what is an sec file number
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- Form Type - Form used for the filing. Click on a filing's form type to download an electronic document or order a non-EDGAR filing. Receive Date - Date on which the filing was acknowledged as received by the SEC. File No. - Number assigned to the filing by the SEC.
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- SR22 Insurance. An SR-22 Filing is a document or electronic certification issued by an auto insurance company that verifies to the state that you have an auto insurance policy with the state minimum liability limits. If you are required to maintain this filing, you will be notified by the state.e provide SR-22 Filings in most states. Simply indicate that an SR-22 Filing is needed while getting your free quote. The SR-22 insurance form will be included with your policy documents after you have applied for and purchased your auto insurance policy online.
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What is the role of the SEC?What is the role of the SEC? The acronym SEC is the U.S. Securities and Exchange Commission. The official site of this organisation referred below describes their role as: ... to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
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What is File Extension SEC? Did someone email you a SEC file and you're not sure how to open it? Maybe you have found a SEC file on your computer and wondering what it's for? Windows might tell you that you can't open it, or in the worst case, you might encounter a SEC file related error message.Before you can open a SEC file, you'll need to figure out what kind of file the SEC file extension refers to.Tip: Incorrect SEC file association errors can be a symptom of other underlying issues within your Windows operating system.efore you can open a SEC file, you'll need to figure out what kind of file the SEC file extension refers to. Tip: Incorrect SEC file association errors can be a symptom of other underlying issues within your Windows operating system.
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- Standard Entry Class Codes. A Standard Entry Class Code (SEC Code) identifies a specific payment application. The code incorporates type of payment (debit or credit), account nature (consumer or corporate), and record format used to carry format. Implicit in the code is how authorization is arranged (standing, oral, type of transaction, etc).
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Preparer Tax Identification Number From Wikipedia, the free encyclopedia. The Preparer Tax Identification Number (PTIN) is an identification number that all paid tax return preparers must use on U.S. federal tax returns or claims for refund submitted to the Internal Revenue Service (IRS).
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Taxpayer Identification Numbers (TIN) It is a 9-digit number, beginning with the number 9, formatted like an SSN (NNN-NN-NNNN). To obtain an ITIN, you must complete IRS Form W-7, IRS Application for Individual Taxpayer Identification Number (PDF) .
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Investigations by the Securities and Exchange Commission Investigations by the Securities and Exchange Commission. Securities and Exchange Commission (SEC) investigations are conducted confidentially to protect evidence and reputations. Important documents could be destroyed if an investigation is publicly announced, so confidential treatment may help to preserve key evidence in a case.
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- Advanced Search - SEC File Number. When you conduct an advanced Filings search within the SECnet system, the system returns a list of the companies that match the criteria you specified. Using this list, you select a company and SECnet retrieves a list of filings for the company you chose.
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- Exchanges. A national securities exchange is a securities exchange that has registered with the SEC under Section 6 of the Securities Exchange Act of 1934.Following is a list of exchanges registered with the SEC under Section 6(a) of the Exchange Act as national securities exchanges : national securities exchange is a securities exchange that has registered with the SEC under Section 6 of the Securities Exchange Act of 1934.
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ACH Standard Entry Class (SEC) Codes ACH Standard Entry Class (SEC) Codes. NACHA requires that when a transaction is submitted for processing, the transaction must include an ACH Standard Entry Class (SEC) Code to designate how the transaction was authorized by the originator. Standard Entry Class. Description.
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U.S. Securities and Exchange Commission U.S. Securities and Exchange Commission. Securities and Exchange Commission redirects here. For other uses, see Securities and Exchange Commission (disambiguation). The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government.
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WHAT YEAR WERE COLOR TV'S FIRST INTRODUCED? Before that, EVERYBODY owned Black and White, and when 1965 rolled around, you could see your friends buying new color TVs one by one...by 1970 about 1/2 of the population owned one color TV set, and by 1975 everybody owned one....
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What is the 'SEC Yield' SEC Yield. What is the 'SEC Yield'. The SEC yield is a standard yield calculation developed by the U.S. Securities and Exchange Commission (SEC) that allows for fairer comparisons of bond funds. It is based on the most recent 30-day period covered by the fund's filings with the SEC.
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- All of the fillings for the company you select are listed on the Filings Search Results page that opens next. Use links on the page to access other filing lists. One of the options allows you to access a complete list of the filings submitted under the SEC file number of the filing you select. To view filings made under a specific SEC file number, Click the File No link for the filing of interest on the Issuer filings list. The information described below is provided for each filing on the list that opens. Click on a column heading to sort the list using that information.
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What is a 'Tax Identification Number - TIN' What is a 'Tax Identification Number - TIN'. A tax identification number (TIN) is a nine-digit number used as a tracking number by the U.S. Internal Revenue Service (IRS). Social Security Numbers (SSNs) are tax identification numbers for individuals, and the Social Security Administration (SSA) issues them in the format of XXX-XX-XXXX.
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- 1 A CAF is a Centralized Authorization File number that is issued by the IRS when someone files a third-party authorization. 2  An EFIN is an Electronic Filing Identification Number, and is issued to Authorized IRS e-file Providers. 3  An EIN is an Employer Identification Number and is issued to businesses for various reasons.
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- A 10-KSB is an annual filing similar to a 10-K. It is filed by small businesses that do not usually attract interest from equity researchers. They are often referred to as 'penny stocks'. The content of a 10-KSB is similar to that of a 10-K in that it includes all annual financial information as well as important information pertaining to the company, its structure and plan. A 10-KSB must be filed with the SEC within 90 days of the end of their fiscal year. Related Terms. 1  10-K.
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How do I find a DUNS number Plus 4? The DUNS 4 is the DUNS number plus a 4-character suffix that may be assigned at the discretion of the offeror to establish additional CCR records for identifying alternative Electronic Funds Transfer (EFT) accounts (see Subpart 32.11) for the same concern.
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Summary Annual Report (SAR) Summary Annual Report (SAR) The Summary Annual Report, more commonly referred to as the SAR, is an annual report summarizing the retirement plan’s financial activities as reported on the Form 5500 filed with the Internal Revenue Service (IRS).
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- SEC Yield. This calculation is based on a 30-day period ending on the last day of the previous month. It is computed by dividing the net investment income per share earned during the period by the maximum offering price per share on the last day of the period. The figure listed lags by one month.
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What is EIN # and why do i need it? What is EIN # and why do i need it? EIN # stands for employer identification number and its needed as a form of identification for AES. The Automated Export System (AES) is an electronic way to file the Electronic Export Information (EEI) and ocean manifest information directly to U.S. Customs. Every container that leaves the USA must be filed.
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Securities and Exchange Commission (SEC) Securities and Exchange Commission (SEC) Share this item with your network: The Securities and Exchange Commission (SEC) is a U.S. government agency that oversees securities transactions, activities of financial professionals and mutual fund trading to prevent fraud and intentional deception. The SEC consists of five commissioners who serve staggered five-year terms.
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Embodiment Embodied or embodiment may refer to: in psychology, linguistics and philosophy, Embodied cognition (or the embodied mind thesis), a position in cognitive science and the philosophy of mind emphasizing the role that the body plays in shaping the mind; Embodied imagination, a therapeutic and creative form of working with dreams and memories
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SR22 Insurance An SR-22 Filing is a document or electronic certification issued by an auto insurance company that verifies to the state that you have an auto insurance policy with the state minimum liability limits.If you are required to maintain this filing, you will be notified by the state.e provide SR-22 Filings in most states. Simply indicate that an SR-22 Filing is needed while getting your free quote. The SR-22 insurance form will be included with your policy documents after you have applied for and purchased your auto insurance policy online.
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What Is a SECA Tax? The Self-Employed Contributions Act of 1954, or SECA, is the law that authorizes Social Security and Medicare taxes for sole proprietors, partners in partnerships and other self-employed individuals.