aalap dave
Director, Operations Testing in Legal and Compliance at Morgan Stanley
manager , legal compliance morgan stanley
proactive leader extensive experience budgeting , accounting , training , project management , operation risk management supervisory capacity . proven leadership supervisory experience ability lead multiple project team simultaneously . strong organization capability applied achieve desired goal , objective , result . • staff selection & development • financial / operation control • policy & procedure analysis • compliance / security analysis • operation management • project / program management
Morgan Stanley
https://www.linkedin.com/company/morgan-stanley
Baltimore, Maryland Area
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Director, Operations Testing in Legal and Compliance
Morgan Stanley
https://www.linkedin.com/company/morgan-stanley
Independently and effectively execute branch examinations of retail branch locations. Test, assess, document and report on the adequacy and effectiveness of the control environment in the branch. Identify business risks and recommend improvements. Conduct meetings with branch management to discuss preliminary findings and obtain formal management responses to exam items. Work with colleagues and branch examination management to determine whether a branch office is in compliance with regulatory and Firm policy and procedures.
Baltimore, Maryland Area
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Manager, Branch Examiner in Legal and Compliance
Capital One
https://www.linkedin.com/company/capital-one
Oversees and supervises the retail branch operations of 15 offices and 100 individuals in the Washington D.C. market including operational reviews, controls, systems, compliance, legal operational issues, security, budgeting, and personnel and employee relations. Performs regular branch visits to assess the impact of operational controls on day-to-day functions to ensure a balance between risk and efficiencies.
Washington D.C. Metro Area
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District Operations Manager/Consultant
Capital One
https://www.linkedin.com/company/capital-one
Lead a branch with $30MM in combined loans and deposits and 6 FTE compliment.  Staff and lead sales, service, and operational performance of branch.  Directly managed platform staff, including career development, performance management and recognition. Held ultimate accountability for risk and compliance for branch.
Columbia, MD
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Branch Manager/Assistant Vice President
Capital One
https://www.linkedin.com/company/capital-one
Provided in branch support and liaison services between departments, customers, branches, and other banks.  Researched and resolved customer issues and provided solutions for disputes and fraud.  Coordinated office activities and ensured effective administrative operations.
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Retail Management Associate
Master of Business Administration (M.B.A.)
Business Administration and Management, General
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University of Maryland University College
https://www.linkedin.com/school/university-of-maryland-global-campus/
Bachelor of Science (B.S.)
Psychology
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University of Maryland College Park
https://www.linkedin.com/school/university-of-maryland/
https://www.linkedin.com/in/julie-lotzmann-cpa-3457b440
Whippany, NJ
Julie Lotzmann, CPA
Manager Policy & Privacy - Enterprise Risk Management at Verizon
https://www.linkedin.com/in/rebecca-heydon-38503044
New York City Metropolitan Area
Rebecca Heydon
Life & Leadership Coach
https://www.linkedin.com/in/adam-ahmad-cams-a078756b
Baltimore, MD
Adam Ahmad, CAMS
Director, Global Financial Crimes at Morgan Stanley
https://www.linkedin.com/in/dawn-biedenkapp-89266412
Baltimore, MD
Dawn Biedenkapp
Vice President, Deputy KYC Officer at Morgan Stanley
https://www.linkedin.com/in/pamela-ohle-85781b126
Colora, MD
Pamela Ohle
Executive Director
https://www.linkedin.com/in/mae-kertyjeanopsassociate
Aberdeen, MD
Mae Kerty Jean
Business Critical Financial Operations Professional/ Client Regulatory Services Director at Morgan Stanley.
https://www.linkedin.com/in/bradfordbambusch
Baltimore City County, MD
Bradford Bambusch
Director, Legal and Compliance Division at Morgan Stanley
https://www.linkedin.com/in/charise-sharpe-26393232
York County, PA
Charise Sharpe
Director - Paralegal
https://www.linkedin.com/in/diana-colbert-1404a664
Greater Pittsburgh Region
Diana Colbert
First Vice President at Morgan Stanley Wealth Management
https://uk.linkedin.com/in/kevin-kaiser-16688844
London
Kevin Kaiser
Investment Banking Analyst bei Morgan Stanley
https://www.linkedin.com/in/sarah-harrison-74886056
Baltimore, MD
Sarah Harrison
Executive Director | COO, Morgan Stanley Baltimore
https://www.linkedin.com/in/kaitlyn-gorrell-b7b98830
Baltimore City County, MD
Kaitlyn Gorrell
Director, Global Financial Crimes, Financial Intelligence Unit at Morgan Stanley
https://www.linkedin.com/in/nbarragan
Tampa, FL
Nicolas Barragan, CAMS, CFCS
Manager, Anti-Money Laundering (AML) Compliance at USAA
https://www.linkedin.com/in/debra-gloster-4b911411
Old Bridge, NJ
Debra Gloster
Morgan Stanley Wealth Management
https://www.linkedin.com/in/james-allen-89a8a74
Washington DC-Baltimore Area
James Allen
Vice President at Morgan Stanley
https://www.linkedin.com/in/anika-s-jones-esq-4092b54
Baltimore City County, MD
Anika S. Jones, Esq.
Vice President & Counsel at Morgan Stanley
https://www.linkedin.com/in/carolinejhook
Baltimore, MD
Caroline Hook
Vice President, Client Experience Digital at Weber Shandwick
https://www.linkedin.com/in/nicole-j-hardin-25596833
United States
Nicole J Hardin
Vice President, Field Business Risk
https://www.linkedin.com/in/samantha-serafino-767359a1
Queens, NY
Samantha Serafino
Director, Wealth Management Compliance at Morgan Stanley
Rotimi Raji MSc MBA
      
          



            
              
        
              
  

    
        Aalap is very detail-oriented with a knack for getting things done! No excuses. Period
https://ca.linkedin.com/in/aalap-dave-649b5619b
Claresholm, AB
Aalap Dave
Crew Member at Dairy Queen
https://in.linkedin.com/in/aalap-dave-85443620a
Mumbai
Aalap Dave
Student at School
https://in.linkedin.com/in/aalap-dave-b39b39197
Rajkot
Aalap Dave
Student at Marwadi University
https://ca.linkedin.com/in/aalap-dave-723963207
Lethbridge, AB
Aalap Dave
Student at Conestoga College
Business Analyst Professional - BA, Analysis, Data Analyst, Data Scientist
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