Which former financier was convicted under making false statements?
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Making false statements Making false statements () is the common name for the United States federal crime laid out in Section 1001 of Title 18 of the United States Code, which generally prohibits knowingly and willfully making false or fraudulent statements, or concealing information, in "any matter within the jurisdiction" of the federal government of the United States, even by . A number of notable people have been convicted under the section, including Martha Stewart, Rod Blagojevich, Scooter Libby, Bernard Madoff, and Jeffrey Skilling.
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Bernard Madoff Bernard Lawrence "Bernie" Madoff ( ; born April 29, 1938) is an American fraudster and a former stockbroker, investment advisor, and financier. He is the former non-executive chairman of the NASDAQ stock market, and the admitted operator of a Ponzi scheme that is considered the largest financial fraud in U.S. history. Prosecutors estimated the size of the fraud to be $64.8 billion, based on the amounts in the accounts of Madoff's 4,800 clients as of November 30, 2008.
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Sanford I. Weill Sanford I. "Sandy" Weill ( ; born March 16, 1933) is an American banker, financier and philanthropist. He is a former chief executive and chairman of Citigroup. He served in those positions from 1998 until October 1, 2003, and April 18, 2006, respectively.
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Earl Brian Earl Winfrey Brian, Jr. (born 1942) is an American businessman who served as Director of California's Department of Health Care Services, and then as Secretary of California's Agency for Health and Welfare under Governor Ronald Reagan. Following an unsuccessful run for the U. S. Senate in 1974, Brian headed several technology based firms during the 1970s and 80s. In 1991 however, Infotechnology, the venture capital firm he headed, filed for bankruptcy. Brian was later charged with conspiring to cover up the firm's financial difficulties and sentenced to four years in prison.
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Leandro Aragoncillo Leandro Aragoncillo (born 1960) is a former FBI intelligence analyst and a retired United States Marine Corps gunnery-sergeant who was convicted of spying against the United States Government in 2007. A naturalized Filipino-American, he was charged with espionage and with leaking classified information to the regime of a former Filipino president.
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Vladimir Levin Vladimir Leonidovitch Levin (Владимир Леонидович Левин) is a Russian individual famed for his involvement in the attempt to fraudulently transfer USD 10.7 million via Citibank's computers.
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Michael Scanlon Michael Scanlon, a.k.a. "Sean Scanlon", is a former communications director for Rep. Tom DeLay, lobbyist, and public relations executive who has pleaded guilty to corruption charges related to the Jack Abramoff lobbying scandal. He is currently assisting in the investigation of his former partners Abramoff, Grover Norquist and Ralph Reed by separate state and federal grand jury investigations related to the defrauding of American Indian tribes and corruption of public officials. In addition to the allegation of dishonest dealing arising from the consulting contracts themselves, Abramoff and Scanlon are accused of illegally giving favors to senior Republicans Tom DeLay, Conrad Burns, John Doolittle and Bob Ney. In 2005 Scanlon pleaded guilty to conspiring to bribe a member of Congress and other public officials. On February 11, 2011, he was sentenced to 20 months in federal prison and 300 hours of community service.
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John F. Harris (political aide) John F. Harris (born 1962) is the former Chief of Staff to the Governor of Illinois, Rod Blagojevich. He resigned in December 2008 after being charged, along with Blagojevich, with wire fraud .On March 28, 2012 Harris was sentenced by Judge James B. Zagel. In contrast to the 14-year sentence Judge Zagel previously handed down to former Governor Blagojevich, Harris was sentenced to a period of 10 days incarceration, two years supervised release and a $1000 fine. In imposing the unusually lenient sentence, Judge Zagel noted that the former Governor had worn down his staff and demonstrated signs of “mental instability.” Judge Zagel observed that other than leaving the administration earlier if he were in Harris’ shoes, he might have acted the same way. The Judge also acknowledged an unusual number of character reference letters in support of Harris that had been received from prominent city and state political and business figures.
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David P. Weber David Paul Weber is a former Assistant Inspector General for Investigations at the U.S. Securities and Exchange Commission (SEC), where as a whistleblower he reported allegations about foreign espionage against the stock exchanges, and concerning misconduct in the Bernard L. Madoff and R. Allen Stanford Ponzi scheme investigations. He was terminated months later for supposedly unrelated reasons. He sued the SEC, claiming wrongful termination and retaliation against him for coming forward as a whistleblower. In June 2013, the SEC settled with Weber his whistleblower protection and U.S. District Court lawsuits by reinstating him and paying him $580,000, one of the largest federal whistleblower settlements in US history. In 2014, author and blogger Larry Doyle named Weber as one of his "top 5 whistleblowers". On July 30, 2015, Weber was recognized by six United States Senators and one member of the House of Representatives at the First Congressional Celebration of National Whistleblower Appreciation Day. Weber is now in the private practice of law and is a Lecturer and Academic Director of Fraud Management Programs at the University of Maryland, College Park.
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Eric Daniels John Eric Daniels (born August 14, 1951) is an American banker, and the former chief executive officer (CEO) of Lloyds Banking Group.
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Garth Drabinsky Garth Howard Drabinsky, LL.B. is a Canadian film and theatrical producer and entrepreneur. In 2009, he was convicted and sentenced to prison for fraud and forgery. The sentence was reduced from 7 to 5 years in prison, on appeal to the Ontario Court of Appeal, and the Supreme Court of Canada declined to hear a subsequent appeal.
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Michael Curtis Reynolds Michael Curtis Reynolds is an American who was convicted of terrorism-related crimes after a series of December 2005 online discussions with a US judge posing as a militant.
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Lo Fu-chu Lo Fu-chu (; born July 2, 1943) is a former Taiwanese legislator and a self-described leader of the "Celestial Alliance" organized criminal organization. In the late 1990s and early 2000s he was known as the most notorious person involved with organized crime then holding public office, and was reputed to be one of the wealthiest men in Taiwan. While in office he was described by other legislators as "verbally and physically violent", and he was arrested the same day that his second legislative term ended, in 2002. After leaving office Lo fought and appealed many charges over the next decade, but was eventually convicted in 2012 for money laundering and insider trading and sentenced to four years in prison. Following his conviction Lo was released on bail and subsequently disappeared. Officials at the Taiwanese Criminal Investigation Bureau believe that he has probably fled to China, where he has investments in the hotel and entertainment industries.
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R. Foster Winans Robert Foster Winans (born August 5, 1948) is a former columnist for "The Wall Street Journal" who co-wrote the "Heard on the Street Column" from 1982 to 1984 and was convicted of insider trading and mail fraud. He was indicted by then-U.S. Attorney Rudolph Giuliani and convicted in 1985 of violating Federal law by leaking advance word of the contents of his columns to a stockbroker, Peter N. Brant, at Kidder, Peabody & Co., an old-line brokerage firm. Brant was decades later labeled a recidivist by the U.S. Securities and Exchange Commission. Winans' conviction for violating securities law was affirmed by the U.S. Supreme Court in 1987 as "Carpenter v. United States" by a rare 4–4 deadlocked vote. The Supreme Court unanimously affirmed his convictions for committing federal mail and wire fraud, however. He served nine months in federal prison.
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Scott W. Rothstein Scott W. Rothstein (born June 10, 1962) is a disbarred lawyer and the former managing shareholder, chairman, and chief executive officer of the now-defunct Rothstein Rosenfeldt Adler law firm. He was accused of funding his philanthropy, political contributions, law firm salaries, and an extravagant lifestyle with a $1.2 billion Ponzi scheme, one of the largest such in history. On December 1, 2009, Rothstein turned himself in to authorities and was subsequently arrested on charges related to the Racketeer Influenced and Corrupt Organizations Act (RICO).
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Brian Patrick Regan Brian Patrick Regan (born October 23, 1962 in New York City, New York) is a former master sergeant in the United States Air Force who was convicted of offering to sell secret information to foreign governments.
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Peter W. Smith Peter W. Smith (February 23, 1936 – May 14, 2017) was an American investment banker from Chicago. He had a 40-year career managing corporate acquisitions and venture investments. He was active in Republican politics. In 1998 he was identified as a major financial supporter of the 1993 Troopergate story, in which several Arkansas state troopers accused U.S. President Bill Clinton of having carried out sexual dalliances while he was Governor of Arkansas. In 2017 he confirmed to the "Wall Street Journal" that he had tried in 2016 to contact computer hackers, including Russian hackers, in an attempt to obtain opposition research material to use against Hillary Clinton in the 2016 presidential election. Ten days after speaking to the paper, he committed suicide in a hotel room, citing ill health.
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Ronald Montaperto Ronald N. Montaperto is a former Defense Intelligence Agency (DIA) analyst who pleaded guilty to mishandling classified documents. U.S. officials said the disclosures by Montaperto coincided with the loss of a major electronic eavesdropping program which had successfully spied on Chinese government links to illicit arms sales.
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UBS tax evasion controversy The Swiss bank UBS AG became embroiled in controversy starting in 2008 when the U.S. Federal Bureau of Investigation (FBI) made a formal request to travel to Switzerland to probe a multi-billion-dollar tax evasion case involving the bank. The investigation had, in part, been prompted by disclosures made by Bradley Birkenfeld, a former UBS banker in Switzerland, who testified to the U.S. Department of Justice (DOJ), the U.S. Securities and Exchange Commission (SEC), and the U.S. Internal Revenue Service (IRS) that UBS had directed its North American sales force to recruit U.S. taxpayers by offering them access to offshore financial vehicles to hide their assets and evade taxes.
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Vati-Con scandal The Vati-Con Scandal involved accusations that Italian real estate developer Raffaello Follieri misappropriated a $50 million investment from billionaire Ronald Burkle meant to buy Roman Catholic churches in the United States. Follieri ultimately pleaded guilty to federal criminal charges in the U.S. and was sentenced to prison.
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David G. Friehling David G. Friehling (born November 27, 1959) is an American accountant who was arrested and charged in March 2009 for his role in the Madoff investment scandal. He subsequently pleaded guilty to rubber-stamping Bernard Madoff's filings with regulators rather than fully reviewing them. His role in covering up Madoff's massive Ponzi scheme makes it the largest accounting fraud in history.
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Dwight Chapin Dwight Lee Chapin (born December 2, 1940) is an American political organizer, businessman, and retired public servant. He was Deputy Assistant to the President Richard Nixon, during the Watergate scandal. Chapin was convicted of lying to a grand jury (perjury) during the scandal and served nine months at the Federal Correctional Institution, Lompoc.