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58 Fed. Reg. I (1993), Wednesday,
      January 13, 1993, pages 4059 - 4294
Number
      Index for Volume 58

  <INPUT
            id=searched_text type=hidden value=0 name=searched_text>

copyright 2007 W.S.Hein


[Federal Register Volume 76, Number 65 (Tuesday, April 5, 2011)]
[Notices]
[Page 18768]
[FR Doc No: 2011-7968]

-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2011-N-0002]

Cellular, Tissue, and Gene Therapies Advisory Committee; Notice
of Meeting

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

    This notice announces a forthcoming meeting of a public advisory
committee of the Food and Drug Administration (FDA). At least one
portion of the meeting will be closed to the public.
    Name of Committee: Cellular, Tissue, and Gene Therapies Advisory
Committee.
    General Function of the Committee: To provide advice and
recommendations to the Agency on FDA's regulatory issues.
    Date and Time: The meeting will be held on May 31, 2011, from 2:30
p.m. to 6:15 p.m.
    Location: National Institutes of Health (NIH) Campus, 29 Lincoln
Dr., Bldg. 29B, Conference Rooms A and B, Bethesda, MD 20892.
    The public is welcome to attend the meeting at NIH, Building 29B,
Conference Rooms A and B, where a speakerphone will be provided. Public
participation in the meeting is limited to the use of the speakerphone
in the conference room. Important information about transportation and
directions to the NIH campus, parking, and security procedures is
available on the Internet at http://www.nih.gov/about/visitor/index.htm. (FDA has verified the Web site address, but FDA is not
responsible for any subsequent changes to the Web site after this
document publishes in the Federal Register.) Visitors must show two
forms of identification, one of which must be a government-issued photo
identification such as a Federal employee badge, driver's license,
passport, green card, etc. Detailed information about security
procedures is located at http://www.nih.gov/about/visitorsecurity.htm.
Due to the limited available parking, visitors are encouraged to use
public transportation.
    Contact Person: Gail Dapolito or Sheryl Clark (HFM-71), Center for
Biologics Evaluation and Research, Food and Drug Administration, 1401
Rockville Pike, Rockville, MD 20852,<PHONE_NUMBER>, or FDA Advisory
Committee Information Line, 1-800-741-8138<PHONE_NUMBER> in the
Washington, DC area), and follow the prompts to the desired center or
product area. Please call the Information Line for up-to-date
information on this meeting. A notice in the Federal Register about
last minute modifications that impact a previously announced advisory
committee meeting cannot always be published quickly enough to provide
timely notice. Therefore, you should always check the Agency's Web site
and call the appropriate advisory committee hot line/phone line to
learn about possible modifications before coming to the meeting.
    Agenda: On May 31, 2011, the committee will meet in open session to
hear brief overviews of research programs in the Laboratory of
Biochemistry, Division of Therapeutic Proteins, Center for Drug
Evaluation and Research; and the Laboratory of Cell Biology, the
Laboratory of Molecular and Developmental Immunology, the Laboratory of
Molecular Oncology, Division of Monoclonal Antibodies, Center for Drug
Evaluation and Research.
    FDA intends to make background material available to the public no
later than 2 business days before the meeting. If FDA is unable to post
the background material on its Web site prior to the meeting, the
background material will be made publicly available at the location of
the advisory committee meeting, and the background material will be
posted on FDA's Web site after the meeting. Background material is
available at http://www.fda.gov/AdvisoryCommittees/Calendar/default.htm. Scroll down to the appropriate advisory committee link.
    Procedure: On May 31, 2011, from 2:30 p.m. to approximately 5:15
p.m., the meeting is open to the public. Interested persons may present
data, information, or views, orally or in writing, on issues pending
before the committee. Written submissions may be made to the contact
person on or before May 24, 2011. Oral presentations from the public
will be scheduled between approximately 4:15 p.m. and 5:15 p.m. Those
individuals interested in making formal oral presentations should
notify the contact person and submit a brief statement of the general
nature of the evidence or arguments they wish to present, the names and
addresses of proposed participants, and an indication of the
approximate time requested to make their presentation on or before May
16, 2011. Time allotted for each presentation may be limited. If the
number of registrants requesting to speak is greater than can be
reasonably accommodated during the scheduled open public hearing
session, FDA may conduct a lottery to determine the speakers for the
scheduled open public hearing session. The contact person will notify
interested persons regarding their request to speak by May 17, 2011.
    Closed Committee Deliberations: On May 31, 2011, from 5:15 p.m. to
6:15 p.m., the meeting will be closed to permit discussion where
disclosure would constitute a clearly unwarranted invasion of personal
privacy (5 U.S.C. 552b(c)(6)). The committee will discuss a report of
intramural research programs and make recommendations regarding
personnel staffing decisions.
    Persons attending FDA's advisory committee meetings are advised
that the Agency is not responsible for providing access to electrical
outlets.
    FDA welcomes the attendance of the public at its advisory committee
meetings and will make every effort to accommodate persons with
physical disabilities or special needs. If you require special
accommodations due to a disability, please contact Gail Dapolito at
least 7 days in advance of the meeting.
    FDA is committed to the orderly conduct of its advisory committee
meetings. Please visit our Web site at http://www.fda.gov/AdvisoryCommittees/AboutAdvisoryCommittees/ucm111462.htm for procedures
on public conduct during advisory committee meetings.
    Notice of this meeting is given under the Federal Advisory
Committee Act (5 U.S.C. app. 2).

    Dated: March 30, 2011.
Leslie Kux,
Acting Assistant Commissioner for Policy.
[FR Doc. 2011-7968 Filed 4-4-11; 8:45 am]
BILLING CODE 4160-01-P


[Federal Register Volume 80, Number 247 (Thursday, December 24, 2015)]
[Notices]
[Pages 80408-80414]
[FR Doc No: 2015-32389]

-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-76693; File No. SR-BX-2015-079]

Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of
Filing and Immediate Effectiveness of Proposed Rule Change To Establish
Fees and Rebates Related to BX Price Improvement Auction (PRISM)

December 18, 2015.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on December 11, 2015, NASDAQ OMX BX, Inc. (``BX'' or ``Exchange'')
filed with the Securities and Exchange Commission (``SEC'' or
``Commission'') the proposed rule change as described in Items I, II,
and III, below, which Items have been prepared by the Exchange. The
Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change

    The Exchange proposes to amend its Options Pricing at Chapter XV,
Section 2, entitled ``BX Options Market--Fees and Rebates,'' which
governs pricing for BX members using the BX Options Market (``BX
Options''). The Exchange proposes to adopt new subsection (5) to add
fees and rebates for BX Price Improvement Auction (``PRISM''), which is
a mechanism for price improvement on BX Options (``Price Improvement
Mechanism'').
    The text of the proposed rule change is available on the Exchange's
Web site at http://nasdaqomxbx.cchwallstreet.com/, at the principal
office of the Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend its Chapter XV, Section 2 to adopt
new subsection (5) to add fees and rebates for PRISM.
    Effective on or about November 16, 2015, BX Options is introducing
PRISM, which is codified in BX Chapter VI, Section 9 (also known as the
``PRISM Rule'').\3\ PRISM is a Price Improvement Mechanism for all-
electronic BX Options whereby a buy and sell order may be submitted in
one order message to initiate an auction at a `stop price' and seek
potential price improvement. Options are traded electronically on BX
Options, and all options participants may respond to a PRISM
Auction,\4\ the duration of which will be set at 200 milliseconds.\5\
PRISM includes auto-match functionality in which a Participant (an
``Initiating Participant'') may electronically submit for execution an
order it represents as agent on behalf of customer,\6\ broker dealer,
or any other entity (``PRISM Order'') against principal interest or
against any other order it represents as agent (an ``Initiating
Order'') provided it submits the PRISM Order for electronic execution
into the PRISM Auction pursuant to Chapter VI, Section 9.\7\ The PRISM
Rule describes the circumstances under which an Initiating Participant
may initiate an Auction. A PRISM Order that is for a Non-Customer
(account of a broker-dealer or any other person or entity that is not a
Public Customer) is always required to improve the same side of the BX
BBO even if there is no resting limit order on the book. PRISM Orders
that do not comply with the requirements set forth in the PRISM Rule
are not eligible to initiate an Auction and will be immediately
cancelled. Also, PRISM Orders submitted at or before the opening of
trading are not eligible to initiate an Auction and will be rejected.
PRISM Orders submitted during the final two seconds of the trading
session in the

affected series are not eligible to initiate an Auction and will be
immediately cancelled. Finally, an Initiating Order may not be a
solicited order for the account of any BX Options Market Maker assigned
in the affected series.\8\
---------------------------------------------------------------------------

    \3\ See Securities Exchange Act Release Nos. 76301 (October 29,
2015), 80 FR 68347 (November 4, 2015) (SR-BX-2015-032) (approval
order) (``PRISM Approval''); and 75827 (September 3, 2015), 80 FR
54601 (September 10, 2015) (SR-BX-2015-032) (``PRISM Filing''). In
the PRISM Approval the Exchange noted that it will file a rule
change separately with the Commission to remove Price Improving and
Post-Only Order types from its Rules. The Exchange will not commence
offering BX PRISM until such time as it has an effective and
operative rule in place from the Commission to remove Price
Improving and Post-Only Orders and removes the ability to submit
Price Improving and Post-Only Orders into the auction. In the event
the Exchange determines to amend its order types to allow the entry
of non-displayed order types, e.g. Price Improving or Post-Only
Orders, the Exchange will file a proposed rule change pursuant to
Section 19(b)(2) with the Commission to seek approval for such rule
change. See also Options Technical Update #2015-6.
    \4\ PRISM Auction eligibility requirements and the early
conclusion of the PRISM Auction are, with certain other PRISM
features, subject to a pilot program scheduled to expire July 18,
2016. See BX Chapter VI, Section 9.
    \5\ Other exchanges that have price improvement auctions have
developed different durations. See, e.g., CBOE Rule 6.74A(b)(1)(C)
(CBOE's AIM auction has a duration of one second); and BOX Rule
7150(f)(1) (BOX's PIP auction has a duration of one hundred
milliseconds, commencing on the dissemination of the PIP broadcast).
    \6\ The term ``Customer'' is defined below for purposes of this
fee proposal.
    \7\ BX PRISM will only conduct an auction for simple (non-
complex) Orders.
    \8\ See BX Chapter VI, Section 9(i)(C) through (G).
---------------------------------------------------------------------------

    The Exchange believes that the PRISM Auction will be beneficial to
market participants, and in particular will encourage BX Market Makers
\9\ to quote at the National Best Bid or Offer (``NBBO'') with
additional size and thereby result in tighter and deeper markets,
resulting in more liquidity on BX. Specifically, by offering BX Market
Makers the ability to receive priority in the proposed allocation
during the PRISM Auction up to the size of their quote, a BX Market
Maker will be encouraged to quote with additional size outside of the
PRISM Auction at the best and most aggressive prices. BX believes that
this incentive may result in a narrowing of quotes and thus further
enhance BX's market quality. BX believes that PRISM will encourage BX
Market Makers to compete vigorously to provide the opportunity for
price improvement in a competitive auction process.\10\
---------------------------------------------------------------------------

    \9\ BX Options Market Makers may also be referred to as ``Market
Makers''. The term ``BX Options Market Maker'' means a Participant
that has registered as a Market Maker on BX Options pursuant to
Chapter VII, Section 2, and must also remain in good standing
pursuant to Chapter VII, Section 4. In order to receive Market Maker
pricing in all securities, the Participant must be registered as a
BX Options Market Maker in at least one security.
    \10\ For purposes of brevity, the Exchange does not endeavor to
describe all the nuances of PRISM within this fee proposal.
Additional detail regarding PRISM can be found in PRISM Approval,
PRISM Filing, and PRISM FAQs at http://nasdaqtrader.com/content/productsservices/trading/PRISMFAQs.pdf.
---------------------------------------------------------------------------

    This proposal establishes the fee and rebate structure for PRISM
(per contract), in particular two new fees and one new rebate. These
would apply to Customers,\11\ BX Options Market Makers,\12\ and Non-
Customers:
---------------------------------------------------------------------------

    \11\ The term ``Customer'' or (``C'') applies to any transaction
that is identified by a Participant for clearing in the Customer
range at The Options Clearing Corporation (``OCC'') which is not for
the account of broker or dealer or for the account of a
``Professional'' (as that term is defined in Chapter I, Section
1(a)(48)).
    \12\ BX Options Market Makers may also be referred to as
``Market Makers''. The term ``BX Options Market Maker'' or (``M'')
means a Participant that has registered as a Market Maker on BX
Options pursuant to Chapter VII, Section 2, and must also remain in
good standing pursuant to Chapter VII, Section 4. In order to
receive Market Maker pricing in all securities, the Participant must
be registered as a BX Options Market Maker in at least one security.
---------------------------------------------------------------------------

    Change 1. The Exchange proposes to establish fees for Submitted
PRISM Order \13\ (Agency Order and Contra-Side Order).
---------------------------------------------------------------------------

    \13\ This relates to a market participant submitting an order
into the PRISM Auction.
---------------------------------------------------------------------------

    Change 2. The Exchange proposes to establish fees for Responded to
PRISM Auction \14\ (Penny Classes \15\ and non-Penny Classes).
---------------------------------------------------------------------------

    \14\ This relates to a market participant responding to a PRISM
Auction.
    \15\ Penny Classes are options listed pursuant to the Penny
Pilot, which was established in June 2012 and extended in 2015. See
Securities Exchange Act Release Nos. 67256 (June 26, 2012), 77 FR
39277 (July 2, 2012) (SR-BX-2012-030) (order approving BX option
rules and establishing Penny Pilot); and 75326 (June 29, 2015), 80
FR 38481 (July 6, 2015) (SR-BX-2015-037) (notice of filing and
immediate effectiveness extending the Penny Pilot through June 30,
2016).
---------------------------------------------------------------------------

    Change 3. The Exchange proposes to establish rebates for PRISM
Order Traded With PRISM Response.\16\
---------------------------------------------------------------------------

    \16\ This relates to a market participant submitting a PRISM
Order pursuant to a PRISM Auction and the PRISM Order trading with
(or being ``contra to'') PRISM Response. The rebate discussed is
similar to the Miami International Securities Exchange (``MIAX'')
PRIME break-up rebate. MIAX PRIME is, as discussed, similar in in
nature to PRISM.
---------------------------------------------------------------------------

    Each specific change is described in detail below.
Change 1--Fees for Submitted PRISM Order: Agency Order and Contra-Side
Order
    For Submitted PRISM Order the Exchange is proposing to establish
fees for Agency Order (per contract), and fees for Contra-Side Order
(per contract). Currently, the Exchange has no such fees.
    The fees for Submitted PRISM Order will range from $0.00 to $0.30
for Agency Order. The fees for Submitted PRISM Order will range from
$0.00 to $0.05 for Contra-Side Order. Specifically, for Submitted PRISM
Order proposed Chapter XV, Section 2 subsection (5) will state that for
Customer there will be no fee ($0.00) for Agency Order and no fee
($0.00) for Contra-Side Order. Subsection (5) will state that for BX
Options Market Maker there will be a $0.30 fee for Agency Order and a
$0.05 fee for Contra-Side Order. Subsection (5) will state that for
Non-Customer there will be a $0.30 fee for Agency Order and a $0.05 fee
for Contra-Side Order.
Change 2--Fees for Responded to PRISM Auction: Penny Classes and Non-
Penny Classes
    For Responded to PRISM Auction the Exchange is proposing to
establish fees for Penny Classes (per contract), and fees for non-Penny
Classes (per contract). Currently, the Exchange has no such fees.
    The fees for Responded to PRISM Auction will be $0.49 (per executed
contract) for Penny Classes. The fees for Responded to PRISM Auction
will be $0.94 (per executed contract) for non-Penny Classes.
Specifically, for Responded to PRISM Auction proposed Chapter XV,
Section 2 subsection (5) will state that for Customer there will be a
$0.49 fee for Penny Classes and a $0.94 fee for non-Penny Classes.
Subsection (5) will state that for BX Options Market Maker there will
be a $0.49 fee for Penny Classes and a $0.94 fee for non-Penny Classes.
Subsection (5) will state that for Non-Customer there will be a $0.49
fee for Penny Classes and a $0.94 fee for non-Penny Classes.
Change 3--Rebates for PRISM Order Traded With PRISM Response: Penny
Classes and Non-Penny Classes
    For PRISM Order Traded with PRISM Response the Exchange is
proposing to establish rebates for Penny Classes (per contract), and
rebates for non-Penny Classes (per contract). Currently, the Exchange
has no such rebates. These rebates would be applied in conjunction with
the Agency Order fees that the Submitted PRISM Order is assessed.
    The rebates for PRISM Order Traded with PRISM Response will range
from $0.00 to $0.35 for Penny Classes. The rebates for PRISM Order
Traded with PRISM Response will range from $0.00 to $0.70 for non-Penny
Classes. Only Customers will get rebates. Specifically, for PRISM Order
Traded with PRISM Response proposed Chapter XV, Section 2 subsection
(5) will state that for Customer there will be a $0.35 rebate for Penny
Classes and a $0.70 rebate for non-Penny Classes. Subsection (5) will
state that for BX Options Market Maker and for Non-Customer there will
be no rebate ($0.00) for Penny Classes and no rebate ($0.00) for non-
Penny Classes.
    BX will apply the rebate to market participants that submitted a
PRISM Order pursuant to a PRISM Auction and the PRISM Order Traded with
PRISM Response. Moreover, the Agency Order fee for Submitted PRISM
Order, which is discussed in Change 1 above, will be applicable to any
contract(s) for which a rebate is provided (whether $0.00 or otherwise
in the fees and rebates schedule) \17\ for PRISM Order Traded with
PRISM Response.
---------------------------------------------------------------------------

    \17\ Also known as fee and rebate schedule.
---------------------------------------------------------------------------

Example 1
    A Customer PRISM Agency Order in a Penny Class (one contract)
trades against a PRISM Response in a Penny Class (one contract). The
Customer Agency Order is assessed a fee of $0.00 and given a rebate of
$0.35 for a total

rebate of $0.35 (fee $0.00 + rebate $0.35). The market participant that
Responded to PRISM Auction will be assessed a fee of $0.49.
Example 2
    A Non-Customer PRISM Agency Order in a Penny Class (one contract)
trades against a PRISM Response in a Penny Class (one contract). The
Non-Customer Agency Order is assessed a fee of $0.30 and given a rebate
of $0.00 for a total fee of $0.30 (fee $0.30 + rebate $0.00). The
market participant that Responded to PRISM Auction will be assessed a
fee of $0.49.
    As proposed, Chapter XV, Section 2 subsection (5) will read as
follows:
    (5) Fees and rebates for BX Price Improvement Auction (``PRISM'')

                                         Fees and Rebates (Per Contact)
----------------------------------------------------------------------------------------------------------------
                                     Submitted PRISM  order      Responded to PRISM      PRISM order traded with
                                               fee                   auction fee          PRISM response rebate
    Type of market participants    -----------------------------------------------------------------------------
                                       Agency    Contra-side     Penny      Non-penny      Penny      Non-penny
                                       order        order       classes      classes      classes      classes
----------------------------------------------------------------------------------------------------------------
Customer..........................        $0.00        $0.00        $0.49        $0.94        $0.35        $0.70
BX Options Market Maker...........         0.30         0.05         0.49         0.94         0.00         0.00
Non-Customer......................         0.30         0.05         0.49         0.94         0.00         0.00
----------------------------------------------------------------------------------------------------------------
BX will apply the rebate to market participants that submitted a PRISM Order pursuant to a PRISM Auction and the
  PRISM Order Traded with PRISM Response. The Agency Order fee for Submitted PRISM Order will be applicable to
  any contract(s) for which a rebate is provided (whether $0.00 or otherwise in this fees and rebates schedule)
  for PRISM Order Traded with PRISM Response.

    The Exchange is adopting these fees and rebates at this time
because it believes that they will allow the Exchange to recoup some of
the costs associated with PRISM, which promotes price improvement to
the benefit of market participants, while also incentivizing the use of
PRISM.
2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent
with the provisions of Section 6 of the Act,\18\ in general, and with
Section 6(b)(4) and 6(b)(5) of the Act,\19\ in particular, in that it
provides for the equitable allocation of reasonable dues, fees and
other charges among members and issuers and other persons using any
facility or system which the Exchange operates or controls, and is not
designed to permit unfair discrimination between customers, issuers,
brokers, or dealers.
---------------------------------------------------------------------------

    \18\ 15 U.S.C. 78f.
    \19\ 15 U.S.C. 78f(b)(4) and (5).
---------------------------------------------------------------------------

    The Commission and the courts have repeatedly expressed their
preference for competition over regulatory intervention in determining
prices, products, and services in the securities markets. In Regulation
NMS, for example, the Commission indicated that market forces should
generally determine the price of non-core market data because national
market system regulation ``has been remarkably successful in promoting
market competition in its broader forms that are most important to
investors and listed companies.'' \20\ Likewise, in NetCoalition v.
NYSE Arca, Inc.\21\ (``NetCoalition'') the D.C. Circuit upheld the
Commission's use of a market-based approach in evaluating the fairness
of market data fees against a challenge claiming that Congress mandated
a cost-based approach.\22\ As the court emphasized, the Commission
``intended in Regulation NMS that `market forces, rather than
regulatory requirements' play a role in determining the market data . .
. to be made available to investors and at what cost.'' \23\
---------------------------------------------------------------------------

    \20\ Securities Exchange Act Release No. 51808 at 37499 (June 9,
2005) (``Regulation NMS Adopting Release'').
    \21\ NetCoalition v. NYSE Arca, Inc. 615 F.3d 525 (D.C. Cir.
2010).
    \22\ See NetCoalition, at 534.
    \23\ Id. at 537.
---------------------------------------------------------------------------

    Further, ``[n]o one disputes that competition for order flow is
`fierce.' . . . As the SEC explained, `[i]n the U.S. national market
system, buyers and sellers of securities, and the broker-dealers that
act as their order-routing agents, have a wide range of choices of
where to route orders for execution'; [and] `no exchange can afford to
take its market share percentages for granted' because `no exchange
possesses a monopoly, regulatory or otherwise, in the execution of
order flow from broker dealers'. . .'' \24\ Although the court and the
SEC were discussing the cash equities markets, the Exchange believes
that these views apply with equal force to the options markets.
---------------------------------------------------------------------------

    \24\ Id. at 539 (quoting ArcaBook Order, 73 FR at 74782-74783).
---------------------------------------------------------------------------

    The Exchange's proposal establishes fees and rebates regarding
PRISM, which promotes price improvement to the benefit of market
participants. The Exchange believes that PRISM will encourage market
participants, and in particular BX Market Makers, to compete vigorously
to provide the opportunity for price improvement in a competitive
auction process. The Exchange believes that its proposal will allow the
Exchange to recoup costs associated with PRISM while also incentivizing
its use.
Change 1--Fees for Submitted PRISM Order: Agency Order and Contra-Side
Order
    For Submitted PRISM Order, establishing that there will be no fee
for Customer for Agency Order, while establishing a $0.30 fee per
contract for BX Options Market Maker for Agency Order and a $0.30 fee
per contract for Non-Customer for Agency Order, is reasonable because
it encourages the desired Customer behavior. The fee is also reasonable
because the associated revenue will allow the Exchange to maintain and
enhance its services. For Submitted PRISM Order, establishing no
Customer fee, while establishing a $0.05 fee per contract for BX
Options Market Maker for Contra-Side Order and a $0.05 fee per contract
fee for Non-Customer for Contra-Side Order, is reasonable because it
encourages the desired Customer behavior. The fee is also reasonable
because the associated revenue will allow the Exchange to maintain and
enhance its services.
    Assessing Customers a lesser fee for Agency Order and for Contra-
Side Order (in both cases $0.00) is reasonable because of the
desirability of Customer activity. The proposed new fees and rebates
for PRISM schedule is set up to encourage greater Customer trade volume
to the Exchange. Customer activity enhances liquidity on the Exchange
for the benefit of all market participants and benefits all market
participants by providing more trading

opportunities, which attracts market makers. An increase in the
activity of these market participants in turn facilitates tighter
spreads, which may cause an additional corresponding increase in order
flow from other market participants. The practice of incentivizing
increased Customer order flow through a fee and rebate schedule in
order to attract professional liquidity providers (market-makers) is,
and has been, commonly practiced in the options markets.\25\ The
proposed fee and rebate schedule similarly attracts Customer order
flow.
---------------------------------------------------------------------------

    \25\ See, e.g., MIAX Fee Schedule, NYSE Arca Fee Schedule,
Nasdaq Options Market (``NOM'') Fee Schedule.
---------------------------------------------------------------------------

    The proposed fee and rebate schedule is reasonably designed because
it is within the range of fees and rebates assessed by other exchanges
employing similar fee structures for price improvement mechanisms.\26\
Other competing exchanges offer different fees and rebates for agency
orders, contra-side order, and responders to the auction in a manner
similar to the proposal.\27\ Other competing exchanges also charge
different rates for transactions in their price improvement mechanisms
for customers versus their non-customers in a manner similar to the
proposal.\28\ As proposed, all applicable fees and rebates are within
the range of fees and rebates for executions in price improvement
mechanisms assessed by other exchanges employing similar fee structures
for price improvement mechanisms.
---------------------------------------------------------------------------

    \26\ See MIAX Fee Schedule; and Securities Exchange Act Release
No. 72943 (August 28, 2014), 80 FR 52785 (September 4, 2014) (SR-
MIAX-2015-45) (notice of filing and immediate effectiveness
regarding MIAX PRIME). See also, e.g., NYSE Amex Options Fee
Schedule; International Securities Exchange Fee Schedule; and BOX
Options Exchange Fee Schedule.
    \27\ Id.
    \28\ Id.
---------------------------------------------------------------------------

    The fee and rebate schedule as proposed continues to reflect
differentiation among different market participants typically found in
options fee and rebate schedules.\29\ The Exchange believes that the
differentiation is reasonable and notes that unlike others (e.g.
Customers) some market participants like BX Options Market Makers
commit to various obligations. For example, transactions of a BX Market
Maker must constitute a course of dealings reasonably calculated to
contribute to the maintenance of a fair and orderly market, and Market
Makers should not make bids or offers or enter into transactions that
are inconsistent with such course of dealings. Further, all Market
Makers are designated as specialists on BX for all purposes under the
Act or rules thereunder.\30\
---------------------------------------------------------------------------

    \29\ See, e.g., NOM Chapter XV, Section 2 and BX Chapter XV,
Section 2. See also MIAX Fee Schedule.
    \30\ See Chapter VII, Section 5, entitled ``Obligations of
Market Makers''.
---------------------------------------------------------------------------

    For Submitted PRISM Order, establishing no fee for Customer (Agency
Order and Contra-Side Order) and a fee for BX Market Maker and Non-
Customer (Agency Order and Contra-Side Order) is equitable and not
unfairly discriminatory. This is because the Exchange's proposal to
assess such fee will apply the same to all similarly situated
participants. Moreover, all similarly situated Submitted PRISM Orders
are subject to the same proposed fee schedule, and access to the
Exchange is offered on terms that are not unfairly discriminatory. In
addition, fees for Submitted Prism Order are equitable and not unfairly
discriminatory because, while each market participant (Customer, BX
Options Market Maker, non-Customer) is assessed a fee the Customer fee
is lowest because an increase in Customer order flow will bring greater
volume and liquidity, which benefits all market participants by
providing more trading opportunities and tighter spreads.
Change 2--Fees for Responded to PRISM Auction: Penny Classes and Non-
Penny Classes
    For Responded to PRISM Auction, establishing that there will be a
$0.49 fee per contract for Customer for Agency Order, and the same fee
for BX Options Market Maker and for Non-Customer for Agency Order, is
reasonable because the associated revenue will allow the Exchange to
maintain and enhance its services. The practice of incentivizing
increased Customer order flow through a fee and rebate schedule in
order to attract professional liquidity providers (market-makers) is,
and has been, commonly practiced in the options markets.\31\ The
proposed fee and rebate schedule similarly attracts Customer order
flow.
---------------------------------------------------------------------------

    \31\ See MIAX Fee Schedule, NYSE Arca Fee Schedule, NOM Fee
Schedule.
---------------------------------------------------------------------------

    The proposed fee and rebate schedule is reasonably designed because
it is within the range of fees and rebates assessed by other exchanges
employing similar fee structures for price improvement mechanisms.\32\
Other competing exchanges offer different fees and rebates for agency
orders, contra-side order, and responders to the auction in a manner
similar to the proposal.\33\ Other competing exchanges also charge
different rates for transactions in their price improvement mechanisms
for customers versus their non-customers in a manner similar to the
proposal.\34\ As proposed, all applicable fees and rebates are within
the range of fees and rebates for executions in price improvement
mechanisms assessed by other exchanges employing similar fee structures
for price improvement mechanisms.
---------------------------------------------------------------------------

    \32\ See MIAX Fee Schedule; and Securities Exchange Act Release
No. 72943 (August 28, 2014), 80 FR 52785 (September 4, 2014) (SR-
MIAX-2015-45) (notice of filing and immediate effectiveness
regarding MIAX PRIME). See also, e.g., NYSE Amex Options Fee
Schedule; International Securities Exchange Fee Schedule; and BOX
Options Exchange Fee Schedule.
    \33\ Id.
    \34\ Id.
---------------------------------------------------------------------------

    For Responded to PRISM Auction, establishing that there will be a
$0.94 fee per contract for Customer for Contra-Side Order, and the same
fee for BX Options Market Maker and for Non-Customer for Contra-Side
Order, is reasonable because the associated revenue will allow the
Exchange to maintain and enhance its services. The practice of
incentivizing increased Customer order flow through a fee and rebate
schedule in order to attract professional liquidity providers (market-
makers) is, and has been, commonly practiced in the options
markets.\35\ The proposed fee and rebate schedule similarly attracts
Customer order flow.
---------------------------------------------------------------------------

    \35\ See MIAX Fee Schedule, NYSE Arca Fee Schedule, NOM Fee
Schedule.
---------------------------------------------------------------------------

    The proposed fee and rebate schedule is reasonably designed because
it is within the range of fees and rebates assessed by other exchanges
employing similar fee structures for price improvement mechanisms.\36\
Other competing exchanges offer different fees and rebates for agency
orders, contra-side order, and responders to the auction in a manner
similar to the proposal.\37\ Other competing exchanges also charge
different rates for transactions in their price improvement mechanisms
for customers versus their non-customers in a manner similar to the
proposal.\38\ As proposed, all applicable fees and rebates are within
the range of fees and rebates for executions in price improvement
mechanisms assessed by other

exchanges employing similar fee structures for price improvement
mechanisms.
---------------------------------------------------------------------------

    \36\ See MIAX Fee Schedule; and Securities Exchange Act Release
No. 72943 (August 28, 2014), 80 FR 52785 (September 4, 2014) (SR-
MIAX-2015-45) (notice of filing and immediate effectiveness
regarding MIAX PRIME). See also, e.g., NYSE Amex Options Fee
Schedule; International Securities Exchange Fee Schedule; and BOX
Options Exchange Fee Schedule.
    \37\ Id.
    \38\ Id.
---------------------------------------------------------------------------

    For Responded to PRISM Auction, establishing a fee for Customer, BX
Market Maker and Non-Customer (Agency Order and Contra-Side Order) is
equitable and not unfairly discriminatory. This is because the
Exchange's proposal to assess such fee will apply the same to all
similarly situated participants. Moreover, all similarly situated
Submitted PRISM Orders are subject to the same proposed fee schedule,
and access to the Exchange is offered on terms that are not unfairly
discriminatory.
Change 3--Rebates for PRISM Order Traded With PRISM Response: Penny
Classes and Non-Penny Classes
    For PRISM Order Traded with PRISM Response, establishing that there
will be no rebate for BX Options Market Maker and Non-Customer for
Penny Classes, while establishing a $0.35 rebate per contract for
Customer for Penny Classes and a $0.70 rebate per contract for Customer
for non-Penny Pilot Classes, is reasonable because it encourages the
desired Customer behavior. The rebate is also reasonable because paying
the rebate only to Customers will allow the Exchange to maintain and
enhance its services. The rebate is also reasonable because paying the
rebate only to Customers will allow the Exchange to maintain and
enhance its services.\39\
---------------------------------------------------------------------------

    \39\ As noted, such rebate would be applied in conjunction with
any Agency Order fee that the Submitted PRISM Order is assessed.
---------------------------------------------------------------------------

    Offering a rebate only for Customer ($0.35 or $0.70) is reasonable
because of the significance of Customer activity. Customer activity
enhances liquidity on the Exchange for the benefit of all market
participants and benefits all market participants by providing more
trading opportunities, which attracts market makers. An increase in the
activity of these market participants in turn facilitates tighter
spreads, which may cause an additional corresponding increase in order
flow from other market participants. The practice of incentivizing
increased Customer order flow through a fee and rebate schedule in
order to attract professional liquidity providers (market-makers) is,
and has been, commonly practiced in the options markets.\40\ The
proposed fee and rebate schedule similarly attracts Customer order
flow.
---------------------------------------------------------------------------

    \40\ See MIAX Fee Schedule, NYSE Arca Fee Schedule, NOM Fee
Schedule.
---------------------------------------------------------------------------

    The proposed fee and rebate schedule is reasonably designed because
it is within the range of fees and rebates assessed by other exchanges
employing similar fee structures for price improvement mechanisms.\41\
Other competing exchanges offer different fees and rebates for agency
orders, contra-side order, and responders to the auction in a manner
similar to the proposal.\42\ Other competing exchanges also charge
different rates for transactions in their price improvement mechanisms
for customers versus their non-customers in a manner similar to the
proposal.\43\ As proposed, all applicable fees and rebates are within
the range of fees and rebates for executions in price improvement
mechanisms assessed by other exchanges employing similar fee structures
for price improvement mechanisms.
---------------------------------------------------------------------------

    \41\ See MIAX Fee Schedule; and Securities Exchange Act Release
No. 72943 (August 28, 2014), 80 FR 52785 (September 4, 2014) (SR-
MIAX-2015-45) (notice of filing and immediate effectiveness
regarding MIAX PRIME). See also, e.g., NYSE Amex Options Fee
Schedule; International Securities Exchange Fee Schedule; and BOX
Options Exchange Fee Schedule.
    \42\ Id.
    \43\ Id.
---------------------------------------------------------------------------

    For PRISM Order Traded with PRISM Response, establishing a rebate
for Customer (Penny Classes and non-Penny Classes) and no rebate for BX
Market Maker and Non-Customer (Penny Classes and non-Penny Classes) is
equitable and not unfairly discriminatory. This is because the
Exchange's proposal to pay such rebate will apply the same to all
similarly situated participants. The Exchange is adopting the proposed
fees and rebates at this time because it believes that the associated
revenue will allow it to continue and enhance PRISM, which is
beneficial to market participants. Moreover, all similarly situated
PRISM Order Traded with PRISM Response are subject to the same proposed
rebate schedule, and access to the Exchange is offered on terms that
are not unfairly discriminatory. In addition, rebates for PRISM Order
Traded with PRISM Response are equitable and not unfairly
discriminatory because, while only Customer, can earn a rebate,
Customer order flow will bring greater volume and liquidity, which
benefits all market participants by providing more trading
opportunities and tighter spreads.
    The rebate schedule as proposed continues to reflect
differentiation among different market participants typically found in
options fee and rebate schedules.\44\ The Exchange believes that the
differentiation is reasonable and notes that unlike others (e.g.
Customers) some market participants like BX Options Market Makers
commit to various obligations. For example, transactions of a BX Market
Maker must constitute a course of dealings reasonably calculated to
contribute to the maintenance of a fair and orderly market, and Market
Makers should not make bids or offers or enter into transactions that
are inconsistent with such course of dealings. Further, all Market
Makers are designated as specialists on BX for all purposes under the
Act or rules thereunder.\45\
---------------------------------------------------------------------------

    \44\ See, e.g., NOM Chapter XV, Section 2 and BX Chapter XV,
Section 2.
    \45\ See Chapter VII, Section 5, entitled ``Obligations of
Market Makers''.
---------------------------------------------------------------------------

    In sum the Exchange believes that the proposed fee and rebate
structure is designed to attract Customer liquidity, which benefits all
market participants by providing more trading opportunities. This
attracts BX Market Makers and an increase in the activity of these
market participants in turn facilitates tighter spreads, which may
cause an additional corresponding increase in order flow from other
market participants. Moreover, the Exchange believes that assessing
market participants other than Customers a higher effective rate for
certain PRISM Order transactions is reasonable, equitable, and not
unfairly discriminatory because these types of market participants are
more sophisticated and have higher levels of order flow activity and
system usage. This level of trading activity draws on a greater amount
of system resources than that of Customers, and thus, generates greater
ongoing operational costs. The proposed fees and rebates will allow it
to continue and enhance PRISM, which is beneficial to market
participants.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act. Specifically, the Exchange does
not believe that its proposal to establish fees and rebates for PRISM
will impose any burden on competition, as discussed below.
    The Exchange operates in a highly competitive market in which many
sophisticated and knowledgeable market participants can readily and do
send order flow to competing exchanges if they deem fee levels or
rebate incentives at a particular exchange to be excessive or
inadequate. Additionally, new competitors have entered the market and
still others are reportedly entering the market shortly. These market
forces ensure that the Exchange's fees and rebates remain competitive

with the fee structures at other trading platforms. In that sense, the
Exchange's proposal is actually pro-competitive because the Exchange is
simply establishing rebates and fees in order to remain competitive in
the current environment.
    The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act. In terms of inter-market
competition, the Exchange notes that it operates in a highly
competitive market in which market participants can readily favor
competing venues if they deem fee levels at a particular venue to be
excessive, or rebate opportunities available at other venues to be more
favorable. In such an environment, the Exchange must continually adjust
its fees to remain competitive with other exchanges and with
alternative trading systems that have been exempted from compliance
with the statutory standards applicable to exchanges. Because
competitors are free to modify their own fees in response, and because
market participants may readily adjust their order routing practices,
the Exchange believes that the degree to which fee changes in this
market may impose any burden on competition is extremely limited.
    In this instance, the proposed changes to the charges assessed and
credits available to member firms in respect of PRISM do not impose a
burden on competition because the Exchange's execution and routing
services are completely voluntary and subject to extensive competition
both from other exchanges and from off-exchange venues. If the changes
proposed herein are unattractive to market participants, it is likely
that the Exchange will lose market share as a result. Accordingly, the
Exchange does not believe that the proposed changes will impair the
ability of members or competing order execution venues to maintain
their competitive standing in the financial markets. Additionally, the
changes proposed herein are pro-competitive to the extent that they
continue to allow the Exchange to promote and maintain PRISM, which has
the potential to result in more efficient, price improved executions to
the benefit of market participants.
    The Exchange believes that the proposed change would increase both
inter-market and intra-market competition by incentivizing members to
direct their orders, and particularly Customer orders, to the Exchange,
which benefits all market participants by providing more trading
opportunities, which attracts market makers. To the extent that there
is a differentiation between proposed fees assessed and rebates offered
to Customers as opposed other market participants, the Exchange
believes that this is appropriate because the fees and rebate should
incentivize members to direct additional order flow to the Exchange and
thus provide additional liquidity that enhances the quality of its
markets and increases the volume of contracts traded on the Exchange.
To the extent that this purpose is achieved, all the Exchange's market
participants should benefit from the improved market liquidity.
Enhanced market quality and increased transaction volume that results
from the anticipated increase in order flow directed to the Exchange
will benefit all market participants and improve competition on the
Exchange. The Exchange notes that it operates in a highly competitive
market in which market participants can readily favor competing venues
if they deem fee levels at a particular venue to be excessive.
    The Exchange believes that the proposed fees and rebates for
participation in the PRISM Auction are not going to have an impact on
intra-market competition based on the total cost for participants to
transact as respondents to the Auction as compared to the cost for
participants to engage in non-Auction electronic transactions on the
Exchange. As noted above, the Exchange believes that the proposed
pricing for the PRISM Auction is comparable to that of other exchanges
offering similar electronic price improvement mechanisms, and the
Exchange believes that, based on experience with electronic price
improvement crossing mechanisms on other markets, market participants
understand that the price-improving benefits offered by the Auction
justify and offset the transaction costs associated with Auction. To
the extent that there is a difference between non-PRISM transactions
and PRISM transactions, the Exchange does not believe this difference
will cause participants to refrain from submitting or responding to
PRISM. In addition, the Exchange does not believe that the proposed
transaction fees and credits burden competition by creating a disparity
of transaction fees between the PRISM Order and the transaction fees a
responder pays would result in certain participants being unable to
compete with the contra side order. The Exchange expects to see robust
competition within the PRISM Auction. As discussed, the Exchange notes
that it operates in a highly competitive market in which market
participants can readily favor competing venues if they deem fee levels
at a particular venue to be excessive. In such an environment, the
Exchange must continually adjust its fees to remain competitive with
other exchanges and to attract order flow to the Exchange. The Exchange
believes that the proposed rule change reflects this competitive
environment because it establishes a fee structure in a manner that
encourages market participants to direct their order flow, to provide
liquidity, and to attract additional transaction volume to the
Exchange.

C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others

    No written comments were either solicited or received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action

    Pursuant to Section 19(b)(3)(A)(ii) of the Act,\46\ the Exchange
has designated this proposal as establishing or changing a due, fee, or
other charge imposed by the self-regulatory organization on any person,
whether or not the person is a member of the self-regulatory
organization, which renders the proposed rule change effective upon
filing.
---------------------------------------------------------------------------

    \46\ 15 U.S.C. 78s(b)(3)(A)(ii).
---------------------------------------------------------------------------

    At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is: (i)
Necessary or appropriate in the public interest; (ii) for the
protection of investors; or (iii) otherwise in furtherance of the
purposes of the Act. If the Commission takes such action, the
Commission shall institute proceedings to determine whether the
proposed rule should be approved or disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to<EMAIL_ADDRESS>Please include
File Number SR-BX-2015-079 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-BX-2015-079. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-BX-2015-079 and should be
submitted on or before January 14, 2016.

    For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\47\
---------------------------------------------------------------------------

    \47\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-32389 Filed 12-23-15; 8:45 am]
 BILLING CODE 8011-01-P


[Federal Register Volume 85, Number 91 (Monday, May 11, 2020)]
[Proposed Rules]
[Pages 27692-27693]
[FR Doc No: 2020-09186]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 573

[Docket No. FDA-2020-F-1289]

Adisseo France S.A.S.; Filing of Food Additive Petition (Animal
Use)

AGENCY: Food and Drug Administration, HHS.

ACTION: Notification; petition for rulemaking.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is announcing
that Adisseo France S.A.S. has filed a petition proposing that the food
additive regulations be amended to provide for the safe use of
selenomethionine hydroxy analogue as a source of selenium in feed for
beef and dairy cattle.

DATES: The food additive petition was filed on March 27, 2020.

ADDRESSES: For access to the docket, go to https://www.regulations.gov
and insert the docket number, found in brackets in the heading of this
document, into the ``Search'' box and follow the prompts; and/or go to
the Dockets Management Staff, 5630 Fishers Lane, Rm. 1061, Rockville,
MD 20852.

FOR FURTHER INFORMATION CONTACT: Chelsea Cerrito, Center for Veterinary
Medicine, Food and Drug Administration,7519 Standish Pl., Rockville, MD
20855,<PHONE_NUMBER><EMAIL_ADDRESS>
SUPPLEMENTARY INFORMATION: Under the Federal Food, Drug, and Cosmetic
Act (section 409(b)(5) (21 U.S.C. 348(b)(5))), notice is given that a
food additive petition (FAP 2312) has been filed by Adisseo France
S.A.S.; Immeuble Antony Parc II, 10 Place du G[eacute]n[eacute]ral de
Gaulle, 92160 Antony, France. The petition proposes to amend Title 21
of the Code of Federal Regulations (CFR) in part 573 (21 CFR part 573)
Food Additives Permitted in Feed and Drinking Water of Animals to
provide for the safe use of selenomethionine hydroxy analogue as a
source of selenium in feed for beef and dairy cattle.
    The petitioner has claimed that this action is categorically
excluded under 21 CFR 25.32(r) because it is of a type that does not
individually or cumulatively have a significant effect on the human
environment. In addition, the petitioner has stated that, to their
knowledge, no extraordinary circumstances exist. If FDA determines a
categorical exclusion applies, neither

an environmental assessment nor an environmental impact statement is
required. If FDA determines a categorical exclusion does not apply, we
will request an environmental assessment and make it available for
public inspection.

    Dated: April 24, 2020.
Lowell J. Schiller,
Principal Associate Commissioner for Policy.
[FR Doc. 2020-09186 Filed 5-8-20; 8:45 am]
 BILLING CODE 4164-01-P


[Federal Register: January 22, 2010 (Volume 75, Number 14)]
[Notices]
[Page 3721-3722]
[DOCID:fr22ja10-40]

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

Combined Notice of Filings 1

January 14, 2010.
    Take notice that the Commission received the following electric
corporate filings:
    Docket Numbers: EC10-30-000.
    Applicants: Trans Bay Cable LLC.
    Description: Supplemental Filing to Application of Trans Bay Cable
LLC.
    Filed Date: 01/13/2010.
    Accession Number: 20100113-5112.
    Comment Date: 5 p.m. Eastern Time on Wednesday, January 27, 2010.

    Take notice that the Commission received the following electric
rate filings:
    Docket Numbers: ER04-947-008; ER08-1297-004; ER02-2559-010; ER01-
1071-015; ER02-669-009; ER02-2018-010; ER01-2074-009; ER08-1293-004;
ER08-1294-004; ER05-222-006; ER00-2391-010; ER98-2494-013; ER97-3359-
015; ER06-9-010; ER09-902-002; ER00-3068-009; ER05-487-006; ER04-127-
007; ER03-34-014; ER98-3511-013; ER02-1903-011; ER99-2917-011; ER06-
1261-009; ER03-179-008; ER03-1104-011; ER03-1105-011; ER03-1332-005;
ER09-138-002; ER08-197-008; ER03-1333-006; ER03-1103-006; ER01-838-009;
ER98-3563-013; ER98-3564-014; ER03-1025-005; ER02-2120-007; ER05-714-
004; ER01-1972-009; ER98-2076-017; ER03-155-009; ER03-623-009; ER09-
1462-001; ER08-250-005; ER07-1157-005; ER04-290-005; ER02-256-002;
ER09-988-003; ER09-832-002; ER09-989-003; ER09-990-002; ER05-236-007;
ER04-187-007; ER09-1297-001; ER07-174-009; ER08-1296-004; ER07-875-004;
ER02-2166-009; ER09-901-002; ER01-2139-013; ER08-1300-004; ER09-900-
002; ER03-1375-006.
    Applicants: POSDEF Power Company, LP; Ashtabula Wind, LLC; Backbone
Mountain Windpower LLC; Badger Windpower LLC; Bayswater Peaking
Facility, LLC; Blythe Energy, LLC; Calhoun Power Company LLC; Crystal
Lake Wind, LLC; Crystal Lake Wind II, LLC; Diablo Winds, LLC; Doswell
Limited Partnership; ESI Vansycle Partners LP; Florida Power & Light
Company; FPL Energy Burleigh County Wind, LLC; FPL Energy Cape, LLC;
FPL Energy Cabazon Wind, LLC; FPL Energy Green Power Wind, LLC; FPL
Energy Hancock County Wind, LLC; FPLE Maine Hydro, LLC; FPL Energy
Marcus Hook, L.P.; FPL Energy MH50, LP; FPL Energy Mower County, LLC;
FPL Energy New Mexico Wind, LLC; FPL Energy North Dakota Wind, LLC; FPL
Energy North Dakota Wind, LLC; FPL Energy Oklahoma Wind, LLC; FPL
Energy Oliver Wind I, LLC; FPL Energy Oliver Wind II, LLC; FPL Energy
Sooner Wind, LLC; FPL Energy South Dakota Wind, LLC; FPL Energy
Vansycle LLC; FPL Energy Wyman, LLC; FPL Energy Wyman IV LLC; FPL
Energy Wyoming, LLC; FPLE Rhode Island State Energy, LP; Gexa Energy
LLC; Gray County Wind Energy, LLC; Hawkeye Power Partners LLC; High
Winds, LLC ; Jamaica Bay Peaking Facility, LLC; Lake Benton Power
Partners II, LLC; Langdon Wind, LLC; Logan Wind Energy LLC; Meyersdale
Windpower, LLC; Mill Run Windpower, LLC; NextEra Energy Power
Marketing, LLC; NextEra Energy Duane Arnold, LLC; NextEra Energy Point
Beach, LLC; NextEra Energy SeaBrook, LLC; Northeast Energy Associates,
LP; North Jersey Energy Associates, a L.P.; Northern Colorado Wind
Energy, LLC; Osceola Windpower, LLC; Osceola Windpower II, LLC; Peetz
Table Wind Energy, LLC; Pennsylvania Windfarms, Inc.; Sky River LLC;
Somerset Windpower, LLC; Story Wind, LLC; Victory Garden Phase IV, LLC;
Waymart Wind Farm L.P.
    Description: Amendment to October 30, 2009 Site Control Quarterly
Filing of FPL Group Companies.
    Filed Date: 01/13/2010.
    Accession Number: 20100113-5086.
    Comment Date: 5 p.m. Eastern Time on Wednesday, February 03, 2010.

    Docket Numbers: ER08-1360-002.
    Applicants: PacifiCorp.
    Description: PacifiCorp submits a Notice of Cancellation for Rate
Schedule FERC 279 with Utah Municipal Power Agency.
    Filed Date: 01/13/2010.
    Accession Number: 20100113-0206.
    Comment Date: 5 p.m. Eastern Time on Wednesday, February 03, 2010.

    Docket Numbers: ER10-385-001.
    Applicants: Castleton Energy Services, LLC.
    Description: Castleton Energy Services, LLC submits amended
application for market based rate authority, associated waivers,
blanket approvals, notification of price reporting status and request
for category 1 seller determination.
    Filed Date: 01/13/2010.
    Accession Number: 20100113-0207.
    Comment Date: 5 p.m. Eastern Time on Wednesday, February 03, 2010.

    Docket Numbers: ER10-425-001.
    Applicants: Oceanside Power LLC.
    Description: Oceanside Power LLC submits Amended Petition for
Acceptance of Initial Tariff, Waivers and Blanket Authority.
    Filed Date: 01/13/2010.
    Accession Number: 20100113-0212.
    Comment Date: 5 p.m. Eastern Time on Wednesday, February 03, 2010

    Docket Numbers: ER10-461-000.
    Applicants: Aquilon Power Ltd.
    Description: Aquilon Power Ltd. submits an application for
authorization to market-based sales of energy and capacity at
wholesale.
    Filed Date: 01/11/2010.
    Accession Number: 20100111-0234.
    Comment Date: 5 p.m. Eastern Time on Monday, February 01, 2010.

    Docket Numbers: ER10-472-001.
    Applicants: Katahdin Paper Company LLC.
    Description: Katahdin Paper Company LLC submits a Notice of
Cancellation re the market based rate authority.
    Filed Date: 01/13/2010.
    Accession Number: 20100113-0213.
    Comment Date: 5 p.m. Eastern Time on Wednesday, February 03, 2010.

    Docket Numbers: ER10-584-000.
    Applicants: American Transmission Company LLC.
    Description: American Transmission Company LLC submits an executed
Distribution-Transmission Interconnection Agreement with Pardeeville
Electric Utility.
    Filed Date: 01/12/2010.
    Accession Number: 20100112-0208.
    Comment Date: 5 p.m. Eastern Time on Tuesday, February 02, 2010.

    Docket Numbers: ER10-585-000.
    Applicants: ColumbiaGrid.
    Description: Avista Corporation submits amendments to the
ColumbiaGrid Planning and Expansion Functional Agreement.
    Filed Date: 01/12/2010.
    Accession Number: 20100112-0204.
    Comment Date: 5 p.m. Eastern Time on Tuesday, February 02, 2010.

    Docket Numbers: ER10-586-000.
    Applicants: Xcel Energy Services Inc.
    Description: Xcel Energy Services Inc submits Comanche 3 Test
Energy Letter Agreement as a supplement to Public Service Company of
Colorado, Second Revised Rate Schedule 52.
    Filed Date: 01/12/2010.
    Accession Number: 20100112-0205.
    Comment Date: 5 p.m. Eastern Time on Tuesday, February 02, 2010.

    Docket Numbers: ER10-587-000.
    Applicants: BNP Paribas Energy Trading GP.
    Description: BNP Paribas Energy Trading GP submits a Tariff
Amendment and Notice of Succession.
    Filed Date: 01/12/2010.
    Accession Number: 20100112-0206.
    Comment Date: 5 p.m. Eastern Time on Tuesday, February 02, 2010.

    Docket Numbers: ER10-588-000.
    Applicants: ISO New England Inc., New England Power Pool
    Description: ISO New England Inc et al. submits a new Section
III.<IP_ADDRESS> to market Rule 1.
    Filed Date: 01/12/2010.
    Accession Number: 20100112-0207.
    Comment Date: 5 p.m. Eastern Time on Tuesday, February 02, 2010.

    Docket Numbers: ER10-591-000.
    Applicants: Oklahoma Gas and Electric Company.
    Description: Oklahoma Gas and Electric Company submit Notice of
Cancellation of an Amended and Restated Electric Service Agreement,
First Revised Service Agreement No 93 with The Orlando Public Works
Authority.
    Filed Date: 01/13/2010.
    Accession Number: 20100113-0214.
    Comment Date: 5 p.m. Eastern Time on Wednesday, February 03, 2010.

    Docket Numbers: ER10-592-000.
    Applicants: Oklahoma Gas and Electric Company.
    Description: Oklahoma Gas and Electric Company submit amended and
restated electric service agreement.
    Filed Date: 01/13/2010.
    Accession Number: 20100113-0215.
    Comment Date: 5 p.m. Eastern Time on Wednesday, February 03, 2010.
    Take notice that the Commission received the following electric
reliability filings:
    Docket Numbers: RR07-14-006; RR08-6-006; RR09-9-002.
    Applicants: North American Electric Reliability Corp.
    Description: Partial Compliance Filing of the North American
Electric Reliability Corp in Response to Paragraph 36 of October 15
2009 Order on 2010 Business Plans Nad Budgets.
    Filed Date: 01/11/2010.
    Accession Number: 20100111-5142.
    Comment Date: 5 p.m. Eastern Time on Wednesday, February 10, 2010.
    Any person desiring to intervene or to protest in any of the above
proceedings must file in accordance with Rules 211 and 214 of the
Commission's Rules of Practice and Procedure (18 CFR 385.211 and
385.214) on or before 5 p.m. Eastern time on the specified comment
date. It is not necessary to separately intervene again in a subdocket
related to a compliance filing if you have previously intervened in the
same docket. Protests will be considered by the Commission in
determining the appropriate action to be taken, but will not serve to
make protestants parties to the proceeding. Anyone filing a motion to
intervene or protest must serve a copy of that document on the
Applicant. In reference to filings initiating a new proceeding,
interventions or protests submitted on or before the comment deadline
need not be served on persons other than the Applicant.
    The Commission encourages electronic submission of protests and
interventions in lieu of paper, using the FERC Online links at http://
www.ferc.gov. To facilitate electronic service, persons with Internet
access who will eFile a document and/or be listed as a contact for an
intervenor must create and validate an eRegistration account using the
eRegistration link. Select the eFiling link to log on and submit the
intervention or protests.
    Persons unable to file electronically should submit an original and
14 copies of the intervention or protest to the Federal Energy
Regulatory Commission, 888 First St., NE., Washington, DC 20426.
    The filings in the above proceedings are accessible in the
Commission's eLibrary system by clicking on the appropriate link in the
above list. They are also available for review in the Commission's
Public Reference Room in Washington, DC. There is an eSubscription link
on the Web site that enables subscribers to receive e-mail notification
when a document is added to a subscribed dockets(s). For assistance
with any FERC Online service, please e-mail<EMAIL_ADDRESS>
or call<PHONE_NUMBER> (toll free). For TTY, call<PHONE_NUMBER>.

Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2010-1109 Filed 1-21-10; 8:45 am]
BILLING CODE 6717-01-P


Placeholder for document 0286; this document is titled " California Strawberry Commission 2007 CUE Application Part 2, CUE # 04 0024" and contains Confidential Business Information.

Please contact Marta Montoro at 202 343 9321 for more information.