a.j . bosco
Special Counsel at Zeichner Ellman & Krause LLP
special counsel zeichner ellman & krause llp
senior legal professional 30 year diverse prosecutorial , regulatory , legal compliance experience across many sector financial service industry , including corporate investment banking , retail brokerage , rating agency consumer banking . area expertise include : • white collar criminal defense • conducting , managing supervising internal investigation • dealing phase complex financial investigation , litigation litigation support , domestically internationally • conducting consulting complex domestic international arbitration litigation matters—involving wide range regulatory , commercial , contractual asset-tracing dispute • investigating whistleblower allegation involving wide-range fraud corruption • well-versed regulation use emerging technology fintech product , including blockchain , virtual currency data analytics • assessing remediating compliance risk • building effective regulatory relationship • transforming compliance program • building strong client relationship successfully collaborating diverse internal external function , including regulator , prosecutor , senior management , risk function internal audit • analytical logical problem solver • frequent speaker compliance regulatory topic
Zeichner Ellman & Krause LLP
https://www.linkedin.com/company/zeichner-ellman-&-krause-llp
Greater New York City Area
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Special Counsel
Fordham University School of Law
https://www.linkedin.com/company/fordham-law-school
New York, NY
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Adjunct Professor
Fordham University School of Law
https://www.linkedin.com/company/fordham-law-school
The mission of the Advisory Board to Compliance Programs is to guide, promote and support Fordham Law School’s compliance initiatives.
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Board Member, Advisory Board to Compliance Programs, Fordham Law School
StoneTurn
https://www.linkedin.com/company/stoneturn-group-llp
Greater New York City Area
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Senior Advisor
JPMorgan Chase
Responsible for internal investigations and government inquiries for the Consumer division of JPMorgan Chase.
Greater New York City Area
Vice President - Assistant General Counsel
Moodys Corporation
https://www.linkedin.com/company/moodys-corporation
Responsible globally for implementation and coordination of internal investigations.
Greater New York City Area
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SVP - Investigations
Bank of America Securities
https://www.linkedin.com/company/bank-of-america
Manage regulatory examinations of the Global Banking and Markets division of Bank of America Merrill Lynch conducted by securities and banking regulatory authorities.
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Senior Vice President, Attorney, Compliance Department
Deutsche Bank Securities
https://www.linkedin.com/company/deutsche-bank-securities
Manager, Examinations and Special Investigations Unit		

My unit is the primary point of contact between the firm and the securities regulators.  We also identify and conduct ad hoc reviews, self-assessments and investigations based on analysis of regulatory trends and current events.
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Attorney, Compliance Dept.
Prudential Securities
https://www.linkedin.com/company/wellsfargo
I represented the firm and its employees before the SEC, SROs, state regulators and criminal authorities.  In addition, I conducted internal investigations and advised firm and its employees on compliance with anti-money laundering regulations.
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First Vice President and Corporate Counsel
Securities and Exchange Commission
https://www.linkedin.com/company/polish-securities-and-exchange-commission
Branch Chief, Northeast Regional Office
New York County District Attorney's Office
https://www.linkedin.com/company/manhattanda
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Assistant District Attorney
J.D.
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Fordham University School of Law
https://www.linkedin.com/school/fordham-law-school/
B.A.
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Columbia University in the City of New York
https://www.linkedin.com/school/columbia-university/
Gov. Livingston
A.J. Bosco
Chair, ABA Business Law Section White Collar Crime Committee
Hogan-Morganthau Associates
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New York City Bar Association
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https://www.linkedin.com/in/rosanna-f-809644141
Jersey City, NJ
ROSANNA F.
Senior Compliance Analyst
https://www.linkedin.com/in/douglas-houston-248b404
New York, NY
Douglas Houston
Examination Training Manager at FINRA
https://www.linkedin.com/in/daniel-blecic-9aba9054
New York, NY
Daniel Blecic
Vice President/Compliance Manager at JPMorgan Chase & Co.
https://www.linkedin.com/in/ahmet-akyol-4562b4127
New York, NY
Ahmet Akyol
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https://www.linkedin.com/in/john-salerno-cfe-34a42483
New York, NY
John Salerno, CFE
Investigative Director, Specialist Team
https://www.linkedin.com/in/dave-vega-1b217090
New York, NY
Dave Vega
Admin. Assist. Vehicular Crimes Unit at Manhattan DA
https://www.linkedin.com/in/katharine-cobb-99732a61
New York, NY
Katharine Cobb
Vice President Administration & Finance at Baruch College
https://www.linkedin.com/in/brenda-fischer-7518ba152
United States
Brenda Fischer
Lead Counsel - Privacy, Data Strategy & Security, Intellectual Property at Guardian Life
https://www.linkedin.com/in/john-beccia-b9227a26
Boston, MA
John Beccia
Co-Founder and CEO, FS Vector
https://www.linkedin.com/in/lblentini
Hopkins, MN
Lisa Beth Lentini Walker
Compliance, Ethics, Governance and Risk Strategist | Chief Compliance Officer | Attorney | Board Member | Former SEC attorney | Co-Founder MentorCore |
https://www.linkedin.com/in/andrewting
Washington, DC
Andrew Ting
Legal and Compliance Executive | Business Law Professor
https://www.linkedin.com/in/troy-a-paredes-1b731378
New York, NY
Troy A. Paredes
Financial Regulation, Corporate Governance, Compliance, Investigations, FinTech, ESG
https://www.linkedin.com/in/ronsuber
Denver, CO
Ron Suber
ReWiring
https://www.linkedin.com/in/michael-blackshear-93a38212
Greater Chicago Area
Michael Blackshear
SVP, Chief Compliance & Privacy Officer  at Ryan Specialty Group
https://www.linkedin.com/in/michael-swanick-95a43a5
Marco, FL
Michael Swanick
Board Member at PAOLI MEMORIAL HOSPITAL FOUNDATION &  St Joseph's Univ; Adjunct Professor at SJU, Villanova & Penn State Universities, AARP Tax-Aide
https://www.linkedin.com/in/jonathantmarks
Philadelphia, PA
Jonathan T. Marks-CPA, CFF, CGMA, CITP, CFE, NACD Board Fellow
Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services - Governance, Risk, and Compliance Strategist with more than 30 years of experience.
https://www.linkedin.com/in/danramey
Houston, TX
Dan Ramey
President - Houston Financial Forensics, LLC; Forensic Accountant; Expert Witness; Conference Speaker; Forensic Accounting & ERM Professor
https://www.linkedin.com/in/dchia
Princeton, NJ
Douglas Chia
President, Soundboard Governance LLC
https://www.linkedin.com/in/chris-walmsley-a53426b
United States
Chris Walmsley
Senior Corporate / Securities / Capital Markets Attorney
https://www.linkedin.com/in/aj-bosco-a7a12646
Downers Grove, IL
AJ Bosco
Coach at All Star Sports Instruction
https://www.linkedin.com/in/a-j-bosco-5b515414b
Bristol, RI
A.J Bosco
Semi Retired at Telecommunications Technical Services
Financial Services Regulation
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https://www.linkedin.com/groups/1799642
Legal Analytics Committee (ABA Section of Business Law)
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In The House® — Improving In-House Careers and Legal Department Practices
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https://www.linkedin.com/groups/3180020
Financial Regulatory Reform Forum
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State Securities Regulation
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https://www.linkedin.com/groups/2177638
Center for Corporate Governance at NYCLA
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https://www.linkedin.com/groups/8576907
International Trade Compliance Experts: Networking Group
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https://www.linkedin.com/groups/3777330
ABA Business Law Section
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https://www.linkedin.com/groups/2005843
Blockchain Insights Forum
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IvyLife Law | How Alumni Connect
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Best Lawyers in America
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CFPB Forum
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https://www.linkedin.com/groups/3977196
ViNO — Virtual Networking Organization
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In-House Connect
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