andrew leith kronenberg , mba
Assistant Vice President - Relationship Manager at Bank of America Merrill Lynch
experienced financial service , capital market trading professional
experienced financial professional broad trading , compliance , team management , product project management , supervision control background . extensive experience multiple trading platform , floor , algorithm , manual worked order execution ; extensive registered investment advisor industry knowledge . goal task-oriented manager seeking opportunity contribute quality organization . finra series 7 , 9/10 , 55 , 66 licensed ( crd # 2398831 )
Bank of America Merrill Lynch
https://www.linkedin.com/company/bank-of-america-merrill-lynch
High net-worth sales and relationship manager
Phoenix, Arizona Area
https://media-exp1.licdn.com/dms/image/C560BAQEwSq6HbLmEdQ/company-logo_100_100/0/1519916718424?e=1655942400&v=beta&t=Hy_PFeNocHwGUuPtW4e2DSH-FcjQIkek6ZHsnKmMWSw
Assistant Vice President - Relationship Manager
Schwab Advisor Services
https://www.linkedin.com/company/schwab-advisor-services
Business lead for trading projects and compliance initiatives, supervisory structure.

•	Developed and modernized supervisory policy & procedures for $1 trillion+ trading desk. 
•	Developed extensive and broad reporting for all trading processes; Responsible for FINRA Order Audit Trail System (OATS) reporting for Advisor Services-specific channels.
•	Implemented and drove cross-product regulatory and compliance initiatives, including FINRA 4515, SEC 13h-1 and 15c3-5.
•	Produced communications to internal and external clients about compliance/regulatory, process and supervisory changes impacting trading.
•	Maintained and documented operational risk management framework for Advisor Services Trading (Risk and Control Self Assessment in IBM OpenPages platform).
•	Responsible for internal, external Advisor Services Equity Trading audit response.
•	Constructed comprehensive training program for new hire traders.
Phoenix, AZ
https://media-exp1.licdn.com/dms/image/C4E0BAQGUwbntwgVgWA/company-logo_100_100/0/1519856223230?e=1655942400&v=beta&t=GQKgrIp9IkQZpsDd4eluHZYVeRjEIAx8hR5wpK2FuNo
Technical Manager, Institutional Equity Trading
Schwab Advisor Services
https://www.linkedin.com/company/schwab-advisor-services
Managed team of 7 – 17 Equity Traders.

•	Reduced desk error rate approximately 20%.
•	Fostered highly productive, high-performance environment in extremely challenging and volatile market conditions.
•	Escalated and resolved complex internal and external client issues, including contacting advisors after the Flash Crash.
•	Moved end-of-day allocation cleanup process off desk to separate processing group, improving team morale.
•	Coordinated and executed equities trading physical location move logistics, 2010.
•	Excellence in Service Award winner, Fraud Detection Team, 2007. 
•	Acting Director, August 2007.
Phoenix, AZ
https://media-exp1.licdn.com/dms/image/C4E0BAQGUwbntwgVgWA/company-logo_100_100/0/1519856223230?e=1655942400&v=beta&t=GQKgrIp9IkQZpsDd4eluHZYVeRjEIAx8hR5wpK2FuNo
Team Manager, Institutional Equity Trading
Schwab Advisor Services
https://www.linkedin.com/company/schwab-advisor-services
Executed equity, option and ETF order flow for RIA clients on multiple platforms and systems.

•	Provided dedicated world class service to largest (over $1 billion AUM) institutional clients, including market color, execution advice, and news impacting holdings.
•	Increased client satisfaction ratings over multi-year period.
Phoenix, AZ
https://media-exp1.licdn.com/dms/image/C4E0BAQGUwbntwgVgWA/company-logo_100_100/0/1519856223230?e=1655942400&v=beta&t=GQKgrIp9IkQZpsDd4eluHZYVeRjEIAx8hR5wpK2FuNo
Trader, Senior Trader, Institutional Equity Trading
B. C. Ziegler & Co.
Executed retail brokerage, discretionary managed account, and institutional equity and option orders on a variety of exchanges and networks. 

•	Oversaw accounts, out-trades, and step-outs on Pershing and PaineWebber networks.
•	Maintained step-out and reversal trades on ACT.
•	Performed various market-making duties and trade allocation functions.
•	Obtained multiple securities licenses in compressed timeframe.
•	Member, Securities Traders Association of Wisconsin, 1999 - 2000.
Milwaukee, WI
Institutional Equities Trader
M.B.A.
Finance
https://media-exp1.licdn.com/dms/image/C4E0BAQEEW6ZG5Bsaxg/company-logo_100_100/0/1536084594975?e=1655942400&v=beta&t=_RAsVbzGd3HJhptzkIAnwLseDu0nvjOpR9mNMifZlog
Washington University in St. Louis - Olin Business School
https://www.linkedin.com/school/wustl-olin-business-school/
A.B.
Economics
https://media-exp1.licdn.com/dms/image/C4D0BAQEY2HDLxbZKSA/company-logo_100_100/0/1604441216448?e=1655942400&v=beta&t=GETOoqlnwu69ZDSMbs4IO3u8Q_8v0jqJ68jpYR_81WA
Vassar College
https://www.linkedin.com/school/vassar-college/
Red Mountain United Methodist Church
Chairman, Finance Committee
https://www.linkedin.com/in/robert-cooper-3686799
Seattle, WA
Robert Cooper
Investment Banker at Zachary Scott & Company
https://www.linkedin.com/in/nicholas-vadino-34296858
New York City Metropolitan Area
Nicholas Vadino
Associate at Ducera Partners LLC
https://www.linkedin.com/in/patrick-dowling-b87b2724
New York, NY
Patrick Dowling
Chief Operating Officer at Ducera Partners LLC
https://www.linkedin.com/in/r-douglas-cooper-34a408a
Seattle, WA
R. Douglas Cooper
Investment Banker at Zachary Scott and Company
https://www.linkedin.com/in/john-mastrandrea
Webster, NY
John Mastrandrea
Investment Banking Analyst at EC M&A
https://www.linkedin.com/in/goldstonedav
Seattle, WA
David Goldstone
Investment Banking Associate | Returned Peace Corps Volunteer
https://www.linkedin.com/in/bena580
Seattle, WA
Ben Adams
Investment Banking Associate
https://www.linkedin.com/in/randalllittle
New York, NY
Randall Little
Managing Director at Financial Technology Partners / FT Partners
https://www.linkedin.com/in/wilfredguo
New York, NY
Wilfred Guo
Restructuring at Ducera Partners LLC
https://www.linkedin.com/in/alyssa-ho-106075a5
San Francisco Bay Area
Alyssa Ho
Vice President at Financial Technology Partners / FT Partners
https://www.linkedin.com/in/cadenmu
New York, NY
Caden Mu
Investment Banking Associate at FT Partners
https://www.linkedin.com/in/kevinswiniarski
New York, NY
Kevin Swiniarski
Vice President at Financial Technology Partners / FT Partners
https://www.linkedin.com/in/sebastian-plate-472263108
New York, NY
Sebastian Plate
Investment Banking Associate at Financial Technology Partners / FT Partners
https://www.linkedin.com/in/steve-costa-9045a322
Boston, MA
Steve Costa
Vice President/Relationship Manager at Federal Home Loan Bank of Boston
https://www.linkedin.com/in/lisa-tarrant-84ab373
Austin, TX
Lisa Tarrant
Sr. Relationship Manager - Global Commercial Banking - Bank of America
https://www.linkedin.com/in/s-michael-salam-2b18aa21
Los Angeles Metropolitan Area
S. Michael Salam
Vice President - Relationship Manager - Global Commercial Banking at Bank of America Merrill Lynch
https://www.linkedin.com/in/jonathan-ng-21102b2a
New York City Metropolitan Area
Jonathan Ng
Director, Head of Client Services
https://www.linkedin.com/in/peternrekic
New York City Metropolitan Area
Peter Nrekic
Assistant Vice President at Alex. Brown
https://www.linkedin.com/in/lauragauger
Greater Pittsburgh Region
Laura Gauger, MBA, CTP
Vice President - Middle Market Commercial Banking at JPMorgan Chase & Co.
https://www.linkedin.com/in/jacob-mathews-0025
Los Angeles, CA
Jake M.
Assistant Vice President - Small Business Banking Citibank: (949)942-4994, Jacob.mathews@citi.com
 "Business Lending"
WashU Finance Network
https://media-exp1.licdn.com/dms/image/C4E07AQF73VM70G4lcg/group-logo_image-shrink_92x92/0/1631008993640?e=1647687600&v=beta&t=D-mk_dTzqQ_Yucqw1aZTePBlclnExAleFF26ohrZLfg
https://www.linkedin.com/groups/12030551
Olin Business School - Washington University in St. Louis
https://media-exp1.licdn.com/dms/image/C5107AQGFSbFkOakZXQ/group-logo_image-shrink_200x200/0/1631435554248?e=1647687600&v=beta&t=Iv59Dh-9BWawjJDqXkZ9it_q0OJov9YKykzBd6UpD8U
https://www.linkedin.com/groups/1090
Security Traders Association, (STA)
https://media-exp1.licdn.com/dms/image/C4E07AQE8tBFYpFQvtw/group-logo_image-shrink_200x200/0/1631361199171?e=1647687600&v=beta&t=toAKtQmoLjW31sz2e05N0eZsZG4WCCvS3fS70s46ewE
https://www.linkedin.com/groups/126123
Vassar College Alumnae/i
https://media-exp1.licdn.com/dms/image/C4E07AQE_-vNEIvYJyQ/group-logo_image-shrink_92x92/0/1631000145986?e=1647687600&v=beta&t=vVFduiSaHawf6vEOzW3gU9rbaofln-rOvSgS9G98TkU
https://www.linkedin.com/groups/62151
Washington University Alumni Group
https://media-exp1.licdn.com/dms/image/C4D07AQFt8hZnzKshAw/group-logo_image-shrink_200x200/0/1631376715088?e=1647687600&v=beta&t=tSRjxO2_iBYjr1LLqGJAzyDJJTIY1EUzIcJ23wIc7-M
https://www.linkedin.com/groups/68862