Compliance & Risk Management There are some obvious similarities between the work of the regulator, and the work of compliance. The execution of our work involves risk-based and targeted engagement with firms and sectors, based on consideration of their impact and their risk profile. We complete intensive onsite engagements, both firm-specific and thematic, across a broad range of risks.
We undertake detailed analytical assessments to support and challenge the ongoing supervisory and inspection efforts and identify and guard against the build-up of risk. The complexity of our work continues to increase with growing rulebooks, increasing expectations, faster pace of change and more complex business models and organisational structures.