[Federal Register Volume 87, Number 204 (Monday, October 24, 2022)]
[Notices]
[Pages 64278-64279]
[FR Doc No: 2022-22977]

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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-606, OMB Control No. 3235-0670]

Proposed Collection; Comment Request; Extension: Rule 201 and
Rule 200(g) of Regulation SHO

Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736

    Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) (``PRA''), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 201 (17 CFR 242.201) and
Rule 200(g) (17 CFR 242.200(g)) under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.). The Commission plans to submit this
existing collection of information to the Office of Management and
Budget (``OMB'') for extension and approval.
    Rule 201 is a short sale-related circuit breaker rule that, if
triggered, imposes a restriction on the prices at which securities may
be sold short. Rule 200(g) provides that a broker-dealer may mark
certain qualifying sell orders ``short exempt.'' The information
collected under Rule 201's written policies and procedures requirement
applicable to trading centers, the written policies and procedures
requirement of the broker-dealer provision of Rule 201(c), the written
policies and procedures requirement of the riskless principal provision
of Rule 201(d)(6), and the ``short exempt'' marking requirement of Rule
200(g) enable the Commission and self-regulatory organizations
(``SROs'') to examine and monitor for compliance with the requirements
of Rule 201 and Rule 200(g).
    In addition, the information collected under Rule 201's written
policies and procedures requirement applicable to trading centers help
ensure that trading centers do not execute or display any impermissibly
priced short sale orders, unless an order is marked ``short exempt,''
in accordance with the Rule's requirements. Similarly, the information
collected under the written policies and procedures requirement of the
broker-dealer provision of Rule 201(c) and the riskless principal
provision of Rule 201(d)(6) help to ensure that broker-dealers comply
with the requirements of these provisions. The information collected
pursuant to the ``short exempt'' marking requirement of Rule 200(g)
also provides an indication to a trading center when it must execute or
display a short sale order without regard to whether the short sale
order is at a price that is less than or equal to the current national
best bid.
    It is estimated that SRO and non-SRO respondents registered with
the Commission and subject to the collection of information
requirements of Rule 201 and Rule 200(g) incur an aggregate annual
burden of 1,556,049 hours to comply with the Rules and an aggregate
annual external cost of $370,933.
    Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or

other forms of information technology. Consideration will be given to
comments and suggestions submitted in writing by December 23, 2022.
    An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
    Please direct your written comments to: David Bottom, Director/
Chief Information Officer, Securities and Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington, DC 20549, or send an email to:
[email protected].

    Dated: October 18, 2022.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2022-22977 Filed 10-21-22; 8:45 am]
BILLING CODE 8011-01-P


[Federal Register: August 14, 2009 (Volume 74, Number 156)]
[Rules and Regulations]
[Page 41056-41059]
[DOCID:fr14au09-10]

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DEPARTMENT OF HOMELAND SECURITY

Federal Emergency Management Agency

44 CFR Part 64

[Docket ID FEMA-2008-0020; Internal Agency Docket No. FEMA-8087]

Suspension of Community Eligibility

AGENCY: Federal Emergency Management Agency, DHS.

ACTION: Final rule.

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SUMMARY: This rule identifies communities, where the sale of flood
insurance has been authorized under the National Flood Insurance
Program (NFIP), that are scheduled for suspension on the effective
dates listed within this rule because of noncompliance with the
floodplain management requirements of the program. If the Federal
Emergency Management Agency (FEMA) receives documentation that the
community has adopted the required floodplain management measures prior
to the effective suspension date given in this rule, the suspension
will not occur and a notice of this will be provided by publication in
the Federal Register on a subsequent date.

DATES: Effective Dates: The effective date of each community's
scheduled suspension is the third date (``Susp.'') listed in the third
column of the following tables.

FOR FURTHER INFORMATION CONTACT: If you want to determine whether a
particular community was suspended on the suspension date or for
further information, contact David Stearrett, Mitigation Directorate,
Federal Emergency Management Agency, 500 C Street, SW., Washington, DC
20472,<PHONE_NUMBER>.

SUPPLEMENTARY INFORMATION: The NFIP enables property owners to purchase
flood insurance which is generally not otherwise available. In return,
communities agree to adopt and administer local floodplain management
aimed at protecting lives and new construction from future flooding.
Section 1315 of the National Flood Insurance Act of 1968, as amended,
42 U.S.C. 4022, prohibits flood insurance coverage as authorized under
the NFIP, 42 U.S.C. 4001 et seq.; unless an appropriate public body
adopts adequate floodplain management measures with effective
enforcement measures. The communities listed in this document no longer
meet that statutory requirement for compliance with program
regulations, 44 CFR part 59. Accordingly, the communities will be
suspended on the effective date in the third column. As of that date,
flood insurance will no longer be available in the community. However,
some of these communities may adopt and submit the required
documentation of legally enforceable floodplain management measures
after this rule is published but prior to the actual suspension date.
These communities will not be suspended and will continue their
eligibility for the sale of insurance. A notice withdrawing the
suspension of the communities will be published in the Federal
Register.
    In addition, FEMA has identified the Special Flood Hazard Areas
(SFHAs) in these communities by publishing a Flood Insurance Rate Map
(FIRM). The date of the FIRM, if one has been published, is indicated
in the fourth column of the table. No direct Federal financial
assistance (except assistance pursuant to the Robert T. Stafford
Disaster Relief and Emergency Assistance Act not in connection with a
flood) may legally be provided for construction or acquisition of
buildings in identified SFHAs for communities not participating in the
NFIP and identified for more than a year, on FEMA's initial flood
insurance map of the community as having flood-prone areas (section
202(a) of the Flood Disaster Protection Act of 1973, 42 U.S.C. 4106(a),
as amended). This prohibition against certain types of Federal
assistance becomes effective for the communities listed on the date
shown in the last column. The Administrator finds that notice and
public comment under 5 U.S.C. 553(b) are impracticable and unnecessary
because communities listed in this final rule have been adequately
notified.
    Each community receives 6-month, 90-day, and 30-day notification
letters addressed to the Chief Executive Officer stating that the
community will be suspended unless the required floodplain management
measures are met prior to the effective suspension date. Since these
notifications were made, this final rule may take effect within less
than 30 days.
    National Environmental Policy Act. This rule is categorically
excluded from the requirements of 44 CFR part 10, Environmental
Considerations. No environmental impact assessment has been prepared.
    Regulatory Flexibility Act. The Administrator has determined that
this rule is exempt from the requirements of the Regulatory Flexibility
Act because the National Flood Insurance Act of 1968, as amended, 42
U.S.C. 4022, prohibits flood insurance coverage unless an appropriate
public body adopts adequate floodplain management measures with
effective enforcement measures. The communities listed no longer comply
with the statutory requirements, and after the effective date, flood
insurance will no longer be available in the communities unless
remedial action takes place.
    Regulatory Classification. This final rule is not a significant
regulatory action under the criteria of section 3(f) of Executive Order
12866 of September 30, 1993, Regulatory Planning and Review, 58 FR
51735.
    Executive Order 13132, Federalism. This rule involves no policies
that have federalism implications under Executive Order 13132.
    Executive Order 12988, Civil Justice Reform. This rule meets the
applicable standards of Executive Order 12988.

    Paperwork Reduction Act. This rule does not involve any collection
of information for purposes of the Paperwork Reduction Act, 44 U.S.C.
3501 et seq.

List of Subjects in 44 CFR Part 64

    Flood insurance, Floodplains.

0
Accordingly, 44 CFR part 64 is amended as follows:

PART 64--[AMENDED]

0
1. The authority citation for part 64 continues to read as follows:

    Authority:  42 U.S.C. 4001 et seq.; Reorganization Plan No. 3 of
1978, 3 CFR, 1978 Comp.; p. 329; E.O. 12127, 44 FR 19367, 3 CFR,
1979 Comp.; p. 376.

Sec.  64.6  [Amended]

0
2. The tables published under the authority of Sec.  64.6 are amended
as follows:

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                                                    Effective date
                                                    authorization/
                                     Community     cancellation of     Current effective  map       Date certain  Federal
        State and location              No.         sale of flood               date                assistance  no longer
                                                     insurance in                                    available  in SFHAs
                                                      community
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            Region III

Virginia:
    Colonial Beach, Town of,             510172  March 5, 1975,       August 18, 2009.........  August 18, 2009.
     Westmoreland County.                         Emerg; September
                                                  18, 1987, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Westmoreland County,                 510250  September 23, 1974,  ......*do...............   Do.
     Unincorporated Areas.                        Emerg; September
                                                  18, 1987, Reg;
                                                  August 18, 2009,
                                                  Susp.
            Region IV

Alabama:
    Barbour County,                      010315  January 20, 1976,    ......do................   Do.
     Unincorporated Areas.                        Emerg; January 1,
                                                  1987, Reg; August
                                                  18, 2009, Susp.
    Blue Springs, Town of,               010224  November 3, 1975,    ......do................   Do.
     Barbour County.                              Emerg; September
                                                  1, 1986, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Brent, Town of, Bibb County..        010012  November 1, 1974,    ......do................   Do.
                                                  Emerg; September
                                                  4, 1985, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Centreville, City of, Bibb           010369  May 28, 1975,        ......do................   Do.
     County.                                      Emerg; August 19,
                                                  1985, Reg; August
                                                  18, 2009, Susp.
    Clayton, Town of, Barbour            010377  April 11, 1990,      ......do................   Do.
     County.                                      Emerg; May 1,
                                                  1994, Reg; August
                                                  18, 2009, Susp.
    Clio, Town of, Barbour County        010223  December 30, 1975,   ......do................   Do.
                                                  Emerg; July 18,
                                                  1985, Reg; August
                                                  18, 2009, Susp.
    Double Springs, Town of,             010350  February 8, 1991,    ......do................   Do.
     Winston County.                              Emerg; September
                                                  1, 1991, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Eufaula, City of, Barbour            010011  April 10, 1975,      ......do................   Do.
     County.                                      Emerg; January 15,
                                                  1988, Reg; August
                                                  18, 2009, Susp.
    Haleyville, City of, Winston         010303  October 23, 1975,    ......do................   Do.
     County.                                      Emerg; June 25,
                                                  1976, Reg; August
                                                  18, 2009, Susp.
    Louisville, Town of, Barbour         010225  November 25, 1975,   ......do................   Do.
     County.                                      Emerg; September
                                                  1, 1987, Reg;
                                                  August 18, 2009,
                                                  Susp.
    West Blockton, Town of, Bibb         010014  October 24, 1974,    ......do................   Do.
     County.                                      Emerg; September
                                                  18, 1985, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Winston County,                      010304  January 14, 1991,    ......do................   Do.
     Unincorporated Areas.                        Emerg; September
                                                  1, 1991, Reg;
                                                  August 18, 2009,
                                                  Susp.
Florida:
    Kenneth, City of, Pinellas           120245  August 6, 1974,      ......do................   Do.
     County.                                      Emerg; January 16,
                                                  1981, Reg; August
                                                  18, 2009, Susp.
    Leon County, Unincorporated          120143  June 4, 1973,        ......do................   Do.
     Areas.                                       Emerg; March 3,
                                                  2000, Reg; August
                                                  18, 2009, Susp.
    Pinellas Park, City of,              120251  October 8, 1971,     ......do................   Do.
     Pinellas County.                             Emerg; August 15,
                                                  1977, Reg; August
                                                  18, 2009, Susp.
    Tallahassee, City of, Leon           120144  March 10, 1972,      ......do................   Do.
     County.                                      Emerg; December 6,
                                                  1976, Reg; August
                                                  18, 2009, Susp.
Georgia:
    Baker County, Unincorporated         130270  August 18, 1994,     ......do................   Do.
     Areas.                                       Emerg; June 19,
                                                  1997, Reg; August
                                                  18, 2009, Susp.
    Butts County, Unincorporated         130518  January 24, 1995,    ......do................   Do.
     Areas.                                       Emerg; March 18,
                                                  1996, Reg; August
                                                  18, 2009, Susp.
    Cairo, City of, Grady County.        130097  May 30, 1975,        ......do................   Do.
                                                  Emerg; September
                                                  1, 1986, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Colquitt, City of, Miller            130135  July 22, 1992,       ......do................   Do.
     County.                                      Emerg; April 1,
                                                  1993, Reg; August
                                                  18, 2009, Susp.
    Flovilla, City of, Butts             130283  July 13, 1976,       ......do................   Do.
     County.                                      Emerg; September
                                                  29, 1986, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Grady County, Unincorporated         130096  October 20, 1994,    ......do................   Do.
     Areas.                                       Emerg; April 1,
                                                  1996, Reg; August
                                                  18, 2009, Susp.
    Ideal, City of, Grady County.        130520  February 1, 1995,
                                                  Emerg; April 3,
                                                  1996, Reg; August
                                                  18, 2009, Susp.
    Jackson, City of, Butts              130222  July 8, 1975,        ......do................   Do.
     County.                                      Emerg; September
                                                  29, 1986, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Jenkinsburg, Town of, Butts          130525  January 3, 2001,     ......do................   Do.
     County.                                      Emerg; NA, Reg;
                                                  August 18, 2009,
                                                  Susp.

    Macon County, Unincorporated         130506  September 22, 1994,  ......do................   Do.
     Areas.                                       Emerg; April 3,
                                                  1996, Reg; August
                                                  18, 2009, Susp.
    Marshallville, Town of, Macon        130536  NA, Emerg; March     ......do................   Do.
     County.                                      19, 1999, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Miller County, Unincorporated        130134  November 29, 1994,   ......do................   Do.
     Areas.                                       Emerg; NA, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Montezuma, City of, Macon            130136  February 21, 1975,   ......do................   Do.
     County.                                      Emerg; August 1,
                                                  1986, Reg; August
                                                  18, 2009, Susp.
    Newton, City of, Baker County        130004  May 29, 1975,        ......do................   Do.
                                                  Emerg; September
                                                  1, 1986, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Oglethorpe, City of, Macon           130133  February 22, 1975,   ......do................   Do.
     County.                                      Emerg; September
                                                  29, 1986, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Unified Government of,               135268  February 27, 2006,   ......do................   Do.
     Webster County.                              Emerg; NA, Reg;
                                                  August 18, 2009,
                                                  Susp.
North Carolina:
    Mount Airy, City of, Surry           370226  May 28, 1975,        ......do................   Do.
     County.                                      Emerg; December 1,
                                                  1981, Reg; August
                                                  18, 2009, Susp.
    Surry County, Unincorporated         370364  November 9, 1979,    ......do................   Do.
     Areas.                                       Emerg; December 1,
                                                  1981, Reg; August
                                                  18, 2009, Susp.

             Region V
Illinois:
    Bluffs, Village of, Scott            170608  April 28, 1983,      ......do................   Do.
     County.                                      Emerg; April 28,
                                                  1983, Reg; August
                                                  18, 2009, Susp.
    Meredosia, Village of, Morgan        170517  March 13, 1974,      ......do................   Do.
     County.                                      Emerg; April 15,
                                                  1982, Reg; August
                                                  18, 2009, Susp.
    Morgan County, Unincorporated        170903  April 4, 1979,       ......do................   Do.
     Areas.                                       Emerg; January 17,
                                                  1986, Reg; August
                                                  18, 2009, Susp.
Ohio:
    Ashland County,                      390759  April 20, 1982,      ......do................   Do.
     Unincorporated Areas.                        Emerg; January 1,
                                                  1988, Reg; August
                                                  18, 2009, Susp.
    Creston, Village of, Wayne           390575  NA, Emerg; October   ......do................   Do.
     County.                                      17, 1994, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Perrysville, Village of,             390730  April 6, 1976,       ......do................   Do.
     Ashland County.                              Emerg; August 1,
                                                  1987, Reg; August
                                                  18, 2009, Susp.
    Streetsboro, City of, Portage        390797  April 16, 1976,      ......do................   Do.
     County.                                      Emerg; December
                                                  18, 1984, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Windham, Village of, Portage         390459  October 14, 1976,    ......do................   Do.
     County.                                      Emerg; December
                                                  14, 1979, Reg;
                                                  August 18, 2009,
                                                  Susp.
Wisconsin:
    Bellevue, Village of, Brown          550627  NA, Emerg; February  ......do................   Do.
     County.                                      9, 2005, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Brown County, Unincorporated         550020  March 10, 1972,      ......do................   Do.
     Areas.                                       Emerg; April 17,
                                                  1978, Reg; August
                                                  18, 2009, Susp.
    De Pere, City of, Brown              550021  June 12, 1975,       ......do................   Do.
     County.                                      Emerg; July 2,
                                                  1981, Reg; August
                                                  18, 2009, Susp.
    Green Bay, City of, Brown            550022  August 30, 1974,     ......do................   Do.
     County.                                      Emerg; September
                                                  30, 1977, Reg;
                                                  August 18, 2009,
                                                  Susp.
    Pulaski, Village of, Brown           550024  February 27, 1976,   ......do................   Do.
     County.                                      Emerg; August 3,
                                                  1981, Reg; August
                                                  18, 2009, Susp.

            Region VII

Kansas:
    Basehor, City of, Leavenworth        200187  August 6, 1975,      ......do................   Do.
     County.                                      Emerg; December 7,
                                                  1984, Reg; August
                                                  18, 2009, Susp.
    Leavenworth, City of,                200190  May 1, 1973, Emerg;  ......do................   Do.
     Leavenworth County.                          January 5, 1978,
                                                  Reg; August 18,
                                                  2009, Susp.
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*do = Ditto.
Code for reading third column: Emerg.--Emergency; Reg.--Regular; Susp.--Suspension.

    Dated: August 11, 2009.
Deborah Ingram,
Acting Deputy Assistant Administrator for Mitigation, Mitigation
Directorate.
[FR Doc. E9-19540 Filed 8-13-09; 8:45 am]

BILLING CODE 9110-12-P