA proposed to redesignate
New Haven and Fairfield Counties to attainment for the 1997 annual and
2006 24-hour fine particle (PM2.5) NAAQS (78 FR 43096). EPA
intends to finalize the redesignation action prior to taking final
action on this proposal.
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    \4\ Connecticut is designated as nonattainment under the 2008
ozone NAAQS, but additional periods of higher opacity as a result of
the SIP revision are not expected to result in increases of ozone
precursors.
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    Section 110(l) of the CAA states: ``The Administrator shall not
approve a revision of a plan if the revision would interfere with any
applicable requirement concerning attainment and reasonable further
progress (as defined in section 171), or any other applicable
requirement of this Act.'' EPA interprets section 110(l) to apply to
all requirements of the CAA and to all areas of the country, whether
attainment, nonattainment, unclassifiable, or maintenance for one or
more of the six criteria pollutants. EPA interprets section 110(l) to
require a basis for concluding that the SIP revision will not interfere
with attainment or maintenance of the NAAQS for all criteria pollutants
whose emissions and/or ambient concentrations may change as a result of
the SIP revision. For areas designated as attainment for the relevant

criteria pollutants, EPA believes it is appropriate to allow states to
demonstrate that a SIP will not interfere with maintenance of the NAAQS
by showing that, taking into consideration the change in emissions
levels allowed under the SIP revision, there is a substantial margin of
safety (i.e., ``headroom'' or ``cushion of compliance'') between
ambient concentrations and the applicable NAAQS.
    Alternatively, a state can show that a SIP revision will not
interfere with attainment or maintenance of the NAAQS by demonstrating
that the revision will not allow for an increase in emissions into the
air over what is allowed under the existing EPA-approved SIP, taking
into consideration SIP-approved measures that represent new emissions
reductions achieved in a contemporaneous time frame to the change
represented by the SIP revision. In addition to being contemporaneous,
the emissions reductions must also be permanent and enforceable. States
may also be able to demonstrate noninterference through alternative
approaches, such as air quality analyses. For example, a maintenance
plan may demonstrate that a control measure is no longer needed to
maintain compliance with the NAAQS.
    We evaluated CT DEEP's Section 110(l) demonstration to ensure that
revisions to the state's visible and PM emissions regulation (Section
22a-174-18) will not interfere with attainment or maintenance of PM air
quality standards, or any other applicable requirements of the CAA, as
required by section 110(l) of the CAA. Our analysis, as set forth
below, consists of several parts.
    First, we consider (although we do not quantify precisely)
potential emissions increases that could result from CT DEEP's revised
regulation. These increases represent, very roughly, potential
increases attributable to the relaxed alternative opacity limit, plus
potential increases attributable to removing NSPS-subject sources from
SIP opacity standards, minus other reductions within the rule itself
(e.g., the tighter PM standards in some circumstances).
    Second, we discuss recent data regarding emissions inventories and
ambient air quality to demonstrate that Connecticut's emissions have
declined substantially in recent years, and that its present air
quality is well below the federal primary and secondary PM NAAQS. As
part of this discussion, we describe certain regulations that EPA has
approved into the Connecticut SIP and, therefore, result in permanent,
federally enforceable emissions reductions. Our purpose in discussing
these regulations is to support our analysis regarding current
statewide inventories and air quality.
    Our analysis demonstrates that the current, relatively low
emissions inventories are not solely attributable to non-regulatory
factors (e.g., economic changes), but rather are, in significant part,
attributable to the permanent, enforceable reductions achieved by
Connecticut's SIP and other federal CAA programs. The combination of
these three facts--that Connecticut's direct and precursor
PM2.5 emissions have been reduced, that these reductions are
largely permanent reductions attributable to federally enforceable CAA
measures (including SIP requirements), and that the measured ambient
PM2.5 concentrations are well below the NAAQS--persuade us
that the weight of evidence shows that Connecticut's SIP has a
sufficient margin of safety. In other words, even if overall emissions
do increase as a result of this revision, this increase will not
interfere with maintenance of the PM NAAQS.
    Third, we discuss CAA Section 110(a)(2)(A)'s requirement for
``enforceable emission limitations'' in SIP provisions, which Section
302(k) defines as limiting emissions ``on a continuous basis.'' EPA has
longstanding guidance for SIP provisions that pertain generally to
emissions during startup, shutdown, and malfunction. CT DEEP's revision
raises three subcategories of issues potentially relevant here. First,
we discuss each of the seven criteria EPA recommends for the SIP
provision that provides for an alternative emission limit during
specific modes of source operation, such as startup and shutdown, to
meet CAA SIP requirements, and why we believe that CT DEEP's revision
is consistent with these criteria. Second, we very briefly discuss an
alternate limit for malfunction that was contained in CT DEEP's
original submission, that has since been withdrawn from consideration.
Third, we discuss some unique issues regarding Section 22a-174-
18(j)(2), and why our approval of this provision--which exempts sources
subject to NSPS opacity standards from the current EPA-approved SIP-
based opacity standard--is not inconsistent with CAA requirements
applicable to SIP provisions.
    Fourth, we discuss why CT DEEP's revision will not interfere with
Regional Haze requirements. Our analysis here is very similar to that
in the first and second sections. We discuss Connecticut's Regional
Haze plan and its modeled reductions and the ``compliance cushion''
available, and explain why, overall, potential increases from the
alternative emission limit and the exclusion of certain sources from
the current SIP opacity standards in CT DEEP's revised regulation will
not interfere with Regional Haze requirements.

A. Potential Emissions Increases Attributable CT DEEP's Revised
Regulation

    In this section, we discuss (although we do not quantify precisely)
potential emissions increases that could result from CT DEEP's revised
regulation. These increases represent potential increases attributable
to the relaxed alternative emission limit, plus potential increases
attributable to removing NSPS-subject sources from SIP opacity
standards, minus other reductions within the rule itself (e.g., the
tighter PM standards in some circumstances).
Emissions From Sources With COMS
    CT DEEP looked at the current operating status of 20 units for
which the alternative emission limit during certain modes of source
operation (Section 22a-174-18(j)(1)) was developed.\5\ As shown in
Table 1 below, since adoption of the revised regulation, eight of the
20 units have been permanently removed from service. CT DEEP revoked
registrations for the five Pratt and Whitney Units at the Andrew
Willgoos Turbine Lab in East Hartford in 2004 and 2005. The status of
these units as inoperable was verified by a field inspector. Pfizer
rendered Boiler No. 8 inoperable and CT DEEP revoked the New Source
Review (NSR) permit (No. 070-0001) on October 7, 2008. The shutdown of
Boiler No. 8 is also included on Consent Order No. 8314. At Devon
Station, CT DEEP revoked registrations for two utility boilers (Nos. 7
and 8) in 2008. An inspection of the premises conducted by CT DEEP on
May 13, 2008 verified that the units were inoperable.
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    \5\ These units are not subject to NSPSs with opacity standards,
and are therefore not eligible for the exemption in Section 22a-174-
18(j)(2).

          Table 1--Original 20 Units With COMS. Operations Before 2004 Compared With Current Conditions
----------------------------------------------------------------------------------------------------------------
                                                                           Current operating     Air pollution
           Source/unit                Town/county        Pre-2004 fuel       status & fuel          control
----------------------------------------------------------------------------------------------------------------
Devon Station 7........  Milford/New Haven.  Residual Oil/       Unit retired......  N/A.
                                                       Natural Gas (NG).
Devon Station 8........  Milford/New Haven.  Residual Oil/NG...  Unit retired......  N/A.
Norwalk Station 1......  Norwalk/Fairfield.  Residual Oil......  Operating Residual  Electrostatic
                                                                           Oil.                Precipitator,
                                                                                Selective Non-
                                                                                catalytic
                                                                                Reduction.
Norwalk Station 2......  Norwalk/Fairfield.  Residual Oil......  Operating Residual  Electrostatic
                                                                           Oil.                Precipitator,
                                                                                Selective Non-
                                                                                catalytic
                                                                                Reduction.
Middletown Station 2...  Middletown/         Residual Oil/NG...  Operating NG/       Electrostatic
                                   Middlesex.                              Residual Oil.       Precipitator,
                                                                                Overfire Air.
Middletown Station 3...  Middletown/         Residual Oil/NG...  Operating NG/       Electrostatic
                                   Middlesex.                              Residual Oil.       Precipitator,
                                                                                Water Injection,
                                                                                Selective Non-
                                                                                catalytic
                                                                                Reduction.
Middletown Station 4...  Middletown/         Residual Oil......  Operating Residual  Best Engineering
                                   Middlesex.                              Oil.                Practices:
                                                                                optimizing fuel-
                                                                                to-air ratio.
Montville Station 5....  Montville/New       Residual Oil/NG...  Operating Residual  Electrostatic
                                   London.                                 Oil/NG.             Precipitator.
Montville Station 6....  Montville/New       Residual Oil......  Operating Residual  Best Engineering
                                   London.                                 Oil.                Practices:
                                                                                optimizing fuel-
                                                                                to-air ratio.
Bridgeport Harbor 2....  Bridgeport/         Residual Oil......  Operating Residual  Electrostatic
                                   Fairfield.                              Oil.                Precipitator.
Bridgeport Harbor 3....  Bridgeport/         Coal/Oil..........  Operating Adaro     Adaro Coal,
                                   Fairfield.                              Coal/Residual Oil.  Electrostatic
                                                                                precipitator,
                                                                                Activated carbon
                                                                                injection, Pulse
                                                                                jet fabric filter
                                                                                baghouse, Low NOX
                                                                                Burner Technology
                                                                                w/Separated
                                                                                Overfire Air.
New Haven Harbor 1.....  New Haven/New       Residual Oil/NG...  Operating Residual  Electrostatic
                                   Haven.                                  Oil/NG.             Precipitator,
                                                                                Overfire Air,
                                                                                Flue Gas
                                                                                Recirculation,
                                                                                Waterwall Lances,
                                                                                Low NOX Burners.
Pfizer 5...............  Groton/New London.  Residual Oil/NG...  Operating by Order  Low NOX burner,
                                                                           can only combust    Flue Gas
                                                                           NG.                 Recirculation.
Pfizer 8...............  Groton/New London.  Residual Oil......  Unit rendered       N/A.
                                                                           permanently
                                                                           inoperable.
Fusion Paperboard PFI Boiler....  Sprague/New London  NG/Residual Oil...  Operating NG/       Low NOX Burner
                                                                           Residual Oil.       Technology (Dry
                                                                                Bottom only).
Pratt & Whitney Willgoos Labs     E. Hartford/        Residual Oil......  All 5 units         N/A.
 Units 2-6.                        Hartford.                               removed.
----------------------------------------------------------------------------------------------------------------

    Moreover, three of the units (Middletown Station no. 2 and 3 and
Pfizer no. 5) have changed their primary fuel from residual oil to
natural gas, resulting in a reduction in emissions of PM2.5
and PM2.5 precursors. On April 26, 2010, CT DEEP issued a
consent order (No. 8306; included in docket for today's action) to NRG
Energy, Inc., which included their Middletown facility. The order
contains an ozone-season (May 1st through September 30th each year)
restriction (Paragraph B.6) that, depending on fuel availability and
supply, requires NRG facilities to burn the lowest NOX-
emitting fuel possible. NRG can trade to meet the seasonal limit, but
to minimize use of Discrete Emission Reduction Credits (DERCs), it is
typically in NRG's best interest to burn natural gas as often as
possible. Each DERC is equivalent to 1 ton of NOX emissions
and may be used for emissions trading in accordance with Connecticut
regulations. For the non-ozone season, SIP-approved Section 22a-172-22
(described in more detail below) sets a seasonal emission limit of 0.15
lb/MMBtu for sources in the NOX Budget Program (described in
more detail below). In sum, although use of natural gas is not a
permanent and enforceable requirement for the two Middletown units, a
combination of requirements make it likely that this is, and will
remain, the fuel of choice.
    On May 4, 2012, CT DEEP issued a consent order to Pfizer Inc. (No.
8314; included in docket for today's action), which contains an
enforceable provision (paragraph B.1.) requiring Pfizer to combust only
natural gas in boiler 5.
    For purposes of examining potential emissions increases from
Section 22a-174-18(j)(1), we focus on the remaining nine facilities.
Emissions at these sources during startup and shutdown can only be
roughly characterized because the time it takes to ``warm up'' a given
unit depends on whether it is a single-cycle or combined-cycle unit,
and on the make and model of the unit. Emissions also depend on whether
the startup is a cold, warm, or hot startup, with higher emissions
levels and longer startup times generally associated with cold
startups. In addition, because emissions during startup periods are not
steady-state emissions, they tend to be more variable than under
steady-state operation. Although Section 22a-174-18(j)(1) authorizes
emissions levels to be higher during startup, shutdown, stack

testing, soot-blowing, fuel switching or sudden load changes, the
regulation also imposes a strict limit on the amount of time that the
alternative emission limit can apply (less than 11 hours during any
calendar quarter). Revisions to Section 22a-174-4 provide recordkeeping
and reporting requirements that serve to ensure that sources use the
alternative emission limit only during appropriate modes of operation
and for the requisite time per quarter. Moreover, revisions to Section
22a-174-18 reduces potential PM emissions by tightening PM standards
for units that burn natural gas. These tightened PM standards apply at
all times.
    Additionally, Section 22a-174-18(j)(2) exempts facilities that are
subject to an NSPS visible emissions standard from the Connecticut
SIP's visible emissions standards. Like the non-NSPS facilities in
Table 1, NSPS facilities are expected to have higher emissions during
startup, shutdown, and malfunctions.\6\ These higher emissions can only
be roughly characterized because of differences in the make, model, and
operation of the combustion units, as previously discussed. On the
other hand, the SIP revision may reduce PM emissions from NSPS-subject
facilities that are also subject to the PM emissions standards of
Section 22a-174-18(e)(2). As noted before, the revision tightens the PM
standards for registration sources that burn distillate oil from 0.20
lb to 0.12 lb/MMBtu, and the SIP's PM standards apply at all times. In
contrast, for example, NSPS Subpart Db's PM emissions standard for oil-
burning units is 0.10 lb/MMBtu, but with an exemption for startup,
shutdown, and malfunction. While the NSPS provides a more stringent
steady-state PM emissions limit, Connecticut's SIP has provided a PM
emissions limit that applies at all times, including startup, shutdown,
or malfunction, and this revision tightens that limit. Sources must
comply with all limits that apply during a given time. Again, because
of differences in the make, model, and operation of the combustion
units, it is difficult to characterize the extent to which a source
could increase its PM emissions due to the higher opacity limit without
violating the reduced PM emissions limit.
---------------------------------------------------------------------------

    \6\ We discuss later the fact that certain older NSPS subparts
exempt visible emissions during malfunctions, and the implications
of this for approval of Connecticut's SIP revision. For now, the
point is only to characterize possible emissions increases that
could result from approval of the revision.
---------------------------------------------------------------------------

    Neither the state nor EPA has attempted to quantify the exact
increase in PM emissions that could be allowed under this SIP revision.
However, taking into consideration the universe of sources subject to
the revised opacity standard, the fuels and emissions limits applicable
to those sources (including those that are more stringent under the
revision), and nature of the alternative emission limit (which only
allows an increase from 40% to 60% opacity during certain modes of
source operation with a limit of just under 11 hours per quarter), EPA
believes that while there may be an increase in PM emissions associated
with this SIP revision, any such increase would be small.

B. Emissions Inventories and Ambient Air Quality Analysis.

    Connecticut's statewide emissions inventories have declined
substantially in recent years. These reductions are in large part
attributable to federally enforceable CAA measures, some of which we
summarize. These measures have resulted in decreases in ambient
pollutant concentrations that, as we explain below, provides an
adequate ``compliance cushion'' below the NAAQS.
    For example, Table 2 shows the decline in emissions of
SO2 and NOX for point sources (and other sectors)
between 2002 and 2007 for Fairfield and New Haven Counties.\7\ The
table appears to show an increase in point-source PM2.5
between 2002 and 2007. However, this increase most likely reflects a
change in the method used to estimate PM2.5 emissions rather
than a true increase in PM2.5. The 2002 estimates include
only primary (or filterable) PM2.5, whereas the 2007
estimates also include condensable emissions. EPA agrees with CT DEEP
that estimates for 2002 would likely be higher if the condensable
portion of PM2.5 was included.
---------------------------------------------------------------------------

    \7\ The focus here on Fairfield and New Haven Counties is
because they are the only two counties in Connecticut that were
designated nonattainment for the PM2.5 standards. All
other counties were designated attainment for the PM2.5
standards.

Table 2--Change in Actual Emissions 2002 to 2007 for the Connecticut Portion of the NY/NJ/CT PM2.5 Nonattainment
                                                      Area
                                      [Fairfield and New Haven Counties] *
----------------------------------------------------------------------------------------------------------------
                                                                                Change  2002-
                                                               2002 (tons)       2007 (tons)       2007 (tons)
----------------------------------------------------------------------------------------------------------------
PM2.5:
    Point.................................................             392.8             456.7              63.9
    Area..................................................           4,775.7           3,891.8            -883.9
    Onroad................................................             487.2             794.0             306.8
    Nonroad...............................................             949.9             970.5              20.6
                                                           -----------------------------------------------------
        Total.............................................           6,605.6           6,113.0            -492.6
SO2:
    Point.................................................          10,582.4           4,344.3          -6,238.1
    Area..................................................           5,800.5           7,625.0           1,824.5
    Onroad................................................             753.1             176.1            -577.0
    Nonroad...............................................           1,363.4           1,470.7             107.3
                                                           -----------------------------------------------------
        Total.............................................          18,499.4          13,616.1          -4,883.3
NOX:
    Point.................................................           6,196.8           5,606.2            -590.6
    Area..................................................           6,070.8           6,024.9             -45.9
    Onroad................................................          31,854.4          23,391.6          -8,462.8

    Nonroad...............................................          14,985.8          15,316.3             330.5
                                                           -----------------------------------------------------
        Total.............................................          59,107.8          50,339.0          -8,768.8
----------------------------------------------------------------------------------------------------------------
* 2002 emissions are from CT DEEP's November 2008 PM2.5 NAAQS Attainment Demonstration. 2007 emissions are from
  CT DEEP's June 2012 Redesignation Request and Maintenance Plan SIP submission.

Monitored PM2.5 Levels
    Significantly, monitored levels of PM2.5 have declined
since April 1, 2004, when the revision of Section 22a-174-18 became
effective.\8\ As shown in Table 3, air quality design values (DVs) for
Fairfield and New Haven Counties, the two counties proposed for
redesignation to attainment and at most risk of future PM2.5
nonattainment, are well below the 1997 annual PM2.5 NAAQS of
15 [mu]g/m\3\ and the 2006 24-hour PM2.5 NAAQS of 35 [mu]g/
m\3\. (All other Connecticut counties were designated as attaining the
1997 and 2006 PM2.5 standards.) Likewise, although EPA has
not yet issued designations for the 2013 annual NAAQS, the design
values in Table 3 indicate that recent (2009-2011) monitoring data are
well below the 2013 annual NAAQS of 12 [mu]g/m\3\.
---------------------------------------------------------------------------

    \8\ This date is relevant because the state regulation's
tightened PM limits became effective as a matter of state law, and
it is useful to examine how it may have impacted emissions.
Obviously, sources could not legally take advantage of the
alternative compliance option in Section 22a-174-18(j)(1) nor the
exemption for NSPS sources in Section 22a-174-18(j)(2) at this time,
since these exemptions are not effective under federal law unless
and until approved as a SIP revision.

                              Table 3--Air-Quality (PM2.5) Design Values ([mu]g/m\3\) for Fairfield and New Haven Counties
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                            1997 annual     1997 annual     1997 annual     2006 24-hr      2006 24-hr      2006 24-hr
                         County                             NAAQS 2007-     NAAQS 2008-     NAAQS 2009-     NAAQS 2007-     NAAQS 2008-     NAAQS 2009-
                                                               2009            2010            2011            2009            2010            2011
--------------------------------------------------------------------------------------------------------------------------------------------------------
Fairfield...............................................            11.3            10.0             9.4              31              28              26
New Haven...............................................            11.4            10.3             9.6              31              29              28
--------------------------------------------------------------------------------------------------------------------------------------------------------

   Table 4--Maximum 24-Hour PM10 Concentration ([mu]g/m\3\) for Fairfield, Hartford, Litchfield, and New Haven
                                                    Counties
----------------------------------------------------------------------------------------------------------------
                                  Max 24-hr PM10  Max 24-hr PM10  Max 24-hr PM10  Max 24-hr PM10  Max 24-hr PM10
             County                ([mu]g/m\3\)    ([mu]g/m\3\)    ([mu]g/m\3\)    ([mu]g/m\3\)    ([mu]g/m\3\)
                                       2008            2009            2010            2011            2012
----------------------------------------------------------------------------------------------------------------
Fairfield.......................              76              45              42              33              54
Hartford........................              36              32              26              24              23
Litchfied.......................                                              19              25              24
New Haven.......................              63              61              56              55              39
----------------------------------------------------------------------------------------------------------------

    Regarding PM10, Table 4 shows the maximum 24-hour
PM10 concentrations for all Connecticut counties with
PM10 monitors. As shown in the table, all four counties have
PM10 levels well below the 1997, 2006 and 2012 24-hour
PM10 NAAQS of 150 [mu]g/m\3\. Connecticut has not recorded a
24-Hr PM10 concentration in excess of the 150 [mu]g/m\3\
since 1994.
    In addition, emission projections from the maintenance plan for
CT's redesignation request indicate that there is a substantial margin
of safety that ensures maintenance of the NAAQS even if small increases
in emissions were to occur (see Table 5).

 Table 5--Comparison of 2007, 2017, and 2025 SO2, NOX, and Direct PM2.5 Emission Totals for the Southwestern CT
                                     Area (Fairfield and New Haven Counties)
                                                    [In tpy]
----------------------------------------------------------------------------------------------------------------
                                                         SO2                   NOX                  PM2.5
----------------------------------------------------------------------------------------------------------------
2007 (attainment).............................              13,615.9              50,339.1               6,113.0
2017 (interim)................................               7,909.0              29,501.3               5,029.1
2025 (maintenance)............................               7,783.7              24,192.2               4,741.7
2007 to 2025 (change).........................       -5,832.2 (-43%)      -26,146.9 (-55%)       -1,371.2 (-22%)
----------------------------------------------------------------------------------------------------------------

    Furthermore, modeling analysis conducted for the Regulatory Impact
Analysis (RIA) for the 2012 PM2.5 NAAQS \9\ indicates that
DVs in southwestern Connecticut are expected to continue to decline
through 2020. In the RIA for the 2012 PM2.5 NAAQS, the
highest annual DV projected for 2020 is 8.79 [mu]g/m\3\ for Fairfield
County and 8.62 [mu]g/m\3\ for New Haven County. The highest 24-hour DV
projected for 2020 is 22.27 [mu]g/m\3\ for Fairfield County and 21.78
[mu]g/m\3\ for New Haven County. Given that precursor emissions are
projected to decrease through 2025, it is reasonable to conclude that
monitored PM2.5 levels in this area will also continue to
decrease through 2025.
---------------------------------------------------------------------------

    \9\ The ``Regulatory Impact Analysis for the Proposed Revisions
to the National Ambient Air Quality Standards for Particulate
Matter'' is available in the docket for today's rulemaking action.
---------------------------------------------------------------------------

    These reductions are in large part attributable to permanent,
federally enforceable requirements under the Clean Air Act. These
permanent and enforceable measures, which are discussed below, include
RCSA Sections 22a-174-19a (``Control of sulfur dioxide emissions from
power plants and other large stationary sources of air pollution''),
22a-174-22 (``Control of Nitrogen Oxide Emissions''), and 22a-174-22c
(``The Clean Air Interstate Rule (CAIR) Nitrogen Oxides
(NOX) Ozone Season Trading Program'').
RCSA Section 22a-174-19a
    In 2000, CT DEEP adopted RCSA section 22a-174-19a and revised RCSA
section 22a-174-22. These regulations now require large EGUs and
industrial boilers to reduce SO2 emissions by 30 to 50
percent and NOX emissions by 20 to 30 percent.
    Section 22a-174-19a, which became effective December 28, 2000 and
has been approved into the Connecticut SIP,\10\ includes a two-tiered
timeframe for reducing SO2 emissions from large EGUs and
industrial sources (about 59 sources). Starting January 1, 2002, every
industrial boiler or EGU subject to Connecticut's post-2002
NOX Budget Program was required to:
---------------------------------------------------------------------------

    \10\ The final rulemaking notice approving CT's Section 22a-174-
19a was signed by the Regional Administrator on April 26, 2013 but
has not yet been published in the Federal Register. A copy of the
signed notice is available in the docket for today's action.
---------------------------------------------------------------------------

     Combust liquid fuel, gaseous fuel or a combination of
each, provided that each fuel possesses a fuel sulfur limit of equal to
or less than 0.5 percent sulfur, by weight;
     Meet an average SO2 emission rate of equal to
or less than 0.55 lb/MMBtu for each calendar quarter for an affected
unit; or
     Meet an average SO2 emission rate of equal to
or less than 0.5 lb/MMBtu calculated for each calendar quarter, if such
owner or operator averages the emissions from two or more affected
units at the premises.
    Starting on January 1, 2003, all sources in Connecticut that are
Acid Rain Sources under Title IV of the Clean Air Act and that are
subject to Connecticut's Post-2002 NOX Budget Program were
required to:
     Combust liquid fuel, gaseous fuel or a combination of
each, provided that each fuel possesses a fuel sulfur limit of equal to
or less than 0.3 percent sulfur, by weight;
     Meet an average SO2 emission rate of equal to
or less than 0.33 lb/MMBtu for each calendar quarter for an affected
unit at a premises; or
     Meet an average SO2 emission rate of equal to
or less than 0.3 lb/MMBtu calculated from two or more affected units at
a premise.
    Before January 1, 2005, Connecticut allowed sources subject to the
January 1, 2003 emission rates to meet such emission rates by using
SO2 discrete emission reduction credits certified by CT DEEP
or EPA's SO2 Acid Rain Program allowances (also known as
emissions credit trading). Connecticut General Statutes (CGS) section
22a-198 suspended SO2 emission credit trading starting
January 1, 2005.
    The effectiveness of Section 22a-174-19a is detailed in Attachment
X of CT DEEP's November 2009 Regional Haze SIP submittal (see docket
EPA-R01-OAR-2009-0919). In that submittal, CT DEEP estimates that
potential emissions from all sources statewide subject to RCSA 22a-174-
19a were reduced from 89,537 tons in 2002 to 60,304 tons in 2006, a
reduction of 29,233 tons.
RCSA Section 22a-174-22
    Pursuant to the ozone reasonably available control technology
(RACT) provisions of the 1990 Clean Air Act Amendments, CT DEEP adopted
RCSA Section 22a-174-22 in 1995, achieving substantial reductions in
NOX emission rates from a variety of sources. For example,
the maximum allowable NOX emission rate for cyclone furnaces
was reduced by 52 percent, the maximum allowable NOX
emission rate for existing coal-fired boilers was reduced by 58
percent, and the maximum allowable NOX emission rate for No.
6 oil-fired boilers was reduced by 17 percent when compared to
previously adopted NOX limits. Section 22a-174-22 was
approved into the Connecticut SIP on October 6, 1997. See 62 FR 52016.
    CT DEEP also made revisions to Section 22a-174-22 that had a
compliance date of October 1, 2003. New Section 22a-174-22(e)(3)
required NOX Budget Program sources subject to Section 22a-
174-22 to meet a non-ozone seasonal NOX emission rate of
0.15 lb/MMBtu.\11\ In the first year of implementation, CT DEEP
estimates that this non-ozone season limit resulted in NOX
emissions being reduced by 3,483 tons compared to 1999 emissions.
---------------------------------------------------------------------------

    \11\ The final rulemaking notice approving CT's Section 22a-174-
22(e)(3) was signed by the Regional Administrator on April 26, 2013
but has not yet been published in the Federal Register. A copy of
the signed notice is available in the docket for today's action.
---------------------------------------------------------------------------

NOX Budget Trading Programs
    Since 1999, CT DEEP has adopted several NOX budget
trading programs which have progressively reduced allowances allocated
to Connecticut's NOX Budget Program sources (i.e., EGUs 15
MW and greater and certain large industrial sources) during the ozone
season (May 1 through September 30). Section 22a-174-22a limited the
ozone-season NOX emissions budget to 5,866 tons beginning in
1999. Section 22a-174-22b reduced the ozone-season NOX
budget further to 4,466 tons beginning in 2003. Sections 22a-174-22a
and 22a-174-22b were superseded by Section 22a-174-22c, the CAIR
NOX Ozone Season Trading Program (approved into the
Connecticut SIP in January 2008 (73 FR 4105)). The CAIR program
includes a NOX budget for Connecticut sources of 2,691 tons
that is not to be exceeded during the ozone season.\12\
---------------------------------------------------------------------------

    \12\ The status of CAIR generally, and Connecticut Section 22a-
174-22c in particular, is complex and is discussed in detail at 78
FR 5158. Because Connecticut's proposal does not critically depend
on CAIR or Section 22a-174-22c, it is not necessary to repeat that
analysis here. For purpose of today's proposal, it suffices to note
that, while CAIR has been remanded by the Court of Appeals for the
District of Columbia Circuit, EPA has been ordered to continue to
administer CAIR until a replacement has been developed, and that
Section 22a-174-22c will remain in effect for some time.
---------------------------------------------------------------------------

    The effectiveness of the state's NOX budget trading
programs is detailed in Attachment X of CT DEEP's November 2009
Regional Haze SIP submittal. In that submittal, CT DEEP noted that
between 1994 and 2006, NOX potential emissions from all
Post-2002 NOX Budget Program sources were reduced from
89,812 tons to 34,833 tons (a difference of 54,979 tons).
    In addition to CT DEEP's demonstration that the revision of Section
22a-174-18, along with other regulations addressing SO2 and
NOX emissions, will not interfere with attainment or
maintenance of air quality standards as required by section 110(l)

of the CAA, CT DEEP notes that revised Section 22a-174-18 has improved
CT DEEP's ability to enforce visible-emissions requirements by
identifying a standardized method for determining compliance for
sources without COMS (Method 9). Notably, within six months of the
effective date of the revision (April 1, 2004), CT DEEP had taken
enforcement action against three sources based on submitted data from
COMS. These actions were resolved by orders that required the sources
to develop opacity compliance plans. Analysis by CT DEEP shows that,
between 2002 and 2008, total opacity excursions and opacity excursions
as a percent of operating hours dropped dramatically for these
facilities.
    In addition, the SIP revision requires more stringent PM emission
limits for registered (i.e., non-permitted) boilers that burn
distillate oil and natural gas than are required by the previously EPA-
approved rule. Although NSPS boilers are specifically excluded from the
opacity standards of Section 22a-174-18, they remain subject to the PM
emission standards in the state's rule that apply at all times, even
during periods of startup, shutdown, and malfunction.
    In sum, Connecticut's monitored ambient PM concentrations are well
below the NAAQS. This is attributable in large part to permanent,
federally enforceable reductions of direct and precursor particulate
emissions. Thus, Connecticut has a substantial ``margin of safety'' or
``compliance cushion'' such that small emissions increases would not
interfere with attainment or maintenance of the NAAQS. EPA concludes
that these factors, taken together, ensure that potential PM emissions
increases that could result from revisions to Section 22a-174-18 will
not interfere with attainment or maintenance of the PM10 or
PM2.5 NAAQS in Connecticut.

C. Revisions to Existing Opacity Standards

a. Alternative Emission Limitation Provisions
    Section 110(a)(2)(A) requires that SIPs contain ``enforceable
emission limitations and other control measures, means, or techniques .
. . as may be necessary or appropriate to meet the applicable
requirements of [the CAA].'' Section 302(k) defines the term ``emission
limitation'' as ``a requirement that limits the quantity, rate, or
concentration of emissions of air pollutants on a continuous basis.''
For this reason, EPA interprets the CAA to preclude SIP provisions that
include exemptions for emissions that occur during periods such as
startup, shutdown, or malfunction. While emission limitations in SIPs
must be continuous to meet CAA requirements, they do not necessarily
have to be continuous at the same level during all modes of source
operation. Thus, for example, it may be appropriate to establish an
emission limit that allows one level of emissions during ordinary day
to day source operation and a different, higher level of emissions
during other specific modes of source operation, such as during startup
or shutdown. All such limits, however, must meet basic CAA requirements
for SIP provisions.
    EPA has longstanding SIP guidance that recommends criteria relevant
to development of alternative emission limits or other control measures
that apply during specific modes of source operation such as startup
and shutdown.\13\ EPA has also recently reiterated these criteria in a
proposed rulemaking relevant to its interpretation of CAA requirements
applicable to SIP provisions.\14\ These criteria are intended to ensure
that emission limitations or other control measures or techniques in
SIPs that apply during specific modes of source operation, such as
startup or shutdown, are designed to minimize emissions in order to
provide for attainment and maintenance of the NAAQS and meet other CAA
requirements (e.g., enforceability).
---------------------------------------------------------------------------

    \13\ See Memorandum entitled ``State Implementation Plans
(SIPs): Policy Regarding Excess Emissions During Malfunctions,
Startup, and Shutdown,'' from Steven A, Herman, Assistant
Administrator for Enforcement and Compliance Assurance, and Robert
Perciasepe, Assistant Administrator for Air and Radiation, to the
Regional Administrators, Regions I-X on September 20,1999.
    \14\ See, ``State Implementation Plans; Response to Petition for
Rulemaking; Findings of Substantial Inadequacy; and SIP Calls to
Amend Provisions Applying to Excess Emissions During Periods of
Startup, Shutdown, and Malfunction; Proposed Rule,'' 78 FR 12459
(Feb, 22, 2013).
---------------------------------------------------------------------------

    Therefore, EPA will analyze the alternative emission limit
established by CT DEEP in Section 22a-174-18(j)(1) for facilities with
COMS according to the specific criteria enumerated in EPA's guidance
for such SIP provisions. Because the alternative emission limitation
applies during startup, shutdown, stack testing, soot-blowing, fuel
switching or sudden load changes, EPA will evaluate the revision with
respect to these modes of source operation. Each of the seven (7)
criteria is discussed below.

(1) The revision must be limited to specific, narrowly defined source
categories using specific control strategies (e.g., cogeneration
facilities burning natural gas and using selective catalytic reduction
(SCR))
    As described in IV.1 and as listed in Table 1 above, the specific
source categories eligible to use the alternate emission limits under
Section 22a-174-18(j)(1) include sources (mostly EGUs) with a capacity
greater than 250 MMBtu/hr that are not subject to the federal NSPS set
forth in 40 CFR part 60. The universe of existing sources affected by
this revision is listed in Table 1. Most of the units in Table 1 use
some combination of electrostatic precipitators, selective non-
catalytic reduction, and/or low NOX burners. Two of the
affected units, (Montville Station 4 and Montville Station
6) do not have control measures comparable to the other
sources, but they are subject to numerical PM emission limitations in
the SIP and in their permits. Operators of these units use best
engineering practices to ensure compliance with the SIP. This entails
optimizing the fuel-to-air ratio in a manner that minimizes emissions.
As discussed under criterion (3) below, optimization is more difficult
to achieve during startup, shutdown, stack testing, soot-blowing, fuel
switching or sudden load changes.

(2) Use of the control strategy for this source category must be
technically infeasible during startup, shutdown, or other periods
    CT DEEP established a workgroup in 1997 to recommend visible-
emissions limits for a small number of sources (see Table 1). See
letter to EPA dated January 14, 2013, in the docket for today's action
summarizing workgroup effort. The workgroup considered technical issues
that make it difficult for some facilities to consistently meet opacity
limits that apply during normal steady-state operating conditions
(i.e., 20 percent during any 6-minute block average or 40 percent
during any one-minute block average) during periods such as startup and
shutdown. For example, combustion turbines may have higher emissions
during startup than during steady-state operation, and post-combustion
control systems, such as Selective Catalytic Reduction (SCR) systems
for reducing NOX (a precursor of PM2.5), work
most effectively after operating temperatures are reached. In addition,
the duration of an individual startup event, and the emissions levels
during such an event, depend on the amount of time since a unit has
operated, with cold startups (about 3 days since shutdown) resulting in
higher initial emission levels than warm or hot startups. Such factual
considerations are appropriate for

consideration in establishing an alternative emission limit that
applies during such periods in a SIP provision, as long as the limit
meets other CAA requirements.
    In addition to startup and shutdown operations, Section 22a-174-
18(j)(1) allows for an alternative emission limit during these other
types of operations: Stack testing, soot-blowing, fuel switching or
sudden load changes. Sudden load changes are similar to startup and
shutdown operations in that the emission unit is subject to large load
swings during a short time period, which makes it difficult to optimize
unit operation, and can lead to short-term higher emission rates.
    Fuel switching can also result in short-term emission increases.
For example, fuel switching in a combustion unit makes it difficult to
optimize the oxygen/fuel ratio for efficiency as well as for minimizing
emissions. The sources currently subject to 22a-174-18(j)(1) are
combustion units that produce steam. These types of units operate by
injecting more air than is required for stoichiometric purposes for
complete combustion. However, there is a balance regarding how much
excess air can be added without adversely impacting emissions and
efficiency. Too much excess air generally results in increases in
NOX, whereas not enough excess air can result in unburned
carbon. Sudden changes in operation due to fuel switching can make it
difficult for a source to optimize its operations by changing the air-
to-fuel ratio. For soot blowing, a facility injects high-pressure steam
into a combustion unit in order to clean the outside of the steam
tubes. The injection of steam dramatically increases water vapor in the
combustion unit. Water vapor can interfere with the opacity reading in
EPA's performance specifications for COMS, causing a higher opacity
reading than would be obtained using EPA's Reference Method 9 for
opacity.

(3) The frequency and duration of operation in startup, shutdown, or
other modes must be minimized to the maximum extent practicable
    The frequency and duration of periods of startup, shutdown, stack
testing, soot-blowing, fuel switching or sudden load changes depend on
the type, age, and operational characteristics of a given combustion
unit. For example, modern combined-cycle units generally have shorter
startup times than older units and can respond more quickly to load
changes than older units. As noted above, the duration of operation in
startup or shutdown mode depends on whether a unit is single-cycle or
combined-cycle, and whether the startup is a cold, warm, or hot
startup, with higher emissions levels and longer startup times
generally associated with cold startups.
    As discussed under criterion (2) above, other modes of operation,
including stack testing, soot-blowing, fuel switching or sudden load
changes can also result in short-term higher emission levels and
operational difficulties. Operators of the units listed in Table 1 use
best engineering practices to optimize the fuel-to-air ratio in a
manner that minimizes emissions.
    Based on COMS data (1-minute and 6-minute averages) for the
combustion units listed in Table 1, as well as on information about the
make, model, age, and operation of the units, the aforementioned
workgroup recommended a 60 percent opacity limit (during any 6-minute
block average) for periods of startup, shutdown, stack testing, soot-
blowing, fuel switching or sudden load change.\15\
---------------------------------------------------------------------------

    \15\ During CT DEEP's public comment period for Section 22a-174-
18, one commenter argued that the 60 percent opacity limit over a 6-
minute average was excessively stringent. The commenter noted that
power boilers can be subject to malfunctions such as a boiler tube
blowout, a precipitator fire or a plugged oil gun, and that in such
events, equipment operators must shut the unit down as quickly as
possible, but safely. The commenter argued that in certain cases,
shutdown may take longer than six minutes, and that a 60% opacity
limit over a 6-minute period ``could force the operators to bring
the unit's load down too quickly, possibly causing additional damage
to the equipment and jeopardizing personal safety.'' CT DEEP Hearing
Report (Apr. 29, 2003), at 21-22. After considering this comment, CT
DEEP decided to retain the 60% opacity limit in its final rule.
---------------------------------------------------------------------------

    In its revised regulation, to minimize the frequency and duration
of operation in a startup, shutdown, stack testing, soot-blowing, fuel
switching or sudden load change mode, CT DEEP set a strict limit on the
cumulative amount of time per calendar quarter (less than 11 hours)
that a facility can be subject to the alternative emission limit under
Section 22a-174-18(j)(1). The recordkeeping and reporting requirements
in sections 22a-174-4 and 22a-174-7, which are proposed for approval
herein, will serve to assure that these sources will be subject to the
alternative emission limit only during the relevant periods and within
the applicable time.

(4) As part of its justification of the SIP revision, the state should
analyze the potential worst-case emissions that could occur during
startup and shutdown
    CT DEEP's workgroup (described above) determined the periods of
highest opacity, which represent worst-case conditions, based on
submitted COMS data from 20 combustion units in various state
locations. These periods tend to occur during periods of startup,
shutdown, and other specific modes of operation described in Section
22a-174-18(j)(1).
    The worst-case emissions scenario that could occur during startup
and shutdown would be if all twelve of the subject units (see Table 1)
simultaneously emitted at the maximum allowed under Section 22a-174-
18(j)(1)'s alternative emission limit by all (1) Engaging in startup,
shutdown, or other listed modes of operation, (2) for the same full
nearly-11-hour period, and (3) at the uppermost allowed 60% opacity.
Even under this worst-case emissions scenario, however, emissions would
continue to be limited by the federally applicable PM emissions
standards in Section 22a-174-18(e), which apply at all modes of
operation, including startup and shutdown.
    In such a worst-case scenario, the applicable PM emissions
standards would be 0.20 pounds of particulate matter per million BTU of
heat input for the one subject unit (Bridgeport Harbor 3)
authorized to burn coal, 0.14 pounds of particulate matter per million
BTU for the ten subject units authorized to burn residual oil, and 0.10
pounds of particulate matter per million BTU for the subject unit
(Pfizer 5) that by order can only combust natural gas. These
PM emissions limits are federally enforceable under the CAA, and apply
during startup, shutdown, or other modes of source operation. Thus,
they represent the worst-case emissions scenario under Section 22a-174-
18(j)(1)'s alternative emissions limit. In sum, the likely worst-case
emissions scenario would be that, for a simultaneous period of almost
11 hours in a given calendar quarter, all twelve subject sources emit
at 60% opacity, with ten units emitting 0.14 pounds of particulate
matter per million BTU, one unit emitting 0.20 pounds of particulate
matter per million BTU, and one unit emitting 0.10 pounds of
particulate matter per million BTU.
    Even under this worst-case scenario, various other federally
enforceable restrictions ensure that overall PM emissions in
Connecticut keep ambient PM levels well below all federal PM NAAQS.
These other restrictions, the state emissions inventories, and an
analysis of ambient concentration trends are explained in detail in
Section IV.A of this document. In the event that these elevated
emissions were to cause future violations of the PM NAAQS, EPA has
additional authorities under the CAA to address any such potential
problems.

(5) All possible steps must be taken to minimize the impact of
emissions during startup and shutdown on ambient air quality
    RCSA Section 22a-174-4, which is proposed for approval herein,
requires submission of all COMS data quarterly, along with a quarterly
quality-assurance audit, which can occur at any time, including
startup, shutdown, stack testing, soot-blowing, fuel switching or
sudden load periods. This regulation also requires submission of
corrective actions for a failed audit.
    In addition, the exception in Section 22a-174-18(j)(1) is designed
to minimize emissions during startup, shutdown, stack testing, soot-
blowing, fuel switching or sudden load change. The operator must limit
the time period during which the alternative emission limit applies to
less than 11 hours per calendar quarter, and must limit opacity levels
during such periods to no more than 60% opacity during any 6-minute
block average. Furthermore, the PM emissions standards in Section 22a-
174-18(e) continue to apply during startup, shutdown, stack testing,
soot-blowing, fuel switching or sudden load change.

(6) At all times, the facility must be operated in a manner consistent
with good practice for minimizing emissions, and the source must have
used best efforts regarding planning, design, and operating procedures
to meet the otherwise applicable emission limitation
    The alternative emission limit in Section 22a-174-18(j)(1) is
designed to minimize emissions at all times by limiting the time period
during which the higher opacity limits are used on a calendar quarter
basis, and by limiting opacity emissions during periods when the
alternative emission limit applies to 60% opacity during any 6-minute
block average. As discussed under criterion (2) above, during startup,
shutdown and other modes of operation, including stack testing, soot-
blowing, fuel switching or sudden load changes, operators of all the
units listed in Table 1 use best engineering practices to optimize the
fuel-to-air ratio in a manner that minimizes emissions.

(7) The owner or operator's actions during startup, shutdown, or other
periods must be documented by properly signed, contemporaneous
operating logs, or other relevant evidence
    RCSA section 22a-174-4 requires all sources with COMS to submit
quarterly reports to CT DEEP. These reports must contain all relevant
information for determining compliance with emissions limits, including
information for periods when a source claims to have been operating in
one of the modes stated in 22a-174-18(j)(1) (i.e., startup, shutdown,
stack testing, soot-blowing, fuel switching or sudden load change).
During these periods, opacity readings may be above 40% but, for
compliance, must be less than 60% (for 6-minute block averages). The
COMS data from the affected sources is available to verify the opacity
during the different modes of source operation during the relevant
periods and, thus, provide a mechanism for compliance assurance. In
addition, all of the sources that are regulated by 22a-174-18(j)(1) are
also regulated by 22a-174-33 for Connecticut's title V program. This
means that all of the quarterly reports must be signed by a responsible
official and are subject to the due diligence clause of title V of the
CAA.
b. Withdrawn Malfunction Emission Limit Provision
    CT DEEP's December 1, 2004 SIP submittal included a provision that
provides an alternative emission limit for sources during malfunctions.
(Section 22a-174-18(j)(1)). However, on July 8, 2013, CT DEEP sent a
letter to EPA withdrawing Section 22a-174-18(j)(1) to the extent that
it applies to malfunction.
c. Exclusion of Sources Subject to NSPS
    In addition to revising applicable emission limits, Connecticut's
SIP revision also removes certain sources from coverage under existing
SIP opacity standards if those sources are also separately regulated
under existing EPA NSPS regulations. EPA notes that one practical
effect of this revision is that these sources will now only be subject
to the existing opacity limits of NSPS regulations and that within
these regulations there may be exemptions from emission limits for
excess emissions during certain startup, shutdown, or malfunction
events. The decision of the U.S. Court of Appeals for the District of
Columbia has indicated that exemptions from emission limitations during
such periods are not consistent with the requirements of the CAA, in
particular with the requirements of section 112 and section 302. See
Sierra Club v. Johnson, 551 F.3d 1019 (D.C. Cir. 2008). EPA has
concluded that such exemptions from emission limitations are also
inappropriate in NSPS regulations under section 111. Accordingly, new
NSPS regulations promulgated by EPA do not have such exemptions.\16\
---------------------------------------------------------------------------

    \16\ See, e.g., National Emissions Standards for Hazardous Air
Pollutants from Portland Cement Manufacturing Industry and Standards
of Performance for Portland Cement Plants, 75 FR 54970 (Sept. 9,
2010).
---------------------------------------------------------------------------

    EPA has long interpreted the CAA to prohibit exemptions for excess
emissions during startup, shutdown, and malfunction in SIP provisions.
Since 1982, EPA guidance has stated that such exemptions are
inconsistent with CAA requirements for SIPs.\17\ That guidance was
reiterated in 1983, 1999, and 2001.\18\ EPA has applied this guidance
in numerous actions on SIP revisions and courts have upheld this
interpretation of the CAA.\19\ In addition, EPA recently proposed
action upon a petition for rulemaking in which it reiterated this
guidance for SIP provisions.\20\ Because of the implications with
respect to treatment of excess emissions from the sources that
Connecticut is excluding from coverage under the SIP opacity standards,
EPA also evaluated whether this revision is consistent with fundamental
CAA requirements for purposes of SIP provisions, beyond the issue of
potential impacts on attainment and maintenance of the NAAQS for
purposes of section 110(l) discussed above. EPA specifically considered
whether relying on existing NSPS regulations in lieu of the prior SIP
emission limitation for visible emissions is inconsistent with CAA
requirements governing SIP provisions.
---------------------------------------------------------------------------

    \17\ See, Memorandum entitled ``Policy on Excess Emissions
During Startup, Shutdown, Maintenance, and Malfunctions,'' from
Kathleen M. Bennett, Assistant Administrator for Air, Noise, and
Radiation, to the Regional Administrators, Regions I-X on Sept. 28,
1982.
    \18\ EPA's 1999 guidance addressed this issue most
comprehensively. See, Memorandum entitled State Implementation Plans
(SIPs): Policy Regarding Excess Emissions During Malfunctions,
Startup, and Shutdown,'' from Steven A. Herman, Assistant
Administrator for Enforcement and Compliance Assurance, and Robert
Perciasepe, Assistant Administrator for Air and Radiation, to the
Regional Administrators, Regions I-X on Sept. 20, 1999.
    \19\ See, e.g., Michigan Dept. of Envt. Quality v. Browner, 230
F.3d 181 (6th Cir, 2000).
    \20\ See, ``State Implementation Plans: Response to Petition for
Rulemaking; Findings of Substantial Inadequacy; and SIP Calls to
Amend Provisions Applying to Excess Emissions During Periods of
Startup, Shutdown, and Malfunction; Proposed Rule,'' 78 FR 12460
(Feb. 22, 2013). EPA notes that the comment period on that proposal
has closed and that it is not reopening comment on that proposal
here.
---------------------------------------------------------------------------

    As noted above, NSPS subparts Db and Dc apply to the sources that
the state is removing from coverage under the SIP for purposes of
opacity standards. These NSPS currently contain exemptions for excess
emissions during startup, shutdown, and

malfunction. These subparts were originally promulgated in the 1980s
and apply to sources that were constructed, modified, or reconstructed
since 1984 or 1989, respectively. Thus, these NSPS predate the court's
decision in Sierra Club v. EPA, and have not been revised, and the
existing sources would likely not be affected by any future revisions
to the NSPS with respect to opacity standards for new sources. Section
22a-174-18(j)(2) of CT DEEP's revised regulation exempts sources that
are separately subject to NSPS visible emissions standards from any
SIP-based visible emissions standards. EPA evaluated Section 22a-174-
18(j)(2) to determine whether this revision to exclude these sources
from coverage is consistent with CAA requirements for SIP provisions,
and, in particular, if it is consistent with CAA Section 110(a)(2)(A)'s
requirement for ``emission limitations,'' which Section 302(k) defines
as limiting emissions ``on a continuous basis.''
    In this context, we have determined that Section 22a-174-18(j)(2)
is best analyzed not as an exemption for emission from sources during
startup, shutdown, and malfunction for Subpart Db and Dc boilers in a
SIP provision, but rather as an exclusion for a category of sources
(i.e., sources subject to NSPS visibility standards) from SIP
visibility standards.\21\ In other words, CT DEEP's revision is best
seen not as exempting these sources from Section 110 visibility limits
in particular circumstances that may raise questions under Section
110(a)(2)(A) and Section 302(k), but rather as exempting these sources
from Section 110 visibility limits altogether because they are
regulated by Section 111 visibility limits. Section 22a-174-18(j)(2),
therefore, does not interfere with Section 110(a)(2)(A)'s requirement
that emission limitations must apply on a continuous basis. Our
approval of CT DEEP's revision to exclude these sources from the SIP
opacity standards, therefore, does not suggest that CT DEEP could add
new exemptions for excess emissions from startup, shutdown, or
malfunction events to its SIP. Rather, it means only that EPA has
determined that it is within CT DEEP's discretion to structure its SIP
and determine which sources require SIP opacity limits, and, for the
reasons discussed earlier, EPA has concluded that the pre-existing
opacity limits are not necessary for these sources to ensure that
Connecticut meets the NAAQS and other applicable CAA requirements.
---------------------------------------------------------------------------

    \21\ Moreover, as noted above, SIP particulate emissions
standards apply to these sources at all times.
---------------------------------------------------------------------------

    EPA emphasizes that approval of the revision to Connecticut's SIP
to exclude certain sources from coverage under a SIP emission limit
when such sources are separately covered by an NSPS does not constitute
approval of the NSPS, and any exemptions they may contain, into the
state's SIP. Approval of new SIP provisions with such exemptions into
the SIP would be inconsistent with CAA requirements for SIP. Instead,
EPA believes that Connecticut has adequately addressed the requirements
of section 110(l) to justify exclusion of these sources from coverage
under the SIP opacity standards.

D. Regional Haze

    Connecticut's Regional Haze program is based on reasonable progress
goals (RPGs) for Class I areas for each (approximately) 10-year
planning period, and an alternative to BART demonstration that relies
on SO2 emission reductions required by RCSA Section 22a-174-
19a (Control of Sulfur Dioxide Emissions from Power Plant and Other
Large Stationary Sources of Air Pollution) and on NOX
emissions reductions required by Section 22a-174-22 (Control of
Nitrogen Oxide Emissions), as well as Section 22a-174-22c
(Connecticut's CAIR rule). See 77 FR 17367 and 78 FR 5158. Also see
descriptions of these RCSA Sections below.
    As set forth in more detail at 77 FR 17367, actual emissions of
SO2 from all post-2002 NOX Budget Program sources
are estimated to have been reduced from 35,625 tpy in 2001 to 7,146 tpy
in 2006, a reduction of 28,479 tpy. The significant reduction in actual
SO2 emissions started in 2002, the effective year of Tier 1
of Section 22a-174-19a, and continued in 2006 (Tier 2 of RCSA section
22a-174-19a was effective in 2003).
    Potential emissions of NOX from all post-2002
NOX Budget Program sources are estimated to have been
reduced from 46,188 tpy in 2002 to 34,833 tpy in 2006, a reduction of
11,355 tpy. CT DEEP attributes these reductions largely to
implementation of RCSA Sections 22a-174-22 and 22a-174-22c.
    Today's proposed approval does not modify any of the measures
relied upon in Connecticut's Regional Haze program. Furthermore, the
alternative emission limit (Section 22a-174-18 (j)(1)) has a sufficient
margin of safety, as discussed in IV.2 above, that the potential
increases attributable to CT DEEP's revised regulation would not
imperil Connecticut's trend towards meeting its RPGs.
    For the reasons discussed above, EPA concludes that revisions to
Section 22a-174-18 ``Control of Particulate Matter and Visible
Emissions,'' are approvable under section 110(l) of the CAA.

V. Proposed Action

    EPA is proposing to approve and incorporate into the Connecticut
SIP three regulations submitted by the State of Connecticut on December
1, 2004. Specifically, EPA is proposing to approve CT DEEP's revised
RCSA Section 22a-174-18 ``Control of particulate matter and visible
emissions,'' except for the phrase ``or malfunction'' in Section 22a-
174-18(j)(1) which CT DEEP has withdrawn. EPA is also proposing to
approve CT DEEP's revised RCSA Section 22a-174-4 ``Source monitoring,
record keeping and reporting,'' and Section 22a-174-7 ``Air pollution
control equipment and monitoring equipment operation.'' These latter
two regulations strengthen monitoring, record keeping, and reporting
requirements, which improve the state's ability to detect violations of
emissions limits.
    Revised Section 22a-174-18 establishes and requires limitations on
visible and PM emissions from certain stationary sources, identifies a
standardized method for determining compliance for sources without
COMS, and establishes an alternative emission limit of up to 60 percent
opacity (during any 6-minute block average) during certain modes of
operation for sources with COMS. In addition, the revised regulation
sets a strict limit on the amount of time (0.5 percent of a facility's
total operating hours during any calendar quarter) that sources with
COMS can operate under the alternative emission limit. As described
above, the state has adequately demonstrated that the revision of
Section 22a-174-18 will not interfere with attainment or maintenance of
air quality standards or other applicable CAA requirements as required
by section 110(l) of the CAA.
    EPA is soliciting public comments on the issues discussed in this
document. These comments will be considered before taking final action.

VI. Statutory and Executive Order Reviews

    Under the CAA, the Administrator is required to approve a SIP
submission that complies with the provisions of the Act and applicable
Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in
reviewing SIP submissions, EPA's role is to approve state choices,
provided that they meet the criteria of the CAA. Accordingly, this
action merely approves state law as meeting

Federal requirements and does not impose additional requirements beyond
those imposed by state law. For that reason, this action:
     Is not a ``significant regulatory action'' subject to
review by the Office of Management and Budget under Executive Order
12866 (58 FR 51735, October 4, 1993);
     does not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
     is certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
     does not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Pub. L.104-4);
     does not have Federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
     is not an economically significant regulatory action based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
     is not a significant regulatory action subject to
Executive Order 13211 (66 FR 28355, May 22, 2001);
     is not subject to requirements of Section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) because application of those requirements would be inconsistent
with the CAA; and
     does not provide EPA with the discretionary authority to
address, as appropriate, disproportionate human health or environmental
effects, using practicable and legally permissible methods, under
Executive Order 12898 (59 FR 7629, February 16, 1994).
    In addition, this proposed rule does not have tribal implications
as specified by Executive Order 13175 (65 FR 67249, November 9, 2000),
because the SIP is not approved to apply in Indian country located in
the state, and EPA notes that it will not impose substantial direct
costs on tribal governments or preempt tribal law.

List of Subjects in 40 CFR Part 52

    Environmental protection, Air pollution control, Incorporation by
reference, Intergovernmental relations, Particulate matter.

    Authority: 42 U.S.C. 7401 et seq.

    Dated: July 31, 2013.
H. Curtis Spalding,
Regional Administrator, EPA New England.
[FR Doc. 2013-19606 Filed 8-14-13; 8:45 am]
BILLING CODE 6560-50-P


[Federal Register Volume 88, Number 145 (Monday, July 31, 2023)]
[Notices]
[Page 49512]
[FR Doc No: 2023-16101]

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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-148, OMB Control No. 3235-0133]

Proposed Collection; Comment Request; Extension: Rule 17a-19 and
Form X-17A-19

Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736

    Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and
Exchange Commission (``Commission'') is soliciting comments on the
existing collection of information provided for in Rule 17a-19 (17 CFR
240.17a-19) and Form X-17A-19 under the Securities Exchange Act of 1934
(15 U.S.C. 78a et seq.). The Commission plans to submit this existing
collection of information to the Office of Management and Budget
(``OMB'') for extension and approval.
    Rule 17a-19 requires every national securities exchange and
registered national securities association to file a Form X-17A-19 with
the Commission and the Securities Investor Protection Corporation
(``SIPC'') within 5 business days of the initiation, suspension, or
termination of any member and, when terminating the membership interest
of any member, to notify that member of its obligation to file
financial reports as required by Exchange Act Rule 17a-5(b) (17 CFR
240.17a-5(b)). There are currently a total of 25 national securities
exchanges and registered national securities associations that are
potential respondents under the rule.
    Commission staff anticipates that the national securities exchanges
and registered national securities associations collectively will make
420 total filings annually pursuant to Rule 17a-19 and that each filing
will take approximately 15 minutes. The total reporting burden is
estimated to be approximately 105 total annual hours.
    Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted by
September 29, 2023.
    An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
    Please direct your written comments to: David Bottom, Director/
Chief Information Officer, Securities and Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington, DC 20549, or send an email to:
[email protected].

    Dated: July 25, 2023.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-16101 Filed 7-28-23; 8:45 am]
BILLING CODE 8011-01-P