Andrew Leith Kronenberg, MBA
Assistant Vice President - Relationship Manager at Bank of America Merrill Lynch
Experienced financial services, capital markets and trading professional
Experienced financial professional with broad trading, compliance, team management, product and project management, and supervision and control background. Extensive experience in multiple trading platforms, floor, algorithm, and manual worked order execution; Extensive Registered Investment Advisor  industry knowledge.  Goal and task-oriented manager seeking opportunities to contribute to quality organizations.  FINRA Series 7, 9/10, 55, 66 licensed (CRD #2398831)
Bank of America Merrill Lynch
https://www.linkedin.com/company/bank-of-america-merrill-lynch
High net-worth sales and relationship manager
Phoenix, Arizona Area
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Assistant Vice President - Relationship Manager
Schwab Advisor Services
https://www.linkedin.com/company/schwab-advisor-services
Business lead for trading projects and compliance initiatives, supervisory structure.

•	Developed and modernized supervisory policy & procedures for $1 trillion+ trading desk. 
•	Developed extensive and broad reporting for all trading processes; Responsible for FINRA Order Audit Trail System (OATS) reporting for Advisor Services-specific channels.
•	Implemented and drove cross-product regulatory and compliance initiatives, including FINRA 4515, SEC 13h-1 and 15c3-5.
•	Produced communications to internal and external clients about compliance/regulatory, process and supervisory changes impacting trading.
•	Maintained and documented operational risk management framework for Advisor Services Trading (Risk and Control Self Assessment in IBM OpenPages platform).
•	Responsible for internal, external Advisor Services Equity Trading audit response.
•	Constructed comprehensive training program for new hire traders.
Phoenix, AZ
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Technical Manager, Institutional Equity Trading
Schwab Advisor Services
https://www.linkedin.com/company/schwab-advisor-services
Managed team of 7 – 17 Equity Traders.

•	Reduced desk error rate approximately 20%.
•	Fostered highly productive, high-performance environment in extremely challenging and volatile market conditions.
•	Escalated and resolved complex internal and external client issues, including contacting advisors after the Flash Crash.
•	Moved end-of-day allocation cleanup process off desk to separate processing group, improving team morale.
•	Coordinated and executed equities trading physical location move logistics, 2010.
•	Excellence in Service Award winner, Fraud Detection Team, 2007. 
•	Acting Director, August 2007.
Phoenix, AZ
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Team Manager, Institutional Equity Trading
Schwab Advisor Services
https://www.linkedin.com/company/schwab-advisor-services
Executed equity, option and ETF order flow for RIA clients on multiple platforms and systems.

•	Provided dedicated world class service to largest (over $1 billion AUM) institutional clients, including market color, execution advice, and news impacting holdings.
•	Increased client satisfaction ratings over multi-year period.
Phoenix, AZ
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Trader, Senior Trader, Institutional Equity Trading
B. C. Ziegler & Co.
Executed retail brokerage, discretionary managed account, and institutional equity and option orders on a variety of exchanges and networks. 

•	Oversaw accounts, out-trades, and step-outs on Pershing and PaineWebber networks.
•	Maintained step-out and reversal trades on ACT.
•	Performed various market-making duties and trade allocation functions.
•	Obtained multiple securities licenses in compressed timeframe.
•	Member, Securities Traders Association of Wisconsin, 1999 - 2000.
Milwaukee, WI
Institutional Equities Trader
M.B.A.
Finance
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Washington University in St. Louis - Olin Business School
https://www.linkedin.com/school/wustl-olin-business-school/
A.B.
Economics
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Vassar College
https://www.linkedin.com/school/vassar-college/
Red Mountain United Methodist Church
Chairman, Finance Committee
https://www.linkedin.com/in/robert-cooper-3686799
Seattle, WA
Robert Cooper
Investment Banker at Zachary Scott & Company
https://www.linkedin.com/in/nicholas-vadino-34296858
New York City Metropolitan Area
Nicholas Vadino
Associate at Ducera Partners LLC
https://www.linkedin.com/in/patrick-dowling-b87b2724
New York, NY
Patrick Dowling
Chief Operating Officer at Ducera Partners LLC
https://www.linkedin.com/in/r-douglas-cooper-34a408a
Seattle, WA
R. Douglas Cooper
Investment Banker at Zachary Scott and Company
https://www.linkedin.com/in/john-mastrandrea
Webster, NY
John Mastrandrea
Investment Banking Analyst at EC M&A
https://www.linkedin.com/in/goldstonedav
Seattle, WA
David Goldstone
Investment Banking Associate | Returned Peace Corps Volunteer
https://www.linkedin.com/in/bena580
Seattle, WA
Ben Adams
Investment Banking Associate
https://www.linkedin.com/in/randalllittle
New York, NY
Randall Little
Managing Director at Financial Technology Partners / FT Partners
https://www.linkedin.com/in/wilfredguo
New York, NY
Wilfred Guo
Restructuring at Ducera Partners LLC
https://www.linkedin.com/in/alyssa-ho-106075a5
San Francisco Bay Area
Alyssa Ho
Vice President at Financial Technology Partners / FT Partners
https://www.linkedin.com/in/cadenmu
New York, NY
Caden Mu
Investment Banking Associate at FT Partners
https://www.linkedin.com/in/kevinswiniarski
New York, NY
Kevin Swiniarski
Vice President at Financial Technology Partners / FT Partners
https://www.linkedin.com/in/sebastian-plate-472263108
New York, NY
Sebastian Plate
Investment Banking Associate at Financial Technology Partners / FT Partners
https://www.linkedin.com/in/steve-costa-9045a322
Boston, MA
Steve Costa
Vice President/Relationship Manager at Federal Home Loan Bank of Boston
https://www.linkedin.com/in/lisa-tarrant-84ab373
Austin, TX
Lisa Tarrant
Sr. Relationship Manager - Global Commercial Banking - Bank of America
https://www.linkedin.com/in/s-michael-salam-2b18aa21
Los Angeles Metropolitan Area
S. Michael Salam
Vice President - Relationship Manager - Global Commercial Banking at Bank of America Merrill Lynch
https://www.linkedin.com/in/jonathan-ng-21102b2a
New York City Metropolitan Area
Jonathan Ng
Director, Head of Client Services
https://www.linkedin.com/in/peternrekic
New York City Metropolitan Area
Peter Nrekic
Assistant Vice President at Alex. Brown
https://www.linkedin.com/in/lauragauger
Greater Pittsburgh Region
Laura Gauger, MBA, CTP
Vice President - Middle Market Commercial Banking at JPMorgan Chase & Co.
https://www.linkedin.com/in/jacob-mathews-0025
Los Angeles, CA
Jake M.
Assistant Vice President - Small Business Banking Citibank: (949)942-4994, Jacob.mathews@citi.com
 "Business Lending"
WashU Finance Network
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https://www.linkedin.com/groups/12030551
Olin Business School - Washington University in St. Louis
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https://www.linkedin.com/groups/1090
Security Traders Association, (STA)
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https://www.linkedin.com/groups/126123
Vassar College Alumnae/i
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https://www.linkedin.com/groups/62151
Washington University Alumni Group
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https://www.linkedin.com/groups/68862