U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003) 	ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

GENERAL INFORMATION

PURPOSE

Form EIA-412 collects accounting, plant statistics, and transmission data from various electric industry entities in the United States. The data from this report appear in the following EIA publications: Financial Statistics of Major U.S. Publicly Owned Electric Utilities and Electric Power Annual. The data collected on this form are used to monitor the current status and trends of the electric power industry and to evaluate the future of the industry.

REQUIRED RESPONDENTS

The accounting data (Schedules 1 through 8) are to be completed by each municipality, political subdivision, State, and Federal entity engaged in the generation, transmission, or distribution of electricity, which had at least 150,000 megawatthours of sales to ultimate consumers and/or at least 150,000 megawatthours of sales for resale for each of the 2 previous years.

The plant statistics data (Schedule 9) are to be completed by each municipality, political subdivision, State, Federal, and unregulated entity operating/owning plants with a nameplate capacity of 10 megawatts or larger.

The transmission data (Schedules 10 and 11) are to be completed by each municipality, political subdivision, State, Federal, and generation and transmission cooperative owning transmission lines having a nominal voltage of 132 kilovolts or greater.

SANCTIONS

The timely submission of Form EIA-412 by those required to report is mandatory under Section 13(b) of the Federal Energy Administration Act of 1974 (FEAA) (Public Law 93-275), as amended. Failure to respond may result in a penalty of not more than $2,750 per day for each civil violation, or a fine of not more than $5,000 per day for each criminal violation. The government may bring a civil action to prohibit reporting violations, which may result in a temporary restraining order or a preliminary or permanent injunction without bond. In such civil action, the court may also issue mandatory injunctions commanding any person to comply with these reporting requirements.  Title 18 U.S.C. 1001 makes it a criminal offense for any person knowingly and willingly to make to any Agency or Department of the United States any false, fictitious, or fraudulent statements as to any matter within its jurisdiction.

METHOD OF FILING RESPONSE

Submit your data electronically over the Internet using our web-based form.  Log on to https://elecidc.eia.doe.gov/

Web-based Survey Information

EIA uses security protocols to protect the information against unauthorized access during transmission.  Facsimile and e-mail transmissions (including files attached to e-mail messages) travel over ordinary telephone lines and are not considered secure electronic methods of transmitting survey data.

For system validation instructions, log on to http://www.eia.doe.gov/cneaf/electricity/edc/contents.html

If you are having a problem with the web-based form, please try to resolve the problem by reading the Frequently Asked Questions (FAQ) document located at the above Internet location.  If the answer to your question is not in the FAQ, then contact the EIA-412 Survey Manager or our CNEAF Help Center at<PHONE_NUMBER>.

CONTACT

For questions regarding the Form EIA-412 or for additional information, contact:

Financial and Transmission Line Information

Karen McDaniel

Telephone Number:<PHONE_NUMBER>

FAX Number:<PHONE_NUMBER>

E-mail:   HYPERLINK<EMAIL_ADDRESS><EMAIL_ADDRESS>

CONFIDENTIALITY

The EIA’s provisions for confidentiality of the data elements are as follows:

The EIA is required to provide company-specific data to the Department of Justice, or to any other Federal Agency when requested for official use, which may include enforcement of Federal law. The information may also be made available, upon request, to another component of the Department of Energy (DOE); to any Committee of Congress; the General Accounting Office; or to Congressional agencies authorized by law to receive such information. A court of competent jurisdiction may obtain this information in response to an order.

The information will be kept confidential and not disclosed to the public to the extent that it satisfies the criteria for exemption in the Freedom of Information Act (FOIA), 5 U.S.C. §552, the DOE regulations 10 C.F.R. §1004.11, implementing the FOIA, and the Trade Secrets Act, 18 U.S.C. §1905.

Upon receipt of a request for this information under the FOIA, the DOE shall make a final determination whether the information is exempt from disclosure in accordance with the procedures and criteria provided in the regulations. Respondents may be asked for additional information on how release of the designated confidential information would be likely to cause substantial competitive harm. The respondents are encouraged to provide a letter with their submission of data that explains (on an element-by-element basis) the reasons why the confidential information would be likely to cause the respondent substantial competitive harm if released to the public. The letter would be kept on file to respond to requests for the information under the FOIA. A new justification is not needed each time information is submitted on an EIA form if the justification has not changed.

The information contained on this form relating to Schedule 9, lines 9 through 34, for unregulated entities will be kept confidential and not disclosed to the public to the extent that it satisfies the criteria for exemption under the Freedom of Information Act (FOIA), 5 U.S.C. §552, the DOE Regulations, 10 C.F.R. §1004.11, implementing the FOIA, and the Trade Secrets Act, 18 U.S.C., §1905. The data reported on the Form EIA-412 not specifically stated in this section as confidential are not considered to be confidential.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS

Submit the accounting data (Schedules 1 through 8) of the Form EIA-412 to the EIA within four months following the end of the financial reporting year. All reports, including Schedules 9 through 11, for the given calendar year must be submitted by April 30.

Verify all preprinted information. If incorrect, revise the incorrect entry and provide the correct information. State codes are two-letter U.S. Postal Service abbreviations. Provide any missing information. Typed or legible hand-written entries are acceptable.

The titles used in this form relate to titles in the Uniform System of Accounts Prescribed for Public Utilities and Licensees. The Uniform System of Accounts is enclosed in parentheses within the item column for the applicable lines on the Form EIA-412. The use of the Uniform System of Accounts for the reporting of data by municipalities is preferred but not required, subject to the Provisions of the Federal Power Act (18 CFR 101).  A description is located at   HYPERLINK "http://www.ferc.gov/legal/ferc-regs/acct-matts/usofa-electric.asp"  http://www.ferc.gov/legal/ferc-regs/acct-matts/usofa-electric.asp  .

Schedule 2, “Electric Balance Sheet;” Schedule 3, “Electric Income Statement;” Schedule 4, “Electric Plant;” Schedule 5, “Taxes, Tax Equivalents, Contributions, and Services During Year;” and Schedule 7, “Electric Operation and Maintenance Expenses;” should reflect only the electric portion of the entity.

Enter “NA” where the information requested is not applicable to your submission.

Enter amounts in whole numbers only.

These data elements should have the following relationships:

	Item			Instruction

	Schedule 2, line 1	                 Must equal Schedule 4, line 14, column e

	Schedule 3, line 1	                 Must include only revenue from sales to ultimate consumers and sales for resale

	Schedule 3, line 2	                 Must equal Schedule 7, line 14, column b

	Schedule 3, line 3	                 Must equal Schedule 7, line 14, column c

	Schedule 3, line 6	                 Must equal Schedule 5, line 3

	Schedule 7, line 5, Cols. b, d       Must equal Schedule 8, line 36 (Total), column g

For plants operated by a publicly owned or Federal entity, the following data element relationships should be evaluated for Schedules 7 and 9:

	Item			Instruction

	Schedule 7, line 1, column a	Must be greater than or equal to the sum of Schedule 9, line 16, for all steam plants reported.

	Schedule 7, line 2, column a	Must be greater than or equal to the sum of Schedule 9, line 16, for all nuclear plants reported.

	Schedule 7, line 4, column a	Must be greater than or equal to the sum of Schedule 9, line 16, for all other plants reported.

	Schedule 7, lines 1-4, column b	Must be greater than or equal to the sum of Schedule 9, lines 1-27, for all plants reported.

	Schedule 7, lines 1-4, column c	Must be greater than or equal to the sum of Schedule 9, lines 28-32, for all plants reported.

	Schedule 7, lines 1-4, column d	Must be greater than or equal to the sum of Schedule 9, line 33, for all plants reported.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS (CONTINUED)

Specific Instructions

Schedule 2. Electric Balance Sheet

Refer to the Uniform System of Accounts Prescribed for Public Utilities and Licensees for the accounts listed in parentheses.

Emission allowances traded under provisions of the Clean Air Act Amendments of 1990 should be reported in Account 186, “Miscellaneous Deferred Debits,” included in line 26, Miscellaneous Debt, Research and Development Expenses, and Unamortized Losses, or in Account 253, “Other Deferred Credits,” included in line 50, Other Deferred Credits. Each allowance traded should be footnoted on Schedule 12.

Schedule 3. Electric Income Statement

Refer to the Uniform System of Accounts Prescribed for Public Utilities and Licensees for the accounts listed in parentheses.

Schedule 4. Electric Plant

Refer to the Uniform System of Accounts Prescribed for Public Utilities and Licensees for the accounts listed in parentheses.

For lines 11, 12, and 13, column “a” is Balance Beginning of Year and column “e” is Balance End of Year.  These amounts do not have to be equal.

Schedule 5. Taxes, Tax Equivalents, Contributions, and Services During Year

Enter the information called for on contributions and services to the municipality or other government units by the electric company and, conversely, by those bodies to the electric company. Do not include (a) loans and advances which are subject to repayment or which bear interest, (b) payment in retirement of loans or advances previously made, or (c) contributions by the municipality of funds or property, which are of the nature of investment in the electric company department.

Enter as “Taxes” the amounts due on the operations of the electric department. Exclude gasoline and other sales taxes, which are included in the transportation and materials.

Information entered as “Taxes” refers to the Uniform System of Accounts number 408.1, 408.2, 409.1, and 409.2 and includes social security and unemployment compensation. However, if your company allocates these taxes as operating expenses to the electric department, do not include these taxes on this schedule and indicate amounts in a footnote on Schedule 12.

Schedule 6. Sales of Electricity for Resale (Account 447)

Enter all sales for resale (i.e., sales to purchasers other than ultimate consumers) transacted on a settlement basis other than power exchanges during the year. Do not enter exchanges of electricity (i.e., transactions involving a balancing of debits and credits for energy, capacity, etc.) or any settlements for imbalanced exchanges on this schedule. Power exchanges and imbalanced exchanges should be reported on Schedule 9.

For column a, Sales Made To, enter the name of the purchaser. Do not abbreviate or truncate the name, or use any acronyms. Explain in a footnote any ownership interest or affiliation the respondent has with the purchaser.

For column b, Type Code, enter “FP” for firm power supplied for system requirements of the purchaser (including unit power provided on condition that a specific generating unit is available for production), “NF” for non-firm power supplied without capacity (i.e., interruptible that replaced other energy available), or “OT” for other capacity and/or energy provided, including need to satisfy operating reserve obligations.

For column c, Electricity Sold, enter the megawatthours shown on bills submitted to the purchaser.

For column d, Annual Maximum Demand, enter megawatts. Footnote on Schedule 12 if shown in megavoltamperes.

For column e, Demand Charges, enter demand charges in dollars.

For column f, Energy, Other Charges, enter the total of any other types of charges, including out-of-period adjustments.

For column g, Total Revenues or Settlement, enter the total charges shown on the bill to the purchaser, which is the sum of columns e and f.

Schedule 7. Electric Operation and Maintenance Expenses

Refer to the Uniform System of Accounts Prescribed for Public Utilities and Licensees for the accounts listed in parentheses.

For line 18, column d, enter the data on all electric company employees for the payroll period ending nearest October 31, or any payroll period ending 60 days before or after October 31. The number of employees assignable to the electric department from joint functions of combination companies may be determined by estimate, on the basis of employee equivalents. Show the estimated number of equivalent employees attributed to the electric department from joint functions.

If the respondent payroll for the reporting period includes any special construction personnel, include such employees on line 17, column d, and show the number of such special construction employees in a footnote on Schedule 12.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS (CONTINUED)

Specific Instructions

Schedule 8. Purchased Power (Account 555) and Power Exchanges

Enter all power purchases made during the year. Also, report exchanges of electricity (i.e., transactions involving a balancing of debits and credits for energy, capacity, etc.) and any settlements for imbalanced exchanges.

For column a, Purchased From/Exchanges/Net Settlements, enter the name of the seller or other party in an exchange transaction. Do not abbreviate or truncate the name, or use any acronyms. Explain in a footnote on Schedule 12 any ownership interest or affiliation the respondent has with the seller.

For column b, Type Code, enter “FP” for firm power supplied for system requirements of the purchaser (including unit power provided on condition that a specific generating unit is available for production and emergency power that included a demand charge); “NF” for non-firm power supplied without capacity (i.e., interruptible that replaced other energy available), including dump or surplus power used to replace generation or purchases, maintenance, or emergency power that was obtained without having incurred a demand charge; “OT” for other capacity and/or energy provided, including need to satisfy operating reserve obligations; or “EX” for the exchange of electricity for transactions involving a balancing of debits and credits for energy, capacity, etc.

For column c, Electricity Purchased/Exchanged, enter the megawatthours shown on bills submitted to the respondent.

For column d, Annual Maximum Demand, enter megawatts. Footnote on Schedule 12 if shown in megavoltamperes.

For column e, Demand Charges, enter demand charges in dollars.

For column f, Energy, Other Charges, enter the total of any other types of charges, including out-of-period adjustments.

For column g, Total Cost, enter the total charges shown on the bill to the respondent, which is the sum of columns e and f.

Schedule 9. Electric Generating Plant Statistics

Companies that have plants with a nameplate rating of 10 megawatts or greater should complete this schedule.

Enter data for plant-in-service operated by a respondent. Operators of jointly-owned plants must report for 100 percent of the plant; owners need not report. If total cost of plant (lines 9-12) is not available, enter the available data and footnote on Schedule 12 the costs not given.

For any plant operated under a license from the Federal Energy Regulatory Commission, indicate with an asterisk after the plant name within the column header and explain in a footnote on Schedule 12. Also, include the project number in the footnote, if the plant is associated with a licensed project.

For line 5, Net Peak Demand on Plant (kilowatts for 60 minutes), enter available data. Define the time period in a footnote on Schedule 12 if it is not for the year.

For line 7, Average Number of Employees, enter the average number of employees on the payroll whose costs are included in the production expense accounts (500-935), including part-time and temporary employees. If employee(s) are assigned to more than one generating plant, include the number of employees assignable based on the prorated expenses. If contractor costs are charged to any of the production expense accounts, provide both the labor cost and the estimate of number of contractors assignable to this cost in a footnote on Schedule 12.

For line 13, Cost per Kilowatt of Nameplate Capacity, enter the result of line 12 divided by line 4.

For Line 27, Rents, if you enter rents due to a sale-leaseback arrangement, footnote on Schedule 12 the capacity (megawatts) sold and the asset (dollars) value removed from the plant accounts.

For line 34, Expenses per Net Kilowatthour, enter the product of line 33 divided by line 8.

Schedule 10. Existing Transmission Lines

Enter information on lines of 132kV or greater existing prior to the reporting year.

For line 1, Terminal Location, From, enter the beginning terminal point of the line.

For line 2, Terminal Location, To, enter the ending terminal point of the line.

For line 3, Percent Ownership, if the transmission line is jointly owned, enter the percentage owned by the respondent.

For line 4, Line Length, enter miles between beginning and ending terminal points of the line, regardless of the number of conductors or circuits carried.

For line 5, Line Type, select physical location of the line conductor as overhead (OH), underground (UG), or submarine (SM).

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS (CONTINUED)

Specific Instructions

Schedule 10. Transmission Lines (Continued)

For line 6, Voltage Type, select voltage as alternating current (AC) or direct current (DC).

For line 7, Voltage, Operating, enter the voltage at which the line is normally operated in kilovolts.

For line 8, Voltage, Design, enter the voltage at which the line was designed to operate in kilovolts.

For line 9, Conductor Size, enter the size of the line conductor in thousands of circular mils (MCM).

For line 10, Conductor Material Type, enter the line conductor material type as aluminum, aluminum conductor steel reinforced (ACSR), copper, or other.

For line 11, Conductor Configuration, enter the bundling arrangement/configuration of the line conductors as single, double, triple, quadruple, or other.

For line 12, Circuits per Structure, Present, enter the current number of three-phase circuits on the structures of the line.

For line 13, Circuits per Structure, Ultimate, enter the ultimate number of three-phase circuits the structures of the line are designed for.

For line 14, Pole/Tower Type, enter the predominant pole/tower material for the line as wood, concrete, steel, combination, composite material, or other. Also include the type of structure as single pole, H-frame structure, tower, underground, or other.

For line 15, Rated Capacity, enter the thermal load carrying capacity of the line in megavoltamperes (MVA).

Schedule 11. Transmission Lines Added Within Last Year

Enter information on lines of 132 kV or greater that were added with the last year.

For line 1, Terminal Location, From, enter the beginning terminal point of the line.

For line 2, Terminal Location, To, enter the ending terminal point of the line.

For line 3, Percent Ownership, if the transmission line is jointly owned, enter the percentage owned by the respondent.

For line 4, Line Length, enter miles between beginning and ending terminal points of the line, regardless of the number of conductors or circuits carried.

For line 5, Line Type, select physical location of the line conductor as overhead (OH), underground (UG), or submarine (SM).

For line 6, Voltage Type, select voltage as alternating current (AC) or direct current (DC).

For line 7, Voltage, Operating, enter the voltage at which the line is normally operated in kilovolts.

For line 8, Voltage, Design, enter the voltage at which the line was designed to operate in kilovolts.

For line 9, Conductor Size, enter the size of the line conductor in thousands of circular mils (MCM).

For line 10, Conductor Material Type, enter the line conductor material type as aluminum, aluminum conductor steel reinforced (ACSR), copper, or other.

For line 11, Conductor Configuration, enter the bundling arrangement/configuration of the line conductors as single, double, triple, quadruple, or other.

For line 12, Circuits per Structure, Present, enter the current number of three-phase circuits on the structures of the line.

For line 13, Circuits per Structure, Ultimate, enter the ultimate number of three-phase circuits the structures of the line are designed for.

For line 14, Pole/Tower Type, enter the predominant pole/tower material for the line as wood, concrete, steel, combination, composite material, or other. Also include the type of structure as single pole, H-frame structure, tower, underground, or other.

For line 15, Rated Capacity, enter the thermal load carrying capacity of the line in megavoltamperes (MVA).

For line 16, Land and Land Right Costs, enter the accounting costs for the land and right-of-way acquisitions for the new line.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

INSTRUCTIONS (CONTINUED)

Specific Instructions

Schedule 11. Transmission Lines Added Within Last Year (Continued)

For line 17, Pole, Tower, and Fixture Cost, enter the accounting cost for all above-ground components to which the conductor is attached for the new line.

For line 18, Conductor and Device Costs, enter the accounting cost for all above-ground components to which the conductor is attached for the new line.

For line 19, Construction and Other Costs, enter the accounting cost for clearing right-of-way, construction, and other costs not identified in other cost categories for the new line.

For line 20, Total Line Cost, enter the total of the costs of lines 17 through 20.

For line 21, In-Service Date, enter the date the line began flowing electricity under the control of the system operator in month/year format.

Schedule 12. Footnotes

Enter footnotes by Schedule Number, Part, Line Number, and Column. Attach additional sheets if necessary.

REPORTING BURDEN

Public reporting burden for this collection of information is estimated to average 25.0 hours for all schedules, with 2.5 hours for Schedule 9 and 1.5 hours for Schedules 10 and 11, including the time of reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Energy Information Administration, Statistics and Methods Group, EI-70, 1000 Independence Avenue S.W., Forrestal Building, Washington, D.C. 20585-0670; and to the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, D.C. 20503. A person is not required to respond to the collection of information unless the form displays a valid OMB number.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

GLOSSARY

Circuit: A conductor or a system of conductors through which electric current flows.

Circuit-Mile: The total length in miles of separate circuits regardless of the number of conductors used per circuit.

Cooperative Electric Utility: An electric utility legally established to be owned by and operated for the benefit of those using its service. The utility company will generate, transmit, and/or distribute supplies of electric energy to a specified area not being serviced by another utility. Such ventures are generally exempt from Federal income tax laws. Most electric cooperatives have been initially financed by the Rural Utilities Service (formerly the Rural Electrification Administration), U.S. Department of Agriculture.

Distribution System: The portion of the transmission and facilities of an electric system that is dedicated to delivering electric energy to an end user.

Electric Power Plant: A station containing prime movers, electric generators, and auxiliary equipment for converting mechanical, chemical, and/or fission energy into electric energy.

Electrical System Energy Losses: The amount of energy lost during generation, transmission, and distribution of electricity, including plant and unaccounted for use.

Energy: The capacity for doing work as measured by the capability of doing work (potential energy) or the conversion of this capability to motion (kinetic energy). Energy has several forms, some of which are easily convertible and can be changed to another form useful for work. Most of the world's convertible energy comes from fossil fuels that are burned to produce heat that is then used as a transfer medium to mechanical or other means in order to accomplish tasks. Electrical energy is usually measured in kilowatthours, while heat energy is usually measured in British thermal units (Btu).

Energy Deliveries: Energy generated by one electric utility system and delivered to another system through one or more transmission lines.

Energy Loss: The difference between energy input and output as a result of transfer of energy between two points.

Energy Receipts: Energy brought into a site from another location.

Exchange, Electricity: A type of energy exchange in which one electric utility agrees to supply electricity to another. Electricity received is returned in kind at a later time or is accumulated as an energy balance until the end of a specified period, after which settlement may be made by monetary payment. Note: This term is also referred to as “exchange energy.”

Fiscal Year: The U.S. Government’s fiscal year runs from October 1 through September 30. The fiscal year is designated by the calendar year in which it ends; e.g., fiscal year 2002 begins on October 1, 2001, and ends on September 30, 2002.

Fuel Expenses: These costs include the fuel used in the production of steam or driving another prime mover for the generation of electricity. Other associated expenses include unloading the shipped fuel and all handling of the fuel up to the point where it enters the first bunker, hopper, bucket, tank, or holder in the boiler-house structure.

Generating Unit: Any combination of physically connected generators, reactors, boilers, combustion turbines, and other prime movers operated together to produce electric power.

Generator Nameplate Capacity (Installed): The maximum rated output of a generator, prime mover, or other electric power production equipment under specific conditions designated by the manufacturer. Installed generator nameplate capacity is commonly expressed in megawatts (MW) and is usually indicated on a nameplate physically attached to the generator.

Interchange Energy: Kilowatthours delivered to or received by one electric utility or pooling system from another. Settlement may be payment, returned in kind at a later time, or accumulated as energy balances until the end of the stated period.

Interconnection: Two or more electric systems having a common transmission line that permits a flow of energy between them. The physical connection of the electric power transmission facilities allows for the sale or exchange of energy.

Interdepartmental Service (Electric): Interdepartmental service includes amounts charged by the electric department at tariff or other specified rates for electricity supplied by it to other utility departments.

Line Loss: Electric energy lost because of the transmission of electricity. Much of the loss is thermal in nature.

Load (Electric): The amount of electric power delivered or required at any specific point or points on a system. The requirement originates at the energy-consuming equipment of the consumers.

Maximum Demand: The greatest of all demands of the load that has occurred within a specified period of time.

Municipality: A village, town, city, county, or other political subdivision of a State.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

GLOSSARY (continued)

Net Generation: The amount of gross generation less the electrical energy consumed at the generating station(s) for station service or auxiliaries. Note: Electricity required for pumping at pumped-storage plants is regarded as electricity for station service and is deducted from gross generation.

Nonutility Power Producer: A corporation, person, agency, authority, or other legal entity or instrumentality that owns or operates facilities for electric generation and is not an electric utility. Nonutility power producers include qualifying cogenerators, qualifying small power producers, and other nonutility generators (including independent power producers). Nonutility power producers are without a designated franchised service area and do not file forms listed in the Code of Federal Regulations, Title 18, Part 141.

Other Generation: Electricity originating from these sources: biomass, fuel cells, geothermal heat, solar power, waste, wind, and wood.

Peak demand: The maximum load during a specified period of time.

Plant-Use Electricity: The electric energy used in the operation of a plant. This energy total is subtracted from the gross energy production of the plant.

Power Production Plant: All the land and land rights, structures and improvements, boiler or reactor vessel equipment, engines and engine-driven generator, turbogenerator units, accessory electric quipment, and miscellaneous power plant equipment are grouped together for each individual facility.

Prime Mover: The engine, turbine, water wheel, or similar machine that drives an electric generator; or, for reporting purposes, a device that converts energy to electricity directly (e.g., photovoltaic solar and fuel cells).

Public Authority Service to Public Authorities: Public authority service includes electricity supplied and services rendered to municipalities or divisions or agencies of State or Federal governments under special contracts, agreements, or service classifications applicable only to public authorities.

Public Utility: Enterprise providing essential public services, such as electric, gas, telephone, water, and sewer under legally established monopoly conditions.

Public Utility District: Municipal corporations organized to provide electric service to both incorporated cities and towns and unincorporated rural areas.

Publicly Owned Electric Utility: A class of ownership found in the electric power industry. This group includes those utilities operated by municipalities and State and Federal power agencies.

Purchased Power: Power purchased or available for purchase from a source outside the system.

Railroad and Railway Electric Service: Electricity supplied to railroads and interurban and street railways, for general railroad use, including the propulsion of cars or locomotives, where such electricity is supplied under separate and distinct rate schedules.

Regulated Entity: For the purpose of EIA’s data collection efforts, an entity that either provides electricity within a designated franchised service area and/or files forms listed in the Code of Federal Regulations, Title 18, part 141, is considered a regulated entity. This includes investor-owned electric utilities that are subject to rate regulation, municipal utilities, Federal and State power authorities, and rural electric cooperatives. Facilities that qualify as cogenerators or small power producers under the Public Utility Regulatory Policies Act (PURPA) are not considered regulated entities.

Retail: Sales covering electrical energy supplied for residential, commercial, and industrial end-use purposes. Other small classes, such as agriculture and street lighting, also are included in this category.

Retail Wheeling: The process of moving electric power from a point of generation across third-party-owned transmission and distribution systems to a retail customer.

Sales for Resale: A type of wholesale sales covering energy supplied to other electric utilities, cooperatives, municipalities, and Federal and State electric agencies for resale to ultimate consumers.

System (Electric): Physically connected generation, transmission, and distribution facilities operated as an integrated unit under one central management or operating supervision.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

GLOSSARY (continued)

Transmission: The movement or transfer of electric energy over an interconnected group of lines and associated equipment between points of supply and points at which it is transformed for delivery to consumers or is delivered to other electric systems. Transmission is considered to end when the energy is transformed for distribution to the consumer.

Transmission System (Electric): An interconnected group of electric transmission lines and associated equipment for moving or transferring electric energy in bulk between points of supply and points at which it is transformed for delivery over the distribution system lines to consumers or is delivered to other electric systems.

Turbine: A machine for generating rotary mechanical power from the energy of a stream of fluid (such as water, steam, or hot gas). Turbines convert the kinetic energy of fluids to mechanical energy through the principles of impulse and reaction, or a mixture of the two.

Ultimate Consumer: A consumer that purchases electricity for its own use and not for resale.

Uniform System of Accounts: Prescribed financial rules and regulations established by the Federal Energy Regulatory Commission for utilities subject to its jurisdiction under the authority granted by the Federal Power Act.

Unregulated Entity: For the purpose of EIA’s data collection efforts, entities that do not have a designated franchised service area and that do not file forms listed in the Code of Federal Regulations, Title 18, part 141, are considered unregulated entities. This includes qualifying cogenerators, qualifying small power producers, and other generators that are not subject to rate regulation, such as independent power producers.

Watt (W): The unit of electrical power equal to one ampere under a pressure of one volt. A watt is equal to 1/746 horsepower.

Watthour (Wh): The electrical energy unit of measure equal to one watt of power supplied to, or taken from, an electric circuit steadily for one hour.

Wheeling Service: The movement of electricity from one system to another over transmission facilities of interconnecting systems. Wheeling service contracts can be established between two or more systems.

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

NOTICE:  The timely submission of Form EIA-412 by those required to report is mandatory under Section 13(b) of the Federal Energy Administration Act of 1974 (FEAA) (Public Law 93-275), as amended.  Failure to respond may result in a penalty of not more than $2,750 per day for each civil violation, or a fine of not more than $5,000 per day for each criminal violation.  The government may bring a civil action to prohibit reporting violations, which may result in a temporary restraining order or a preliminary or permanent injunction without bond. In such civil action, the court may also issue mandatory injunctions commanding any person to comply with these reporting requirements. A person is not required to respond to collection of information unless the form displays a valid OMB number. Data reported on Schedule 9, lines 9 through 34 for unregulated entities will be kept confidential. All other data are not confidential.  Title 18 U.S.C. 1001 makes it a criminal offense for any person knowingly and willingly to make to any Agency or Department of the United States any false, fictitious, or fraudulent statements as to any matter within its jurisdiction.

RESPONSE DUE DATE: Please submit accounting data within four months following the end of the financial reporting year. All reports for the given calendar year must be submitted by April 30.

REPORT FOR:   Company Name:                                                                                EIA ID:

FINANCIAL REPORTING PERIOD ENDING (month, day, year):

SURVEY CONTACTS:  Persons to contact with questions about this form.

Contact

                  First Name:                                                          Last Name:      				Title:

                  Telephone: (       )   			     Ext.               FAX: (       )                                      	E-mail:

Supervisor

                  First Name:                                                     	     Last Name:      			                  Title:

                  Telephone: (       )   			     Ext.               FAX: (      )                                      	E-mail:

SCHEDULE 1. IDENTIFICATION

LINE NO.

	1	Company Name

2	Current Address of Principal Business Office

3	Classes of Company and Other Services Furnished by Respondent During the Year 	[     ] Electric                          	[      ] Irrigation

[     ] Natural Gas                  	[      ] Television Cable

[     ] Water and Sewage      	[      ] Internet

[      ] Sanitation

	[      ] Other  (specify:)

4	Date of Report

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 2. ELECTRIC BALANCE SHEET

LINE NO.	ASSETS and OTHER DEBITS	AMOUNT

(DOLLARS)	LINE NO.	LIABILITIES and OTHER CREDITS	AMOUNT

(DOLLARS)

	ELECTRIC PLANT

	PROPRIETARY CAPITAL

	1	Electric Plant and Adjustments (101-106, 114, 116)

29	Investment of Municipality (208)

	2	Construction Work in Progress (107)

30	Miscellaneous Capital (211, 219, 219.1)

	3	(Less) Accumulated Provision for Depreciation, Amortization, and Depletion  (108, 111, 115)

31	Retained Earnings (215, 215.1, 216)

	4	Net Electric Plant (sum of lines 1-2 less line 3)

32

Total Proprietary Capital

(sum of lines 29-31)

	5	Nuclear Fuel (120.1-120.4, 120.6)

	LONG-TERM DEBT

	6	(Less) Accumulated Provision for Amortization of Nuclear Fuel Assemblies (120.5)

33	Bonds (221, 222)

	7

Net Electric Plant including Nuclear Fuel (sum of lines 4-5, less line 6)

34	Advances From Municipality and Other Long-Term Debt (223, 224)

OTHER PROPERTY AND INVESTMENTS

35	Unamortized Premium on Long-Term Debt (225)

	8	Non-electric Plant Property (121)

36 	(Less) Unamortized Discount on Long-Term Debt (226)

	9	(Less) Accumulated Provision for Depreciation and Amortization (122)

37

Total Long-Term Debt

(sum of lines 33-35, less line 36)

	10 	Investment in Associated Enterprises (123-123.1)

	OTHER NONCURRENT LIABILITIES

	11	Investments and Special Funds (124-129)

38	Accumulated Operating Provisions (228.1-228.4)

	12

Total Other Property and Investments (sum of lines 8, 10, 11, less line 9)

39 	Accumulated Provision for Rate Refunds (229)

CURRENT AND ACCRUED ASSETS

40

Total Other Noncurrent Liabilities

(sum of  lines 38-39)

13	Cash, Working Funds, and Investments (131-136)

	CURRENT AND ACCRUED LIABILITIES

	14	Notes and Other Receivables  (141, 143, 145, 146, 172)

41	Notes Payable (231)

	15	Customer Accounts Receivable (142)

	42	Accounts Payable (232)

	16	(Less) Accumulated Provision for Uncollectible Accounts (144)

43	Notes and Accounts Payable to Associated Enterprises (233, 234)

	17	Fuel Stock and Expenses Undistributed (151-152)

44	Customer Deposits (235)

	18	Plant Materials and Operating Supplies (154)

45	Taxes Accrued (236)

	19	Other Supplies and Miscellaneous (153, 155-163)

46	Interest Accrued (237)

	20	Prepayments (165)

47	Miscellaneous Current and Accrued Liabilities (239-245)

	21	Accrued Revenues (173)

48

Total Current and Accrued Liabilities (sum of lines 41-47)

	22	Miscellaneous Current and Accrued Assets (171, 174, 175)

23

Total Current and Accrued Assets

(sum of lines 13-15, 17-22 less line 16)

	DEFERRED DEBTS

	DEFERRED CREDITS

	24	Unamortized Debt Expense (181)

49	Customer Advances for Construction (252)

	25	Extraordinary Property Losses, Study Costs, and Charges (182.1, 182.2,  182.3, 183)

50	Other Deferred Credits (253, 256, 281-283)

	26	Miscellaneous Debt, Research and Development Expenses, and Unamortized Losses (184-191)

51	Unamortized Gain on Reacquired Debt (257)

	27

Total Deferred Debits

(sum of lines 24-26)

	52

Total Deferred Credits

(sum of lines 49-51)

	28

Total Assets and Other Debits

(sum of lines 7, 12, 23, 27)

53

Total Liabilities and Other Credits

(sum of lines 32, 37, 40, 48, 52)

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 3. ELECTRIC INCOME STATEMENT

LINE NO.

AMOUNT

(DOLLARS)

1	Electric Operating Revenues (400)

2	Operation Expenses (401)

3	Maintenance Expenses (402)

4	Depreciation Expenses (403)

5	Amortization of Electric Plant, Property Losses, and Regulatory Study Cost (404-407)

6	Taxes and Tax Equivalents (see Schedule 5) (408.1, 409.1)

7

Total Electric Operating Expenses (sum of lines 2-6)

8	Net Electric Operating Income (line 1, less line 7)

9	Income from Electric Plant Leased to Others (412, 413)

10	Electric Operating Income (sum of lines 8, 9)

11	Other Electric Income (explain significant amounts in a footnote on Schedule 12) (415, 417, 418, 419, 421, 421.1)

12	Other Electric Deductions (explain significant amounts in a footnote on Schedule 12) (416, 417.1, 421.2)

13	Allowance for Other Funds Used During Construction (419.1)

14	Taxes Applicable to Other Income and Deductions (see Schedule 5)  (408.2, 409.2)

15

Electric Income (sum of lines 10, 11, 13, less lines 12, 14)

16	Income Deductions from Interest on Long-Term Debt (427)

17	Other Income Deductions (explain significant amounts in a footnote on Schedule 12) (428-431)

18	Allowance for Borrowed Funds Used During Construction (432)

19

Total Income Deductions (sum of lines 16-18)

20

Income Before Extraordinary Items (line 15, less line 19)

21	Extraordinary Items (434)

22	Extraordinary Deductions (435)

23

Net Income (sum of lines 20, 21, less line 22)

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING: <month, day, year>

SCHEDULE 4. ELECTRIC PLANT

LINE NO.

BALANCE BEGINNING OF YEAR

(DOLLARS)

(a)	ADDITIONS DURING THE YEAR

(DOLLARS)

(b)	RETIREMENTS DURING THE YEAR

(DOLLARS)

(c)	TRANSFERS AND ADJUSTMENTS

(DOLLARS)

(d)	BALANCE

END OF

YEAR

(DOLLARS)

(e)

	ELECTRIC PLANT IN-SERVICE

1	Intangible Plant (301-303)

	PRODUCTION PLANT

2	Steam Production (310-316)

3	Nuclear Production (320-325)

4	Hydraulic Production (330-336)

5	Other Production (340-346) Specify:

6

Total Production Plant

(sum of lines 2-5)

7	Transmission Plant (350-359)

8	Distribution Plant (360-373)

9	General Plant (389-399)

10

Total Electric Plant in Service

(sum of lines 1, 6-9)

11	Electric Plant Leased to Others (104)

12	Electric Plant Held for Future Use (105)

13	Electric Plant Miscellaneous (102, 103, 106, 114, 116)

14

Electric Plant and Adjustments

(sum of lines 10-13)

15	Construction Work in Progress-Electric (107)

16

Total Electric Plant and Adjustments

(sum lines 14, 15)

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 5. TAXES, TAX EQUIVALENTS, CONTRIBUTIONS, AND SERVICES DURING YEAR

LINE NO.

	TOTAL AMOUNT OF CONTRIBUTION / VALUE OF SERVICE

(DOLLARS)

	SUBJECT PAYMENTS TO MUNICIPALITY OR OTHER GOVERNMENT UNITS

1	Taxes Other Than Income Taxes, Operating Income (408.1)

2	Income Taxes, Operating Income (409.1)

3	   	Taxes and Tax Equivalents (sum of lines 1, 2)

4	Taxes Other than Income Taxes, Other Income and Deductions (408.2)

5	Income Taxes, Other Income and Deductions (409.2)

6	   	Taxes Applicable to Other Income and Deductions (sum of lines 4, 5)

7	Transfers from Retained Earnings (State and Local)

8	Other Transfers from Retained Earnings

9

Total Taxes and Transfers (sum of lines 3, 6-8)

	CONTRIBUTIONS OF SERVICES AND MATERIALS TO STATE AND LOCAL GOVERNMENTS

10	Free or Below-Cost Electric Service

11	Use of Electric Department Employees

12	Use of Electric Department Vehicles and Other Equipment

13	Materials and Supplies

14

Total Contributions Provided (sum of lines 10-13)

	CONTRIBUTIONS OF SERVICE AND MATERIALS FROM STATE AND LOCAL GOVERNMENTS

15	Free or Below-Cost Services

16	Use of State or Local Employees (Not on Payroll of Reporting Entity)

17	Use of State or Local Vehicles and Other Equipment

18	Materials and Supplies

19

Total Contributions Received (sum of lines 15-18)

20

Net Contributions and Services to Municipality or Other Government Units

(line 14, less line 19)

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003) 	ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 6. SALES OF ELECTRICITY FOR RESALE (ACCOUNT 447)

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.	SALES MADE TO

(Name of Entity)

(a)	TYPE CODE

 (b)	ELECTRICITY SOLD

(MEGA-WATTHOURS)

(c)	ANNUAL MAXIMUM DEMAND

(MEGAWATTS)

(d)	DEMAND CHARGES

(DOLLARS)

(e)	ENERGY, OTHER CHARGES (DOLLARS)

(f)	TOTAL REVENUES OR SETTLEMENT (DOLLARS)

(g)

1

	2

	3

	4

	5

	6

	7

	8

	9

	10

	11

	12

	13

	14

	15

	16

	17

	18

	19

	20

	21

	22

	23

	24

	25

	26

	27

	28

	29

	30

	31

	32

	33

	34

	35

	36	Total on Final Page (lines 1-35)

	Page

of

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 7. ELECTRIC OPERATION AND MAINTENANCE EXPENSES

LINE NO.

FUEL COST

(DOLLARS)

(a)	OPERATION

(DOLLARS)

(b)	MAINTENANCE

(DOLLARS)

(c)	TOTAL

(DOLLARS)

(d)

	POWER PRODUCTION EXPENSES

1	Steam Power Generation

(500-507, 510-514) Fuel Cost (501)

2	Nuclear Power Generation

(517-525, 528-532) Fuel Cost (518)

3	Hydraulic Power Generation

(535-540, 541-545)

4	Other Power Generation

(546-550, 551-554) Fuel Cost (547)

	Specify:

	5	Purchased Power (555)

6	Other Production Expenses

(556-557)

7

Total Production Expenses

(sum of lines 1-6)

8	Transmission Expenses

(560-567, 568-573)

9	Distribution Expenses

(580-589, 590-598)

10	Customer Accounts Expenses

(901-905)

11	Customer Service and Information Expenses (907-910)

12	Sales Expenses (911-916)

13	Administrative and General Expenses

(920-931, 935)

14

Total Electric Operation and Maintenance Expenses

(sum of lines 7-13)

	NUMBER OF ELECTRIC DEPARTMENT EMPLOYEES

15	Payroll Ended  (Date)

	16	Total Number of Regular Full-Time Employees (if Federal agency, full-time equivalents)

	17	Total Number of Part-Time and Temporary Employees

	18

Total Number of Employees (sum of lines 16 and 17)

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003) 	ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 8. PURCHASED POWER  (ACCOUNT 555) AND POWER EXCHANGES

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.	PURCHASED FROM/

EXCHANGES/

NET SETTLEMENTS

(ENTER ENTITY NAME)

(a)	TYPE CODE

 (b)	ELECTRICITY PURCHASED/

EXCHANGED

(MEGA-WATTHOURS)

(c)	ANNUAL MAXIMUM DEMAND (MEGAWATTS)

(d)	DEMAND CHARGES

(DOLLARS)

(e)	ENERGY, OTHER CHARGES (DOLLARS)

(f)	TOTAL COST (DOLLARS)

(g)

1

	2

	3

	4

	5

	6

	7

	8

	9

	10

	11

	12

	13

	14

	15

	16

	17

	18

	19

	20

	21

	22

	23

	24

	25

	26

	27

	28

	29

	30

	31

	32

	33

	34

	35

	36	Total on Final Page (lines 1-35)

	Page

of

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 9. ELECTRIC GENERATING PLANT STATISTICS

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.

PLANT

PLANT

	NAME

NAME

	(a)	(b)

1	Kind of Plant (Steam, Internal Combustion, Gas-Turbine, Hydroelectric, Nuclear, or Renewable)

2	Year Originally Constructed

3	Year Last Unit Was Installed

4	Total Maximum Generator Nameplate Capacity in kilowatts  (kW)

5	Net Peak Demand on Plant (kilowatts for 60 minutes)

6	Plant Hours Connected to Load

7	Average Number of Employees

8	Net Generation, Exclusive of Plant Use in kilowatthours (kWh)

COST OF PLANT (DOLLARS)

9	Land and Land Rights  (310, 320, 330)

10	Structures and Improvements (311,  321 ,331 ,332, 336)

11	Equipment Cost (312-316, 322-325, 333-335)

12

Total Cost (sum of lines 9-11)

13	Cost per Kilowatt of Nameplate Capacity

(divide line 12 by line 4)

14	Gross Annual Capital Expenditures

PRODUCTION EXPENSES (DOLLARS)

15	Operation Supervision and Engineering

(500, 517, 535)

16	Fuel Cost (501, 518)

17	Coolants and Water (Nuclear Plants Only) (519)

18	Steam Expenses   (502, 520, 536, 537)

19	Steam from Other Sources  (503, 521)

20	Steam Transferred (Credit)  (504, 522)

21	Electric Expenses  (505, 523)

22	Miscellaneous Steam/NuclearPower Generation Expenses (506, 524)

23	Water for Power  (536)

24	Hydraulic Expenses  (537)

25	Electric Expenses for Hydraulic (538)

26	Miscellaneous Hydraulic Power Generation Expenses (539)

27	Rents  (507, 525, 540)

28	Maintenance Supervision and Engineering  (510,    528, 541)

29	Maintenance of Structures  (511, 529, 542, 543)

30	Maintenance of Boiler (Reactor) Plant (Steam only (512, 530)

31	Maintenance of Electric Plant (513, 531, 544)

32	Maintenance of Misc. Plant  (514, 532, 545)

33

Total Production Expenses (sum of lines 15-32)

34	   	Expenses per Net Kilowatthour  (dollars to 3 decimal places)

	Page

of

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 10. EXISTING TRANSMISSION LINES

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.

	TRANSMISSION LINE

(a)	TRANSMISSION LINE

(b)	TRANSMISSION LINE

(c)

1	Terminal Location, From

2	Terminal Location, To

3	Percent Ownership

4	Line Length (miles)

5	Line Type	[    ] OH	[    ] UG	[    ] SM	[    ] OH	[    ] UG	[    ] SM [    ] OH	[    ] UG	[    ] SM

6	Voltage Type 	[    ] AC	[    ] DC	[    ] AC	[    ] DC	[    ] AC	[    ] DC

7	Voltage, Operating (kilovolts)

8	Voltage, Design (kilovolts)

9	Conductor Size (MCM)

10	Conductor Material Type

11	Conductor Configuration

12	Circuits per Structure, Present

13	Circuits per Structure, Ultimate

14	Pole/Tower Type

15	Rated Capacity

(megavoltamperes)

Legend:

OH=Overhead

UG=Underground

SM=Submarine

AC=Alternating Current

DC=Direct Current

	Page

of

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 11. TRANSMISSION LINES ADDED WITHIN LAST YEAR.

(If Necessary, Copy and Attach Additional Sheets)

LINE NO.

	TRANSMISSION LINE

(a)	TRANSMISSION LINE

(b)	TRANSMISSION LINE

(c)

1	Terminal Location, From

2	Terminal Location, To

3	Percent Ownership

4	Line Length (miles)

5	Line Type	[    ] OH                          	[    ] UG                        	[    ] SM                          	[    ] OH                          	[    ] UG                        	[    ] SM                          	[    ] OH                          	[    ] UG                        	[    ] SM

6	Voltage Type 	[    ] AC                         	[    ] DC                       	[    ] AC                         	[    ] DC                        	[    ] AC                        	[    ] DC

7	Voltage, Operating (kilovolts)

8	Voltage, Design (kilovolts)

9	Conductor Size (MCM)

10	Conductor Material Type

11	Conductor Configuration

12	Circuits per Structure, Present

13	Circuits per Structure, Ultimate

14	Pole/Tower Type

15	Rated Capacity (megavoltamperes)

16	Land and Land Right Costs (dollars)

17	Pole, Tower, and Fixture Costs (dollars)

18	Conductor and Device Costs (dollars)

19	Construction and Other Costs (dollars)

20	    	Total Line Cost (dollars)

(sum of lines 16-19)

21	In-Service Date (month-year)

Legend:

OH=Overhead

UG=Underground

SM=Submarine

AC=Alternating Current

DC=Direct Current

	Page

of

U.S. Department of Energy

Energy Information Administration

Form EIA-412 (2003)                                                                                ANNUAL ELECTRIC INDUSTRY FINANCIAL REPORT 	Form Approved

OMB No. 1905-0129

Approval Expires 11/30/04

REPORT FOR:   < respondent name >     <respondent id>

FINANCIAL REPORTING PERIOD ENDING:  <month, day, year>

SCHEDULE 12. FOOTNOTES

(If Necessary, Copy and Attach Additional Sheets)

SCHEDULE NUMBER

(a)	PAGE NUMBER

(b)	LINE NUMBER

(c)	COLUMN

(d)	COMMENTS

(e)

	Page

of

 PAGE

  PAGE  i


[Federal Register Volume 78, Number 175 (Tuesday, September 10, 2013)]
[Notices]
[Pages 55246-55247]
[FR Doc No: 2013-21956]

-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

Combined Notice of Filings

    Take notice that the Commission has received the following Natural
Gas Pipeline Rate and Refund Report filings:

Filings Instituting Proceedings

    Docket Numbers: RP13-1290-000.
    Applicants: MoGas Pipeline LLC.
    Description: Annual Fuel and Gas Loss Retention Percentage
Adjustment Filing to be effective 10/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5019.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1291-000.
    Applicants: Midwestern Gas Transmission Company.
    Description: LMS-MA and LMS-PA Modification to be effective 10/1/
2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5029.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1292-000.
    Applicants: WBI Energy Transmission, Inc.
    Description: 2013 Semi-annual Fuel and Electric Power Reimbursement
to be effective 10/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5032.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1293-000.
    Applicants: Enable Gas Transmission, LLC.
    Description: F-185 Fuel Waiver to be effective 10/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5036.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1295-000.
    Applicants: Ruby Pipeline, L.L.C.
    Description: FL&U Effective October 1, 2013 to be effective 10/1/
2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5044.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1296-000.
    Applicants: Transcontinental Gas Pipe Line Company.
    Description: Interim Fuel Tracker Filing 2013 to be effective 10/1/
2013.
    Filed Date: 8/30/13
    Accession Number: 20130830-5050.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1297-000.
    Applicants: Enable Mississippi River Transmission, L.
    Description: Negotiated Rate Filing to Remove 4226 eff 9-
01-2013 to be effective 9/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5059.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1299-000.
    Applicants: Texas Eastern Transmission, LP.
    Description: EQT Energy 8929760 9-1-2013 Negotiated Rate to be
effective 9/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5103.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1300-000.
    Applicants: Colorado Interstate Gas Company, L.L.C.
    Description: Annual Fuel and LUF True-up Filing to be effective 10/
1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5105.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1301-000.
    Applicants: Enable Gas Transmission, LLC.

    Description: Negotitated Rate Filing--September 2013--Devon to be
effective 9/1/2013.
    Filed Date: 8/30/13
    Accession Number: 20130830-5106.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1302-000.
    Applicants: Ozark Gas Transmission, L.L.C.
    Description: Neg Rate--Tenaska Marketing Ventures 9-1-2013 to be
effective 9/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5119.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1305-000.
    Applicants: Equitrans, L.P.
    Description: Negotiated Rate Service Agreements--KIMCO, Mountain V
& ANJA to be effective 9/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5150.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1306-000.
    Applicants: Tallgrass Interstate Gas Transmission, L.
    Description: Neg Rate 2013-08-30 Grasslands to be effective 9/1/
2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5164.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1308-000
    Applicants: Columbia Gas Transmission, LLC.
    Description: Negotiated Rate Agreement--Southwestern Energy to be
effective 9/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5205.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1309-000.
    Applicants: Northwest Pipeline LLC.
    Description: 2013 Winter Fuel Filing to be effective 10/1/2013.
    Filed Date: 8/30/13.
    Accession Number: 20130830-5214.
    Comments Due: 5 p.m. ET 9/11/13.

    Docket Numbers: RP13-1310-000.
    Applicants: Gulf South Pipeline Company, LP.
    Description: ENS Cycle Change to be effective 10/3/2013.
    Filed Date: 9/3/13.
    Accession Number: 20130903-5030.
    Comments Due: 5 p.m. ET 9/16/13.
    The filings are accessible in the Commission's eLibrary system by
clicking on the links or querying the docket number.
    Any person desiring to intervene or protest in any of the above
proceedings must file in accordance with Rules 211 and 214 of the
Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00
p.m. Eastern time on the specified comment date. Protests may be
considered, but intervention is necessary to become a party to the
proceeding.
    eFiling is encouraged. More detailed information relating to filing
requirements, interventions, protests, service, and qualifying
facilities filings can be found at: http://www.ferc.gov/docs-filing/efiling/filing-req.pdf. For other information, call<PHONE_NUMBER>
(toll free). For TTY, call<PHONE_NUMBER>.

    Dated: September 3, 2013.
 Nathaniel J. Davis, Sr.,
 Deputy Secretary.
[FR Doc. 2013-21956 Filed 9-9-13; 8:45 am]
BILLING CODE 6717-01-P


COMPANY FEDERAL REGISTER DOCUMENT SUBMISSION TEMPLATE (7/1/2006) Pendimethalin, Increase Alfalfa Forage Tolerance, June 2009   Pendimethalin: Olives, July 2008

EPA Registration Division contact: [Philip V. Errico at<PHONE_NUMBER>]

INSTRUCTIONS:  Please utilize this outline in preparing tolerance petition documents.  In cases where the outline element does not apply please insert “NA-Remove” and maintain the outline.  The comment notes that appear on the left margin represent hidden typesetting codes designed to expedite the processing of the Federal Register document.  Please do not remove or alter these comment notes or change the margins, font, or format in your document. Simply replace the instructions that appear in italics and brackets, i.e., “[insert company name],” with the information specific to your action.]

TEMPLATE:

[BASF Corporation]

[ PP-9F7576]

	21 U.S.C. 346 EPA has received a pesticide petition ( PP-9F7576]) from [BASF Corporation], [26 Davis Drive, Research Triangle Park, NC 27709] proposing, pursuant to section 408(d) of the Federal Food, Drug, and Cosmetic Act (FFDCA), 21 U.S.C. 346a(d), to amend 40 CFR part 180.361 by establishing a tolerance for the combined residues of [the herbicide pendimethalin, N-(1-ethylpropyl)-3,4-dimethyl-2,6-dinitrobenzenamine, and its metabolite 4-[(1-ethylpropyl)amino]-2-methyl-3,5-dinitrobenzyl alcohol] in or on the raw agricultural commodities [alfalfa forage] at [3.5] parts per million (ppm).  EPA has determined that the petition contains data or information regarding the elements set forth in section 408 (d)(2) of the FDDCA; however, EPA has not fully evaluated the sufficiency of the submitted data at this time or whether the data supports granting of the petition. Additional data may be needed before EPA rules on the petition.

A. Residue Chemistry

	1. Plant metabolism.  [The qualitative nature of the residues of pendimethalin in plants is understood based on adequate studies conducted with 14 C pendimethalin on various crops.  Pendimethalin and its metabolite 4-[(1-ethylpropyl)amino]-2-methyl-3,5-dinitrobenzenamine are the residues of concern.]

	2. Analytical method. [Section 408 (b)(3) of the amended FDCA requires EPA to determine that there is a practical method for detecting and measuring levels of the pesticide chemical residue in or on food and that the tolerance be set at a level at or above of the limit of detection of the designated method.  In plants the method is aqueous organic solvent extraction, column clean up, and quantitation by GC.  The method has a limit of quantitation (LOQ) of 0.05 ppm for pendimethalin and the alcohol metabolite.]

	3. Magnitude of residues. [Field trials in major growing areas across the US were carried out in order to determine the magnitude of residues in alfalfa commodities.  EPA has determined that the petition contains data or information regarding the above aforementioned crops.  Field trials were conducted on alfalfa targeting a pendimethalin application rate of 2 lb ai/A with a 28 day pre-harvest interval (PHI) for alfalfa forage and hay].

B. Toxicological Profile

	1. Acute toxicity.  [Pendimethalin (BAS 455 H) technical demonstrates low acute toxicity via the oral, dermal and inhalation routes of exposure.  The acute toxicity studies place technical pendimethalin in toxicity category III for the acute oral, category IV for acute dermal, and category IV for acute inhalation.  Technical pendimethalin is category IV for skin irritation and category III for eye irritation. Pendimethalin did not cause skin sensitization in guinea pigs.  Two formulated end use products are registered for use on crops, an Emulsifiable Concentrate (EC) and an Encapsulated Suspension (CS).  The EC has an acute oral category of III, acute dermal category of III, an acute inhalation category of III, eye and skin irritation of III, and is not a dermal sensitizer.  The CS has an acute oral category of IV, an acute dermal category of IV, an acute inhalation category of IV, eye and skin irritation category of IV, and is not a dermal sensitizer.]

	2. Genotoxicty. [Extensive mutagenicity studies conducted to investigate point and gene mutations, DNA damage and chromosomal aberration, both using in vitro and in vivo test systems demonstrate pendimethalin to be non-genotoxic.

Pendimethalin has been classified as a Group C "possible human carcinogen," based on a statistically significantly increased incidence of benign follicular cell adenomas of the thyroid gland in male and female rats at 5000 ppm (250 mg/kg b.w./day) (highest concentration tested).  For risk assessment, OPP recommends using the RfD (non-linear) approach for quantification of human risk.  The Agency Committee has determined that the hypothesis, that benign thyroid tumors associated with pendimethalin are due to a thyroid-pituitary imbalance, can be supported.  Finally, pendimethalin's mechanism of threshold oncogenic activity only occurs at high doses in rats, a mammalian species that is expected to be much more sensitive than humans to the induction of thyroid tumors via conditions which result in hypothyroidism.]

	3. Reproductive and developmental toxicity. [Pendimethalin (BAS 455 H) is not a selective developmental toxicant.  There is no indication of increased susceptibility following prenatal/postnatal exposure to pendimethalin.

In a developmental (teratology) toxicity study in the rat, the results demonstrated that the NOAELs for both maternal toxicity and fetal (prenatal)/developmental toxicity were 500 mg/kg b.w./day (highest dose tested) (HDT).  In addition, there were no indications of any teratogenic effects in the rat fetuses at 500 mg/kg b.w./day (HDT).  Therefore, pendimethalin is considered to be neither a developmental toxicant nor a teratogenic agent in the rat.

In a developmental (teratology) toxicity study in the rabbit, the results demonstrated the NOAEL for maternal toxicity was 30 mg/kg b.w./day, based on increased clinical signs of toxicity and decreased body weight gain during the treatment period at 60 mg/kg b.w./day (HDT).  The NOAEL for fetal (prenatal)/developmental toxicity was 60 mg/kg b.w./day (HDT).  In addition, there were no indications of any teratogenic effects in the rabbit fetuses at 60 mg/kg b.w./day.  Therefore, pendimethalin is considered to be neither a developmental toxicant nor a teratogenic agent in the rabbit.

A two-generation reproductive toxicity study in the rat demonstrated an absence of increased sensitivity for the developing offspring to pendimethalin.  The NOAEL for parental toxicity was 500 ppm (approximately 38.5 mg/kg b.w./day), based on reduced food consumption and decreased body weight/weight gain at 2500 ppm (mid-dietary concentration).  The NOAEL for pup/offspring toxicity was also 500 ppm, based on decreased pup body weight gain at 2500 ppm.  Lastly, the NOAEL for reproductive toxicity was 2500 ppm (approximately 194 mg/kg b.w./day), based on reduced mean live litter size at 5000 ppm (highest concentration tested) (HCT).  These reductions in mean live litter size and pup body weight gain were only observed at dietary concentrations that were parentally toxic.  As such, there is no evidence that prenatal or postnatal exposure to pendimethalin results in an increased sensitivity to developing offspring.]

	4. Sub-chronic toxicity. [Sub-chronic (90-day) feeding studies were conducted in rats and dogs.  For the rat, the NOAEL for systemic toxicity was 500 ppm (41 mg/kg b.w./day), based on slightly decreased body weight, increased absolute and relative liver weights, and liver histopathology (hepatocellular hypertrophy) in males and females at 5000 ppm (HCT).  For the dog, the NOAEL for systemic toxicity was 2500 ppm (62.5 mg/kg b.w./day), based on decreased body weight at 10000 ppm (250 mg/kg b.w./day).]

	5. Chronic toxicity. [The chronic Reference Dose (RfD) was established based on the results of sub-chronic special studies demonstrating the thyroid hormone related endpoint in rats.  The NOAEL of 10 mg/kg b.w./day was established from the collective results of the sub-chronic oral 92-day thyroid function study, the sub-chronic oral 56-day thyroid function study, and the 14-day intrathyroidal metabolism study.  A LOAEL of 31 mg/kg b.w./day was based on hormonal and histopathological changes in the thyroid gland.  The chronic RfD was calculated to be 0.03 mg/kg b.w./day using an Uncertainty Factor (UF) of 30X (3X for interspecies extrapolation and 10X for intraspecies variability) and a 10X database uncertainty factor (UFDB) retained pending receipt of a developmental thyroid toxicity study.  EPA/HED currently recommends a FQPA Safety Factor of 1X.  Therefore, the chronic Population Adjusted Dose (PAD) is 0.03 mg/kg b.w./day.

Chronic toxicity studies were conducted in rats, mice, and dogs.  For the 2-year rat feeding study, the NOAEL for systemic toxicity was 500 ppm (25 mg/kg b.w./day), based on decreased body weight gain (approximately 20-30%), increased clinical signs of toxicity, increased relative liver weights, and slight but statistical increase in the incidence of benign follicular cell adenomas of the thyroid gland in males and females at 5000 ppm (250 mg/kg b.w./day) (HCT).  For the 18-month mouse feeding study, the NOAEL for systemic toxicity was 500 ppm (75 mg/kg b.w./day), based on slightly decreased mean body weights and reduced survival at 5000 ppm (750 mg/kg b.w./day) (HCT).  There were no oncogenic effects up to 5000 ppm (750 mg/kg b.w./day) (HCT).  Lastly, for the 1-year oral (via gelatin capsules) chronic dog study, the NOAEL for systemic toxicity was 200 mg/kg b.w./day, the highest dose tested.]

	6. Animal metabolism. [Adequate goat and poultry metabolism studies are available for pendimethalin. The Agency has determined that there is no reasonable expectation of finite pendimethalin residues of concern in animal commodities as a result of use on multiple crops.  However, tolerances for pendimethalin residues of concern in livestock commodities were proposed in a previous petition.

In the rat, pendimethalin is metabolized mainly through oxidation of the 4-methyl group attached to the benzene ring as well as oxidation of the alkyl side chain of the N-substituted dinitroaniline compound.  When C14-pendimethalin is administered to rats, about 70% of the radioactivity is excreted in feces and 20% is in the urine within 24 hours.  Within 96 hours, the radioactivity found in the tissues was 0.3 ppm or less, except fat which is 0.9 ppm.  The major portion of the radioactivity that was excreted in the feces was identified as the parent compound.]

	7. Metabolite toxicology. [The main pendimethalin plant metabolite, CL 202347, has been tested for toxicity.  The acute oral toxicity in mice was determined to be 2140 mg/kg bw.  An Ames assay showed the metabolite to be non-mutagenic.]

	8. Endocrine disruption. [It is known that pendimethalin affects the hypothalamus-pituitary-thyroid axis.  However, as the chronic RfD (0.03 mg/kg b.w./day) is based on the thyroid hormone related endpoint in rats, as noted in the sub-chronic special studies in Section 5 above, which additionally demonstrated reversibility of the thyroid effects in the oral 56-day thyroid function study, these effects are already taken into consideration in the characterization of potential risks to humans.]

C. Aggregate Exposure

	1. Dietary exposure. [Pendimethalin is a pre-emergent herbicide used to control broadleaf and grass weeds in food and non-food crops, as well as non-agricultural use sites including residential lawns. In examining aggregate exposure, FQPA directs EPA to consider available information concerning exposures from the pesticide residue in food (dietary) and all other non-occupational exposures. The primary non-food sources of exposure are through pesticide use in gardens, lawns, or buildings (residential and other indoor uses). The potential for aggregate exposure from all registered and proposed uses is discussed below.]

	i. Food. [An assessment was conducted to evaluate the potential risk due to chronic dietary exposure of the U.S. population to residues of pendimethalin (BAS 455 H).  The current tolerance values are listed in the U.S. 40 CFR § 180.361.

This analysis included all the crops with established tolerance values as of June 2009, the proposed (pending at EPA) new tolerances forage grasses, crop group 17, livestock commodities of 0.15 ppm in meat and 0.03 ppm in milk, and olives at 0.1 ppm, and the proposed increased tolerance for alfalfa forage to 3.5 ppm.  No tolerances are proposed for poultry or eggs because grass forage and alfalfa forage are not feed items for poultry.

Acute Dietary Exposure Assessment

An acute assessment was not needed since the U.S. EPA Toxicological Endpoint Selection (TES) Committee had previously evaluated the pendimethalin toxicity data and determined there was no relevant toxicological endpoints for acute dietary exposure and that a risk assessment was not required.

Chronic Dietary Exposure Assessment

The chronic dietary exposure estimates were based on established and proposed tolerance values, and 100% CT values. Default process factors were used with consumption data from the USDA Continuing Survey of Food Intake by Individuals (CSFII 1994 - 1996, 1998).  The EPA Food Commodity Ingredient Database (FCID) was also used in Exponent's Dietary Exposure Evaluation Module (DEEM-FCID) software.  Secondary residues in meat and milk were included.  Secondary residues for eggs and poultry were not included since it has been determined that there is no likelihood of residues in these animal commodities and therefore, a tolerance will not be required by the EPA.

Dietary exposure estimates were compared against the worst-case pendimethalin chronic Population Adjusted Dose (cPAD) of 0.03 mg/kg b.w./day for all populations subgroups.  Results of the chronic dietary assessments are listed in the table below.  The estimated chronic dietary exposure from crops (both established and proposed tolerances) was less than 20% of the cPAD for all subpopulations.  Additional refinements such as the use of anticipated residues and percent crop treated values for the established crop uses would further reduce the estimated chronic dietary exposure.  The results in Table 1 below demonstrate there are no safety concerns for any subpopulation based on established and new uses, and that the results clearly meet the FQPA standard of reasonable certainty of no harm.

Table 1.	Summary of chronic dietary exposure assessment considering crops with established and proposed tolerances for pendimethalin.

Population

Subgroups	Exposure Estimate

(mg/kg b.w./day)	%cPAD

US Population	0.00207725	6.23

All infants (< 1 year)	0.00396	11.88

Children 1-2	0.0064085	19.23

Children 3-5	0.00508625	15.26

Children 6-12	0.00312325	9.37

Youth 13-19	0.00188925	5.67

Adults 20-49	0.0015675	4.70

Adults 50+ yrs	0.00142875	4.29

Females 13 - 49 yrs	0.0015355	4.61

%cPAD = percent of chronic population adjusted dose

Exposure estimates based on tolerance values and 100 % CT values

]

	ii. Drinking Water. [There are no established maximum contaminant levels or health advisory levels for residues of pendimethalin (BAS 455 H) in drinking water.  The drinking water exposure values used in this assessment were obtained from the most recent pendimethalin assessment conducted by EPA published on August 2, 2007.  The pendimethalin water values were calculated using PRZM-EXAMS and SCI-GROW2.  The modeled chronic surface water concentrations were 6.0 ug/L,  The modeled groundwater concentration was 0.024 ug/L.

Drinking water contributions were assessed based on the a pendimethalin water concentration of 6.0 ug/L for chronic exposure and water consumption and body weights reported in CSFII, using DEEM-FCID software.  The chronic estimated water exposure values are summarized in Table 2.

Table 2.  	Summary of chronic dietary exposure assessment for drinking water considering direct and indirect sources.

Population

Subgroups	Exposure Estimate

(mg/kg b.w./day)	%cPAD

U.S. Population	0.000126	0.4

All Infants (< 1 year)	0.000415	1.2

Children 1-2 years	0.000188	0.6

Children 3-5 years	0.000176	0.5

Children 6-12 years	0.000121	0.4

Youth 13-19 years	0.000091	0.3

Adults 20-49 years	0.000118	0.4

Adults 50+ years	0.000124	0.4

Females 13 – 49 years	0.000118	0.4

%cPAD = percent of chronic population adjusted dose

Exposure based on the maximum estimated water concentration of 6.0 ug/L

Acute Aggregate Exposure and Risk (Food and water)

An acute assessment was not needed since the U.S. EPA Toxicological Endpoint Selection (TES) Committee had previously evaluated the pendimethalin toxicity data and determined there was no relevant toxicological endpoints for acute dietary exposure and that a risk assessment was not required.

Short- and Intermediate-Term Aggregate Exposure and Risk (food, water, and residential)

Short-term aggregate risk from pendimethalin takes into account exposures from dietary consumption (food and water) and residential exposure from turf use.  Post application exposure from the turf use is considered short-term.  The aggregate MOE from food, water, and residential exposure are 1132 (children 1-2 years) and 3577 (US population) for the EC formulation and 678 (children 1-2 years) and 2358 (US population) for the CS formulation, respectively.  These MOEs are greater than the target MOE of 300, which indicates there is no safety concern from the aggregate exposure from pendimethalin.  The results of the analysis are shown in Tables 3 and 4.

Table 3. 	Estimated short/intermediate term aggregate exposure and risk of pendimethalin for the EC formulation.

Population	NOAEL (mg/kg/day)	Target MOE1	Food Exposure (mg/kg/d

ay)	Water Exposure (mg/kg/day)	Residential Exposure (mg/kg/day)	Total Exposure (mg/kg/day)	MOE2

US	10	300	0.00207725	0.00012625	0.000592	0.0027955	3577

Child

1-2 yr old	10	300	0.0064085	0.0001875	0.002235	0.008831	1132

1 Target MOE is 300.

2 Aggregate MOE = (NOAEL / (Food + Water + Residential Exposure)

Table 4. 	Estimated short/intermediate term aggregate exposure and risk of pendimethalin for the CS formulation.

Population	NOAEL (mg/kg/day)	Target MOE1	Food Exposure (mg/kg/day)	Water Exposure (mg/kg/day)	Residential Exposure (mg/kg/day)	Total Exposure (mg/kg/day)	MOE2

US	10	300	0.00207725	0.00012625	0.002038	0.0042415	2358

Child

1-2 yr old	10	300	0.0064085	0.0001875	0.008148	0.014744	678

1 Target MOE is 300.

2 Aggregate MOE = (NOAEL / (Food + Water + Residential Exposure)

Chronic Aggregate Exposure and Risk (food and water)

The aggregate chronic risk includes residues of pendimethalin from food and water (Table 5). Exposures from residential uses are not included in the chronic aggregate assessment.  The results demonstrate there are no safety concerns for any subpopulation based on established and new uses, and that the results clearly meet the FQPA standard of reasonable certainty of no harm.

Table 5. 	Estimated chronic aggregate exposure and risk of pendimethalin

Population Subgroup	cPAD (mg/kg/day)	Food Exposure (mg/kg/day)	Water Exposure (mg/kg/day)	Total Exposure (mg/kg/day)	% cPAD

U.S. Population	0.03	0.00207725	0.00012625	0.0022035	6.6

All Infants (< 1 yr old)	0.03	0.00396	0.000415	0.004375	13.1

Children 1-2 years	0.03	0.0064085	0.0001875	0.006596	19.8

Children 3-5 years	0.03	0.00508625	0.00017625	0.0052625	15.8

Children 6 – 12 years	0.03	0.00312325	0.00012125	0.0032445	9.7

Youth 13-19 years	0.03	0.00188925	0.00009125	0.0019805	5.9

Females 13-49 years	0.03	0.0015355	0.0001175	0.001653	5.0

Adults 20-49 years	0.03	0.0015675	0.0001175	0.001685	5.1

Adults + 50	0.03	0.00142875	0.00012375	0.0015525	4.7

]

	2. Non-dietary exposure. [The systemic exposure from the use of pendimethalin on residential turf was calculated following the current EPA Standard Operating Procedures (SOPs) for residential exposure assessment (EPA 1997b; EPA 1999a), as revised by EPA Policy 12 (EPA, 2001), and using the Residential Exposure Assessment Spreadsheet Tool (REx), Version 4.0G.  Exposure values were derived from the use of a product-specific hand press study to estimate hand-to-mouth transfer in children and a formulation-specific turf transferable residue study to determine dermal exposure to adults and children.  Residential exposure to both the Pendulum® 3.3 EC herbicide and Pendulum® AquaCap™ herbicide is presented below.

The following table provides the route specific and aggregate exposure assessment results for each population subgroup, along with the percentage of the cPAD (0.03 mg kg BW/day) utilized, and MOE (NOAEL/Aggregate systemic Exposure).

Table 6.	Summary of residential exposure to pendimethalin following the use of the Pendulum® 3.3 EC herbicide formulation including the route specific and aggregate exposure assessment results for the population subgroups.

Population subgroup	Route of Exposure	Route Specific

Systemic Exposure

(mg/kg BW/day) 1	Aggregate

Systemic Exposure

(mg/kg BW/day)	%cPAD	MOE

Adult

(20-49)	Post-application dermal	0.000592	0.000592	1.8	16892

Child

(1-6)	Post-application dermal	0.000990	0.002235	6.7	4474

	Post-application

(Hand to Mouth ingestion)	0.001245

	1 Based 3% dermal absorption

™ herbicide formulation including the route specific and aggregate exposure assessment results for the population subgroups.

Population subgroup	Route of Exposure	Route Specific

Systemic Exposure

(mg/kg BW/day) 1	Aggregate

Systemic Exposure

(mg/kg BW/day)	%cPAD	MOE

Adult

(20-49)	Post-application dermal	0.002038	0.002038	6.1	4907

Child

(1-6)	Post-application dermal	0.003411	0.008148	24.4	1227

	Post-application

(Hand to Mouth ingestion)	0.004737

	1 Based 3% dermal absorption

]

D. Cumulative Effects

	[Exposure to Substances with Common Mechanism of Toxicity.  The Agency has not yet published guidelines to determine whether pendimethalin has a common mechanism of toxicity with other substances or how to include this pesticide in a cumulative risk assessment.  Unlike other pesticides for which EPA has followed a cumulative risk approach based on a common mechanism of toxicity, pendimethalin does not appear to produce a toxic metabolite produced by other substances.  For the purposes of this tolerance action, therefore, it is assumed that pendimethalin does not have a common mechanism of toxicity with other substances.]

E. Safety Determination

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result to the general population or any subpopulation from aggregate exposure to pendimethalin residues.]

	2. Infants and children. [Based on these risk assessments, there is a reasonable certainty that no harm will result to infants or children, or any subpopulation from aggregate exposure to pendimethalin residues.]

F. International Tolerances

	[There are no CODEX, Canadian or Mexican International Maximum Residue Levels (MRL's) established for residues of pendimethalin in these crops at this time.]